0001179110-16-023055.txt : 20160414
0001179110-16-023055.hdr.sgml : 20160414
20160414174240
ACCESSION NUMBER: 0001179110-16-023055
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160414
FILED AS OF DATE: 20160414
DATE AS OF CHANGE: 20160414
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schademann Tamara
CENTRAL INDEX KEY: 0001537126
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161572692
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
3
1
edgar.xml
FORM 3 -
X0206
3
2016-04-14
0
0001659228
Bats Global Markets, Inc.
BATS
0001537126
Schademann Tamara
8050 MARSHALL DRIVE
SUITE 120
LENEXA
KS
66214
0
1
0
0
EVP, Chief Regulatory Officer
Common Stock
24191
D
Common Stock
10548
I
See Footnote
Employee Stock Option (right to buy)
16.38
2019-04-30
Common Stock
27093
D
Employee Stock Option (right to buy)
28.63
2020-01-31
Common Stock
21674
D
Includes 1,340 shares of unvested restricted stock granted on 12/1/2012, which vests 25% annually.
Includes 1,468 shares of unvested restricted stock granted on 12/1/2013, which vests 25% annually.
Includes 2,573 shares of unvested restricted stock granted on 12/1/2014, which vests 25% annually.
Includes 3,810 shares of unvested restricted stock granted on 12/1/2015, which vests 25% annually.
Includes 15,000 shares of unvested restricted stock granted on 1/13/2016, which vests 25% annually.
The stock options were granted on May 1, 2009 and vest 25% annually.
The stock options were granted on February 1, 2010 and vest 25% annually.
Shares are held of record by John Lance Schademann and Tamara Elizabeth Schademann, as Trustees of the John Lance and Tamara Elizabeth Schademann Trust dated July 1, 2009, or their successors. Ms. Schademann disclaims beneficial ownership of the reported securities, except to the extent of her pecuniary interests therein.
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Greg Steinberg, as Attorney-in-Fact
2016-04-14
EX-24
2
poaschademann.txt
LIMITED POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby
constitutes and appoints each of Derick Shupe, Jackie Hancock,
and Greg Steinberg, signing singly, the undersigned's true and
lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer and/or director of BATS
Global Markets, Inc. (the "Company"), Forms 3, 4 and 5 (including
amendments thereto) in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended, and the rules and
regulations thereunder and a Form ID, Uniform Application for
Access Codes to File on EDGAR;
(2) do and perform any and all acts for and on behalf of
the undersigned which may be necessary or desirable to complete
and execute any such Forms 3, 4 or 5 or Form ID and timely file
such forms (including amendments thereto) and application with
the United States Securities and Exchange Commission and any
stock exchange or similar authority; and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of,
or legally required by, the undersigned, it being understood that
the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary or proper to be done in the
exercise of any of the rights and powers herein granted, as fully
to all intents and purposes as the undersigned might or could do
if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in- fact's substitute or
substitutes, shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys-in-
fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any
of the undersigned's responsibilities to comply with Section 16
of the Securities Exchange Act of 1934, as amended.
The undersigned agrees that each such attorney-in-fact herein may
rely entirely on information furnished orally or in writing by
the undersigned to such attorney-in-fact. The undersigned also
agrees to indemnify and hold harmless the Company and each such
attorney-in-fact against any losses, claims, damages or
liabilities (or actions in these respects) that arise out of or
are based upon any untrue statements or omission of necessary
facts in the information provided by the undersigned to such
attorney-in fact for purposes of executing, acknowledging,
delivering or filing Forms 3, 4 or 5 (including amendments
thereto) or Form ID and agrees to reimburse the Company and such
attorney-in-fact for any legal or other expenses reasonably
incurred in connection with investigating or defending against
any such loss, claim, damage, liability or action.
This Power of Attorney supersedes any power of attorney
previously executed by the undersigned regarding the purposes
outlined in the first paragraph hereof ("Prior Powers of
Attorney"), and the authority of the attorneys-in-fact named in
any Prior Powers of Attorney is hereby revoked.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms 3, 4 or
5 with respect to the undersigned's holdings of and transactions
in securities issued by the Company, unless earlier (a) revoked
by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact or (b) superseded by a new power of attorney
regarding the purposes outlined in the first paragraph hereof
dated as of a later date.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 19th day of January, 2016.
By: /s/ Tamara Schademann
Print Name: Tamara Schademann