0001127602-22-024961.txt : 20221104
0001127602-22-024961.hdr.sgml : 20221104
20221104160504
ACCESSION NUMBER: 0001127602-22-024961
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221103
FILED AS OF DATE: 20221104
DATE AS OF CHANGE: 20221104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katz Michael Robert
CENTRAL INDEX KEY: 0001853487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 221362302
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-11-03
0001535929
Voya Financial, Inc.
VOYA
0001853487
Katz Michael Robert
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2022-11-03
4
S
0
1472
66.18
D
13520
D
Performance Stock Unit
Common Stock
31948
31948
D
Restricted Stock Units
Common Stock
16847
16847
D
Deferred Savings Plan Issuer Stock Units
Common Stock
806.262
806.262
D
Performance-Based Stock Options
Common Stock
56187
56187
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
Includes a dividend of 2.638 shares.
The options vest based on the conditions set forth in their respective agreements.
Executive Vice President, Finance
/s/ Rachel Reid, Attorney-in-Fact
2022-11-04