0001127602-23-020175.txt : 20230705 0001127602-23-020175.hdr.sgml : 20230705 20230705170808 ACCESSION NUMBER: 0001127602-23-020175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Michael Robert CENTRAL INDEX KEY: 0001853487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 231070431 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-07-03 0001535929 Voya Financial, Inc. VOYA 0001853487 Katz Michael Robert 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks 0 Common Stock 2023-07-03 4 M 0 1679 0 A 19775 D Restricted Stock Units 2023-07-03 4 M 0 1679 0 D Common Stock 1679 17298 D Performance Stock Unit Common Stock 38343 38343 D Deferred Savings Plan Issuer Stock Units Common Stock 813.462 813.462 D Performance-Based Stock Options Common Stock 56187 56187 D Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future. Includes a dividend of 4.616 shares. The options vest based on the conditions set forth in their respective agreements. Executive Vice President, Finance /s/ My Chi To, Attorney-in-Fact 2023-07-05