Chief Compliance Officer

0001144204-17-053165.txt : 20171019 0001144204-17-053165.hdr.sgml : 20171019 20171019121309 ACCESSION NUMBER: 0001144204-17-053165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171019 DATE AS OF CHANGE: 20171019 EFFECTIVENESS DATE: 20171019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAROMETER CAPITAL MANAGEMENT INC. CENTRAL INDEX KEY: 0001536890 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15883 FILM NUMBER: 171144102 BUSINESS ADDRESS: STREET 1: 1 UNIVERSITY AVENUE STREET 2: SUITE 1800 CITY: TORONTO STATE: A6 ZIP: M5J 2P1 BUSINESS PHONE: 416 601 1683 MAIL ADDRESS: STREET 1: 1 UNIVERSITY AVENUE STREET 2: SUITE 1800 CITY: TORONTO STATE: A6 ZIP: M5J 2P1 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001536890 XXXXXXXX 09-30-2017 09-30-2017 false BAROMETER CAPITAL MANAGEMENT INC.

1 University Avenue Suite 1800 Toronto A6 M5J 2P1

13F HOLDINGS REPORT 028-15883 N Ron Kelterborn Chief Compliance Officer 416-601-6888 /s/ Ron Kelterborn Toronto A6 10-19-2017 0 149 1030848 INFORMATION TABLE 2 infotable.xml ALPS Medical Breakthroughs ETF ETP 00162Q593 2622 84100 SH SOLE 84100 0 0 AbbVie Inc Common 00287Y109 18474 207900 SH SOLE 207900 0 0 Activision Blizzard Inc Common 00507V109 12754 197700 SH SOLE 197700 0 0 Adobe Systems Inc Common 00724F101 1119 7500 SH SOLE 7500 0 0 Albemarle Corp Common 012653101 22362 164050 SH SOLE 164050 0 0 Algonquin Power & Utilities Corp Common 015857105 1269 120055 SH SOLE 120055 0 0 Alibaba Group Holding Ltd Common 01609W102 7478 43300 SH SOLE 43300 0 0 Alphabet Inc Common 02079K107 5371 5600 SH SOLE 5600 0 0 American Express Co Common 025816109 10846 119900 SH SOLE 119900 0 0 American Tower Corp Common 03027X100 8201 60000 SH SOLE 60000 0 0 American Water Works Company Inc Common 030420103 1400 17300 SH SOLE 17300 0 0 Anthem Inc Common 036752103 11127 58600 SH SOLE 58600 0 0 Apple Inc Common 037833100 19845 128766 SH SOLE 128766 0 0 Applied Materials Inc Common 038222105 537 10300 SH SOLE 10300 0 0 Bank of America Corp Common 060505104 12883 508400 SH SOLE 508400 0 0 Bank of Nova Scotia Common 064149107 12256 190750 SH SOLE 190750 0 0 Barclays Bank iPath Bloomberg Copper Subindex Total Return ETN Exp 22 Oct 2037 ETP 06739F101 2033 60600 SH SOLE 60600 0 0 Berkshire Hathaway Inc Common 084670702 9913 54075 SH SOLE 54075 0 0 BHP Billiton Ltd Common 088606108 539 13300 SH SOLE 13300 0 0 Biogen Inc Common 09062X103 5166 16500 SH SOLE 16500 0 0 BlackRock Inc Common 09247X101 12608 28200 SH SOLE 28200 0 0 Boeing Co Common 097023105 15075 59300 SH SOLE 59300 0 0 Brookfield Asset Management Inc Common 112585104 378 9158 SH SOLE 9158 0 0 Canada Goose Holdings Inc Common 135086106 384 18700 SH SOLE 18700 0 0 Canadian National Railway Co Common 136375102 9660 116600 SH SOLE 116600 0 0 Canadian Natural Resources Ltd Common 136385101 17435 520600 SH SOLE 520600 0 0 Caterpillar Inc Common 149123101 18245 146300 SH SOLE 146300 0 0 Celgene Corp Common 151020104 9537 65400 SH SOLE 65400 0 0 Citigroup Inc Common 172967424 35484 487825 SH SOLE 487825 0 0 Guggenheim Invest Solar ETF ETP 18383Q739 1052 48600 SH SOLE 48600 0 0 Guggenheim MSCI Global Timber ETF ETP 18383Q879 3362 111700 SH SOLE 111700 0 0 Comerica Inc Common 200340107 427 5600 SH SOLE 5600 0 0 Commvault Systems Inc Common 204166102 3824 62900 SH SOLE 62900 0 0 Cott Corp Common 22163N106 917 61100 SH SOLE 61100 0 0 Xtrackers Hvst CSI 300 China A-Shs ETF ETP 233051879 2245 76900 SH SOLE 76900 0 0 D.R. Horton Inc Common 23331A109 18476 462700 SH SOLE 462700 0 0 DowDuPont Inc Common 26078J100 4701 67900 SH SOLE 67900 0 0 ETRADE Financial Corp Common 269246401 6158 141200 SH SOLE 141200 0 0 Eastman Chemical Co Common 277432100 7377 81525 SH SOLE 81525 0 0 Electronic Arts Inc Common 285512109 4923 41700 SH SOLE 41700 0 0 ROBO Global Robotics and Automation Index ETF ETP 301505707 5438 140600 SH SOLE 140600 0 0 FLIR Systems Inc Common 302445101 747 19200 SH SOLE 19200 0 0 Facebook Inc Common 30303M102 7783 45550 SH SOLE 45550 0 0 First Republic Bank Common 33616C100 5818 55700 SH SOLE 55700 0 0 First Tr Morningstar Dividend Leaders Index Fund ETP 336917109 432 14900 SH SOLE 14900 0 0 First Trust Dow Jones Internet Index Fund ETP 33733E302 2047 20000 SH SOLE 20000 0 0 First Trust Consumer Discretionary AlphaDEX Fund ETP 33734X101 4501 117100 SH SOLE 117100 0 0 First Trust Industrials/Producer Drbls AlphaDEX Fd ETP 33734X150 4558 122800 SH SOLE 122800 0 0 First Trust Cloud Computing ETF ETP 33734X192 4504 107500 SH SOLE 107500 0 0 Fiserv Inc Common 337738108 4617 35805 SH SOLE 35805 0 0 Fortive Corp Common 34959J108 5883 83100 SH SOLE 83100 0 0 Franco-Nevada Corp Common 351858105 16645 214826 SH SOLE 214826 0 0 Freeport-McMoRan Inc Common 35671D857 699 49800 SH SOLE 49800 0 0 General Dynamics Corp Common 369550108 15850 77100 SH SOLE 77100 0 0 Global X China Consumer ETF ETP 37950E408 1817 105800 SH SOLE 105800 0 0 Global X Social Media ETF ETP 37950E416 1602 51000 SH SOLE 51000 0 0 Global X Lithium & Battery Tech ETF ETP 37954Y855 3251 86900 SH SOLE 86900 0 0 GoDaddy Inc Common 380237107 4025 92500 SH SOLE 92500 0 0 Guidewire Software Inc Common 40171V100 4407 56600 SH SOLE 56600 0 0 Hess Corp Common 42809H107 8628 184000 SH SOLE 184000 0 0 Hudbay Minerals Inc Common 443628102 7010 941000 SH SOLE 941000 0 0 iRhythm Technologies Inc Common 450056106 5816 112100 SH SOLE 112100 0 0 Illumina Inc Common 452327109 4402 22100 SH SOLE 22100 0 0 iShares MSCI Eurozone ETF ETP 464286608 1603 37000 SH SOLE 37000 0 0 iShares Transportation Average ETF ETP 464287192 3176 17800 SH SOLE 17800 0 0 iShares Latin America 40 ETF ETP 464287390 1130 32200 SH SOLE 32200 0 0 iShares PHLX Semiconductor ETF ETP 464287523 4583 28900 SH SOLE 28900 0 0 iShares North American Tech ETF ETP 464287549 2252 14500 SH SOLE 14500 0 0 iShares Russell 2000 ETF ETP 464287655 3971 26800 SH SOLE 26800 0 0 iShares US Industrials ETF ETP 464287754 4503 32500 SH SOLE 32500 0 0 iShares US Healthcare ETF ETP 464287762 2251 13100 SH SOLE 13100 0 0 iShares Core S&P Small-Cap ETF ETP 464287804 4772 64300 SH SOLE 64300 0 0 iShares S&P Small-Cap 600 Value ETF ETP 464287879 1364 9200 SH SOLE 9200 0 0 iShares Asia 50 ETF ETP 464288430 1694 27600 SH SOLE 27600 0 0 iShares US Home Construction ETF ETP 464288752 4388 120100 SH SOLE 120100 0 0 iShares US Aerospace & Defense ETF ETP 464288760 3650 20500 SH SOLE 20500 0 0 iShares US Broker-Dealers & Securities Exch ETF ETP 464288794 5493 96100 SH SOLE 96100 0 0 iShares Micro-Cap ETF ETP 464288869 4930 52200 SH SOLE 52200 0 0 iShares India 50 ETF ETP 464289529 2008 58900 SH SOLE 58900 0 0 iShares MSCI Japan ETF ETP 46434G822 462 8300 SH SOLE 8300 0 0 iShares Exponential Technologies ETF ETP 46434V381 1617 47100 SH SOLE 47100 0 0 JPMorgan Chase & Co Common 46625H100 18199 190550 SH SOLE 190550 0 0 Kinder Morgan Inc Preferred 49456B200 745 17500 SH SOLE 17500 0 0 KraneShares CSI China Internet ETF ETP 500767306 1833 32200 SH SOLE 32200 0 0 Lockheed Martin Corp Common 539830109 23613 76100 SH SOLE 76100 0 0 Louisiana-Pacific Corp Common 546347105 753 27800 SH SOLE 27800 0 0 Magna International Inc Common 559222401 480 9000 SH SOLE 9000 0 0 Manulife Financial Corp Common 56501R106 11093 546700 SH SOLE 546700 0 0 Marathon Petroleum Corp Common 56585A102 9242 164800 SH SOLE 164800 0 0 Matador Resources Co Common 576485205 6671 245715 SH SOLE 245715 0 0 McDonald's Corp Common 580135101 9800 62550 SH SOLE 62550 0 0 Microsoft Corp Common 594918104 31021 416450 SH SOLE 416450 0 0 Morgan Stanley Common 617446448 17327 359700 SH SOLE 359700 0 0 NextEra Energy Inc Common 65339F101 14846 101300 SH SOLE 101300 0 0 Northrop Grumman Corp Common 666807102 22528 78300 SH SOLE 78300 0 0 Nvidia Corp Common 67066G104 8518 47650 SH SOLE 47650 0 0 Occidental Petroleum Corp Common 674599105 12213 190200 SH SOLE 190200 0 0 ON Semiconductor Corp Common 682189105 589 31900 SH SOLE 31900 0 0 Oracle Corp Common 68389X105 15134 313000 SH SOLE 313000 0 0 Owens Corning Common 690742101 20707 267700 SH SOLE 267700 0 0 PayPal Holdings Inc Common 70450Y103 5295 82700 SH SOLE 82700 0 0 PowerShares Nasdaq Internet ETF ETP 73935X146 1794 16300 SH SOLE 16300 0 0 PowerShares Dynamic Building & Construction ETF ETP 73935X666 3255 103900 SH SOLE 103900 0 0 Powershares S&P 500 High Beta Portfolio ETP 73937B829 1352 34300 SH SOLE 34300 0 0 T. Rowe Price Group Inc Common 74144T108 5557 61300 SH SOLE 61300 0 0 Raytheon Co Common 755111507 36126 193620 SH SOLE 193620 0 0 Reinsurance Group of America Inc Common 759351604 781 5600 SH SOLE 5600 0 0 Rio Tinto PLC Common 767204100 19213 407150 SH SOLE 407150 0 0 Rockwell Automation Inc Common 773903109 14600 81925 SH SOLE 81925 0 0 Rockwell Collins Inc Common 774341101 431 3300 SH SOLE 3300 0 0 Rogers Communications Inc Common 775109200 649 12600 SH SOLE 12600 0 0 SPDR Nyse Technology ETF ETP 78464A102 1806 22900 SH SOLE 22900 0 0 SPDR S&P Transportation ETF Trust ETP 78464A532 5433 90500 SH SOLE 90500 0 0 SPDR S&P Regional Banking ETF ETP 78464A698 2282 40200 SH SOLE 40200 0 0 SPDR S&P Oil & Gas Exploration & Production ETF ETP 78464A730 4261 125000 SH SOLE 125000 0 0 SPDR S&P Oil & Gas Equipment & Services ETF ETP 78464A748 1612 97200 SH SOLE 97200 0 0 SPDR S&P Metals & Mining ETF ETP 78464A755 3874 120400 SH SOLE 120400 0 0 SPDR S&P Capital Markets ETF ETP 78464A771 2829 54000 SH SOLE 54000 0 0 SPDR S&P Insurance ETF ETP 78464A789 3222 35800 SH SOLE 35800 0 0 SPDR S&P Bank ETF ETP 78464A797 3797 84200 SH SOLE 84200 0 0 SPDR S&P Biotech ETF ETP 78464A870 4164 48100 SH SOLE 48100 0 0 SPDR S&P Homebuilders ETF ETP 78464A888 1139 28600 SH SOLE 28600 0 0 Salesforce.Com Inc Common 79466L302 5091 54500 SH SOLE 54500 0 0 Financial Select Sector SPDR Fund ETP 81369Y605 4099 158500 SH SOLE 158500 0 0 Sherwin-Williams Co Common 824348106 1003 2800 SH SOLE 2800 0 0 Shopify Inc Common 82509L107 14555 124950 SH SOLE 124950 0 0 Stryker Corp Common 863667101 1094 7700 SH SOLE 7700 0 0 Sun Life Financial Inc Common 866796105 2481 62300 SH SOLE 62300 0 0 Suncor Energy Inc Common 867224107 18667 532900 SH SOLE 532900 0 0 TD Ameritrade Holding Corp Common 87236Y108 1288 26400 SH SOLE 26400 0 0 Take Two Interactive Software Inc Common 874054109 12993 127100 SH SOLE 127100 0 0 Teck Resources Ltd Common 878742204 9203 436350 SH SOLE 436350 0 0 Teleflex Inc Common 879369106 1893 7825 SH SOLE 7825 0 0 Toronto-Dominion Bank Common 891160509 3151 56000 SH SOLE 56000 0 0 Trimble Inc Common 896239100 4431 112900 SH SOLE 112900 0 0 United Rentals Inc Common 911363109 4384 31600 SH SOLE 31600 0 0 UnitedHealth Group Inc Common 91324P102 17907 91430 SH SOLE 91430 0 0 Valero Energy Corp Common 91913Y100 6047 78600 SH SOLE 78600 0 0 VanEck Vectors Gold Miners ETF ETP 92189F106 1835 79900 SH SOLE 79900 0 0 VanEck Vectors Steel ETF ETP 92189F205 1384 32800 SH SOLE 32800 0 0 VanEck Vectors India Small-Cap Index ETF ETP 92189F767 3223 56800 SH SOLE 56800 0 0 VanEck Vectors Junior Gold Miners ETF ETP 92189F791 2983 88800 SH SOLE 88800 0 0 VanEck Vectors Coal ETF ETP 92189F809 1366 93800 SH SOLE 93800 0 0 Visa Inc Common 92826C839 28678 272500 SH SOLE 272500 0 0 Waste Connections Inc Common 94106B101 13336 190623 SH SOLE 190623 0 0 WisdomTree Japan Hedged SmallCap Equity Fund ETP 97717W521 2541 59500 SH SOLE 59500 0 0 WisdomTree Japan Hedged Equity ETF ETP 97717W851 4381 80100 SH SOLE 80100 0 0 Zynga Inc Common 98986T108 513 135600 SH SOLE 135600 0 0 Royal Caribbean Cruises Ltd Common V7780T103 747 6300 SH SOLE 6300 0 0