The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aerojet RocketDyne Hldgs Inc | Com | 007800105 | 7,577 | 134,892 | SH | SOLE | 0 | 0 | 0 | |||
Albertsons Cos Inc | Com | 013091103 | 5,892 | 283,554 | SH | SOLE | 0 | 0 | 0 | |||
Alps ETF TR | Alerian MLP | 00162Q452 | 529 | 13,695 | SH | SOLE | 0 | 0 | 0 | |||
Diversey Hldgs Ltd | Ord Shs | G28923103 | 3,990 | 493,218 | SH | SOLE | 0 | 0 | 0 | |||
Evoqua Water Technologies Co | Com | 30057T105 | 7,793 | 156,740 | SH | SOLE | 0 | 0 | 0 | |||
First TR Exchange-Traded FD | Dorsey Wrt 5 ETF | 33738R605 | 207 | 4,600 | SH | SOLE | 0 | 0 | 0 | |||
First TR Exchange-Traded FD | First Tr Enh New | 33739Q408 | 1,121 | 18,834 | SH | SOLE | 0 | 0 | 0 | |||
First TR Exchange-Traded FD | Senior Ln Fd | 33738D309 | 207 | 4,576 | SH | SOLE | 0 | 0 | 0 | |||
ForgeRock Inc. | Cl A | 34631B101 | 3,648 | 177,069 | SH | SOLE | 0 | 0 | 0 | |||
Home Depot Inc | Com | 437076102 | 581 | 1,969 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Exch Traded FD TR II | Emrng Mkt Svrg | 46138E784 | 351 | 18,300 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Exch Traded FD TR II | Sr Ln ETF | 46138G508 | 1,264 | 60,753 | SH | SOLE | 0 | 0 | 0 | |||
Invesco Actively Managed ETF | Ultra Shrt Dur | 46090A887 | 563 | 11,354 | SH | SOLE | 0 | 0 | 0 | |||
iRobot Corp | Com | 462726100 | 5,501 | 126,050 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | 0-5YR Hi Yl CP | 46434V407 | 1,566 | 37,561 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | 7-10 Yr Trsy Bd | 464287440 | 2,800 | 28,244 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | 1-3 Yr Treas BD | 464287457 | 937 | 11,400 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | 3-7 Yr Treas BD | 464288661 | 2,630 | 22,357 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Core US Aggbd ET | 464287226 | 6,501 | 65,244 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Tips BD ETF | 464287176 | 6,250 | 56,688 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Core MSCI Euro | 46434V738 | 209 | 3,986 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | US Real ES ETF | 464287739 | 454 | 5,343 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI Intl Qualty | 46434V456 | 229 | 6,483 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI EAFE Min VL | 46429B689 | 215 | 3,183 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI Emerg Mrkt | 464286533 | 400 | 7,335 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI BGL Min Vol | 464286525 | 447 | 4,621 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI USA Min Vol | 46429B697 | 1,872 | 25,740 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | JPMorgan USD Emg | 464288281 | 5,247 | 60,819 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Fltg Rate Nt ETF | 46429B655 | 1,816 | 36,047 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Iboxx Hi Yd ETF | 464288513 | 7,262 | 96,119 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Iboxx Inv Cp ETF | 464287242 | 6,610 | 60,301 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Intrm Gov Cr ETF | 464288612 | 648 | 6,199 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | 20 Yr Tr Bd ETF | 464287432 | 4,009 | 37,692 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MBS ETF | 464288588 | 2,387 | 25,199 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI CDA ETF | 464286509 | 605 | 17,694 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI Emg Mkt ETF | 464287234 | 791 | 20,048 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI France ETF | 464286707 | 250 | 6,613 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI Germany ETF | 464286806 | 258 | 9,072 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI India ETF | 46429B598 | 529 | 13,431 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI Saudi Arbia | 46434V423 | 226 | 5,847 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | MSCI Switzerland | 464286749 | 230 | 5,068 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | National Mun ETF | 464288414 | 5,021 | 46,603 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Pfd and Incm Sec | 464288687 | 1,041 | 33,347 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Intl Trea Bd ETF | 464288117 | 245 | 6,081 | SH | SOLE | 0 | 0 | 0 | |||
iShares US ETF TR | Blackrock St Mat | 46431W507 | 762 | 15,358 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Short Treas Bd | 464288679 | 4,060 | 36,745 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | Blackrock Ultra | 46434V878 | 925 | 18,416 | SH | SOLE | 0 | 0 | 0 | |||
iShares TR | US Treas Bd ETF | 46429B267 | 3,535 | 151,215 | SH | SOLE | 0 | 0 | 0 | |||
iShares Inc | MSCI Jpn ETF New | 46434G822 | 276 | 4,707 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | Gold Miners ETF | 92189F106 | 2,121 | 65,558 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | Junior Gold Mine | 92189F791 | 1,974 | 49,983 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | High Yld Muni ETF | 92189H409 | 1,428 | 27,597 | SH | SOLE | 0 | 0 | 0 | |||
Maxar Technologies Inc. | Com | 57778K105 | 3,974 | 77,821 | SH | SOLE | 0 | 0 | 0 | |||
Oak Str Health Inc | Com | 67181A107 | 8,209 | 212,224 | SH | SOLE | 0 | 0 | 0 | |||
Pimco ETF TR | 0-5 High Yield | 72201R833 | 1,771 | 17,846 | SH | SOLE | 0 | 0 | 0 | |||
Provention Bio Inc. | Com | 74374N102 | 7,601 | 315,391 | SH | SOLE | 0 | 0 | 0 | |||
Schwab Strategic TR | Sht Tm US Tres | 808524862 | 319 | 6,537 | SH | SOLE | 0 | 0 | 0 | |||
Schwab Strategic TR | US Aggregate B | 808524839 | 864 | 18,409 | SH | SOLE | 0 | 0 | 0 | |||
Seagen Inc. | Com | 81181C104 | 7,620 | 37,637 | SH | SOLE | 0 | 0 | 0 | |||
SPDR SER TR | Portfolio Agrgte | 78464A649 | 1,353 | 52,477 | SH | SOLE | 0 | 0 | 0 | |||
SPDR SER TR | BBG Conv Sec ETF | 78464A359 | 516 | 7,695 | SH | SOLE | 0 | 0 | 0 | |||
SPDR SER TR | Bloomberg High Y | 78468R622 | 4,679 | 50,407 | SH | SOLE | 0 | 0 | 0 | |||
SPDR SER TR | Bloomberg Sht TE | 78468R408 | 4,250 | 171,101 | SH | SOLE | 0 | 0 | 0 | |||
SPDR SER TR | Nuveen Blmbrg Mu | 78468R721 | 1,329 | 28,378 | SH | SOLE | 0 | 0 | 0 | |||
SPDR SER TR | Portfolio Short | 78464A474 | 458 | 15,459 | SH | SOLE | 0 | 0 | 0 | |||
SPDR S&P 500 ETF TR | TR Unit | 78462F103 | 696 | 1,700 | SH | SOLE | 0 | 0 | 0 | |||
TravelCenters of America Inc. | Com New | 89421B109 | 7,692 | 88,926 | SH | SOLE | 0 | 0 | 0 | |||
Select Sector SPDR TR | SBI Int-Utils | 81369Y886 | 4,816 | 71,153 | SH | SOLE | 0 | 0 | 0 | |||
Vaneck ETF Trust | JP Mrgan EM Loc | 92189H300 | 4,510 | 178,597 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Intl Equity Index F | FTSE Europe ETF | 922042874 | 401 | 6,575 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard BD Index FDS | Intermed Term | 921937819 | 225 | 2,927 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Scottsdale FDS | Int-Term Corp | 92206C870 | 5,534 | 68,986 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Scottsdale FDS | Mtg-Bkd Secs ETF | 92206C771 | 643 | 13,806 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Intl Equity Index F | FTSE Pacific ETF | 922042866 | 303 | 4,467 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard BD Index FDS | Short Trm Bond | 921937827 | 4,085 | 53,402 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Scottsdale FDS | Shrt Trm Corp Bd | 92206C409 | 4,971 | 65,208 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Scottsdale FDS | Short Term Treas | 92206C102 | 902 | 15,402 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Malvern FDS | Strm Infproidx | 922020805 | 1,162 | 24,301 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Mun Bd FDS | Tax Exempt Bd | 922907746 | 2,392 | 47,207 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard BD Index FDS | Total Bnd Mrkt | 921937835 | 5,128 | 69,463 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Charlotte FDS | Total Int BD ETF | 92203J407 | 2,710 | 55,404 | SH | SOLE | 0 | 0 | 0 | |||
Vanguard Index FDS | Total Stk Mkt | 922908769 | 467 | 2,287 | SH | SOLE | 0 | 0 | 0 | |||
VMware Inc. | Cl A Com | 928563402 | 7,248 | 58,054 | SH | SOLE | 0 | 0 | 0 | |||
WisdomTree TR | Putwrite Strat | 97717X560 | 12,585 | 405,450 | SH | SOLE | 0 | 0 | 0 |