The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLERGAN PLC | SHS | G0177J108 | 1,969 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 689 | 6,289 | SH | SOLE | 6,289 | 0 | 0 | ||
| AFFIMED N V | COM | N01045108 | 825 | 280,668 | SH | SOLE | 280,668 | 0 | 0 | ||
| ADMA BIOLOGICS INC | COM | 000899104 | 285 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
| ACACIA COMMUNICATIONS INC | COM | 00401C108 | 392 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| ACLARIS THERAPEUTICS INC | COM | 00461U105 | 232 | 214,593 | SH | SOLE | 214,593 | 0 | 0 | ||
| AROTECH CORP | COM NEW | 042682203 | 29 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 242 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
| BARRICK GOLD CORPORATION | COM | 067901108 | 277 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| BAUSCH HEALTH COS INC | COM | 071734107 | 1,425 | 65,200 | SH | Put | SOLE | 65,200 | 0 | 0 | |
| BELLEROPHON THERAPEUTICS INC | COM | 078771102 | 163 | 337,988 | SH | SOLE | 337,988 | 0 | 0 | ||
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 221 | 4,166 | SH | SOLE | 4,166 | 0 | 0 | ||
| BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 577 | 14,042 | SH | SOLE | 14,042 | 0 | 0 | ||
| CIGNA CORP NEW | COM | 125523100 | 350 | 2,305 | SH | SOLE | 2,305 | 0 | 0 | ||
| CARBON BLACK INC | COM | 14081R103 | 338 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| CELGENE CORP | COM | 151020104 | 2,383 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
| CONDOR HOSPITALITY TR INC | COM NEW | 20676Y403 | 172 | 15,583 | SH | SOLE | 15,583 | 0 | 0 | ||
| DERMIRA INC | COM | 24983L104 | 882 | 138,000 | SH | SOLE | 138,000 | 0 | 0 | ||
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 2,225 | 217,029 | SH | SOLE | 217,029 | 0 | 0 | ||
| EL PASO ELEC CO | COM NEW | 283677854 | 402 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| ENDOLOGIX INC | COM NEW | 29266S304 | 323 | 81,460 | SH | SOLE | 81,460 | 0 | 0 | ||
| GANNETT CO INC | COM | 36473H104 | 189 | 17,600 | SH | SOLE | 17,600 | 0 | 0 | ||
| GENESEE & WYO INC | CL A | 371559105 | 221 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| GLOBALSTAR INC | COM | 378973408 | 657 | 1,589,041 | SH | SOLE | 1,589,041 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 249 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
| KADMON HLDGS INC | COM | 48283N106 | 2,247 | 891,500 | SH | SOLE | 891,500 | 0 | 0 | ||
| MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 272 | 431,544 | SH | SOLE | 431,544 | 0 | 0 | ||
| MEDIDATA SOLUTIONS INC | COM | 58471A105 | 897 | 9,800 | SH | SOLE | 9,800 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 209 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
| NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 325 | 8,576 | SH | SOLE | 8,576 | 0 | 0 | ||
| NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 344 | 825,000 | PRN | SOLE | 825,000 | 0 | 0 | ||
| ORAMED PHARM INC | COM NEW | 68403P203 | 32 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| PARATEK PHARMACEUTICALS INC | NOTE 4.750% 5/0 | 699374AB0 | 1,084 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
| RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 425 | 227,500 | SH | SOLE | 227,500 | 0 | 0 | ||
| ROSEHILL RES INC | CL A | 777385105 | 123 | 63,137 | SH | SOLE | 63,137 | 0 | 0 | ||
| ROSEHILL RES INC | *W EXP 04/27/202 | 777385113 | 12 | 61,260 | SH | SOLE | 61,260 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 625 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
| SIERRA ONCOLOGY INC | COM | 82640U107 | 307 | 786,773 | SH | SOLE | 786,773 | 0 | 0 | ||
| SOTHEBYS | COM | 835898107 | 224 | 3,925 | SH | SOLE | 3,925 | 0 | 0 | ||
| SPRINT CORPORATION | COM | 85207U105 | 457 | 74,000 | SH | SOLE | 74,000 | 0 | 0 | ||
| STEMLINE THERAPEUTICS INC | COM | 85858C107 | 416 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 97 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| TRACON PHARMACEUTICALS INC | COM | 89237H100 | 321 | 717,800 | SH | SOLE | 717,800 | 0 | 0 | ||
| VERASTEM INC | NOTE 5.000%11/0 | 92337CAA2 | 1,033 | 2,325,000 | PRN | SOLE | 2,325,000 | 0 | 0 | ||
| VERASTEM INC | COM | 92337C104 | 139 | 114,600 | SH | SOLE | 114,600 | 0 | 0 | ||
| VERSUM MATLS INC | COM | 92532W103 | 1,932 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
| VIEWRAY INC | COM | 92672L107 | 440 | 151,557 | SH | SOLE | 151,557 | 0 | 0 | ||
| WABCO HLDGS INC | COM | 92927K102 | 201 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | 2,099 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
| WELLS FARGO CO NEW | COM | 949746101 | 312 | 6,180 | SH | SOLE | 6,180 | 0 | 0 | ||
| WPX ENERGY INC | COM | 98212B103 | 1,059 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| XTANT MED HLDGS INC | COM NEW | 98420P308 | 2,191 | 771,536 | SH | SOLE | 771,536 | 0 | 0 | ||
| ZOSANO PHARMA CORP | COM NEW | 98979H202 | 1,133 | 726,358 | SH | SOLE | 726,358 | 0 | 0 | ||