The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common | 002824100 | 13 | 300 | SH | SOLE | 300 | 0 | 0 | ||
Activision Blizzard Inc | Common | 00507V109 | 5,520 | 110,700 | SH | SOLE | 110,700 | 0 | 0 | ||
Adobe Systems Inc | Common | 00724F101 | 7,548 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
Albemarle Corp | Common | 012653101 | 25,074 | 237,350 | SH | SOLE | 237,350 | 0 | 0 | ||
Algonquin Power & Utilities Corp | Common | 015857105 | 30,520 | 3,185,783 | SH | SOLE | 3,185,783 | 0 | 0 | ||
Alphabet Inc | Common | 02079K107 | 664 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Alphabet Inc | Common | 02079K305 | 424 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Altria Group Inc | Common | 02209S103 | 10,670 | 149,400 | SH | SOLE | 149,400 | 0 | 0 | ||
Amazon.com Inc | Common | 023135106 | 1,418 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
American Water Works Company Inc | Common | 030420103 | 1,587 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
Apple Inc | Common | 037833100 | 26,414 | 183,866 | SH | SOLE | 183,866 | 0 | 0 | ||
Bank of America Corp | Common | 060505104 | 39,878 | 1,690,470 | SH | SOLE | 1,690,470 | 0 | 0 | ||
Bank of Montreal | Common | 063671101 | 25,489 | 340,803 | SH | SOLE | 340,803 | 0 | 0 | ||
Barclays Bank iPath S&P 500 VIX Short Term Futures ETN Exp 30 Jan 2019 | ETP | 06740Q252 | 3,720 | 235,600 | SH | SOLE | 235,600 | 0 | 0 | ||
Berkshire Hathaway Inc | Common | 084670702 | 21 | 125 | SH | SOLE | 125 | 0 | 0 | ||
Broadcom Ltd | Common | Y09827109 | 8,955 | 40,900 | SH | SOLE | 40,900 | 0 | 0 | ||
Brookfield Asset Management Inc | Common | 112585104 | 853 | 23,400 | SH | SOLE | 23,400 | 0 | 0 | ||
Brooks Automation Inc | Common | 114340102 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Canadian Imperial Bank of Commerce | Common | 136069101 | 34,100 | 395,550 | SH | SOLE | 395,550 | 0 | 0 | ||
Canadian National Railway Co | Common | 136375102 | 27,212 | 368,080 | SH | SOLE | 368,080 | 0 | 0 | ||
CBS Corp | Common | 124857202 | 14,045 | 202,500 | SH | SOLE | 202,500 | 0 | 0 | ||
CDW Corp | Common | 12514G108 | 2,124 | 36,800 | SH | SOLE | 36,800 | 0 | 0 | ||
Celgene Corp | Common | 151020104 | 5,525 | 44,400 | SH | SOLE | 44,400 | 0 | 0 | ||
Charter Communications Inc | Common | 16119P108 | 1,080 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
Cisco Systems Inc | Common | 17275R102 | 899 | 26,600 | SH | SOLE | 26,600 | 0 | 0 | ||
Citigroup Inc | Common | 172967424 | 23,285 | 389,250 | SH | SOLE | 389,250 | 0 | 0 | ||
Comcast Corp | Common | 20030N101 | 25,159 | 669,300 | SH | SOLE | 669,300 | 0 | 0 | ||
Constellation Brands Inc | Common | 21036P108 | 130 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Costco Wholesale Corp | Common | 22160K105 | 168 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
CRH Medical Corp | Common | 12626F105 | 6,083 | 741,800 | SH | SOLE | 741,800 | 0 | 0 | ||
Danaher Corp | Common | 235851102 | 1,208 | 14,125 | SH | SOLE | 14,125 | 0 | 0 | ||
Delphi Automotive PLC | Common | G27823106 | 11,466 | 142,450 | SH | SOLE | 142,450 | 0 | 0 | ||
DISH Network Corp | Common | 25470M109 | 654 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
Dow Chemical Co | Common | 260543103 | 26,375 | 415,100 | SH | SOLE | 415,100 | 0 | 0 | ||
DXC Technology Co | Common | 23355L106 | 4,685 | 67,700 | SH | SOLE | 67,700 | 0 | 0 | ||
Eastman Chemical Co | Common | 277432100 | 10 | 125 | SH | SOLE | 125 | 0 | 0 | ||
Eaton Corporation PLC | Common | G29183103 | 17,440 | 235,200 | SH | SOLE | 235,200 | 0 | 0 | ||
Ecolab Inc | Common | 278865100 | 201 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
Eli Lilly and Co | Common | 532457108 | 22,920 | 272,500 | SH | SOLE | 272,500 | 0 | 0 | ||
Enerplus Corp | Common | 292766102 | 2,317 | 287,850 | SH | SOLE | 287,850 | 0 | 0 | ||
Estee Lauder Companies Inc | Common | 518439104 | 203 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
Facebook Inc | Common | 30303M102 | 11,236 | 79,100 | SH | SOLE | 79,100 | 0 | 0 | ||
Fidelity National Information Services Inc | Common | 31620M106 | 637 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Financial Select Sector SPDR Fund | ETP | 81369Y605 | 2,719 | 114,600 | SH | SOLE | 114,600 | 0 | 0 | ||
First Republic Bank | Common | 33616C100 | 8,462 | 90,200 | SH | SOLE | 90,200 | 0 | 0 | ||
First Tr Morningstar Dividend Leaders Index Fund | ETP | 336917109 | 496 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
First Trust Cloud Computing ETF | ETP | 33734X192 | 2,793 | 72,200 | SH | SOLE | 72,200 | 0 | 0 | ||
First Trust Dow Jones Internet Index Fund | ETP | 33733E302 | 1,602 | 18,200 | SH | SOLE | 18,200 | 0 | 0 | ||
First Trust Financials AlphaDEX Fund | ETP | 33734X135 | 1,942 | 70,100 | SH | SOLE | 70,100 | 0 | 0 | ||
First Trust Industrials/Producer Drbls AlphaDEX Fd | ETP | 33734X150 | 2,385 | 69,500 | SH | SOLE | 69,500 | 0 | 0 | ||
First Trust Large Cap Value AlphaDEX Fund | ETP | 33735J101 | 2,327 | 47,200 | SH | SOLE | 47,200 | 0 | 0 | ||
First Trust Materials AlphaDEX Fund | ETP | 33734X168 | 1,367 | 36,100 | SH | SOLE | 36,100 | 0 | 0 | ||
First Trust Rising Dividend Achievers ETF | ETP | 33738R506 | 1,183 | 44,600 | SH | SOLE | 44,600 | 0 | 0 | ||
First Trust Technology AlphaDEX Fund | ETP | 33734X176 | 1,921 | 45,700 | SH | SOLE | 45,700 | 0 | 0 | ||
Fiserv Inc | Common | 337738108 | 2,437 | 21,130 | SH | SOLE | 21,130 | 0 | 0 | ||
Fortive Corp | Common | 34959J108 | 1,304 | 21,650 | SH | SOLE | 21,650 | 0 | 0 | ||
Franco-Nevada Corp | Common | 351858105 | 459 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
General Dynamics Corp | Common | 369550108 | 24,954 | 133,300 | SH | SOLE | 133,300 | 0 | 0 | ||
Global X Lithium & Battery Tech ETF | ETP | 37954Y855 | 3,592 | 127,800 | SH | SOLE | 127,800 | 0 | 0 | ||
Global X Social Media ETF | ETP | 37950E416 | 3,102 | 125,100 | SH | SOLE | 125,100 | 0 | 0 | ||
Goldman Sachs Group Inc | Common | 38141G104 | 1,321 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
HCA Holdings Inc | Common | 40412C101 | 13 | 150 | SH | SOLE | 150 | 0 | 0 | ||
Heartland Financial USA Inc | Common | 42234Q102 | 265 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
Home Depot Inc | Common | 437076102 | 19,382 | 132,000 | SH | SOLE | 132,000 | 0 | 0 | ||
Huntington Ingalls Industries Inc | Common | 446413106 | 4,746 | 23,700 | SH | SOLE | 23,700 | 0 | 0 | ||
IDEXX Laboratories Inc | Common | 45168D104 | 14,978 | 96,875 | SH | SOLE | 96,875 | 0 | 0 | ||
Ingersoll-Rand PLC | Common | G47791101 | 17,468 | 214,800 | SH | SOLE | 214,800 | 0 | 0 | ||
iShares China Large-Cap ETF | ETP | 464287184 | 1,528 | 39,700 | SH | SOLE | 39,700 | 0 | 0 | ||
iShares Core S&P Small-Cap ETF | ETP | 464287804 | 2,351 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
iShares India 50 ETF | ETP | 464289529 | 1,419 | 43,900 | SH | SOLE | 43,900 | 0 | 0 | ||
iShares MSCI South Korea Capped ETF | ETP | 464286772 | 1,534 | 24,800 | SH | SOLE | 24,800 | 0 | 0 | ||
iShares MSCI Taiwan Capped ETF | ETP | 46434G772 | 1,582 | 47,600 | SH | SOLE | 47,600 | 0 | 0 | ||
iShares PHLX Semiconductor ETF | ETP | 464287523 | 2,847 | 20,800 | SH | SOLE | 20,800 | 0 | 0 | ||
iShares S&P Small-Cap 600 Growth ETF | ETP | 464287887 | 2,357 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
iShares US Broker-Dealers & Securities Exch ETF | ETP | 464288794 | 3,506 | 68,400 | SH | SOLE | 68,400 | 0 | 0 | ||
iShares US Home Construction ETF | ETP | 464288752 | 4,305 | 134,600 | SH | SOLE | 134,600 | 0 | 0 | ||
iShares US Industrials ETF | ETP | 464287754 | 2,040 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
iShares US Medical Devices ETF | ETP | 464288810 | 2,317 | 15,300 | SH | SOLE | 15,300 | 0 | 0 | ||
Johnson & Johnson | Common | 478160104 | 249 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
JPMorgan Chase & Co | Common | 46625H100 | 34,442 | 392,100 | SH | SOLE | 392,100 | 0 | 0 | ||
Kinder Morgan Inc | Preferred | 49456B200 | 873 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
Lam Research Corp | Common | 512807108 | 4,339 | 33,800 | SH | SOLE | 33,800 | 0 | 0 | ||
Leidos Holdings Inc | Common | 525327102 | 9,792 | 191,475 | SH | SOLE | 191,475 | 0 | 0 | ||
Manulife Financial Corp | Common | 56501R106 | 3,708 | 209,000 | SH | SOLE | 209,000 | 0 | 0 | ||
Merck & Co Inc | Common | 58933Y105 | 14,080 | 221,600 | SH | SOLE | 221,600 | 0 | 0 | ||
Microchip Technology Inc | Common | 595017104 | 9,141 | 123,900 | SH | SOLE | 123,900 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 32,754 | 497,325 | SH | SOLE | 497,325 | 0 | 0 | ||
Morgan Stanley | Common | 617446448 | 11,524 | 269,000 | SH | SOLE | 269,000 | 0 | 0 | ||
Northrop Grumman Corp | Common | 666807102 | 25,925 | 109,000 | SH | SOLE | 109,000 | 0 | 0 | ||
Open Text Corp | Common | 683715106 | 20,238 | 595,050 | SH | SOLE | 595,050 | 0 | 0 | ||
Oracle Corp | Common | 68389X105 | 10,568 | 236,900 | SH | SOLE | 236,900 | 0 | 0 | ||
Pembina Pipeline Corp | Common | 706327103 | 22,758 | 717,681 | SH | SOLE | 717,681 | 0 | 0 | ||
Pioneer Natural Resources Co | Common | 723787107 | 1,024 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
PowerShares Dynamic Leisure & Entertainment ETF | ETP | 73935X757 | 783 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
PowerShares Nasdaq Internet ETF | ETP | 73935X146 | 1,605 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
PowerShares QQQ Trust ETF Series 1 | ETP | 73935A104 | 33 | 250 | SH | SOLE | 250 | 0 | 0 | ||
PowerShares S&P SmallCap Information Technology ETF | ETP | 73937B860 | 2,738 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
Priceline Group Inc | Common | 741503403 | 712 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Prudential Financial Inc | Common | 744320102 | 16,877 | 158,200 | SH | SOLE | 158,200 | 0 | 0 | ||
PureFunds ISE Cyber Security ETF | ETP | 26924G201 | 2,869 | 97,200 | SH | SOLE | 97,200 | 0 | 0 | ||
Raytheon Co | Common | 755111507 | 34,589 | 226,810 | SH | SOLE | 226,810 | 0 | 0 | ||
Reinsurance Group of America Inc | Common | 759351604 | 16,380 | 129,000 | SH | SOLE | 129,000 | 0 | 0 | ||
Restaurant Brands International Inc | Common | 76131D103 | 730 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||
ROBO Global Robotics and Automation Index ETF | ETP | 301505707 | 3,111 | 96,600 | SH | SOLE | 96,600 | 0 | 0 | ||
Rockwell Automation Inc | Common | 773903109 | 19 | 125 | SH | SOLE | 125 | 0 | 0 | ||
Rogers Communications Inc | Common | 775109200 | 168 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
Royal Bank of Canada | Common | 780087102 | 30,595 | 419,628 | SH | SOLE | 419,628 | 0 | 0 | ||
Scotts Miracle-Gro Co | Common | 810186106 | 4,632 | 49,600 | SH | SOLE | 49,600 | 0 | 0 | ||
Shaw Communications Inc | Common | 82028K200 | 10,238 | 494,096 | SH | SOLE | 494,096 | 0 | 0 | ||
Sherwin-Williams Co | Common | 824348106 | 124 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Shopify Inc | Common | 82509L107 | 15,126 | 222,150 | SH | SOLE | 222,150 | 0 | 0 | ||
Skyworks Solutions Inc | Common | 83088M102 | 4,341 | 44,300 | SH | SOLE | 44,300 | 0 | 0 | ||
SPDR Dow Jones Industrial Average ETF | ETP | 78467X109 | 9 | 45 | SH | SOLE | 45 | 0 | 0 | ||
SPDR S&P Bank ETF | ETP | 78464A797 | 4,066 | 94,600 | SH | SOLE | 94,600 | 0 | 0 | ||
SPDR S&P Biotech ETF | ETP | 78464A870 | 3,106 | 44,800 | SH | SOLE | 44,800 | 0 | 0 | ||
SPDR S&P Homebuilders ETF | ETP | 78464A888 | 1,932 | 51,900 | SH | SOLE | 51,900 | 0 | 0 | ||
SPDR S&P Insurance ETF | ETP | 78464A789 | 4,297 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SPDR S&P Regional Banking ETF | ETP | 78464A698 | 2,954 | 54,100 | SH | SOLE | 54,100 | 0 | 0 | ||
SPDR S&P Semiconductor ETF | ETP | 78464A862 | 3,131 | 51,900 | SH | SOLE | 51,900 | 0 | 0 | ||
Starbucks Corp | Common | 855244109 | 257 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
Suncor Energy Inc | Common | 867224107 | 15 | 480 | SH | SOLE | 480 | 0 | 0 | ||
Take Two Interactive Software Inc | Common | 874054109 | 7,444 | 125,600 | SH | SOLE | 125,600 | 0 | 0 | ||
Teleflex Inc | Common | 879369106 | 7,638 | 39,425 | SH | SOLE | 39,425 | 0 | 0 | ||
Texas Instruments Inc | Common | 882508104 | 27,225 | 337,950 | SH | SOLE | 337,950 | 0 | 0 | ||
TherapeuticsMD Inc | Common | 88338N107 | 539 | 74,900 | SH | SOLE | 74,900 | 0 | 0 | ||
T-Mobile US Inc | Common | 872590104 | 8,185 | 126,725 | SH | SOLE | 126,725 | 0 | 0 | ||
Toronto-Dominion Bank | Common | 891160509 | 26,040 | 519,864 | SH | SOLE | 519,864 | 0 | 0 | ||
TransCanada Corp | Common | 89353D107 | 6,867 | 148,800 | SH | SOLE | 148,800 | 0 | 0 | ||
UnitedHealth Group Inc | Common | 91324P102 | 25,077 | 152,900 | SH | SOLE | 152,900 | 0 | 0 | ||
Unum Group | Common | 91529Y106 | 22,095 | 471,200 | SH | SOLE | 471,200 | 0 | 0 | ||
VanEck Vectors Coal ETF | ETP | 92189F809 | 1,147 | 82,900 | SH | SOLE | 82,900 | 0 | 0 | ||
Vanguard Consumer Discretionary Index Fund;ETF | ETP | 92204A108 | 2,340 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
Vanguard Industrials Index Fund;ETF | ETP | 92204A603 | 1,943 | 15,700 | SH | SOLE | 15,700 | 0 | 0 | ||
Vanguard S&P Mid-Cap 400 Value Index Fund;ETF | ETP | 921932844 | 1,943 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
Visa Inc | Common | 92826C839 | 27,034 | 304,200 | SH | SOLE | 304,200 | 0 | 0 | ||
Walt Disney Co | Common | 254687106 | 14,004 | 123,500 | SH | SOLE | 123,500 | 0 | 0 | ||
Waste Connections Inc | Common | 94106B101 | 21,551 | 244,287 | SH | SOLE | 244,287 | 0 | 0 | ||
Wells Fargo & Co | Common | 949746101 | 223 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Western Digital Corp | Common | 958102105 | 1,329 | 16,100 | SH | SOLE | 16,100 | 0 | 0 | ||
WisdomTree Europe Hedged Equity Fund | ETP | 97717X701 | 4,880 | 77,700 | SH | SOLE | 77,700 | 0 | 0 | ||
WisdomTree Japan Hedged Equity ETF | ETP | 97717W851 | 3,088 | 61,000 | SH | SOLE | 61,000 | 0 | 0 |