0001209191-16-129815.txt : 20160628 0001209191-16-129815.hdr.sgml : 20160628 20160628120428 ACCESSION NUMBER: 0001209191-16-129815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160624 FILED AS OF DATE: 20160628 DATE AS OF CHANGE: 20160628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gogo Inc. CENTRAL INDEX KEY: 0001537054 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 271650905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N. CANAL ST., SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 517-5000 MAIL ADDRESS: STREET 1: 111 N. CANAL ST., SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBIN JONATHAN B CENTRAL INDEX KEY: 0001579480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35975 FILM NUMBER: 161735329 MAIL ADDRESS: STREET 1: 1250 N ARLINGTON HEIGHTS RD STREET 2: STE 500 CITY: ITASCA STATE: IL ZIP: 60143 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-24 0 0001537054 Gogo Inc. GOGO 0001579480 COBIN JONATHAN B 111 N. CANAL STREET, STE 1500 CHICAGO IL 60606 0 1 0 0 EVP, Global Airline Bus Group Common Stock 2016-06-24 4 A 0 8200 0.00 A 29030 D Performance Restricted Stock Units 2016-06-24 4 A 0 884 0.00 A Common Stock 884 884 D Performance Restricted Stock Units 2016-06-24 4 A 0 1716 0.00 A Common Stock 1716 1716 D Options (Right to Buy) 8.37 2016-06-24 4 A 0 64600 0.00 A 2026-06-24 Common Stock 64600 64600 D Performance Options (Right to Buy) 8.37 2016-06-24 4 A 0 6868 0.00 A 2026-06-24 Common Stock 6868 6868 D Performance Options (Right to Buy) 8.37 2016-06-24 4 A 0 13332 0.00 A 2026-06-24 Common Stock 13332 13332 D Includes restricted shares. Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of May 26, 2016 (subject to continued employment with the Company)and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of the Company's common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth year anniversary of May 26, 2016 equals or exceeds $21 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by May 26, 2020 shall be forfeited. The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of May 26, 2016 (subject to continued employment with the Company) and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of the Company's common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $28 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by May 26, 2020 shall be forfeited. These options were granted on June 24, 2016 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of May 26, 2016, subject to continued employment with the Company. The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of May 26, 2016 (subject to continued employment with the Company) and (ii) the performance options performance vest at such time, if any, as the per share closing price of the Company's common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $21 for a period of 30 consecutive trading days. Any performance option that has not performance vested by May 26, 2020 shall be forfeited. The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of May 26, 2016 (subject to continued employment with the Company) and (ii) the performance options performance vest at such time, if any, as the per share closing price of the Company's common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $28 for a period of 30 consecutive trading days. Any performance option that has not performance vested by May 26, 2020 shall be forfeited. /s/ Margee Elias, Attorney-in-Fact for Jonathan B. Cobin 2016-06-28