0001127602-18-010836.txt : 20180308 0001127602-18-010836.hdr.sgml : 20180308 20180308202939 ACCESSION NUMBER: 0001127602-18-010836 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180306 FILED AS OF DATE: 20180308 DATE AS OF CHANGE: 20180308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karaoglan Alain M CENTRAL INDEX KEY: 0001574919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 18678281 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-06 0001535929 Voya Financial, Inc. VOYA 0001574919 Karaoglan Alain M 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2018-03-06 4 M 0 23718 A 34546 D Common Stock 2018-03-06 4 F 0 12625 52.03 D 21921 D Common Stock 2018-03-07 4 M 0 27441 A 49362 D Common Stock 2018-03-07 4 F 0 14606 51.69 D 34756 D Restricted Stock Units 2018-03-06 4 M 0 9119 0 D Common Stock 9119 56759 D Performance Stock Unit 1.31 2018-03-06 4 M 0 11145 0 D Common Stock 14599 76580 D Restricted Stock Units 2018-03-07 4 M 0 27441 0 D Common Stock 27441 29318 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Executive Vice President and Chief Operating Officer /s/ Jean Weng, Attorney in Fact 2018-03-08