0001127602-22-006688.txt : 20220224
0001127602-22-006688.hdr.sgml : 20220224
20220224203301
ACCESSION NUMBER: 0001127602-22-006688
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220222
FILED AS OF DATE: 20220224
DATE AS OF CHANGE: 20220224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keshavan Santhosh
CENTRAL INDEX KEY: 0001852193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 22673877
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-22
0001535929
Voya Financial, Inc.
VOYA
0001852193
Keshavan Santhosh
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2022-02-22
4
M
0
9867
0
A
9867
D
Common Stock
2022-02-22
4
F
0
4468
68.32
D
5399
D
Performance Stock Unit
2022-02-22
4
M
0
3619
0
D
Common Stock
4668
13147
D
Restricted Stock Units
2022-02-22
4
M
0
5199
0
D
Common Stock
5199
6302
D
Performance Stock Unit
2022-02-22
4
A
0
7483
0
A
Common Stock
7483
20630
D
Restricted Stock Units
2022-02-22
4
A
0
6421
0
A
Common Stock
6421
12723
D
Performance-Based Stock Options
Common Stock
35587
35587
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
Awarded at 129% of target.
The restricted stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.
The options vest based on the conditions set forth in their respective agreements.
Executive Vice President, Chief Information Officer
/s/ Rachel Reid, Attorney-in-Fact
2022-02-24