0001127602-24-006691.txt : 20240223 0001127602-24-006691.hdr.sgml : 20240223 20240223164606 ACCESSION NUMBER: 0001127602-24-006691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogle Trevor CENTRAL INDEX KEY: 0001947110 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 24672156 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-21 0001535929 Voya Financial, Inc. VOYA 0001947110 Ogle Trevor 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks 0 Common Stock 3840 D Common Stock 5778.4053 I By 401(k) Plan Restricted Stock Units 2024-02-21 4 A 0 8805 0 A Common Stock 8805 20584 D Performance Stock Unit 2024-02-21 4 A 0 10954 0 A Common Stock 10954 45995 D Performance-Based Stock Options Common Stock 12500 12500 D Includes automatic semi-monthly contributions to the reporting person's 401(k). The stock units will vest based on their respective award agreements. 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027. The number of common stock that will be delivered for each performance unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above. The options vest based on conditions set forth in their respective agreements. Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer /s/ My Chi To, Attorney-in-Fact 2024-02-23