0001127602-22-006679.txt : 20220224
0001127602-22-006679.hdr.sgml : 20220224
20220224201414
ACCESSION NUMBER: 0001127602-22-006679
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220222
FILED AS OF DATE: 20220224
DATE AS OF CHANGE: 20220224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Charles P
CENTRAL INDEX KEY: 0001641449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 22673819
MAIL ADDRESS:
STREET 1: 230 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-22
0001535929
Voya Financial, Inc.
VOYA
0001641449
Nelson Charles P
230 PARK AVE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2022-02-22
4
M
0
45511
0
A
200439
D
Common Stock
2022-02-22
4
F
0
17472
68.32
D
182967
D
Common Stock
2022-02-22
4
M
0
665
0
A
183632
D
Common Stock
2022-02-22
4
F
0
665
68.32
D
182967
D
Performance Stock Unit
2022-02-22
4
M
0
20416
0
D
Common Stock
26336
50702
D
Restricted Stock Units
2022-02-22
4
M
0
19175
0
D
Common Stock
19175
33739
D
Performance Stock Unit
2022-02-22
4
A
0
20770
0
A
Common Stock
20770
71472
D
Restricted Stock Units
2022-02-22
4
A
0
17824
0
A
Common Stock
17824
51563
D
Restricted Stock Units
2022-02-22
4
M
0
665
0
D
Common Stock
665
50898
D
Performance-Based Stock Options
Common Stock
182374
182374
D
Deferred Savings Plan Issuer Stock Units
Common Stock
4332.668
4332.668
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
FICA tax withholding on the grant of restricted stock units.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
Awarded at 129% of target.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.
The stock units will vest based on their respective award agreements.
The options vest based on the conditions set forth in their respective agreements.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Vice Chairman and Chief Growth Officer
/s/ Rachel Reid, Attorney-in-Fact
2022-02-24