0001127602-22-024510.txt : 20221031 0001127602-22-024510.hdr.sgml : 20221031 20221031160746 ACCESSION NUMBER: 0001127602-22-024510 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221028 FILED AS OF DATE: 20221031 DATE AS OF CHANGE: 20221031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogle Trevor CENTRAL INDEX KEY: 0001947110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 221346043 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-10-28 0001535929 Voya Financial, Inc. VOYA 0001947110 Ogle Trevor 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2022-10-28 4 M 0 9110 0 A 9110 D Common Stock 2022-10-28 4 F 0 5206 68.51 D 3904 D Restricted Stock Units 2022-10-28 4 M 0 9110 0 D Common Stock 9110 17294 D Performance Stock Unit Common Stock 32032 32032 D Performance-Based Stock Options Common Stock 12500 12500 D Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. FICA tax withholding on the grant of the restricted stock units. The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. The options vest based on conditions set forth in their respective agreements. Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer /s/ Rachel Reid, Attorney-in-Fact 2022-10-31