0000910472-13-000337.txt : 20130201 0000910472-13-000337.hdr.sgml : 20130201 20130131174826 ACCESSION NUMBER: 0000910472-13-000337 CONFORMED SUBMISSION TYPE: AW WD PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III CENTRAL INDEX KEY: 0001537140 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: AW WD SEC ACT: SEC FILE NUMBER: 333-178833 FILM NUMBER: 13564000 BUSINESS ADDRESS: STREET 1: 450 WIRELESS BLVD CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 631-470-2621 MAIL ADDRESS: STREET 1: 450 WIRELESS BLVD CITY: HAUPPAUGE STATE: NY ZIP: 11788 AW WD 1 marathonformawforn14a.htm AW WD GemCom, LLC


Northern Lights Fund Trust III


January 31, 2013



Via Electronic Transmission

U.S. Securities and Exchange Commission

Division of Investment Management

100 F Street, N.E.

Washington, D.C. 20549

Attention: Mr. John Grzeskiewicz


 

 

Re:

Northern Lights Fund Trust III

Registration Statement on Form N-14/A

Filed January 7, 2013

File No. 333-178833

Accession No. 0000910472-13-000058


Dear Sir:


Northern Lights Fund Trust III (the “Trust”), the undersigned registrant, has determined that the amendment filed on EDGAR Form N-14/A on January 7, 2013 (the “Amendment”) to the Trust’s registration with the SEC was filed incorrectly.  The Amendment erroneously referenced the Trust’s registration statement on Form N-1A (File No. 333-178833).  The Amendment should have referenced the registration statement filed on Form N-14 (File No. 333-185875).

Therefore, it is in the best interests of the Trust and the public that the filing be withdrawn.  Pursuant to Rule 477(a) under the Securities Act of 1933, the Trust hereby requests that the Amendment be withdrawn.  It is our understanding that this application for withdrawal of the Amendment will be deemed granted as of the date that it is filed with the Commission, unless the Trust receives notice from the Commission that this application will not be granted.


Please direct any questions concerning this letter to James P. Ash at (631) 470-2619 or JoAnn Strasser, of Thompson Hine LLP, counsel to the Trust at (614) 469-3265.

Very truly yours,


/s/ James P. Ash

James P, Ash, Secretary, Northern Lights Fund Trust III