0001127602-22-023974.txt : 20221017 0001127602-22-023974.hdr.sgml : 20221017 20221017162952 ACCESSION NUMBER: 0001127602-22-023974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221014 FILED AS OF DATE: 20221017 DATE AS OF CHANGE: 20221017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Charles P CENTRAL INDEX KEY: 0001641449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 221313986 MAIL ADDRESS: STREET 1: 230 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-10-14 0001535929 Voya Financial, Inc. VOYA 0001641449 Nelson Charles P 230 PARK AVE NEW YORK NY 10169 1 See Remarks Common Stock 182967 D Deferred Savings Plan Issuer Stock Units 2022-10-14 4 A 0 9.597 63.38 A Common Stock 9.597 5215.39 D Performance Stock Unit Common Stock 84545 84545 D Restricted Stock Units Common Stock 55935 55935 D Performance-Based Stock Options Common Stock 182374 182374 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. Each stock unit represents a conditional right to receive one share of the company's common stock. The options vest based on the conditions set forth in their respective agreements. Vice Chairman and Chief Growth Officer /s/ Rachel Reid, Attorney-in-Fact 2022-10-17