0001140361-16-086671.txt : 20161115
0001140361-16-086671.hdr.sgml : 20161115
20161115092434
ACCESSION NUMBER: 0001140361-16-086671
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lombard Odier Asset Management (Switzerland) SA
CENTRAL INDEX KEY: 0001535660
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16247
FILM NUMBER: 161997988
BUSINESS ADDRESS:
STREET 1: 6, AVENUE DES MORGINES
STREET 2: 1213 PETIT-LANCY
CITY: PETIT-LANCY
STATE: V8
ZIP: 1213
BUSINESS PHONE: 41 22 709 3081
MAIL ADDRESS:
STREET 1: 6, AVENUE DES MORGINES
STREET 2: 1213 PETIT-LANCY
CITY: PETIT-LANCY
STATE: V8
ZIP: 1213
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001535660
XXXXXXXX
09-30-2016
09-30-2016
Lombard Odier Asset Management (Switzerland) SA
6, AVENUE DES MORGINES
1213 PETIT-LANCY
PETIT-LANCY
V8
1213
13F HOLDINGS REPORT
028-16247
N
Laura Keeler
Authorized Signatory
212-295-6145
/s/ Laura Keeler
New York
NY
11-14-2016
1
102
419037
false
1
0001615423
028-16235
Compagnie Lombard Odier SCmA
INFORMATION TABLE
2
form13fInfoTable.xml
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
686
700000
PRN
DFND
700000
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
445
430000
PRN
DFND
430000
0
0
ARES CAP CORP
NOTE 4.375% 1/1
04010LAM5
209
200000
PRN
DFND
200000
0
0
ARES CAP CORP
NOTE 4.875% 3/1
04010LAG8
152
150000
PRN
DFND
150000
0
0
BROCADE COMMUNICATIONS SYS I
NOTE 1.375% 1/0
111621AQ1
395
400000
PRN
DFND
400000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
225
200000
PRN
DFND
200000
0
0
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
2258
2050000
PRN
DFND
2050000
0
0
DYCOM INDS INC
NOTE 0.750% 9/1
267475AB7
242
220000
PRN
DFND
220000
0
0
EURONET WORLDWIDE INC
NOTE 1.500%10/0
298736AH2
279
220000
PRN
DFND
220000
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
762
560000
PRN
DFND
560000
0
0
ILLUMINA INC
NOTE 6/1
452327AF6
572
550000
PRN
DFND
550000
0
0
IMPAX LABORATORIES INC
NOTE 2.000% 6/1
45256BAE1
216
245000
PRN
DFND
245000
0
0
INTEL CORP
SDCV 12/1
458140AD2
1713
1240000
PRN
DFND
1240000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
1008
550000
PRN
DFND
550000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
813
800000
PRN
DFND
800000
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
300
300000
PRN
DFND
300000
0
0
LIBERTY INTERACTIVE LLC
DEB 1.750% 9/3
530610AD6
95
90000
PRN
DFND
90000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
551
525000
PRN
DFND
525000
0
0
LINKEDIN CORP
NOTE 0.500%11/0
53578AAB4
1482
1495000
PRN
DFND
1495000
0
0
MACQUARIE INFRASTRUCTURE COR
NOTE 2.875% 7/1
55608BAA3
142
120000
PRN
DFND
120000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
1050
820000
PRN
DFND
820000
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
197
220000
PRN
DFND
220000
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
475
400000
PRN
DFND
400000
0
0
OLD REP INTL CORP
NOTE 3.750% 3/1
680223AH7
193
160000
PRN
DFND
160000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
2099
1650000
PRN
DFND
1650000
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
95
60000
PRN
DFND
60000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
327
330000
PRN
DFND
330000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
103
100000
PRN
DFND
100000
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
1298
1020000
PRN
DFND
1020000
0
0
RPM INTL INC
NOTE 2.250%12/1
749685AT0
371
310000
PRN
DFND
310000
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
718
600000
PRN
DFND
600000
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
378
310000
PRN
DFND
310000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
166
150000
PRN
DFND
150000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
692
610000
PRN
DFND
610000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
237
210000
PRN
DFND
210000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
396
360000
PRN
DFND
360000
0
0
TRINITY INDS INC
NOTE 3.875% 6/0
896522AF6
300
250000
PRN
DFND
250000
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
380
400000
PRN
DFND
400000
0
0
YAHOO INC
NOTE 12/0
984332AF3
822
800000
PRN
DFND
800000
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
882
805000
PRN
DFND
805000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1989
18800
SH
DFND
18800
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
1196
73000
SH
DFND
73000
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
1436
15600
SH
DFND
15600
0
0
ABIOMED INC
COM
003654100
2057
16000
SH
DFND
16000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
441
11461
SH
DFND
11461
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
21520
457000
SH
DFND
457000
0
0
ALLERGAN PLC
SHS
G0177J108
18425
80000
SH
DFND
80000
0
0
AMEDISYS INC
COM
023436108
6642
140000
SH
DFND
140000
0
0
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
606
115000
SH
DFND
115000
0
0
BIO RAD LABS INC
CL A
090572207
2048
12500
SH
DFND
12500
0
0
BLACKROCK INC
COM
09247X101
14498
40000
SH
DFND
40000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
9520
400000
SH
DFND
400000
0
0
BRUNSWICK CORP
COM
117043109
9756
200000
SH
DFND
200000
0
0
CELGENE CORP
COM
151020104
11498
110000
SH
DFND
110000
0
0
CIGNA CORPORATION
COM
125509109
78
602
SH
DFND
602
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
2678
100000
SH
DFND
100000
0
0
DANAHER CORP DEL
COM
235851102
18030
230000
SH
DFND
230000
0
0
EBAY INC
COM
278642103
94
2858
SH
DFND
2858
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
2122
17600
SH
DFND
17600
0
0
GAP INC DEL
COM
364760108
35
1569
SH
DFND
1569
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
2388
200000
SH
DFND
200000
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
10438
320000
SH
DFND
320000
0
0
HOLOGIC INC
COM
436440101
3106
80000
SH
DFND
80000
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
2972
36000
SH
DFND
36000
0
0
LAUDER ESTEE COS INC
CL A
518439104
19483
220000
SH
DFND
220000
0
0
MEDTRONIC PLC
SHS
G5960L103
17280
200000
SH
DFND
200000
0
0
MORGAN STANLEY
COM NEW
617446448
2821
88000
SH
DFND
88000
0
0
NUVASIVE INC
COM
670704105
3066
46000
SH
DFND
46000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
2325
22796
SH
DFND
22796
0
0
PFIZER INC
COM
717081103
1694
50000
SH
DFND
50000
0
0
POLARIS INDS INC
COM
731068102
34
438
SH
DFND
438
0
0
PRICESMART INC
COM
741511109
695
8300
SH
DFND
8300
0
0
SCHEIN HENRY INC
COM
806407102
16298
100000
SH
DFND
100000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
70
1821
SH
DFND
1821
0
0
SERVICE CORP INTL
COM
817565104
23886
900000
SH
DFND
900000
0
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
4819
35000
SH
DFND
35000
0
0
STRYKER CORP
COM
863667101
13387
115000
SH
DFND
115000
0
0
SURGERY PARTNERS INC
COM
86881A100
2024
100000
SH
DFND
100000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
20678
130000
SH
DFND
130000
0
0
TORO CO
COM
891092108
2810
60000
SH
DFND
60000
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
79
1363
SH
DFND
1363
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
23
2149
SH
DFND
2149
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
3332
14000
SH
DFND
14000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
14000
100000
SH
DFND
100000
0
0
VAIL RESORTS INC
COM
91879Q109
18826
120000
SH
DFND
120000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
65
1234
SH
DFND
1234
0
0
VCA INC
COM
918194101
18895
270000
SH
DFND
270000
0
0
VENTAS INC
COM
92276F100
11301
160000
SH
DFND
160000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
14512
180000
SH
DFND
180000
0
0
WEBMD HEALTH CORP
COM
94770V102
2982
60000
SH
DFND
60000
0
0
WESTERN REFNG INC
COM
959319104
53
2017
SH
DFND
2017
0
0
WESTERN UN CO
COM
959802109
78
3769
SH
DFND
3769
0
0
YANDEX N V
SHS CLASS A
N97284108
653
31000
SH
DFND
31000
0
0
YUM BRANDS INC
COM
988498101
1008
11100
SH
DFND
11100
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
15602
120000
SH
DFND
120000
0
0
ZOETIS INC
CL A
98978V103
9362
180000
SH
DFND
180000
0
0
ISHARES
ALL PERU CAP ETF
464289842
501
15100
SH
DFND
15100
0
0
ISHARES
MSCI TURKEY ETF
464286715
447
11800
SH
DFND
11800
0
0
ISHARES TR
MSCI ACWI ETF
464288257
22
376
SH
DFND
376
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
5562
189000
SH
DFND
189000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1041
27800
SH
DFND
27800
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2026
53840
SH
DFND
53840
0
0