0001127602-17-010976.txt : 20170309
0001127602-17-010976.hdr.sgml : 20170309
20170309061425
ACCESSION NUMBER: 0001127602-17-010976
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20170309
DATE AS OF CHANGE: 20170309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferrara Nancy
CENTRAL INDEX KEY: 0001685164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 17676723
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10169
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-09-30
0001535929
Voya Financial, Inc.
VOYA
0001685164
Ferrara Nancy
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
15557
D
Deferred Savings Plan Issuer Stock Units
2016-09-30
4
A
0
8.713
28.82
A
Common Stock
8.713
5033.316
D
Deferred Savings Plan Issuer Stock Units
2016-10-14
4
A
0
6.608
30.27
A
Common Stock
6.608
5039.924
D
Deferred Savings Plan Issuer Stock Units
2016-10-31
4
A
0
6.546
30.55
A
Common Stock
6.546
5046.47
D
Deferred Savings Plan Issuer Stock Units
2016-11-15
4
A
0
5.31
37.66
A
Common Stock
5.31
5051.78
D
Deferred Savings Plan Issuer Stock Units
2016-11-30
4
A
0
5.146
38.87
A
Common Stock
5.146
5056.926
D
Deferred Savings Plan Issuer Stock Units
2016-12-15
4
A
0
4.962
40.30
A
Common Stock
4.962
5061.888
D
Deferred Savings Plan Issuer Stock Units
2016-12-30
4
A
0
6.384
39.22
A
Common Stock
6.384
5068.272
D
Deferred Savings Plan Issuer Stock Units
2017-03-06
4
A
0
1609.256
41.35
A
Common Stock
1609.256
6677.528
D
Performance Stock Unit
Common Stock
16960
16960
D
Restricted Stock Units
Common Stock
31938
31938
D
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
The stock units will vest based on their respective award agreements.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain
performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can
range from 0% to 150% of the number presented above.
Executive Vice President of Operations and Continuous Improvement (CI)
/s/ Jean Weng, Attorney in Fact
2017-03-08