0001127602-22-010853.txt : 20220401 0001127602-22-010853.hdr.sgml : 20220401 20220401162119 ACCESSION NUMBER: 0001127602-22-010853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220330 FILED AS OF DATE: 20220401 DATE AS OF CHANGE: 20220401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Charles P CENTRAL INDEX KEY: 0001641449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 22798561 MAIL ADDRESS: STREET 1: 230 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-03-30 0001535929 Voya Financial, Inc. VOYA 0001641449 Nelson Charles P 230 PARK AVE NEW YORK NY 10169 1 See Remarks Common Stock 182967 D Deferred Savings Plan Issuer Stock Units 2022-03-30 4 A 0 12.835 67.51 A Common Stock 12.835 5045.681 D Deferred Savings Plan Issuer Stock Units 2022-03-31 4 A 0 9.168 66.35 A Common Stock 9.168 5054.849 D Performance Stock Unit Common Stock 72791 72791 D Restricted Stock Units Common Stock 50898 50898 D Performance-Based Stock Options Common Stock 182374 182374 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. Each stock unit represents a conditional right to receive one share of the company's common stock. The options vest based on the conditions set forth in their respective agreements. Vice Chairman and Chief Growth Officer /s/ Rachel Reid, Attorney-in-Fact 2022-04-01