EX-99.M 12B-1 PLAN 5 ex99mia.htm

Exhibit A

NORTHERN LIGHTS FUND TRUST III CLASS A

MASTER DISTRIBUTION AND SHAREHOLDER SERVICING PLAN

 

Date Last Amended: November 23, 2020

 

Fund Name Maximum Authorized Rate Currently Approved Rate Distributor
  Absolute Capital Asset Allocator Fund 0.25% 0.25% Northern Lights Distributors, LLC
  Absolute Capital Defender Fund 0.25% 0.25% Northern Lights Distributors, LLC
ACM Dynamic Opportunity Fund 0.25% 0.25% Northern Lights Distributors, LLC
ACM Tactical Income Fund 0.25% 0.25% Northern Lights Distributors, LLC
Centerstone Investors Fund 0.25% 0.25% Northern Lights Distributors, LLC
Centerstone International Fund 0.25% 0.25% Northern Lights Distributors, LLC
Boyd Watterson Limited Duration Enhanced Income Fund 0.25% 0.25% Northern Lights Distributors, LLC
Counterpoint Long-Short Equity Fund 0.25% 0.25% Northern Lights Distributors, LLC
Counterpoint Tactical Equity Fund 0.25% 0.25% Northern Lights Distributors, LLC
Counterpoint Tactical Income Fund 0.25% 0.25% Northern Lights Distributors, LLC
Counterpoint Tactical Municipal Fund 0.25% 0.25% Northern Lights Distributors, LLC
Good Harbor Tactical Select Fund 0.25% 0.25% Northern Lights Distributors, LLC
HCM Dividend Sector Plus Fund 0.25% 0.25% Northern Lights Distributors, LLC
HCM Income Plus Fund 0.25% 0.25% Northern Lights Distributors, LLC
HCM Tactical Growth Fund 0.25% 0.25% Northern Lights Distributors, LLC
Leland Thomson Reuters Private Equity Index Fund 0.25% 0.25% Northern Lights Distributors, LLC
Leland Thomson Reuters Venture Capital Index Fund 0.25% 0.25% Northern Lights Distributors, LLC
Newfound Risk Managed U.S Growth Fund 0.25% 0.25% Northern Lights Distributors, LLC
Persimmon Long/Short Fund 0.25% 0.25% Northern Lights Distributors, LLC
Pinnacle Sherman Multi-Strategy Core Fund 0.25% 0.25% Northern Lights Distributors, LLC
Pinnacle TrendRating Innovative Equity Fund 0.25% 0.25% Northern Lights Distributors, LLC
RESQ Dynamic Allocation Fund 0.40% 0.40% Northern Lights Distributors, LLC
RESQ Strategic Income Fund 0.40% 0.40% Northern Lights Distributors, LLC
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Swan Defined Risk Emerging Markets Fund 0.25% 0.25% Northern Lights Distributors, LLC
Swan Defined Risk Foreign Fund 0.25% 0.25% Northern Lights Distributors, LLC
Swan Defined Risk Fund 0.25% 0.25% Northern Lights Distributors, LLC
Swan Defined Risk Growth Fund 0.25% 0.25% Northern Lights Distributors, LLC
Swan Defined Risk U.S. Small Cap Fund 0.25% 0.25% Northern Lights Distributors, LLC
The Covered Bridge Fund 0.25% 0.25% Northern Lights Distributors, LLC

 

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Acknowledged and Approved by:

 

Northern Lights Fund Trust III:

 

 

By: /s/ Richard Malinowski

Richard Malinowski, President

 

 

Northern Lights Distributors, LLC:

 

 

By: /s/ William J. Strait

William J. Strait, President

 

 

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