0001535669-12-000006.txt : 20120515
0001535669-12-000006.hdr.sgml : 20120515
20120515154408
ACCESSION NUMBER: 0001535669-12-000006
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Warshaw Asset Management, LLC
CENTRAL INDEX KEY: 0001535669
IRS NUMBER: 273995495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14786
FILM NUMBER: 12844243
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 6468405435
MAIL ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-NT
1
Warshaw.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Warshaw Asset Management LLC
Address: 527 Madison Avenue, 6th Floor
New York, NY 10022
13F File Number: 028-14786
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Thomas Phame, CFA
Title: Chief Compliance officer
Phone: 646-840-5431
Signature, Place and Date of Signing:
Thomas Phame, CFA New York, NY May 15, 2012
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ X ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-05431 Sunrise Partners Limited Partnership
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.