0001127602-21-027338.txt : 20211019
0001127602-21-027338.hdr.sgml : 20211019
20211019161717
ACCESSION NUMBER: 0001127602-21-027338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211015
FILED AS OF DATE: 20211019
DATE AS OF CHANGE: 20211019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Charles P
CENTRAL INDEX KEY: 0001641449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 211331123
MAIL ADDRESS:
STREET 1: 230 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-10-15
0001535929
Voya Financial, Inc.
VOYA
0001641449
Nelson Charles P
230 PARK AVE
NEW YORK
NY
10169
1
See Remarks
Common Stock
154928
D
Deferred Savings Plan Issuer Stock Units
2021-10-15
4
A
0
5.316
68.66
A
Common Stock
5.316
4291.934
D
Performance Stock Unit
Common Stock
71118
71118
D
Performance-Based Stock Options
Common Stock
182374
182374
D
Restricted Stock Units
Common Stock
52914
52914
D
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
The stock units will vest based on their respective award agreements.
The options vest based on the conditions set forth in their respective agreements.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
Vice Chairman and Chief Growth Officer
/s/ Rachel Reid, Attorney-in-Fact
2021-10-19