0001127602-17-010976.txt : 20170309 0001127602-17-010976.hdr.sgml : 20170309 20170309061425 ACCESSION NUMBER: 0001127602-17-010976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20170309 DATE AS OF CHANGE: 20170309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrara Nancy CENTRAL INDEX KEY: 0001685164 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 17676723 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-09-30 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 15557 D Deferred Savings Plan Issuer Stock Units 2016-09-30 4 A 0 8.713 28.82 A Common Stock 8.713 5033.316 D Deferred Savings Plan Issuer Stock Units 2016-10-14 4 A 0 6.608 30.27 A Common Stock 6.608 5039.924 D Deferred Savings Plan Issuer Stock Units 2016-10-31 4 A 0 6.546 30.55 A Common Stock 6.546 5046.47 D Deferred Savings Plan Issuer Stock Units 2016-11-15 4 A 0 5.31 37.66 A Common Stock 5.31 5051.78 D Deferred Savings Plan Issuer Stock Units 2016-11-30 4 A 0 5.146 38.87 A Common Stock 5.146 5056.926 D Deferred Savings Plan Issuer Stock Units 2016-12-15 4 A 0 4.962 40.30 A Common Stock 4.962 5061.888 D Deferred Savings Plan Issuer Stock Units 2016-12-30 4 A 0 6.384 39.22 A Common Stock 6.384 5068.272 D Deferred Savings Plan Issuer Stock Units 2017-03-06 4 A 0 1609.256 41.35 A Common Stock 1609.256 6677.528 D Performance Stock Unit Common Stock 16960 16960 D Restricted Stock Units Common Stock 31938 31938 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. Executive Vice President of Operations and Continuous Improvement (CI) /s/ Jean Weng, Attorney in Fact 2017-03-08