0001537055-19-000002.txt : 20190214 0001537055-19-000002.hdr.sgml : 20190214 20190214111827 ACCESSION NUMBER: 0001537055-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 19602775 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 12-31-2018 12-31-2018 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 02-14-2019 0 136 156876 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ASPEN INSURANCE HOLDINGS LTD SHS G05384105 500 11900 SH SOLE 11900 0 0 CERAGON NETWORKS LTD ORD M22013102 150 39569 SH SOLE 39569 0 0 ORBOTECH LTD ORD M75253100 768 13590 SH SOLE 13590 0 0 AFFIMED N V COM N01045108 1323 425398 SH SOLE 425398 0 0 MYLAN N V SHS EURO N59465109 2192 80000 SH Call SOLE 80000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1254 17110 SH SOLE 17110 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 457 500000 PRN SOLE 500000 0 0 AT&T INC COM 00206R102 249 8710 SH SOLE 8710 0 0 ACLARIS THERAPEUTICS INC COM 00461U105 728 98500 SH SOLE 98500 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 1655 2000000 PRN SOLE 2000000 0 0 ACORDA THERAPEUTICS INC COM 00484M106 234 15000 SH Put SOLE 15000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 53 14825 SH SOLE 14825 0 0 ALPHABET INC CAP STK CL C 02079K107 1346 1300 SH SOLE 1300 0 0 ALPHABET INC CAP STK CL C 02079K107 1036 1000 SH Call SOLE 1000 0 0 ALPHABET INC CAP STK CL C 02079K107 1036 1000 SH Put SOLE 1000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 354 26000 SH Call SOLE 26000 0 0 ATHENAHEALTH INC COM 04685W103 528 4000 SH SOLE 4000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 262 2000 SH SOLE 2000 0 0 AVISTA CORP COM 05379B107 552 13000 SH SOLE 13000 0 0 BANCO SANTANDER SA ADR 05964H105 452 100813 SH SOLE 100813 0 0 BANK AMER CORP COM 060505104 1232 50000 SH Call SOLE 50000 0 0 BARRICK GOLD CORP COM 067901108 230 16980 SH SOLE 16980 0 0 BAUSCH HEALTH COS INC COM 071734107 277 15000 SH Put SOLE 15000 0 0 BLACK BOX CORP DEL COM 091826107 47 43128 SH SOLE 43128 0 0 BOX INC CL A 10316T104 1182 70000 SH Call SOLE 70000 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1261 15000 SH Put SOLE 15000 0 0 CIGNA CORP NEW COM 125523100 433 2281 SH SOLE 2281 0 0 CVS HEALTH CORP COM 126650100 303 4620 SH SOLE 4620 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 69 348501 SH SOLE 348501 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 1252 1500000 PRN SOLE 1500000 0 0 CONNECTICUT WTR SVC INC COM 207797101 410 6137 SH SOLE 6137 0 0 COREPOINT LODGING INC COM 21872L104 214 17478 SH SOLE 17478 0 0 CORVUS PHARMACEUTICALS INC COM 221015100 496 135123 SH SOLE 135123 0 0 CURIS INC COM NEW 231269200 18 26212 SH SOLE 26212 0 0 DERMIRA INC NOTE 3.000% 5/1 24983LAB0 1929 2500000 PRN SOLE 2500000 0 0 DISNEY WALT CO COM DISNEY 254687106 822 7500 SH SOLE 7500 0 0 DISNEY WALT CO COM DISNEY 254687106 822 7500 SH Call SOLE 7500 0 0 DISNEY WALT CO COM DISNEY 254687106 822 7500 SH Put SOLE 7500 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 428 3000 SH SOLE 3000 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 1548 152406 SH SOLE 152406 0 0 ENBRIDGE INC COM 29250N105 253 8152 SH SOLE 8152 0 0 ENDOLOGIX INC COM 29266S106 79 110000 SH SOLE 110000 0 0 ESSENDANT INC COM 296689102 554 44004 SH SOLE 44004 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 364 3000 SH SOLE 3000 0 0 EXXON MOBIL CORP COM 30231G102 733 10755 SH SOLE 10755 0 0 EXXON MOBIL CORP COM 30231G102 682 10000 SH Call SOLE 10000 0 0 EXXON MOBIL CORP COM 30231G102 682 10000 SH Put SOLE 10000 0 0 FEDEX CORP COM 31428X106 1028 6370 SH SOLE 6370 0 0 FLEX PHARMA INC COM 33938A105 5 13969 SH SOLE 13969 0 0 GENERAL ELECTRIC CO COM 369604103 76 10100 SH SOLE 10100 0 0 GENERAL ELECTRIC CO COM 369604103 76 10000 SH Call SOLE 10000 0 0 GENERAL ELECTRIC CO COM 369604103 76 10000 SH Put SOLE 10000 0 0 GENERAL MTRS CO COM 37045V100 602 18000 SH SOLE 18000 0 0 GENERAL MTRS CO COM 37045V100 4014 120000 SH Call SOLE 120000 0 0 GLOBALSTAR INC NOTE 5.750% 4/0 378973AD3 544 502354 PRN SOLE 502354 0 0 GLOBALSTAR INC COM 378973408 589 921521 SH SOLE 921521 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1754 10500 SH SOLE 10500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 835 5000 SH Call SOLE 5000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 835 5000 SH Put SOLE 5000 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 182 26500 SH SOLE 26500 0 0 IMMUNOGEN INC COM 45253H101 120 25000 SH Call SOLE 25000 0 0 INFRAREIT INC COM 45685L100 326 15500 SH SOLE 15500 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 1246 1750000 PRN SOLE 1750000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1096 22633 SH SOLE 22633 0 0 INTEL CORP COM 458140100 249 5300 SH SOLE 5300 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 262 1700 SH SOLE 1700 0 0 INTERSECTIONS INC COM 460981301 48 13000 SH SOLE 13000 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 499 16500 SH SOLE 16500 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 458 12000 SH SOLE 12000 0 0 ISHARES INC MSCI MEXICO ETF 464286822 988 24000 SH SOLE 24000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2773 71000 SH SOLE 71000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 781 20000 SH Call SOLE 20000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 781 20000 SH Put SOLE 20000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2678 20000 SH Put SOLE 20000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 6488 80000 SH Put SOLE 80000 0 0 JPMORGAN CHASE & CO COM 46625H100 1542 15800 SH SOLE 15800 0 0 JOHNSON & JOHNSON COM 478160104 883 6845 SH SOLE 6845 0 0 JOHNSON & JOHNSON COM 478160104 645 5000 SH Call SOLE 5000 0 0 JOHNSON & JOHNSON COM 478160104 645 5000 SH Put SOLE 5000 0 0 KADMON HLDGS INC COM 48283N106 6145 2954478 SH SOLE 2954478 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 491 24883 SH SOLE 24883 0 0 MARATHON PETE CORP COM 56585A102 264 4472 SH SOLE 4472 0 0 MICROSOFT CORP COM 594918104 223 2200 SH SOLE 2200 0 0 MICRON TECHNOLOGY INC COM 595112103 3808 120000 SH Call SOLE 120000 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 87 43568 SH SOLE 43568 0 0 NII HLDGS INC COM PAR 62913F508 110 25000 SH SOLE 25000 0 0 NAVIGATORS GROUP INC COM 638904102 208 3000 SH SOLE 3000 0 0 NETFLIX INC COM 64110L106 268 1000 SH SOLE 1000 0 0 NETFLIX INC COM 64110L106 3613 13500 SH Put SOLE 13500 0 0 NEWFIELD EXPL CO COM 651290108 594 40500 SH SOLE 40500 0 0 NEXEO SOLUTIONS INC COM SHS 65342H102 209 24300 SH SOLE 24300 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 2711 4500000 PRN SOLE 4500000 0 0 NOVAVAX INC COM 670002104 60 32600 SH Call SOLE 32600 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 148 20000 SH SOLE 20000 0 0 PANDORA MEDIA INC COM 698354107 344 42500 SH SOLE 42500 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 113 22000 SH SOLE 22000 0 0 PERNIX THERAPEUTICS HLDGS IN DBCV 4.250% 4/0 71426VAK4 1000 10000000 PRN SOLE 10000000 0 0 PFIZER INC COM 717081103 3056 70000 SH Put SOLE 70000 0 0 RED HAT INC COM 756577102 2493 14195 SH SOLE 14195 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 2240 2500000 PRN SOLE 2500000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 598 260000 SH SOLE 260000 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 489 33000 SH SOLE 33000 0 0 ROSEHILL RES INC CL A 777385105 555 249033 SH SOLE 249033 0 0 ROSEHILL RES INC *W EXP 09/16/202 777385113 117 325000 SH SOLE 325000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 14995 60000 SH Call SOLE 60000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6873 27500 SH Put SOLE 27500 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1516 12500 SH SOLE 12500 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 10762 150000 SH Put SOLE 150000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 488 15000 SH SOLE 15000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1301 40000 SH Call SOLE 40000 0 0 SCANA CORP NEW COM 80589M102 1677 35100 SH SOLE 35100 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1730 20000 SH Put SOLE 20000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 229 4000 SH SOLE 4000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4168 175000 SH SOLE 175000 0 0 SENSEONICS HLDGS INC COM 81727U105 151 58463 SH SOLE 58463 0 0 SPARTON CORP COM 847235108 1436 78954 SH SOLE 78954 0 0 SPRINT CORP COM SER 1 85207U105 357 61397 SH SOLE 61397 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 395 41588 SH SOLE 41588 0 0 STRYKER CORP COM 863667101 220 1403 SH SOLE 1403 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 10 23706 SH SOLE 23706 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 222 50000 SH SOLE 50000 0 0 TESARO INC COM 881569107 1077 14500 SH SOLE 14500 0 0 TRACON PHARMACEUTICALS INC COM 89237H100 609 966975 SH SOLE 966975 0 0 TRIBUNE MEDIA CO CL A 896047503 1066 23500 SH SOLE 23500 0 0 U S G CORP COM NEW 903293405 378 8854 SH SOLE 8854 0 0 UNITED TECHNOLOGIES CORP COM 913017109 232 2175 SH SOLE 2175 0 0 VACCINEX INC COM 918640103 54 14720 SH SOLE 14720 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 822 19500 SH SOLE 19500 0 0 VERASTEM INC NOTE 5.000%11/0 92337CAA2 1560 2000000 PRN SOLE 2000000 0 0 VERASTEM INC COM 92337C104 168 50000 SH Call SOLE 50000 0 0 VIEWRAY INC COM 92672L107 1062 175000 SH SOLE 175000 0 0 VIEWRAY INC COM 92672L107 304 50000 SH Call SOLE 50000 0 0 VULCAN MATLS CO COM 929160109 247 2500 SH SOLE 2500 0 0 XPO LOGISTICS INC COM 983793100 5681 99600 SH Call SOLE 99600 0 0 XTANT MED HLDGS INC COM NEW 98420P308 1283 796826 SH SOLE 796826 0 0 ZOSANO PHARMA CORP COM NEW 98979H202 464 219040 SH SOLE 219040 0 0