EDGAR Filing Documents for 0001580642-24-004833

Form N-PX - Annual Report of proxy voting record of management investment companies:

SEC Accession No. 0001580642-24-004833

Filing Date

2024-08-26

Accepted

2024-08-26 16:32:46

Documents

Period of Report

2024-06-30

Effectiveness Date

2024-08-26

Document Format Files

Seq	Description	Document	Type	Size
1		primary_doc.html	N-PX
1		primary_doc.xml	N-PX	19426
	Complete submission text file	0001580642-24-004833.txt		30246

Series and Classes/Contracts Information:

Existing
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000037505		Swan Defined Risk Fund
Class/Contract C000115777		Swan Defined Risk Fund Class A Shares	SDRAX
Class/Contract C000115778		Swan Defined Risk Fund Class C Shares	SDRCX
Class/Contract C000115779		Swan Defined Risk Fund Class I Shares	SDRIX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000043339		RESQ Strategic Income Fund
Class/Contract C000134180		RESQ Strategic Income Fund Class A Shares	RQIAX
Class/Contract C000134181		RESQ Strategic Income Fund Class I Shares	RQIIX
Class/Contract C000145675		RESQ Strategic Income Fund Class C Shares	RQICX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000043340		RESQ Dynamic Allocation Fund
Class/Contract C000134182		RESQ Dynamic Allocation Class A Shares	RQEAX
Class/Contract C000134183		RESQ Dynamic Allocation Class I Shares	RQEIX
Class/Contract C000145676		RESQ Dynamic Allocation Class C Shares	RQECX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000044092		Issachar Fund
Class/Contract C000136884		Issachar Fund Class N Shares	LIONX
Class/Contract C000136885		Issachar Fund Class I Shares	LIOTX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000045942		HCM Tactical Growth Fund
Class/Contract C000143207		HCM Tactical Growth Fund Class A Shares	HCMGX
Class/Contract C000143208		HCM Tactical Growth Fund Investor Shares	HCMDX
Class/Contract C000143209		HCM Tactical Growth Fund Class I Shares	HCMIX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000047421		Swan Defined Risk Emerging Markets Fund
Class/Contract C000148875		Swan Defined Risk Emerging Markets Fund Class A Shares	SDFAX
Class/Contract C000148876		Swan Defined Risk Emerging Markets Fund Class C Shares	SDFCX
Class/Contract C000148877		Swan Defined Risk Emerging Markets Fund Class I Shares	SDFIX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000048332		HCM Dividend Sector Plus Fund
Class/Contract C000152642		HCM Dividend Sector Plus Fund Class A Shares	HCMNX
Class/Contract C000152643		HCM Dividend Sector Plus Fund Class A1 Shares	HCMWX
Class/Contract C000152644		HCM Dividend Sector Plus Fund Investor Class Shares	HCMPX
Class/Contract C000152645		HCM Dividend Sector Plus Fund Class I Shares	HCMQX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000050600		Pinnacle Multi-Strategy Core Fund
Class/Contract C000159719		Pinnacle Multi-Strategy Core Fund Class A	APSHX
Class/Contract C000159720		Pinnacle Multi-Strategy Core Fund Class C	CPSHX
Class/Contract C000159721		Pinnacle Multi-Strategy Core Fund Class I	IPSHX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000051346		Swan Defined Risk Foreign Fund
Class/Contract C000161877		Swan Defined Risk Foreign Fund Class A Shares	SDJAX
Class/Contract C000161878		Swan Defined Risk Foreign Fund Class C Shares	SDJCX
Class/Contract C000161879		Swan Defined Risk Foreign Fund Class I Shares	SDJIX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000051347		Swan Defined Risk U.S. Small Cap Fund
Class/Contract C000161880		Swan Defined Risk U.S. Small Cap Fund Class A Shares	SDCAX
Class/Contract C000161881		Swan Defined Risk U.S. Small Cap Fund Class C Shares	SDCCX
Class/Contract C000161882		Swan Defined Risk U.S. Small Cap Fund Class I Shares	SDCIX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000055429		HCM Income Plus Fund
Class/Contract C000174412		HCM Income Plus Fund Class A Shares	HCMEX
Class/Contract C000174413		HCM Income Plus Fund Investor Class Shares	HCMKX
Class/Contract C000213465		HCM Income Plus Fund Class I Shares	HCMLX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000063531		Swan Defined Risk Growth Fund
Class/Contract C000205842		Swan Defined Risk Growth Fund Class A Shares	SDAAX
Class/Contract C000205843		Swan Defined Risk Growth Fund Class C Shares	SDACX
Class/Contract C000205844		Swan Defined Risk Growth Fund Class I Shares	SDAIX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000066141		HCM Defender 100 Index ETF
Class/Contract C000213732		HCM Defender 100 Index ETF	QQH
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000066142		HCM Defender 500 Index ETF
Class/Contract C000213733		HCM Defender 500 Index ETF	LGH
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000067284		Counterpoint High Yield Trend ETF
Class/Contract C000216396		Counterpoint High Yield Trend ETF	HYTR
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000076537		HCM Dynamic Income Fund
Class/Contract C000236510		HCM Dynamic Income Fund Investor Class Shares	HCMFX
Class/Contract C000236511		HCM Dynamic Income Fund Class A Shares	HCMBX
Class/Contract C000236512		HCM Dynamic Income Fund Class I Shares	HCMUX
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000083335		PlanRock Alternative Growth ETF
Class/Contract C000246894		PlanRock Alternative Growth ETF	PRAE
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000083336		PlanRock Growth Rotation ETF
Class/Contract C000246895		PlanRock Growth Rotation ETF	PRER
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000083337		PlanRock Income Rotation ETF
Class/Contract C000246896		PlanRock Income Rotation ETF	PRIR
	Status	Name	Ticker Symbol
CIK 0001537140
Series S000083338		PlanRock Market Neutral Income ETF
Class/Contract C000246897		PlanRock Market Neutral Income ETF	PRMN

Mailing Address 17605 WRIGHT STREET OMAHA NE 68130

Business Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246 631-470-2621

NORTHERN LIGHTS FUND TRUST III (Filer) CIK: 0001537140 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE
Type: N-PX | Act: 40 | File No.: 811-22655 | Film No.: 241241876

Filing Detail