0001752724-23-269293.txt : 20231128
0001752724-23-269293.hdr.sgml : 20231128
20231128113449
ACCESSION NUMBER: 0001752724-23-269293
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231128
DATE AS OF CHANGE: 20231128
PERIOD START: 20230930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III
CENTRAL INDEX KEY: 0001537140
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22655
FILM NUMBER: 231443199
BUSINESS ADDRESS:
STREET 1: 225 PICTORIA DRIVE
STREET 2: SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
BUSINESS PHONE: 631-470-2621
MAIL ADDRESS:
STREET 1: 17605 WRIGHT STREET
CITY: OMAHA
STATE: NE
ZIP: 68130
0001537140
S000046898
Counterpoint Tactical Income Fund
C000146567
Counterpoint Tactical Income Fund Class A Shares
CPATX
C000146568
Counterpoint Tactical Income Fund Class C Shares
CPCTX
C000146569
Counterpoint Tactical Income Fund Class I Shares
CPITX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001537140
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S000046898
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C000146567
C000146568
NORTHERN LIGHTS FUND TRUST III
811-22655
0001537140
549300PPUECJSQFBYV98
225 PICTORIA DRIVE
SUITE 450
CINCINNATI
45246
631-470-2600
Counterpoint Tactical Income Fund
S000046898
549300FOLD17KHRVDB10
2023-09-30
2023-09-30
N
1203171759.01
531459.16
1202640299.85
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
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N
U.S. Corporate High Yield
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Mainstay Funds
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MNSTY-H/Y BD-I
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606783.21900000
NS
USD
3015712.60000000
0.250757653836
Long
EC
RF
US
N
1
N
N
N
Invesco Exchange Traded Fund Trust II
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INVESCO SENIOR LOAN ETF
46138G508
2268347.00000000
NS
USD
47612603.53000000
3.959006158029
Long
EC
RF
US
N
1
N
N
N
Blackrock Funds V
54930077DSFQPJDWM487
BLKR-H/Y BND-INS
09260B630
4203.66800000
NS
USD
28206.61000000
0.002345390388
Long
EC
RF
US
N
1
N
N
N
Ssga Active Etf Trust
549300MAXSRPQ75ICU67
SPDR BLACKSTONE
78467V608
593258.00000000
NS
USD
24875307.94000000
2.068391350522
Long
EC
RF
US
N
1
N
N
N
Pimco Fds Pacific Invt Mgmt Ser
BX5VU78PO9CRQUP4YH86
PIMCO-H/Y-INS
693390841
3718.96800000
NS
USD
28078.21000000
0.002334713879
Long
EC
RF
US
N
1
N
N
N
Fidelity Adv Ii
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F/A-F/R HI-I
315807552
25139664.80400000
NS
USD
232290502.79000000
19.31504397607
Long
EC
RF
US
N
1
N
N
N
Lord Abbett High
N/A
LA-HI YLD-I
54400N409
569120.04500000
NS
USD
3443176.27000000
0.286301421167
Long
EC
RF
US
N
1
N
N
N
Tiaa Cref Mutual Funds
N/A
TIAA CREF HIGH YIELD-INST
886315795
1000.00000000
NS
USD
8230.00000000
0.000684327641
Long
EC
RF
US
N
1
N
N
N
Lord Abbett Investment Trust
54930085JIVNI3FPKR71
LORD ABBETT FLOATING RATE
543916134
1808.03100000
NS
USD
14645.05000000
0.001217741497
Long
EC
RF
US
N
1
N
N
N
United States Treasury Bills
254900HROIFWPRGM1V77
B 12/07/23
912797FT9
2500000.00000000
PA
USD
2475673.95000000
0.205853233947
Long
DBT
UST
US
N
2
2023-12-07
Fixed
0.00000000
N
N
N
N
N
N
JP Morgan Trust Ii
549300IMXLYKELY96B40
JPM-HIGH YLD-I
4812C0803
17109234.71900000
NS
USD
105050701.17000000
8.735005901856
Long
EC
RF
US
N
1
N
N
N
Goldman Sachs Trust
S2FHCT8U6D2VORP0J605
GLDMN SCHS H/Y FLT RT-INS
38145C455
10868722.56700000
NS
USD
96188194.72000000
7.998085107575
Long
EC
RF
US
N
1
N
N
N
Goldman Sachs Trust
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GS-GOVT-FS
38141W273
112755130.37000000
PA
USD
112755130.37000000
9.375632130742
Long
STIV
RF
US
N
1
N
N
N
Ishares Trust
5493000860OXIC4B5K91
ISHARES BROAD USD HIGH YI
46435U853
800268.00000000
NS
USD
27777302.28000000
2.309693287632
Long
EC
RF
US
N
1
N
N
N
CDX.NA.HY SERIES 41
N/A
CDXHY41 12/28
N/A
-105000000.00000000
PA
USD
978768.00000000
0.081384932811
Long
DCR
CORP
N/A
N
2
WELLS FARGO
N/A
CDX.NA.HY Series 41
CDX.NA.HY SERIES 41
Y
N/A
2028-12-20
712878.53000000
USD
0.00000000
USD
-105000000.00000000
USD
265889.47000000
N
N
N
Blackrock Funds V
54930077DSFQPJDWM487
BLACKROCK II-FLOAT RAT-IN
09260B747
13383297.64400000
NS
USD
129014989.29000000
10.72764560659
Long
EC
RF
US
N
1
N
N
N
Prudential Investment Portfolios Inc. 15
5493004GW6X6EIMPJD18
PGIM-HI YLD-Z
74440Y801
82057892.77800000
NS
USD
372542833.21000000
30.97707878710
Long
EC
RF
US
N
1
N
N
N
Transamerica Funds
54930088ZHZE1VMYEY52
TRANSAMERICA HI YLD BND-I
893962159
3990703.99000000
NS
USD
30808234.80000000
2.561716483627
Long
EC
RF
US
N
1
N
N
N
2023-10-27
NORTHERN LIGHTS FUND TRUST III
Rich Gleason
Rich Gleason
Treasurer