0001127602-22-024961.txt : 20221104 0001127602-22-024961.hdr.sgml : 20221104 20221104160504 ACCESSION NUMBER: 0001127602-22-024961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221103 FILED AS OF DATE: 20221104 DATE AS OF CHANGE: 20221104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Michael Robert CENTRAL INDEX KEY: 0001853487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 221362302 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-11-03 0001535929 Voya Financial, Inc. VOYA 0001853487 Katz Michael Robert 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2022-11-03 4 S 0 1472 66.18 D 13520 D Performance Stock Unit Common Stock 31948 31948 D Restricted Stock Units Common Stock 16847 16847 D Deferred Savings Plan Issuer Stock Units Common Stock 806.262 806.262 D Performance-Based Stock Options Common Stock 56187 56187 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future. Includes a dividend of 2.638 shares. The options vest based on the conditions set forth in their respective agreements. Executive Vice President, Finance /s/ Rachel Reid, Attorney-in-Fact 2022-11-04