0001127602-17-006325.txt : 20170215
0001127602-17-006325.hdr.sgml : 20170215
20170215164110
ACCESSION NUMBER: 0001127602-17-006325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170215
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferrara Nancy
CENTRAL INDEX KEY: 0001685164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 17615132
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10169
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-15
0001535929
Voya Financial, Inc.
VOYA
0001685164
Ferrara Nancy
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2017-02-15
4
S
0
2358
42.5221
D
15557
D
Performance Stock Unit
Common Stock
9608
9608
D
Restricted Stock Units
Common Stock
26142
26142
D
This transaction was executed in multiple trades at prices ranging from $42.521 to $42.525. The price reported represents the weighted average sale price of these trades. The reporting person hereby
undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
The stock units will vest based on their respective award agreements.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain
performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can
range from 0% to 150% of the number presented above.
Executive Vice President of Operations and Continuous Improvement (CI)
/s/ Jean Weng, Attorney in Fact
2017-02-15