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Consolidated Schedule of Investments In and Advances to Affiliates
3 Months Ended
Mar. 31, 2023
Investments in and Advances to Affiliates [Abstract]  
Consolidated Schedule of Investments In and Advances to Affiliates
CompanyTotal RateBase RateSpreadPIK RateType of Investment(1)(10)(11)GeographyAmount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
March 31,
2023 Fair Value (13)
Control Investments
GRT Rubber Technologies LLC10.66%L+6.00%Secured Debt (12)(8)$— $$13 $330 $145 $— $475 
12.66%L+8.00%Secured Debt(8)— (12)634 19,943 13 12 19,944 
Member Units(8)— — 21 21,890 — — 21,890 
Harris Preston Fund InvestmentsLP Interests (2717 MH, L.P.)(8)631 (675)141 7,552 1,031 1,574 7,009 
Copper Trail Fund InvestmentsLP Interests (CTMH, LP)(9)— — — 588 — — 588 
Other
Amounts related to
investments transferred to
or from other
1940 Act classification
during the period
— — — — — — — 
Total Control Investments$631 $(686)$809 $50,303 $1,189 $1,586 $49,906 
Affiliate Investments
AFG Capital Group, LLCPreferred Member Units(8)$— $— $— $2,350 $— $— $2,350 
ASK (Analytical Systems Keco Holdings, LLC)L+10.00%Secured Debt(8)— — (2)— — (2)
14.75%L+10.00%Secured Debt(8)— — 47 1,135 18 1,122 
14.13%Preferred Member Units(8)— — — — — — — 
Preferred Member Units(8)— 20 — 880 20 — 900 
Warrants(8)— — — — — — — 
ATX Networks Corp.L+7.50%Secured Debt(6)— (102)682 6,368 545 6,913 — 
10.00%Unsecured Debt(6)— (276)1,135 2,614 1,135 3,749 — 
Common Stock(6)3,178 (3,290)— 3,290 3,178 6,468 — 
Barfly Ventures, LLCMember Units(5)— (93)— 1,107 — 94 1,013 
Batjer TopCo, LLCSecured Debt(8)— — — (1)— — (1)
11.00%Secured Debt(8)— — 36 1,205 50 1,157 
Preferred Stock(8)— 225 19 455 225 — 680 
Brewer Crane Holdings, LLC14.66%L+10.00%Secured Debt(9)— — 53 1,491 — 31 1,460 
Preferred Member Units(9)— (130)1,770 — 130 1,640 
Centre Technologies Holdings, LLCL+9.00%Secured Debt (12)(8)— — — — — — 
13.75%L+9.00%Secured Debt(8)— — 130 3,731 — 3,733 
Preferred Member Units(8)— 150 2,170 150 — 2,320 
Chamberlin Holding LLCSF+6.00%Secured Debt (12)(8)— — — — — — 
12.86%SF+8.00%Secured Debt(8)— (3)137 4,236 4,236 
Member Units(8)— (30)71 5,728 — 28 5,700 
Member Units(8)— 30 678 30 — 708 
Charps, LLCPreferred Member Units(5)— 60 49 3,330 60 — 3,390 
Clad-Rex Steel, LLCSF+9.00%Secured Debt (12)(5)— — — — — — — 
13.79%SF+9.00%Secured Debt(5)— — 89 2,620 — 120 2,500 
10.00%Secured Debt(5)— — 260 — 258 
Member Units(5)— (270)13 2,060 — 270 1,790 
Member Units(5)— 55 — 152 55 — 207 
CompanyTotal RateBase RateSpreadPIK RateType of Investment(1)(10)(11)GeographyAmount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
March 31,
2023 Fair Value (13)
Cody Pools, Inc.15.50%L+10.50%Secured Debt (12)(8)— 11 273 80 196 
15.50%L+10.50%Secured Debt(8)— (7)268 6,882 83 6,806 
Preferred Member Units(8)— 240 14,550 240 — 14,790 
Colonial Electric Company LLCSecured Debt (12)(6)— — — — — — — 
12.00%Secured Debt(6)— — 181 5,729 79 5,659 
Preferred Member Units(6)— (240)(318)2,290 — 240 2,050 
Datacom, LLC7.50%Secured Debt(8)— — — 25 25 — 50 
10.00%Secured Debt(8)— — 30 865 864 
Preferred Member Units(8)— — — 300 — — 300 
Digital Products Holdings LLC14.75%L+10.00%Secured Debt(5)— — 144 3,878 82 3,801 
Preferred Member Units(5)— — 13 2,459 — — 2,459 
Direct Marketing Solutions, Inc.Secured Debt (12)(9)— — — — — — 
14.00%Secured Debt(9)— (4)189 5,352 84 5,272 
Preferred Stock(9)— (130)43 5,558 — 128 5,430 
Flame King Holdings, LLC11.25%L+6.50%Secured Debt (12)(9)— (1)54 1,900 1,900 
13.75%L+9.00%Secured Debt(9)— (8)188 5,300 5,300 
Preferred Equity(9)— 900 134 4,400 900 — 5,300 
Freeport Financial FundsLP Interests (Freeport First Lien Loan Fund III LP) (12)(5)— — 134 5,848 — 536 5,312 
Gamber-Johnson Holdings, LLCSF+8.50%Secured Debt (12)(5)— — — — — — — 
11.50%SF+8.50%Secured Debt(5)— (17)474 16,020 17 217 15,820 
Member Units(5)— 2,117 393 12,720 2,120 — 14,840 
GFG Group, LLC.9.00%Secured Debt(5)— (4)68 2,836 2,836 
Preferred Member Units(5)— 110 10 1,790 110 — 1,900 
Gulf Publishing Holdings, LLCL+9.50%Secured Debt (12)(8)— — — — — — — 
12.50%Secured Debt(8)— — 19 571 — — 571 
Preferred Equity(8)— — — 950 — — 950 
Member Units(8)— — — — — — — 
HPEP 3, L.P.LP Interests (HPEP 3, L.P.)(8)— 113 — 4,331 113 508 3,936 
Kickhaefer Manufacturing Company, LLC12.00%Secured Debt(5)— — 199 5,093 53 — 5,146 
9.00%Secured Debt(5)— — 22 961 — 958 
Preferred Equity(5)— — — 1,800 — — 1,800 
Member Units(5)— (18)713 — 18 695 
Market Force Information, LLC12.00%12.00%Secured Debt(9)— (403)— 403 — 403 — 
Member Units(9)— — — — — — — 
MH Corbin Holding LLC13.00%Secured Debt(5)— 238 49 1,137 238 29 1,346 
Preferred Member Units(5)— — — — — — — 
Preferred Member Units(5)— — — — — — — 
Mystic Logistics Holdings, LLCSecured Debt (12)(6)— — — — — — — 
10.00%Secured Debt(6)— — 36 1,436 — — 1,436 
Common Stock(6)— 545 248 5,708 545 — 6,253 
NexRev LLCSecured Debt(8)— — — — — — — 
11.00%Secured Debt(8)— 249 81 2,119 255 157 2,217 
Preferred Member Units(8)— 470 33 280 470 — 750 
CompanyTotal RateBase RateSpreadPIK RateType of Investment(1)(10)(11)GeographyAmount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
March 31,
2023 Fair Value (13)
NuStep, LLC11.25%L+6.50%Secured Debt(5)— — 31 1,100 — — 1,100 
12.00%Secured Debt(5)— — 139 4,603 — 4,604 
Preferred Member Units(5)— (100)— 2,010 — 100 1,910 
Preferred Member Units(5)— — — 1,290 — — 1,290 
Oneliance, LLC15.75%L+11.00%Secured Debt(7)— — 56 1,380 21 1,361 
Preferred Stock(7)— — — 264 — — 264 
Orttech Holdings, LLCL+11.00%Secured Debt (12)(5)— — — (2)— — (2)
15.75%L+11.00%Secured Debt(5)— — 236 5,814 200 5,623 
Preferred Stock(5)— 430 67 2,940 430 — 3,370 
Robbins Bros. Jewelry, Inc.Secured Debt (12)(9)— — (8)— (7)
12.50%Secured Debt(9)— — 127 3,902 24 3,882 
Preferred Equity(9)— (550)— 1,650 — 550 1,100 
SI East, LLCSecured Debt (12)(7)— — — — — — 
9.50%Secured Debt(7)— (55)755 29,929 55 1,805 28,179 
Preferred Member Units(7)— — 114 4,550 — — 4,550 
Sonic Systems International, LLC12.26%L+7.50%Secured Debt(8)— (19)583 18,425 19 19 18,425 
Common Stock(8)— (60)13 1,490 — 60 1,430 
Student Resource Center, LLC13.69%L+8.50%Secured Debt(6)— — 118 5,063 — — 5,063 
Preferred Equity(6)— — — — — — — 
Tedder Industries, LLC12.00%Secured Debt(9)— — 14 460 — — 460 
12.00%Secured Debt(9)— — 115 3,780 — 3,781 
Preferred Member Units(9)— (202)— 1,920 — 202 1,718 
Preferred Member Units(9)— 28 — — 83 — 83 
Trantech Radiator Topco, LLCSecured Debt (12)(7)— (1)— — 
12.00%Secured Debt(7)— (3)63 1,980 1,980 
Common Stock(7)— 380 1,950 380 — 2,330 
Volusion, LLC10.00%Secured Debt(8)— — — — 900 — 900 
Secured Debt(8)(1,366)780 71 6,392 — 6,392 — 
Unsecured Convertible Debt(8)(175)175 — — 175 175 — 
Preferred Member Units(8)— — — — — — — 
Preferred Member Units(8)— — — — 4,906 — 4,906 
Preferred Member Units(8)— — — — — — — 
Common Stock(8)— (1,104)— — 1,104 1,104 — 
Warrants(8)— 1,104 — — — — — 
VVS Holdco, LLCL+6.00%Secured Debt (12)(5)— — (5)(5)
11.50%Secured Debt(5)— — 230 7,421 11 — 7,432 
Preferred Equity(5)— 20 2,990 20 — 3,010 
CompanyTotal RateBase RateSpreadPIK RateType of Investment(1)(10)(11)GeographyAmount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
March 31,
2023 Fair Value (13)
Other
Amounts related to
investments transferred to
or from other
1940 Act classification
during the period
— — (71)(6,392)(175)(6,567)— 
Total Affiliate investments$1,637 $1,321 $7,894 $277,000 $18,474 $24,633 $270,841 
_________________________
(1)The principal amount, the ownership detail for equity investments and if the investment is income producing is included in the Consolidated Schedule of Investments included in Item 1. Consolidated Financial Statements of this Quarterly Report on Form 10-Q.
(2)Represents the total amount of interest, fees and dividends credited to income for the portion of the period for which an investment was included in Control or Affiliate categories, respectively. For investments transferred between Control and Affiliate categories during the period, any income or investment balances related to the time period it was in the category other than the one shown at period end is included in “Amounts related to investments transferred from other 1940 Act classifications during the period.”
(3)Gross additions include increases in the cost basis of investments resulting from new portfolio investments, follow-on investments and accrued PIK interest, and the exchange of one or more existing securities for one or more new securities. Gross additions also include net increases in unrealized appreciation or net decreases in net unrealized depreciation as well as the movement of an existing portfolio company into this category and out of a different category.
(4)Gross reductions include decreases in the cost basis of investments resulting from principal repayments or sales and the exchange of one or more existing securities for one or more new securities. Gross reductions also include net increases in net unrealized depreciation or net decreases in unrealized appreciation as well as the movement of an existing portfolio company out of this category and into a different category.
(5)Portfolio company located in the Midwest region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for affiliate investments located in this region was $94,403. This represented 15.5% of net assets as of March 31, 2023.
(6)Portfolio company located in the Northeast region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for affiliate investments located in this region was $20,461. This represented 3.4% of net assets as of March 31, 2023.
(7)Portfolio company located in the Southeast region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for affiliate investments located in this region was $38,664. This represented 6.4% of net assets as of March 31, 2023.
(8)Portfolio company located in the Southwest region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for control investments located in this region was $49,318. This represented 8.1% of net assets as of March 31, 2023. The fair value as of March 31, 2023 for affiliate investments located in this region was $79,994. This represented 13.2% of net assets as of March 31, 2023.
(9)Portfolio company located in the West region as determined by location of the corporate headquarters. The fair value as of March 31, 2023 for control investments located in this region was $588. This represented 0.1% of net assets as of March 31, 2023. The fair value as of March 31, 2023 for affiliate investments located in this region was $37,319. This represented 6.1% of net assets as of March 31, 2023.
(10)All of the Company’s portfolio investments are generally subject to restrictions on resale as “restricted securities,” unless otherwise noted.
(11)This schedule should be read in conjunction with the Consolidated Schedule of Investments and Notes to the Consolidated Financial Statements included in Item 1. Consolidated Financial Statements of this Quarterly Report on Form 10-Q. Supplemental information can be located within the Consolidated Schedule of Investments including end of period interest rate, preferred dividend rate, maturity date, investments not paid currently in cash and investments whose value was determined using significant unobservable inputs.
(12)Investment has an unfunded commitment as of March 31, 2023 (see Note I). The fair value of the investment includes the impact of the fair value of any unfunded commitments.
(13)Negative fair value is the result of the capitalized discount being greater than the principal amount outstanding on the loan.
CompanyTotal RateBase RateSpreadPIK RateType of Investment(1)(10)(11)GeographyAmount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2021 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
March 31,
2022 Fair Value
Control Investments
GRT Rubber Technologies LLC8.23%L+8.00%Secured Debt(8)$— $(12)$401 $19,152 $$— $19,153 
Member Units(8)— — 600 22,750 — — 22,750 
Harris Preston Fund InvestmentsLP Interests (2717 MH, L.P.)(8)— 189 — 3,971 346 — 4,317 
LP Interests (2717 HPP-MS, L.P.)(8)— — — — — — — 
Copper Trail Energy Fund I, LP - CTMHLP Interests (CTMH, LP)(9)— — — 710 — — 710 
Other Amounts related to investments transferred to or from other 1940 Act classification during the period— — — — — — — 
Total Control investments$— $177 $1,001 $46,583 $347 $— $46,930 
Affiliate Investments
AFG Capital Group, LLC10.00%Secured Debt(8)$— $— $$36 $— $22 $14 
Preferred Member Units(8)— 160 — 1,930 160 — 2,090 
ASK (Analytical Systems Keco Holdings, LLC)12.00%L+10.00%Secured Debt(8)— — 42 1,178 17 1,168 
Preferred Member Units(8)— (140)— 1,220 — 140 1,080 
Warrants(8)— — — — — — — 
ATX Networks Corp.8.50%L+7.50%Secured Debt(6)— 235 — 7,121 235 96 7,260 
10.00%10.00%Unsecured Debt(6)— 84 74 1,977 159 — 2,136 
Barfly Ventures, LLCPreferred Member Units(5)— 40 — 643 40 — 683 
Batjer TopCo, LLC11.00%Secured Debt(8)— — 10 — 1,201 — 1,201 
Member Units(8)— — — — 453 — 453 
Brewer Crane Holdings, LLC11.00%L+10.00%Secured Debt(9)— — 57 2,005 31 1,976 
Preferred Member Units(9)— 10 66 1,930 10 — 1,940 
Centre Technologies Holdings, LLC12.00%L+10.00%Secured Debt(8)— — 73 2,216 38 2,181 
Preferred Member Units(8)— — 1,460 — — 1,460 
Chamberlin Holding LLC9.00%L+8.00%Secured Debt(8)— (11)110 4,454 11 45 4,420 
Member Units(8)— (27)78 6,415 — 27 6,388 
Charps, LLC10.00%Unsecured Debt(5)— — — — — — — 
Preferred Member Units(5)— 20 52 3,500 20 — 3,520 
Clad-Rex Steel, LLC10.50%L+9.50%Secured Debt(5)— — 69 2,620 — — 2,620 
10.00%Secured Debt(5)— — 268 — 266 
Member Units(5)— 20 87 2,693 20 2,712 
Cody Pools, Inc.12.25%L+10.50%Secured Debt(8)— 234 7,181 649 640 7,190 
Preferred Member Units(8)— — 172 11,910 — — 11,910 
Colonial Electric Company LLC12.00%Secured Debt(6)— — 192 6,007 10 79 5,938 
Preferred Member Units(6)— — 93 2,280 — — 2,280 
Datacom, LLC7.50%Secured Debt(8)— — 25 852 851 
Preferred Member Units(8)— 10 290 10 — 300 
Digital Products Holdings LLC11.00%L+10.00%Secured Debt(5)— — 120 4,186 83 4,109 
Preferred Member Units(5)— — 13 2,459 — — 2,459 
CompanyTotal RateBase RateSpreadPIK RateType of Investment(1)(10)(11)GeographyAmount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2021 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
March 31,
2022 Fair Value
Direct Marketing Solutions, Inc.12.00%L+11.00%Secured Debt(9)— 150 4,698 14 75 4,637 
Preferred Stock(9)— 1,020 86 4,590 1,020 — 5,610 
Flame King Holdings, LLC12.00%L+11.00%Secured Debt(9)— — 167 5,145 — 5,153 
7.50%L+6.50%Secured Debt(9)— — 35 1,581 301 — 1,882 
Preferred Equity(9)— — 70 2,600 — — 2,600 
Freeport Financial FundsLP Interests (Freeport First Lien Loan Fund III LP)(5)— — 88 7,231 — — 7,231 
Gamber-Johnson Holdings, LLC10.50%L+8.50%Secured Debt(5)— (1)130 5,400 5,400 
Member Units(5)— (1,151)45 12,430 — 1,151 11,279 
GFG Group, LLC.12.00%Secured Debt(5)— (5)99 3,136 3,136 
Preferred Member Units(5)— — 63 1,750 — — 1,750 
Gulf Publishing Holdings, LLC10.50%L+9.50%5.25%Secured Debt(8)— — 64 — — 64 
12.50%6.25%Secured Debt(8)— (430)53 2,429 — 429 2,000 
HPEP 3, L.P.LP Interests (HPEP 3, L.P.)(8)446 (280)— 4,712 — 280 4,432 
Kickhaefer Manufacturing Company, LLC11.50%Secured Debt(5)— — 155 5,040 — 5,049 
9.00%Secured Debt(5)— — 22 970 — 967 
Member Units(5)— (20)— 3,695 — 20 3,675 
Member Units(5)— — — — — — 
Market Force Information, LLC12.00%L+11.00%Secured Debt(9)— — 2,234 — 2,237 
MH Corbin Holding LLC13.00%Secured Debt(5)— (374)68 1,484 394 1,092 
Preferred Member Units(5)— — — — — — — 
Oneliance, LLCPreferred Stock(7)— — — 264 — — 264 
12.00%L+11.00%Secured Debt(7)— — 44 1,374 — 1,375 
Orttech Holdings, LLC12.00%L+11.00%Secured Debt(5)— — 189 5,978 — 5,984 
Preferred Stock(5)— — 48 2,500 — — 2,500 
Mystic Logistics Holdings, LLC10.00%Secured Debt(6)— — 39 1,595 — 71 1,524 
Common Stock(6)— 555 142 2,210 554 — 2,764 
NexRev LLC11.00%Secured Debt(8)— — 215 3,510 54 3,462 
Preferred Member Units(8)— — 670 — — 670 
NuStep, LLC7.50%L+6.50%Secured Debt(5)— 11 430 300 — 730 
12.00%Secured Debt(5)— — 126 4,310 — — 4,310 
Preferred Member Units(5)— — — 3,380 — 3,379 
Robbins Bros. Jewelry, Inc.12.00%L+11.00%Secured Debt(9)— — 126 — 3,955 — 3,955 
Preferred Equity(9)— — 16 — 1,230 — 1,230 
SI East, LLC (Stavig)10.25%Secured Debt(7)— 106 569 21,950 — 102 21,848 
Preferred Member Units(7)— 320 30 3,860 320 — 4,180 
Sonic Systems International, LLC8.50%L+7.50%Secured Debt(8)— — 312 13,738 14 — 13,752 
Common Stock(8)— (70)13 1,250 — 70 1,180 
Tedder Industries, LLC12.00%Secured Debt(9)— — 142 4,013 157 — 4,170 
Preferred Member Units(9)— — — 2,145 — — 2,145 
Trantech Radiator Topco, LLCSecured Debt(7)— — 71 2,174 11 105 2,080 
12.00%Common Stock(7)— — 2,160 — — 2,160 
VVS Holdco, LLC11.50%Secured Debt(5)— — 230 7,375 11 — 7,386 
CompanyTotal RateBase RateSpreadPIK RateType of Investment(1)(10)(11)GeographyAmount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2021 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
March 31,
2022 Fair Value
7.00%L+6.00%Secured Debt(5)— — 292 — 99 193 
Preferred Equity(5)— — 38 2,960 — — 2,960 
Other Amounts related to investments transferred to or from other 1940 Act classification during the period— — — — — — — 
Total Affiliate investments$446 $77 $5,206 $234,158 $10,930 $4,088 $241,000 
___________________________________________________
(1)The principal amount, the ownership detail for equity investments and if the investment is income producing is included in the Consolidated Schedule of Investments included in Item 1. Consolidated Financial Statements of this Quarterly Report on Form 10-Q.
(2)Represents the total amount of interest, fees and dividends credited to income for the portion of the period for which an investment was included in Control or Affiliate categories, respectively. For investments transferred between Control and Affiliate categories during the period, any income or investment balances related to the time period it was in the category other than the one shown at period end is included in “Amounts related to investments transferred from other 1940 Act classifications during the period.”
(3)Gross additions include increases in the cost basis of investments resulting from new portfolio investments, follow-on investments and accrued PIK interest, and the exchange of one or more existing securities for one or more new securities. Gross additions also include net increases in unrealized appreciation or net decreases in net unrealized depreciation as well as the movement of an existing portfolio company into this category and out of a different category.
(4)Gross reductions include decreases in the cost basis of investments resulting from principal repayments or sales and the exchange of one or more existing securities for one or more new securities. Gross reductions also include net increases in net unrealized depreciation or net decreases in unrealized appreciation as well as the movement of an existing portfolio company out of this category and into a different category.
(5)Portfolio company located in the Midwest region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for affiliate investments located in this region was $83,390. This represented 13.5% of net assets as of March 31, 2022.
(6)Portfolio company located in the Northeast region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for affiliate investments located in this region was $21,902. This represented 3.6% of net assets as of March 31, 2022.
(7)Portfolio company located in the Southeast region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for affiliate investments located in this region was $31,907. This represented 5.2% of net assets as of March 31, 2022.
(8)Portfolio company located in the Southwest region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for control investments located in this region was $46,220. This represented 7.5% of net assets as of March 31, 2022. The fair value as of March 31, 2022 for affiliate investments located in this region was $66,266. This represented 10.7% of net assets as of March 31, 2022.
(9)Portfolio company located in the West region as determined by location of the corporate headquarters. The fair value as of March 31, 2022 for control investments located in this region was $710. This represented 0.1% of net assets as of March 31, 2022. The fair value as of March 31, 2022 for affiliate investments located in this region was $37,535. This represented 6.1% of net assets as of March 31, 2022.
(10)All of the Company’s portfolio investments are generally subject to restrictions on resale as “restricted securities,” unless otherwise noted.
(11)This schedule should be read in conjunction with the Consolidated Schedule of Investments and Notes to the Consolidated Financial Statements included in Item 1. Consolidated Financial Statements of this Quarterly Report on Form 10-Q. Supplemental information can be located within the Consolidated Schedule of Investments including end of period interest rate, preferred dividend rate, maturity date, investments not paid currently in cash and investments whose value was determined using significant unobservable inputs.