0001752724-23-269292.txt : 20231128 0001752724-23-269292.hdr.sgml : 20231128 20231128113449 ACCESSION NUMBER: 0001752724-23-269292 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 PERIOD START: 20230930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III CENTRAL INDEX KEY: 0001537140 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22655 FILM NUMBER: 231443198 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 631-470-2621 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET CITY: OMAHA STATE: NE ZIP: 68130 0001537140 S000043340 RESQ Dynamic Allocation Fund C000134182 RESQ Dynamic Allocation Class A Shares RQEAX C000134183 RESQ Dynamic Allocation Class I Shares RQEIX C000145676 RESQ Dynamic Allocation Class C Shares RQECX NPORT-P 1 primary_doc.xml NPORT-P false 0001537140 XXXXXXXX S000043340 C000134183 C000134182 C000145676 NORTHERN LIGHTS FUND TRUST III 811-22655 0001537140 549300PPUECJSQFBYV98 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 631-470-2600 RESQ Dynamic Allocation Fund S000043340 549300OXGDLG4LGGNL46 2023-09-30 2023-09-30 N 32350427.51 2103514.17 30246913.34 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y860 5600.00000000 NS USD 190792.00000000 0.630781719295 Long EC RF US N 1 N N N Invesco Exchange Traded Fund Trust II O540V2L4S174Y60FMD36 46138E800 66400.00000000 NS USD 2403680.00000000 7.946860471284 Long EC RF US N 1 N N N VanEck ETF Trust 549300ZLFKNTXC51ZN76 92189F791 28700.00000000 NS USD 925001.00000000 3.058166595719 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y100 3100.00000000 NS USD 243505.00000000 0.805057353333 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y407 6100.00000000 NS USD 981978.00000000 3.246539535990 Long EC RF US N 1 N N N Amplify ETF Trust 5493006EMX6222CPWJ71 032108607 20000.00000000 NS USD 398600.00000000 1.317820418630 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y209 9363.00000000 NS USD 1205392.62000000 3.985175632470 Long EC RF US N 1 N N N Ark Etf Tr 2549000Z0EWMH3U0CQ16 00214Q708 91000.00000000 NS USD 1761760.00000000 5.824594331978 Long EC RF US N 1 N N N First American Funds Inc. 549300J5J5SJCZ9IA369 31846V336 2310163.16000000 PA USD 2310163.16000000 7.637682344746 Long STIV RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 464287697 38600.00000000 NS USD 2840188.00000000 9.390009380705 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 464287184 84900.00000000 NS USD 2252397.00000000 7.446700344862 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 464287556 23400.00000000 NS USD 2861586.00000000 9.460753789431 Long EC RF US N 1 N N N Spdr Series Trust 5493004JVD6CQEEJSS37 78468R556 13800.00000000 NS USD 2041158.00000000 6.748318339315 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y852 13300.00000000 NS USD 872081.00000000 2.883206594329 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y704 7300.00000000 NS USD 740074.00000000 2.446775284740 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 464287655 5400.00000000 NS USD 954396.00000000 3.155350065878 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y506 5450.00000000 NS USD 492625.50000000 1.628680237426 Long EC RF US N 1 N N N Invesco QQQ Trust 549300VY6FEJBCIMET58 46090E103 5600.00000000 NS USD 2006312.00000000 6.633113195543 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y308 7600.00000000 NS USD 522956.00000000 1.728956585161 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y605 29100.00000000 NS USD 965247.00000000 3.191224800857 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 81369Y886 3700.00000000 NS USD 218041.00000000 0.720870250623 Long EC RF US N 1 N N N Kraneshares Tr 549300VLDRC0RUX0E553 500767405 85000.00000000 NS USD 1932050.00000000 6.387593928286 Long EC RF US N 1 N N N Global X Fds 5493003RA4QUTSYF1N15 37960A735 14000.00000000 NS USD 326200.00000000 1.078457151423 Long EC RF US N 1 N N N VanEck ETF Trust 549300ZLFKNTXC51ZN76 92189H607 3300.00000000 NS USD 1138632.00000000 3.764456846227 Long EC RF US N 1 N N N VanEck ETF Trust 549300ZLFKNTXC51ZN76 92189F106 61000.00000000 NS USD 1641510.00000000 5.427033104330 Long EC RF US N 1 N N N 2023-10-27 NORTHERN LIGHTS FUND TRUST III Rich Gleason Rich Gleason Treasurer