0001127602-19-008486.txt : 20190226
0001127602-19-008486.hdr.sgml : 20190226
20190226190247
ACCESSION NUMBER: 0001127602-19-008486
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190222
FILED AS OF DATE: 20190226
DATE AS OF CHANGE: 20190226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Michael S
CENTRAL INDEX KEY: 0001574979
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 19635152
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-22
0001535929
Voya Financial, Inc.
VOYA
0001574979
Smith Michael S
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2019-02-22
4
M
0
6570
A
95124
D
Common Stock
2019-02-22
4
F
0
3497
49.95
D
91627
D
Restricted Stock Units
2019-02-22
4
M
0
6570
0
D
Common Stock
6570
59813
D
Performance Stock Unit
Common Stock
96400
96400
D
Performance-Based Stock Options
Common Stock
182374
182374
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The stock units will vest based on their respective award agreements.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
The options vest based on the conditions set forth in their respective agreements.
Executive Vice President and Chief Financial Officer
/s/ Jean Weng, Attorney in Fact
2019-02-26