0001752724-23-269293.txt : 20231128 0001752724-23-269293.hdr.sgml : 20231128 20231128113449 ACCESSION NUMBER: 0001752724-23-269293 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 PERIOD START: 20230930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III CENTRAL INDEX KEY: 0001537140 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22655 FILM NUMBER: 231443199 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 631-470-2621 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET CITY: OMAHA STATE: NE ZIP: 68130 0001537140 S000046898 Counterpoint Tactical Income Fund C000146567 Counterpoint Tactical Income Fund Class A Shares CPATX C000146568 Counterpoint Tactical Income Fund Class C Shares CPCTX C000146569 Counterpoint Tactical Income Fund Class I Shares CPITX NPORT-P 1 primary_doc.xml NPORT-P false 0001537140 XXXXXXXX S000046898 C000146569 C000146567 C000146568 NORTHERN LIGHTS FUND TRUST III 811-22655 0001537140 549300PPUECJSQFBYV98 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 631-470-2600 Counterpoint Tactical Income Fund S000046898 549300FOLD17KHRVDB10 2023-09-30 2023-09-30 N 1203171759.01 531459.16 1202640299.85 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 8597406.50999999 N U.S. Corporate High Yield I00012US-USD Mainstay Funds 549300SQRLBSUG7RD002 MNSTY-H/Y BD-I 56062X708 606783.21900000 NS USD 3015712.60000000 0.250757653836 Long EC RF US N 1 N N N Invesco Exchange Traded Fund Trust II O540V2L4S174Y60FMD36 INVESCO SENIOR LOAN ETF 46138G508 2268347.00000000 NS USD 47612603.53000000 3.959006158029 Long EC RF US N 1 N N N Blackrock Funds V 54930077DSFQPJDWM487 BLKR-H/Y BND-INS 09260B630 4203.66800000 NS USD 28206.61000000 0.002345390388 Long EC RF US N 1 N N N Ssga Active Etf Trust 549300MAXSRPQ75ICU67 SPDR BLACKSTONE 78467V608 593258.00000000 NS USD 24875307.94000000 2.068391350522 Long EC RF US N 1 N N N Pimco Fds Pacific Invt Mgmt Ser BX5VU78PO9CRQUP4YH86 PIMCO-H/Y-INS 693390841 3718.96800000 NS USD 28078.21000000 0.002334713879 Long EC RF US N 1 N N N Fidelity Adv Ii EIVUM2R16VT371T5KS40 F/A-F/R HI-I 315807552 25139664.80400000 NS USD 232290502.79000000 19.31504397607 Long EC RF US N 1 N N N Lord Abbett High N/A LA-HI YLD-I 54400N409 569120.04500000 NS USD 3443176.27000000 0.286301421167 Long EC RF US N 1 N N N Tiaa Cref Mutual Funds N/A TIAA CREF HIGH YIELD-INST 886315795 1000.00000000 NS USD 8230.00000000 0.000684327641 Long EC RF US N 1 N N N Lord Abbett Investment Trust 54930085JIVNI3FPKR71 LORD ABBETT FLOATING RATE 543916134 1808.03100000 NS USD 14645.05000000 0.001217741497 Long EC RF US N 1 N N N United States Treasury Bills 254900HROIFWPRGM1V77 B 12/07/23 912797FT9 2500000.00000000 PA USD 2475673.95000000 0.205853233947 Long DBT UST US N 2 2023-12-07 Fixed 0.00000000 N N N N N N JP Morgan Trust Ii 549300IMXLYKELY96B40 JPM-HIGH YLD-I 4812C0803 17109234.71900000 NS USD 105050701.17000000 8.735005901856 Long EC RF US N 1 N N N Goldman Sachs Trust S2FHCT8U6D2VORP0J605 GLDMN SCHS H/Y FLT RT-INS 38145C455 10868722.56700000 NS USD 96188194.72000000 7.998085107575 Long EC RF US N 1 N N N Goldman Sachs Trust S2FHCT8U6D2VORP0J605 GS-GOVT-FS 38141W273 112755130.37000000 PA USD 112755130.37000000 9.375632130742 Long STIV RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 ISHARES BROAD USD HIGH YI 46435U853 800268.00000000 NS USD 27777302.28000000 2.309693287632 Long EC RF US N 1 N N N CDX.NA.HY SERIES 41 N/A CDXHY41 12/28 N/A -105000000.00000000 PA USD 978768.00000000 0.081384932811 Long DCR CORP N/A N 2 WELLS FARGO N/A CDX.NA.HY Series 41 CDX.NA.HY SERIES 41 Y N/A 2028-12-20 712878.53000000 USD 0.00000000 USD -105000000.00000000 USD 265889.47000000 N N N Blackrock Funds V 54930077DSFQPJDWM487 BLACKROCK II-FLOAT RAT-IN 09260B747 13383297.64400000 NS USD 129014989.29000000 10.72764560659 Long EC RF US N 1 N N N Prudential Investment Portfolios Inc. 15 5493004GW6X6EIMPJD18 PGIM-HI YLD-Z 74440Y801 82057892.77800000 NS USD 372542833.21000000 30.97707878710 Long EC RF US N 1 N N N Transamerica Funds 54930088ZHZE1VMYEY52 TRANSAMERICA HI YLD BND-I 893962159 3990703.99000000 NS USD 30808234.80000000 2.561716483627 Long EC RF US N 1 N N N 2023-10-27 NORTHERN LIGHTS FUND TRUST III Rich Gleason Rich Gleason Treasurer