0001127602-18-010836.txt : 20180308
0001127602-18-010836.hdr.sgml : 20180308
20180308202939
ACCESSION NUMBER: 0001127602-18-010836
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180306
FILED AS OF DATE: 20180308
DATE AS OF CHANGE: 20180308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karaoglan Alain M
CENTRAL INDEX KEY: 0001574919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 18678281
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-03-06
0001535929
Voya Financial, Inc.
VOYA
0001574919
Karaoglan Alain M
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2018-03-06
4
M
0
23718
A
34546
D
Common Stock
2018-03-06
4
F
0
12625
52.03
D
21921
D
Common Stock
2018-03-07
4
M
0
27441
A
49362
D
Common Stock
2018-03-07
4
F
0
14606
51.69
D
34756
D
Restricted Stock Units
2018-03-06
4
M
0
9119
0
D
Common Stock
9119
56759
D
Performance Stock Unit
1.31
2018-03-06
4
M
0
11145
0
D
Common Stock
14599
76580
D
Restricted Stock Units
2018-03-07
4
M
0
27441
0
D
Common Stock
27441
29318
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
Executive Vice President and Chief Operating Officer
/s/ Jean Weng, Attorney in Fact
2018-03-08