SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Schademann Tamara

(Last) (First) (Middle)
8050 MARSHALL DRIVE
SUITE 120

(Street)
LENEXA KS 66214

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2016
3. Issuer Name and Ticker or Trading Symbol
Bats Global Markets, Inc. [ BATS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Regulatory Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 24,191(1)(2)(3)(4)(5) D
Common Stock 10,548 I See Footnote(8)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (6) 04/30/2019 Common Stock 27,093 $16.38 D
Employee Stock Option (right to buy) (7) 01/31/2020 Common Stock 21,674 $28.63 D
Explanation of Responses:
1. Includes 1,340 shares of unvested restricted stock granted on 12/1/2012, which vests 25% annually.
2. Includes 1,468 shares of unvested restricted stock granted on 12/1/2013, which vests 25% annually.
3. Includes 2,573 shares of unvested restricted stock granted on 12/1/2014, which vests 25% annually.
4. Includes 3,810 shares of unvested restricted stock granted on 12/1/2015, which vests 25% annually.
5. Includes 15,000 shares of unvested restricted stock granted on 1/13/2016, which vests 25% annually.
6. The stock options were granted on May 1, 2009 and vest 25% annually.
7. The stock options were granted on February 1, 2010 and vest 25% annually.
8. Shares are held of record by John Lance Schademann and Tamara Elizabeth Schademann, as Trustees of the John Lance and Tamara Elizabeth Schademann Trust dated July 1, 2009, or their successors. Ms. Schademann disclaims beneficial ownership of the reported securities, except to the extent of her pecuniary interests therein.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Greg Steinberg, as Attorney-in-Fact 04/14/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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