0001127602-22-026973.txt : 20221206 0001127602-22-026973.hdr.sgml : 20221206 20221206161939 ACCESSION NUMBER: 0001127602-22-026973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221205 FILED AS OF DATE: 20221206 DATE AS OF CHANGE: 20221206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Charles P CENTRAL INDEX KEY: 0001641449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 221448023 MAIL ADDRESS: STREET 1: 230 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-12-05 0001535929 Voya Financial, Inc. VOYA 0001641449 Nelson Charles P 230 PARK AVE NEW YORK NY 10169 1 See Remarks Common Stock 2022-12-05 4 S 0 3768 63.5107 D 179199 D Deferred Savings Plan Issuer Stock Units Common Stock 5243.105 5243.105 D Performance Stock Unit Common Stock 84545 84545 D Performance-Based Stock Options Common Stock 182374 182374 D Restricted Stock Units Common Stock 55935 55935 D This transaction was executed in multiple trades at prices ranging from $63.5105 to $63.5150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. The options vest based on the conditions set forth in their respective agreements. Each stock unit represents a conditional right to receive one share of the company's common stock. Vice Chairman /s/ Rachel Reid, Attorney-in-Fact 2022-12-06