0001209191-16-090717.txt : 20160111 0001209191-16-090717.hdr.sgml : 20160111 20160111133142 ACCESSION NUMBER: 0001209191-16-090717 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160111 DATE AS OF CHANGE: 20160111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Newtek Business Services Corp. CENTRAL INDEX KEY: 0001587987 IRS NUMBER: 463755188 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 212 W. 35TH STREET 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-356-9500 MAIL ADDRESS: STREET 1: 212 W. 35TH STREET 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirschner Sam CENTRAL INDEX KEY: 0001536869 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01035 FILM NUMBER: 161335894 MAIL ADDRESS: STREET 1: 60 EAST 8TH STREET STREET 2: #20K CITY: NEW YORK STATE: NY ZIP: 10003 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2015-12-31 0 0 0 0001587987 Newtek Business Services Corp. NEWT 0001536869 Kirschner Sam 212 WEST 35TH STREET FLOOR 2 NEW YORK NY 10001 1 0 0 0 Common stock 2015-04-13 5 J 0 34 0.00 A 48977 D Common stock 2015-07-16 5 J 0 926 0.00 A 48977 D Common stock 2015-11-03 5 J 0 1183 0.00 A 48977 D Common stock 2015-12-31 5 J 0 8147 13.48 A 48977 D This stock was received pursuant to the payment of regular quarterly dividend. This stock was received by the Reporting Person pursuant to a dividend declared by Newtek Business Services Corp. on October 1, 2015. As a result of the dividend, all holders of record of Common Stock on November 18, 2015 received on December 31, 2015, $2.69 per share payable, at the election of the stockholder, in either all shares of Common Stock or $0.836 per share in cash and $1.853 in shares of Common Stock. The price per share of Common Stock issued was based on the Common Stock's volume-weighted average price of $13.48 per share on the Nasdaq Global Market on December 11, 14 and 15, 2015. Sam Kirschner 2016-01-11