0001144204-19-040058.txt : 20190814 0001144204-19-040058.hdr.sgml : 20190814 20190814160428 ACCESSION NUMBER: 0001144204-19-040058 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC CENTRAL INDEX KEY: 0001535610 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15245 FILM NUMBER: 191026187 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 646-307-4527 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535610 XXXXXXXX 06-30-2019 06-30-2019 false SABBY MANAGEMENT, LLC

10 Mountainview Road Suite 205 Upper Saddle River NJ 07458

13F HOLDINGS REPORT 028-15245 N Robert Grundstein 646-307-4500 /s/ Robert Grundstein Upper Saddle River NJ 08-14-2019 1 88 79536 01 0001433766 028-13502 Mintz Hal INFORMATION TABLE 2 infotable.xml ABILITY INC SHS G8789K124 277 301137 SH DFND 1 0 301137 0 ACHAOGEN INC COM 004449104 3 134192 SH DFND 1 0 134192 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 2053 8343716 SH DFND 1 0 8343716 0 ADVAXIS INC COM 007624307 87 41722 SH DFND 1 0 41722 0 AETERNA ZENTARIS INC COM 007975952 137 501 SH Put DFND 1 0 501 0 AETERNA ZENTARIS INC COM 007975402 38 12799 SH DFND 1 0 12799 0 AILERON THERAPEUTICS INC COM 00887A105 728 1011137 SH DFND 1 0 1011137 0 ALTIMMUNE INC COM 02155H950 85 233 SH Put DFND 1 0 233 0 ALTIMMUNE INC COM 02155H200 81 34205 SH DFND 1 0 34205 0 AMARIN CORPORATION PLC ADR 023111906 401 207 SH Call DFND 1 0 207 0 AMARIN CORPORATION PLC ADR 023111956 4859 2506 SH Put DFND 1 0 2506 0 AMARIN CORPORATION PLC ADR 023111206 609 31433 SH DFND 1 0 31433 0 AMPIO PHARMACEUTICALS INC COM 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