0001127602-20-007229.txt : 20200224
0001127602-20-007229.hdr.sgml : 20200224
20200224163006
ACCESSION NUMBER: 0001127602-20-007229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200220
FILED AS OF DATE: 20200224
DATE AS OF CHANGE: 20200224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferrara Nancy
CENTRAL INDEX KEY: 0001685164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 20644732
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-20
0001535929
Voya Financial, Inc.
VOYA
0001685164
Ferrara Nancy
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
14584
D
Performance Stock Unit
2020-02-20
4
A
0
5371
0
A
Common Stock
5371
23439
D
Restricted Stock Units
2020-02-20
4
A
0
4067
0
A
Common Stock
4067
12862
D
Performance-Based Stock Options
Common Stock
106974
106974
D
Deferred Savings Plan Issuer Stock Units
Common Stock
7093.152
7093.152
D
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.
The options vest based on the conditions set forth in their respective agreements.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Executive Vice President of Operations and Continuous Improvements (CI)
/s/ Jean Weng, Attorney in Fact
2020-02-24