0001214659-17-001023.txt : 20170213 0001214659-17-001023.hdr.sgml : 20170213 20170213132054 ACCESSION NUMBER: 0001214659-17-001023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Commonwealth Financial Services, LLC CENTRAL INDEX KEY: 0001536755 IRS NUMBER: 550755058 STATE OF INCORPORATION: WV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16359 FILM NUMBER: 17597683 BUSINESS ADDRESS: STREET 1: 225 COLLEGE PARKWAY, SUITE 101 CITY: PARKERSBURG STATE: WV ZIP: 264104 BUSINESS PHONE: 304.230.2384 MAIL ADDRESS: STREET 1: 225 COLLEGE PARKWAY, SUITE 101 CITY: PARKERSBURG STATE: WV ZIP: 264104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001536755 XXXXXXXX 12-31-2016 12-31-2016 false Commonwealth Financial Services, LLC

225 College Parkway, Suite 101 Parkersburg WV 264104

13F HOLDINGS REPORT 028-16359 N Todd E. Kimpel 304-230-2384 Todd E. Kimpel Wheeling WV 02-13-2017 0 255 101446 INFORMATION TABLE 2 infotable.xml ASTRAZENECA PLC ADR 046353108 11 423 SH SOLE 0 0 423 BP PLC ADR 055622104 173 4689 SH SOLE 0 0 4689 CREDIT SUISSE ADR 225401108 297 19210 SH SOLE 0 0 19210 GLAXOSMITHKLINE PLC ADR 37733W105 212 5486 SH SOLE 0 0 5486 NATIONAL GRID ADR 636274300 16 272 SH SOLE 0 0 272 NOVARTIS AG ADR 66987V109 30 419 SH SOLE 0 0 419 ROYAL DUTCH ADR 780259107 315 5432 SH SOLE 0 0 5432 SANOFI SPON ADR 80105N105 19 470 SH SOLE 0 0 470 SIFY TECHNOLOGIES ADR 82655M107 1 800 SH SOLE 0 0 800 TOTAL S A ADR 89151E109 2 47 SH SOLE 0 0 47 UNILEVER PLC ADR 904767704 7 159 SH SOLE 0 0 159 VODAFONE GROUP ADR 92857W308 18 691 SH SOLE 0 0 691 AFLAC INC Common Stock 001055102 16 223 SH SOLE 0 0 223 AGCO CORP Common Stock 001084102 18 286 SH SOLE 0 0 286 AT&T INC Common Stock 00206R102 689 16624 SH SOLE 0 0 16624 ABBOTT LABORATORIES Common Stock 002824100 104 2574 SH SOLE 0 0 2574 ABBVIE INC Common Stock 00287Y109 439 7186 SH SOLE 0 0 7186 ALTRIA GROUP Common Stock 02209S103 72 1033 SH SOLE 0 0 1033 AMBAC FINANCIAL Common Stock 023139884 4 177 SH SOLE 0 0 177 AMEREN CORP Common Stock 023608102 3 50 SH SOLE 0 0 50 AMERICAN AIRLINES Common Stock 02376R102 24 491 SH SOLE 0 0 491 AMERICAN ELECTRIC Common Stock 025537101 10 159 SH SOLE 0 0 159 AMGEN INC Common Stock 031162100 143 926 SH SOLE 0 0 926 ANNALY CAPITAL Common Stock 035710409 0 45 SH SOLE 0 0 45 ANTERO RESOURCES Common Stock 03674X106 941 36691 SH SOLE 0 0 36691 APPLE INC Common Stock 037833100 193 1608 SH SOLE 0 0 1608 ARCTIC CAT INC Common Stock 039670104 2 170 SH SOLE 0 0 170 ATMOS ENERGY CORP Common Stock 049560105 31 417 SH SOLE 0 0 417 AVISTA CORP Common Stock 05379B107 28 705 SH SOLE 0 0 705 B&G FOODS Common Stock 05508R106 17 400 SH SOLE 0 0 400 BCE INC Common Stock 05534B760 20 445 SH SOLE 0 0 445 BEMIS COMPANY Common Stock 081437105 12 250 SH SOLE 0 0 250 BERKSHIRE HATHAWAY Common Stock 084670702 40 250 SH SOLE 0 0 250 BLACKROCK INC Common Stock 09247X101 22 57 SH SOLE 0 0 57 BLACKROCK CREDIT Common Stock 092508100 6 429 SH SOLE 0 0 429 BRISTOL MYERS Common Stock 110122108 21 422 SH SOLE 0 0 422 CF INDUSTRIES Common Stock 125269100 16 470 SH SOLE 0 0 470 CSX CORP Common Stock 126408103 207 4669 SH SOLE 0 0 4669 CABOT CORP Common Stock 127055101 7 130 SH SOLE 0 0 130 CABOT OIL Common Stock 127097103 22 1000 SH SOLE 0 0 1000 CAMPBELL SOUP COMPANY Common Stock 134429109 16 250 SH SOLE 0 0 250 CELGENE CORP Common Stock 151020104 31 274 SH SOLE 0 0 274 CERNER CORP Common Stock 156782104 19 372 SH SOLE 0 0 372 CHEMOURS COMPANY Common Stock 163851108 90 3599 SH SOLE 0 0 3599 CHESAPEAKE ENERGY Common Stock 165167107 940 140524 SH SOLE 0 0 140524 CHEVRON CORP Common Stock 166764100 18 158 SH SOLE 0 0 158 CISCO SYSTEMS Common Stock 17275R102 305 10147 SH SOLE 0 0 10147 CITIGROUP INC Common Stock 172967424 41 735 SH SOLE 0 0 735 CLOROX COMPANY Common Stock 189054109 54 444 SH SOLE 0 0 444 COCA COLA COMPANY Common Stock 191216100 348 8426 SH SOLE 0 0 8426 COHEN & STEERS Common Stock 19248A109 7 367 SH SOLE 0 0 367 COMCAST CORP Common Stock 20030N101 86 1171 SH SOLE 0 0 1171 CONAGRA BRANDS Common Stock 205887102 1 25 SH SOLE 0 0 25 CONOCOPHILLIPS Common Stock 20825C104 13 252 SH SOLE 0 0 252 CONSOL ENERGY Common Stock 20854P109 486 26604 SH SOLE 0 0 26604 CONSOLIDATED EDISON Common Stock 209115104 27 370 SH SOLE 0 0 370 CRACKER BARREL Common Stock 22410J106 16 100 SH SOLE 0 0 100 CROWN CASTLE Common Stock 22822V101 11 127 SH SOLE 0 0 127 DEERE & COMPANY Common Stock 244199105 73 680 SH SOLE 0 0 680 DELL TECHNOLOGIES Common Stock 24703L103 3 44 SH SOLE 0 0 44 DELTA AIRLINES Common Stock 247361702 14 287 SH SOLE 0 0 287 WALT DISNEY Common Stock 254687106 49 458 SH SOLE 0 0 458 DISCOVERY COMMUNICATIONS Common Stock 25470F104 6 199 SH SOLE 0 0 199 DISCOVERY COMMUNICATIONS Common Stock 25470F302 5 199 SH SOLE 0 0 199 DOMINION RESOURCES Common Stock 25746U109 71 938 SH SOLE 0 0 938 DU PONT Common Stock 263534109 18 247 SH SOLE 0 0 247 DUKE ENERGY Common Stock 26441C204 60 780 SH SOLE 0 0 780 DYNEX CAPITAL INC NEW Common Stock 26817Q506 4 646 SH SOLE 0 0 646 EQT CORP Common Stock 26884L109 587 9339 SH SOLE 0 0 9339 EATON VANCE Common Stock 27826G109 50 3500 SH SOLE 0 0 3500 EATON VANCE Common Stock 27828H105 7 500 SH SOLE 0 0 500 EMERSON ELECTRIC Common Stock 291011104 12 200 SH SOLE 0 0 200 ENBRIDGE INC Common Stock 29250N105 294 6848 SH SOLE 0 0 6848 ENBRIDGE ENERGY Common Stock 29250R106 9 365 SH SOLE 0 0 365 ENBRIDGE ENERGY Common Stock 29250X103 1 42 SH SOLE 0 0 42 ENERGY TRANSFER Common Stock 29273R109 60 1675 SH SOLE 0 0 1675 ENTERPRISE PRODUCTS Common Stock 293792107 43 1533 SH SOLE 0 0 1533 EQUIFAX INC Common Stock 294429105 12 100 SH SOLE 0 0 100 EQUITY COMMONWEALTH Common Stock 294628102 4 125 SH SOLE 0 0 125 EXACT SCIENCES Common Stock 30063P105 9 500 SH SOLE 0 0 500 EXXON MOBIL CORP Common Stock 30231G102 243 2827 SH SOLE 0 0 2827 FACEBOOK INC Common Stock 30303M102 166 1305 SH SOLE 0 0 1305 FIDELITY NATIONAL Common Stock 31620M106 26 330 SH SOLE 0 0 330 FIDELITY NATIONAL Common Stock 31620R303 2 47 SH SOLE 0 0 47 FIDELITY NATIONAL Common Stock 31620R402 0 15 SH SOLE 0 0 15 FORD MOTOR Common Stock 345370860 10 792 SH SOLE 0 0 792 GENERAL ELECTRIC Common Stock 369604103 697 22832 SH SOLE 0 0 22832 GENL MILLS INC Common Stock 370334104 10 166 SH SOLE 0 0 166 GENERAL MOTORS Common Stock 37045V100 569 15367 SH SOLE 0 0 15367 GENESIS ENERGY Common Stock 371927104 10 272 SH SOLE 0 0 272 GOPRO INC Common Stock 38268T103 6 663 SH SOLE 0 0 663 HALYARD HEALTH Common Stock 40650V100 0 6 SH SOLE 0 0 6 HANCOCK JOHN PFD INC Common Stock 41013X106 14 700 SH SOLE 0 0 700 HARLEY DAVIDSON Common Stock 412822108 1 23 SH SOLE 0 0 23 HECLA MINING Common Stock 422704106 6 1040 SH SOLE 0 0 1040 HOLLY ENERGY Common Stock 435763107 11 302 SH SOLE 0 0 302 HOLLYFRONTIER CORP Common Stock 436106108 7 249 SH SOLE 0 0 249 HOSPITALITY PROPERTIES Common Stock 44106M102 2 66 SH SOLE 0 0 66 HUNTINGTON BANCSHARES Common Stock 446150104 52 3986 SH SOLE 0 0 3986 INTEL CORP Common Stock 458140100 398 10771 SH SOLE 0 0 10771 INTL BUSINESS Common Stock 459200101 321 1884 SH SOLE 0 0 1884 INTERNATIONAL PAPER Common Stock 460146103 418 7779 SH SOLE 0 0 7779 INVESCO MUNICIPAL Common Stock 46131J103 21 1670 SH SOLE 0 0 1670 J ALEXANDERS Common Stock 46609J106 0 2 SH SOLE 0 0 2 JPMORGAN CHASE Common Stock 46625H100 309 3696 SH SOLE 0 0 3696 JOHNSON & JOHNSON Common Stock 478160104 151 1324 SH SOLE 0 0 1324 KKR & COMPANY Common Stock 48248M102 3 189 SH SOLE 0 0 189 KIMBERLY CLARK Common Stock 494368103 65 558 SH SOLE 0 0 558 KINDER MORGAN Common Stock 49456B101 4 163 SH SOLE 0 0 163 KRAFT HEINZ Common Stock 500754106 11 127 SH SOLE 0 0 127 LAMB WESTON Common Stock 513272104 0 8 SH SOLE 0 0 8 LEGACY RESERVES Common Stock 524707304 2 621 SH SOLE 0 0 621 LEUCADIA NATIONAL Common Stock 527288104 13 556 SH SOLE 0 0 556 LILLY ELI Common Stock 532457108 54 699 SH SOLE 0 0 699 LOCKHEED MARTIN Common Stock 539830109 264 1023 SH SOLE 0 0 1023 MARATHON OIL Common Stock 565849106 1 50 SH SOLE 0 0 50 MARATHON PETROLEUM Common Stock 56585A102 2 50 SH SOLE 0 0 50 MASTERCARD INC Common Stock 57636Q104 46 420 SH SOLE 0 0 420 MCDONALDS CORP Common Stock 580135101 78 634 SH SOLE 0 0 634 MERCK & COMPANY Common Stock 58933Y105 41 662 SH SOLE 0 0 662 MERCURY GENERAL CORP NEW Common Stock 589400100 203 3347 SH SOLE 0 0 3347 METLIFE INC Common Stock 59156R108 3 49 SH SOLE 0 0 49 MICROSOFT CORP Common Stock 594918104 476 7593 SH SOLE 0 0 7593 MONDELEZ INTERNATIONAL Common Stock 609207105 9 207 SH SOLE 0 0 207 MONSANTO COMPANY Common Stock 61166W101 21 191 SH SOLE 0 0 191 NATIONAL OILWELL Common Stock 637071101 6 141 SH SOLE 0 0 141 NEOGENOMICS INC Common Stock 64049M209 17 2000 SH SOLE 0 0 2000 NETAPP INC Common Stock 64110D104 17 455 SH SOLE 0 0 455 NEUBERGER BERMAN Common Stock 64190A103 4 704 SH SOLE 0 0 704 NISOURCE INC Common Stock 65473P105 11 470 SH SOLE 0 0 470 NORFOLK SOUTHERN Common Stock 655844108 23 200 SH SOLE 0 0 200 NORTHWEST BANCSHARES Common Stock 667340103 4 225 SH SOLE 0 0 225 NOW INC Common Stock 67011P100 1 35 SH SOLE 0 0 35 NUVEEN AMT Common Stock 670657105 19 1400 SH SOLE 0 0 1400 NVIDIA CORP Common Stock 67066G104 3 25 SH SOLE 0 0 25 NUVEEN PREFERRED Common Stock 67072C105 12 1234 SH SOLE 0 0 1234 NUVEEN PFD Common Stock 67073B106 7 700 SH SOLE 0 0 700 NUVEEN CREDIT Common Stock 67073D102 4 500 SH SOLE 0 0 500 NUVEEN OHIO Common Stock 670980101 2 112 SH SOLE 0 0 112 O REILLY AUTOMOTIVE Common Stock 67103H107 45 164 SH SOLE 0 0 164 OCCIDENTAL PETROLEUM Common Stock 674599105 4 62 SH SOLE 0 0 62 OLD REPUBLIC Common Stock 680223104 319 16601 SH SOLE 0 0 16601 OMEGA HEALTHCARE Common Stock 681936100 32 991 SH SOLE 0 0 991 PNC FINANCIAL Common Stock 693475105 6 47 SH SOLE 0 0 47 PPL CORP Common Stock 69351T106 12 344 SH SOLE 0 0 344 PAYCHEX INC Common Stock 704326107 11 175 SH SOLE 0 0 175 PEPSICO INC Common Stock 713448108 18 173 SH SOLE 0 0 173 PFIZER INC Common Stock 717081103 46 1460 SH SOLE 0 0 1460 PHILIP MORRIS Common Stock 718172109 21 227 SH SOLE 0 0 227 PHILLIPS 66 Common Stock 718546104 20 241 SH SOLE 0 0 241 PIER 1 Common Stock 720279108 2 300 SH SOLE 0 0 300 POLARIS INDS INC Common Stock 731068102 52 599 SH SOLE 0 0 599 PROCTER & GAMBLE Common Stock 742718109 446 5096 SH SOLE 0 0 5096 PUBLIC SERVICE Common Stock 744573106 9 200 SH SOLE 0 0 200 QUALCOMM INC Common Stock 747525103 38 605 SH SOLE 0 0 605 REALTY INCOME Common Stock 756109104 5 78 SH SOLE 0 0 78 RETAIL PROPERTIES Common Stock 76131V202 8 552 SH SOLE 0 0 552 REX ENERGY Common Stock 761565100 167 210861 SH SOLE 0 0 210861 REYNOLDS AMERICAN Common Stock 761713106 541 9219 SH SOLE 0 0 9219 SABINE ROYALTY Common Stock 785688102 33 882 SH SOLE 0 0 882 SEATTLE GENETICS INC WA Common Stock 812578102 6 100 SH SOLE 0 0 100 SIMON PROPERTY Common Stock 828806109 17 93 SH SOLE 0 0 93 SIRIUS XM Common Stock 82968B103 1 300 SH SOLE 0 0 300 SMUCKER JM Common Stock 832696405 13 100 SH SOLE 0 0 100 SOUTHERN COMPANY Common Stock 842587107 24 488 SH SOLE 0 0 488 SOUTHWEST AIRLINES Common Stock 844741108 18 346 SH SOLE 0 0 346 SPECTRA ENERGY Common Stock 847560109 25 598 SH SOLE 0 0 598 SPIRIT REALTY Common Stock 84860W102 20 1860 SH SOLE 0 0 1860 STARBUCKS CORP Common Stock 855244109 3 56 SH SOLE 0 0 56 SUNTRUST BANKS Common Stock 867914103 25 458 SH SOLE 0 0 458 SYNOVUS FINANCIAL Common Stock 87161C501 39 942 SH SOLE 0 0 942 TARGA RESOURCES Common Stock 87612G101 10 169 SH SOLE 0 0 169 3M COMPANY Common Stock 88579Y101 22 121 SH SOLE 0 0 121 TRANSMONTAIGNE PARTNERS Common Stock 89376V100 12 265 SH SOLE 0 0 265 TRINITY INDUSTRIES INC Common Stock 896522109 4 150 SH SOLE 0 0 150 U S GEOTHERMAL Common Stock 90338S201 4 833 SH SOLE 0 0 833 UNION PACIFIC CORP Common Stock 907818108 43 400 SH SOLE 0 0 400 UNITED BANKSHARES Common Stock 909907107 7 164 SH SOLE 0 0 164 UNITED BANCORP INC OHIO Common Stock 909911109 701 55427 SH SOLE 0 0 55427 UNITED CONTINENTAL Common Stock 910047109 27 354 SH SOLE 0 0 354 VALERO ENERGY CORP Common Stock 91913Y100 225 3390 SH SOLE 0 0 3390 VEEVA SYSTEMS Common Stock 922475108 43 1000 SH SOLE 0 0 1000 VENTAS INC Common Stock 92276F100 6 95 SH SOLE 0 0 95 VERIZON COMMUNICATIONS Common Stock 92343V104 366 6937 SH SOLE 0 0 6937 VIACOM INC Common Stock 92553P201 4 109 SH SOLE 0 0 109 VISA INC Common Stock 92826C839 3 32 SH SOLE 0 0 32 WAL-MART STORES INC Common Stock 931142103 304 4529 SH SOLE 0 0 4529 WASHINGTON PRIME Common Stock 93964W108 0 45 SH SOLE 0 0 45 WASTE MANAGEMENT Common Stock 94106L109 417 5990 SH SOLE 0 0 5990 WELLS FARGO & CO Common Stock 949746101 289 5239 SH SOLE 0 0 5239 WELLTOWER INC Common Stock 95040Q104 8 121 SH SOLE 0 0 121 WHITEWAVE FOODS Common Stock 966244105 3 63 SH SOLE 0 0 63 WHOLE FOODS Common Stock 966837106 3 86 SH SOLE 0 0 86 WORTHINGTON INDUSTRIES Common Stock 981811102 43 900 SH SOLE 0 0 900 XCEL ENERGY Common Stock 98389B100 9 210 SH SOLE 0 0 210 YELP INC Common Stock 985817105 4 108 SH SOLE 0 0 108 ZAGG INC Common Stock 98884U108 1 100 SH SOLE 0 0 100 LAZARD LTD Common Stock G54050102 184 4528 SH SOLE 0 0 4528 MEDTRONIC PLC Common Stock G5960L103 36 486 SH SOLE 0 0 486 ALPS SECTOR ETF 00162Q858 220 5170 SH SOLE 0 0 5170 FIRST TRUST ETF 336917109 23603 842970 SH SOLE 0 0 842970 FIRST TRUST ETF 33736M103 17 340 SH SOLE 0 0 340 FIRST TRUST ETF 33739P103 50 1442 SH SOLE 0 0 1442 GLOBAL X ETF 37954Y830 6 278 SH SOLE 0 0 278 ISHARES SELECT ETF 464287168 11889 133961 SH SOLE 0 0 133961 ISHARES CORE ETF 464287226 60 554 SH SOLE 0 0 554 ISHARES MSCI ETF 464287234 43 1182 SH SOLE 0 0 1182 ISHARES S&P ETF 464287408 88 868 SH SOLE 0 0 868 ISHARES MSCI ETF 464287465 201 3383 SH SOLE 0 0 3383 ISHARES CONSUMER ETF 464287580 26 166 SH SOLE 0 0 166 ISHARES S&P ETF 464287606 1096 5946 SH SOLE 0 0 5946 ISHARES RUSSELL ETF 464287655 15370 114325 SH SOLE 0 0 114325 ISHARES U S ETF 464287697 128 1047 SH SOLE 0 0 1047 ISHARES S&P ETF 464287705 2262 15471 SH SOLE 0 0 15471 ISHARES U S ETF 464287713 3257 92596 SH SOLE 0 0 92596 ISHARES TECHNOLOGY ETF 464287721 205 1650 SH SOLE 0 0 1650 ISHARES U S ETF 464287739 60 770 SH SOLE 0 0 770 ISHARES U S ETF 464287754 3609 29440 SH SOLE 0 0 29440 ISHARES U S ETF 464287762 9 62 SH SOLE 0 0 62 ISHARES U S ETF 464287788 3724 36692 SH SOLE 0 0 36692 ISHARES U S ETF 464287796 3354 81569 SH SOLE 0 0 81569 ISHARES CORE ETF 464287804 168 2472 SH SOLE 0 0 2472 ISHARES U S ETF 464287838 200 2334 SH SOLE 0 0 2334 ISHARES S&P ETF 464287879 4236 30688 SH SOLE 0 0 30688 ISHARES S&P ETF 464287887 1139 7671 SH SOLE 0 0 7671 ISHARES GLOBAL ETF 464288174 36 660 SH SOLE 0 0 660 ISHARES NATIONAL ETF 464288414 546 5036 SH SOLE 0 0 5036 ISHARES U S ETF 464288620 18 165 SH SOLE 0 0 165 ISHARES U S ETF 464288851 8 117 SH SOLE 0 0 117 ISHARES SILVER ETF 46428Q109 27 1681 SH SOLE 0 0 1681 ISHARES U S ETF 46431W507 274 5465 SH SOLE 0 0 5465 ISHARES YIELD ETF 46434V787 50 2018 SH SOLE 0 0 2018 PIMCO TOTAL ETF 72201R775 4 42 SH SOLE 0 0 42 PIMCO EHNANCED ETF 72201R833 40 395 SH SOLE 0 0 395 POWERSHARES QQQ ETF 73935A104 349 2828 SH SOLE 0 0 2828 POWERSHARES DYNAMIC ETF 73935X856 843 21219 SH SOLE 0 0 21219 POWERSHARES GLOBAL ETF 73936Q702 32 1276 SH SOLE 0 0 1276 POWERSHARES SENIOR ETF 73936Q769 19 811 SH SOLE 0 0 811 RYDEX GUGGENHEIM ETF 78355W403 308 3611 SH SOLE 0 0 3611 SPDR S&P ETF 78462F103 490 2160 SH SOLE 0 0 2160 SPDR GOLD ETF 78463V107 54 470 SH SOLE 0 0 470 SPDR DOW ETF 78467X109 108 545 SH SOLE 0 0 545 SPDR S&P ETF 78467Y107 3560 11688 SH SOLE 0 0 11688 VANECK VECTORS ETF 92189F361 211 7045 SH SOLE 0 0 7045 VANECK VECTORS ETF 92189F452 7 307 SH SOLE 0 0 307 VANECK VECTORS ETF 92189F528 120 6890 SH SOLE 0 0 6890 VANECK VECTORS ETF 92189F536 106 5441 SH SOLE 0 0 5441 VANECK VECTORS ETF 92189F700 30 567 SH SOLE 0 0 567 VANECK VECTORS ETF 92189F841 12 348 SH SOLE 0 0 348 VANGUARD REIT ETF 922908553 13 159 SH SOLE 0 0 159 VANGUARD TOTAL ETF 922908769 1293 11057 SH SOLE 0 0 11057 WISDOMTREE TRUST ETF 97717X669 50 1483 SH SOLE 0 0 1483 UBS AG ETN 902641752 23 1618 SH SOLE 0 0 1618 UBS AG ETN 902641786 6 534 SH SOLE 0 0 534 GENERAL MOTORS Stock Warrant 37045V126 1 34 SH SOLE 0 0 34