The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aerojet RocketDyne Hldgs Inc | Com | 007800105 | 7,402 | 134,892 | SH | SOLE | 0 | 0 | 0 | |||
Albertsons Cos Inc | Com | 013091103 | 6,187 | 283,554 | SH | SOLE | 0 | 0 | 0 | |||
Alps ETF Tr | Alerian MLP | 00162Q452 | 480 | 12,230 | SH | SOLE | 0 | 0 | 0 | |||
Altice USA Inc | Cl A | 02156K103 | 46 | 15,318 | SH | SOLE | 0 | 0 | 0 | |||
Amedisys Inc | Com | 023436108 | 7,598 | 83,093 | SH | SOLE | 0 | 0 | 0 | |||
Arconic Inc. | Com | 03966V107 | 7,711 | 260,688 | SH | SOLE | 0 | 0 | 0 | |||
Citigroup Inc | Com New | 172967424 | 530 | 11,522 | SH | SOLE | 0 | 0 | 0 | |||
DBX EFT Tr | Xtrack USD High | 233051432 | 969 | 28,091 | SH | SOLE | 0 | 0 | 0 | |||
Dice Therapeutics Inc. | Com | 23345J104 | 7,484 | 161,082 | SH | SOLE | 0 | 0 | 0 | |||
Direxion Shs ETF Tr | Dly Indl Bu 3x | 25460E737 | 221 | 5,728 | SH | SOLE | 0 | 0 | 0 | |||
Diversey Hldgs Ltd | Ord Shs | G28923103 | 4,138 | 493,218 | SH | SOLE | 0 | 0 | 0 | |||
First Tr Exchange-Traded FD | No Amer Energy | 33738D101 | 210 | 7,765 | SH | SOLE | 0 | 0 | 0 | |||
First Tr Exchange-Traded FD | Senior Ln Fd | 33738D309 | 1,263 | 27,887 | SH | SOLE | 0 | 0 | 0 | |||
First Tr Exchange-Traded FD | First Tr Ta Hiyl | 33738D408 | 296 | 7,462 | SH | SOLE | 0 | 0 | 0 | |||
First Tr Exchange-Traded FD | First Tr Enh New | 33739Q408 | 1,875 | 31,565 | SH | SOLE | 0 | 0 | 0 | |||
ForgeRock Inc. | Cl A | 34631B101 | 3,637 | 177,069 | SH | SOLE | 0 | 0 | 0 | |||
Global X Fds | Glbl X Mlp ETF | 37954Y343 | 236 | 5,487 | SH | SOLE | 0 | 0 | 0 | |||
Goldman Sachs ETF Tr | Activebeta US LG | 381430503 | 402 | 4,606 | SH | SOLE | 0 | 0 | 0 | |||
Intel Corp | Com | 458140100 | 285 | 8,508 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Actively Managed ETF | Ultra Shrt Dur | 46090A887 | 1,036 | 20,874 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Exch Traded Fd Tr II | S&P500 Low Vol | 46138E354 | 390 | 6,211 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Exch Traded Fd Tr II | PFD Etf | 46138E511 | 212 | 18,617 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Exch Traded Fd Tr II | Emrng Mkt Svrg | 46138E784 | 663 | 34,012 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Exch Traded Fd Tr II | Sr Ln ETF | 46138G508 | 2,345 | 111,436 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Exchange Traded Fd | DWA Momentum | 46137V837 | 217 | 2,673 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI Cda ETF | 464286509 | 202 | 5,782 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI Gbl Min Vol | 464286525 | 339 | 3,454 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI France ETF | 464286707 | 568 | 14,741 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI Switzerland | 464286749 | 338 | 7,324 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI Sth Kor ETF | 464286772 | 551 | 8,688 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI Netherl ETF | 464286814 | 243 | 5,624 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI USA Mmetm | 46432F396 | 258 | 1,790 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI Taiwan ETF | 46434G772 | 644 | 13,695 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI Jpn ETF New | 46434G822 | 461 | 7,442 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | 0-5 Yr Hi Yl CP | 46434V407 | 3,437 | 82,921 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Tips Bd ETF | 464287176 | 7,559 | 70,238 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Core US Aggbd Et | 464287226 | 7,948 | 81,142 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | MSCI Emg Mkt ETF | 464287234 | 388 | 9,820 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Iboxx Inv Cp ETF | 464287242 | 6,029 | 55,752 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Latn Amer 40 ETF | 464287390 | 209 | 7,704 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | 20 Yr Tr Bd ETF | 464287432 | 4,887 | 47,473 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | 7-10 Yr Trsy Bd | 464287440 | 2,170 | 22,463 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | 1-3 Yr Treas Bd | 464287457 | 1,147 | 14,143 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | US Telecom ETF | 464287713 | 286 | 12,960 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | US Real Es ETF | 464287739 | 503 | 5,811 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | JPMorgan USD Emg | 464288281 | 5,139 | 59,382 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | National Mun ETF | 464288414 | 4,008 | 37,557 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Iboxx Hi Yd ETF | 464288513 | 10,210 | 136,001 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Mbs ETF | 464288588 | 3,108 | 33,328 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | 3-7 Yr Treas Bd | 464288661 | 604 | 5,238 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Short Treas Bd | 464288679 | 4,646 | 42,060 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Pfd and Incm Sec | 464288687 | 4,580 | 148,061 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | US Treas Bd ETF | 46429B267 | 2,716 | 118,593 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Fltg Rate Nt ETF | 46429B655 | 800 | 15,751 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | MSCI USA Min Vol | 46429B697 | 267 | 3,591 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Core MSCI Euro | 46434V738 | 208 | 3,956 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Blackrock Ultra | 46434V878 | 2,108 | 41,905 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | MSCI Intl Vlu Ft | 46435G409 | 227 | 8,904 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | ESG Awr MSCI USA | 46435G425 | 291 | 2,986 | SH | SOLE | 0 | 0 | 0 | |||
iShares Tr | Broad USD High | 46435U853 | 994 | 28,153 | SH | SOLE | 0 | 0 | 0 | |||
iShares US ETF Tr | Blackrock St Mat | 46431W507 | 3,994 | 80,336 | SH | SOLE | 0 | 0 | 0 | |||
Iveric Bio Inc | Com | 46583P102 | 4,162 | 105,792 | SH | SOLE | 0 | 0 | 0 | |||
JPMorgan Chase & Co | Com | 46625H100 | 279 | 1,916 | SH | SOLE | 0 | 0 | 0 | |||
Legg Mason ETF Invt | Franklin US Low | 52468L406 | 208 | 5,681 | SH | SOLE | 0 | 0 | 0 | |||
NeoGames S.A. | Shs | L6673X107 | 3,396 | 130,000 | SH | SOLE | 0 | 0 | 0 | |||
Pacer Fds Tr | Trendpilot 100 | 69374H303 | 242 | 3,891 | SH | SOLE | 0 | 0 | 0 | |||
Pfizer Inc | Com | 717081103 | 1,074 | 29,280 | SH | SOLE | 0 | 0 | 0 | |||
Pimco ETF Tr | 0-5 High Yield | 72201R783 | 736 | 8,070 | SH | SOLE | 0 | 0 | 0 | |||
Pimco ETF Tr | Enhan Shrt Ma Ac | 72201R833 | 2,961 | 29,684 | SH | SOLE | 0 | 0 | 0 | |||
Proshares Tr | S&P 500 Dv Arist | 74348A467 | 367 | 3,889 | SH | SOLE | 0 | 0 | 0 | |||
Schwab Strategic Tr | US Dividend Eq | 808524797 | 231 | 3,178 | SH | SOLE | 0 | 0 | 0 | |||
Schwab Strategic Tr | US Aggregate B | 808524839 | 1,358 | 29,410 | SH | SOLE | 0 | 0 | 0 | |||
Seagen Inc. | Com | 81181C104 | 7,244 | 37,637 | SH | SOLE | 0 | 0 | 0 | |||
Select Sector Spdr Tr | SBI Int-Utils | 81369Y886 | 2,935 | 44,853 | SH | SOLE | 0 | 0 | 0 | |||
Sirius XM Holdings Inc | Com | 82968B103 | 60 | 13,236 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Index Shs Fds | Glb Nat Resrce | 78463X541 | 267 | 4,953 | SH | SOLE | 0 | 0 | 0 | |||
SPDR S&P 500 ETF Tr | Tr Unit | 78462F103 | 877 | 1,978 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | BBG Conv Sec ETF | 78464A359 | 412 | 5,895 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | Portfolio Short | 78464A474 | 811 | 27,546 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | Aerospace Def | 78464A631 | 368 | 3,030 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | Portfolio Agrgte | 78464A649 | 1,255 | 49,475 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | S&P Divid ETF | 78464A763 | 278 | 2,271 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | S&P 400 Mdcp Grw | 78464A821 | 342 | 4,767 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | Portfolio S&P400 | 78464A847 | 308 | 6,710 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | Portfolio S&P500 | 78464A854 | 287 | 5,505 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | S&P Homebuild | 78464A888 | 267 | 3,320 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | Bloomberg Sht Te | 78468R408 | 7,486 | 303,077 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | Bloomberg High Y | 78468R622 | 8,104 | 88,057 | SH | SOLE | 0 | 0 | 0 | |||
SPDR Ser Tr | Nuveen Blmbrg Mu | 78468R721 | 594 | 12,865 | SH | SOLE | 0 | 0 | 0 | |||
SSGA Active ETF Tr | Blackstone Senr | 78467V608 | 913 | 21,817 | SH | SOLE | 0 | 0 | 0 | |||
Vanbuard Scottsdale Fds | Shrt Trm Corp Bd | 92206C409 | 6,678 | 88,266 | SH | SOLE | 0 | 0 | 0 | |||
Vanbuard Scottsdale Fds | Int-Term Corp | 92206C870 | 6,214 | 78,626 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | Gold Miners ETF | 92189F106 | 805 | 26,734 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | Fallen Angel HG | 92189F437 | 844 | 30,393 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | Junior Gold Mine | 92189F791 | 477 | 13,384 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | JP Mrgan Em Loc | 92189H300 | 1,992 | 77,951 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | High Yld Muni ETF | 92189H409 | 1,597 | 31,107 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Bd Index Fds | Short Trm Bond | 921937827 | 937 | 12,396 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Bd Index Fds | Total Bnd Mrkt | 921937835 | 4,679 | 64,365 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Charlotte Fds | Total Int Bd ETF | 92203J407 | 4,851 | 99,250 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Intl Equity Index F | FTSE Pacific ETF | 922042866 | 385 | 5,516 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Intl Equity Index F | FTSE Europe ETF | 922042874 | 413 | 6,700 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Malvern Fds | Strm Infproidx | 922020805 | 793 | 16,732 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Mun Bd Fds | Tax Exempt Bd | 922907746 | 2,972 | 59,181 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Scottsdale Fds | Short Term Treas | 92206C102 | 254 | 4,400 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Scottsdale Fds | Mtg-Bkd Secs ETF | 92206C771 | 1,266 | 27,531 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Whithall Fds | Intl High ETF | 921946794 | 332 | 5,248 | SH | SOLE | 0 | 0 | 0 | |||
VectivBio Hldg AG | Ord Shs | H9060V101 | 7,767 | 460,405 | SH | SOLE | 0 | 0 | 0 | |||
WisdomtreeTr | Putwrite Strat | 97717X560 | 13,138 | 405,440 | SH | SOLE | 0 | 0 | 0 | |||
WisdomtreeTr | US Qtly Div Grt | 97717X669 | 207 | 3,107 | SH | SOLE | 0 | 0 | 0 |