0001127602-22-026973.txt : 20221206
0001127602-22-026973.hdr.sgml : 20221206
20221206161939
ACCESSION NUMBER: 0001127602-22-026973
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221205
FILED AS OF DATE: 20221206
DATE AS OF CHANGE: 20221206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Charles P
CENTRAL INDEX KEY: 0001641449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 221448023
MAIL ADDRESS:
STREET 1: 230 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-12-05
0001535929
Voya Financial, Inc.
VOYA
0001641449
Nelson Charles P
230 PARK AVE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2022-12-05
4
S
0
3768
63.5107
D
179199
D
Deferred Savings Plan Issuer Stock Units
Common Stock
5243.105
5243.105
D
Performance Stock Unit
Common Stock
84545
84545
D
Performance-Based Stock Options
Common Stock
182374
182374
D
Restricted Stock Units
Common Stock
55935
55935
D
This transaction was executed in multiple trades at prices ranging from $63.5105 to $63.5150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
The options vest based on the conditions set forth in their respective agreements.
Each stock unit represents a conditional right to receive one share of the company's common stock.
Vice Chairman
/s/ Rachel Reid, Attorney-in-Fact
2022-12-06