0001209191-16-129815.txt : 20160628
0001209191-16-129815.hdr.sgml : 20160628
20160628120428
ACCESSION NUMBER: 0001209191-16-129815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160624
FILED AS OF DATE: 20160628
DATE AS OF CHANGE: 20160628
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gogo Inc.
CENTRAL INDEX KEY: 0001537054
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 271650905
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 N. CANAL ST., SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 517-5000
MAIL ADDRESS:
STREET 1: 111 N. CANAL ST., SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COBIN JONATHAN B
CENTRAL INDEX KEY: 0001579480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35975
FILM NUMBER: 161735329
MAIL ADDRESS:
STREET 1: 1250 N ARLINGTON HEIGHTS RD
STREET 2: STE 500
CITY: ITASCA
STATE: IL
ZIP: 60143
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-24
0
0001537054
Gogo Inc.
GOGO
0001579480
COBIN JONATHAN B
111 N. CANAL STREET, STE 1500
CHICAGO
IL
60606
0
1
0
0
EVP, Global Airline Bus Group
Common Stock
2016-06-24
4
A
0
8200
0.00
A
29030
D
Performance Restricted Stock Units
2016-06-24
4
A
0
884
0.00
A
Common Stock
884
884
D
Performance Restricted Stock Units
2016-06-24
4
A
0
1716
0.00
A
Common Stock
1716
1716
D
Options (Right to Buy)
8.37
2016-06-24
4
A
0
64600
0.00
A
2026-06-24
Common Stock
64600
64600
D
Performance Options (Right to Buy)
8.37
2016-06-24
4
A
0
6868
0.00
A
2026-06-24
Common Stock
6868
6868
D
Performance Options (Right to Buy)
8.37
2016-06-24
4
A
0
13332
0.00
A
2026-06-24
Common Stock
13332
13332
D
Includes restricted shares.
Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of May 26, 2016 (subject to continued employment with the Company)and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of the Company's common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth year anniversary of May 26, 2016 equals or exceeds $21 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by May 26, 2020 shall be forfeited.
The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of May 26, 2016 (subject to continued employment with the Company) and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of the Company's common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $28 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by May 26, 2020 shall be forfeited.
These options were granted on June 24, 2016 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of May 26, 2016, subject to continued employment with the Company.
The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of May 26, 2016 (subject to continued employment with the Company) and (ii) the performance options performance vest at such time, if any, as the per share closing price of the Company's common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $21 for a period of 30 consecutive trading days. Any performance option that has not performance vested by May 26, 2020 shall be forfeited.
The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of May 26, 2016 (subject to continued employment with the Company) and (ii) the performance options performance vest at such time, if any, as the per share closing price of the Company's common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $28 for a period of 30 consecutive trading days. Any performance option that has not performance vested by May 26, 2020 shall be forfeited.
/s/ Margee Elias, Attorney-in-Fact for Jonathan B. Cobin
2016-06-28