0001144204-18-044256.txt : 20180814
0001144204-18-044256.hdr.sgml : 20180814
20180814084818
ACCESSION NUMBER: 0001144204-18-044256
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180814
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 181014481
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
06-30-2018
06-30-2018
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
08-14-2018
1
138
647222
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
144
27263
SH
DFND
1
0
27263
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U908
1964
3705
SH
Call
DFND
1
0
3705
0
AFFIMED N.V.
COM
N01045108
143
86386
SH
DFND
1
0
86386
0
AFFIMED N.V.
COM
N01045908
90
543
SH
Call
DFND
1
0
543
0
AFFIMED N.V.
COM
N01045958
75
454
SH
Put
DFND
1
0
454
0
ALPHATEC HOLDINGS INC
COM
02081G201
281
94216
SH
DFND
1
0
94216
0
AMARIN CORPORATION PLC
ADR
023111906
3308
10707
SH
Call
DFND
1
0
10707
0
AMARIN CORPORATION PLC
ADR
023111956
343
1109
SH
Put
DFND
1
0
1109
0
AMICUS THERAPEUTICS INC
COM
03152W109
599
38344
SH
DFND
1
0
38344
0
AMICUS THERAPEUTICS INC
COM
03152W909
697
446
SH
Call
DFND
1
0
446
0
AMICUS THERAPEUTICS INC
COM
03152W959
2243
1436
SH
Put
DFND
1
0
1436
0
AMYRIS INC
COM
03236M950
633
990
SH
Put
DFND
1
0
990
0
APPLIED DNA SCIENCES INC
*W
03815U110
186
663878
SH
DFND
1
0
663878
0
APPLIED DNA SCIENCES INC
COM
03815U201
349
277319
SH
DFND
1
0
277319
0
APTINYX INC
COM
03836N103
1012
41857
SH
DFND
1
0
41857
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
146
55203
SH
DFND
1
0
55203
0
AQUINOX PHARMACEUTICALS INC
COM
03842B951
121
456
SH
Put
DFND
1
0
456
0
ARCADIA BIOSCIENCES INC
COM
039014204
1004
121690
SH
DFND
1
0
121690
0
ASTRAZENECA PLC
ADR
046353108
2404
68464
SH
DFND
1
0
68464
0
ASTRAZENECA PLC
ADR
046353908
9589
2731
SH
Call
DFND
1
0
2731
0
ASTRAZENECA PLC
ADR
046353958
11815
3365
SH
Put
DFND
1
0
3365
0
ATOSSA GENETICS INC
COM
04962H506
750
340749
SH
DFND
1
0
340749
0
AURIS MEDICAL HOLDING AG
COM
H0381L104
206
263625
SH
DFND
1
0
263625
0
AVEO PHARMACEUTICALS INC
COM
053588909
2760
12214
SH
Call
DFND
1
0
12214
0
AXOVANT SCIENCES LTD
COM
G0750W104
331
146504
SH
DFND
1
0
146504
0
AYTU BIOSCIENCE INC
COM
054754403
186
709312
SH
DFND
1
0
709312
0
BENITEC BIOPHARMA
*W
082053117
8
75904
SH
DFND
1
0
75904
0
BIOCEPT INC
COM
09072V204
36
177601
SH
DFND
1
0
177601
0
BIOGEN INC
COM
09062X103
44146
152102
SH
DFND
1
0
152102
0
BIOGEN INC
COM
09062X903
871
30
SH
Call
DFND
1
0
30
0
BIOGEN INC
COM
09062X953
62891
2451
SH
Put
DFND
1
0
2451
0
BRAINSTORM CELL THERAPEUTICS INC
COM
10501E201
3626
929725
SH
DFND
1
0
929725
0
CAN FITE BIOPHARMA LTD
COM
13471N102
130
109905
SH
DFND
1
0
109905
0
CEL SCI CORP
COM
150837607
15
16591
SH
DFND
1
0
16591
0
CELLECT BIOTECHNOLOGY LTD
ADR
15116C102
798
111540
SH
DFND
1
0
111540
0
CESCA THERAPEUTICS INC
COM
157131202
61
146472
SH
DFND
1
0
146472
0
CHECK CAP LTD
*W
M2361E161
428
628846
SH
DFND
1
0
628846
0
CHECK CAP LTD
COM
M2361E203
264
65139
SH
DFND
1
0
65139
0
CHF SOLUTIONS INC
COM
12542Q508
837
454811
SH
DFND
1
0
454811
0
CITIUS PHARMACEUTICALS INC
COM
17322U207
937
407180
SH
DFND
1
0
407180
0
CYCLACEL PHARMACEUTICALS INC
COM
23254L405
36
25000
SH
DFND
1
0
25000
0
CYTORI THERAPEUTICS
*W
23283K121
3
300413
SH
DFND
1
0
300413
0
CYTRX CORP
COM
232828608
1892
1674431
SH
DFND
1
0
1674431
0
DBV TECHNOLOGIES SA
ADR
23306J901
534
277
SH
Call
DFND
1
0
277
0
DURECT CORP
COM
266605104
168
107675
SH
DFND
1
0
107675
0
DURECT CORP
COM
266605904
95
607
SH
Call
DFND
1
0
607
0
EGALET CORP
COM
28226B104
1
2134
SH
DFND
1
0
2134
0
EIDOS THERAPEUTICS INC
COM
28249H104
1014
49833
SH
DFND
1
0
49833
0
ESPERION THERAPEUTICS INC
COM
29664W105
5828
148704
SH
DFND
1
0
148704
0
ESPERION THERAPEUTICS INC
COM
29664W905
1450
370
SH
Call
DFND
1
0
370
0
ESPERION THERAPEUTICS INC
COM
29664W955
27386
6988
SH
Put
DFND
1
0
6988
0
EYENOVIA INC
COM
30234E104
845
134164
SH
DFND
1
0
134164
0
FIBROGEN INC
COM
31572Q808
657
10492
SH
DFND
1
0
10492
0
FIBROGEN INC
COM
31572Q958
2285
365
SH
Put
DFND
1
0
365
0
FUELCELL ENERGY INC
COM
35952H502
40
30140
SH
DFND
1
0
30140
0
FUELCELL ENERGY INC
COM
35952H952
695
5268
SH
Put
DFND
1
0
5268
0
GALECTIN THERAPEUTICS INC
COM
363225202
89
14029
SH
DFND
1
0
14029
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
2763
232224
SH
DFND
1
0
232224
0
GENPREX INC.
COM
372446104
3174
414250
SH
DFND
1
0
414250
0
GLOBAL BLOOD THERAPEUTICS INC
COM
37890U908
3779
836
SH
Call
DFND
1
0
836
0
HELIOS AND MATHESON ANALYTICS INC
COM
42327L200
259
834318
SH
DFND
1
0
834318
0
HELIOS AND MATHESON ANALYTICS INC
COM
42327L900
30
965
SH
Call
DFND
1
0
965
0
HELIOS AND MATHESON ANALYTICS INC
COM
42327L950
8
246
SH
Put
DFND
1
0
246
0
HEMISPHERX BIOPHARMA INC
COM
42366C301
620
1938374
SH
DFND
1
0
1938374
0
IMMUNOCELLULAR THERAPEUTICS
*W
452536121
1
74443
SH
DFND
1
0
74443
0
INCYTE CORP
COM
45337C102
2775
41419
SH
DFND
1
0
41419
0
INCYTE CORP
COM
45337C952
2720
406
SH
Put
DFND
1
0
406
0
INPIXON
COM
45790J305
273
1685814
SH
DFND
1
0
1685814
0
INSMED INC
COM
457669307
421
17800
SH
DFND
1
0
17800
0
INSMED INC
COM
457669957
3928
1661
SH
Put
DFND
1
0
1661
0
INSPIREMD INC
*W
45779A127
8
837977
SH
DFND
1
0
837977
0
INSPIREMD INC
*W
45779A135
36
1982317
SH
DFND
1
0
1982317
0
INSPIREMD INC
COM
45779A861
155
623521
SH
DFND
1
0
623521
0
INTERPACE DIAGNOSTICS GROUP INC
COM
46062X204
830
932954
SH
DFND
1
0
932954
0
INVIVO THERAPEUTICS HLDGS CORP
COM
46186M407
288
169661
SH
DFND
1
0
169661
0
ISHARES RUSSELL 2000
ETF
464287905
61414
3750
SH
Call
DFND
1
0
3750
0
KEZAR LIFE SCIENCES INC
COM
49372L100
735
42507
SH
DFND
1
0
42507
0
MADRIGAL PHARMACEUTICALS INC
COM
558868905
2238
80
SH
Call
DFND
1
0
80
0
MAGENTA THERAPEUTICS INC
COM
55910K108
1023
75800
SH
DFND
1
0
75800
0
MANNKIND CORP
COM
56400P956
1458
4550
SH
Put
DFND
1
0
4550
0
MARINUS PHARMACEUTICALS INC
COM
56854Q901
896
1268
SH
Call
DFND
1
0
1268
0
MICROBOT MED
COM
59503A105
366
494686
SH
DFND
1
0
494686
0
NEKTAR THERAPEUTICS
COM
640268108
11813
241922
SH
DFND
1
0
241922
0
NEKTAR THERAPEUTICS
COM
640268908
3193
654
SH
Call
DFND
1
0
654
0
NEKTAR THERAPEUTICS
COM
640268958
14537
2977
SH
Put
DFND
1
0
2977
0
NEUROMETRIX INC
COM
641255708
451
343947
SH
DFND
1
0
343947
0
NOVAN INC
COM
66988N106
1361
462898
SH
DFND
1
0
462898
0
NOVO NORDISK A/S
ADR
670100205
19802
429355
SH
DFND
1
0
429355
0
NOVO NORDISK A/S
ADR
670100905
18319
3972
SH
Call
DFND
1
0
3972
0
NOVO NORDISK A/S
ADR
670100955
28691
6221
SH
Put
DFND
1
0
6221
0
ODONATE THERAPEUTICS INC
COM
676079106
12775
578599
SH
DFND
1
0
578599
0
ONCOBIOLOGICS INC
COM
68235M105
3120
3692737
SH
DFND
1
0
3692737
0
ONCONOVA THERAPEUTICS
COM
68232V306
26
63218
SH
DFND
1
0
63218
0
ONCONOVA THERAPEUTICS
*W
68232V116
8
654019
SH
DFND
1
0
654019
0
OPGEN INC COM NEW
COM
68373L208
431
242257
SH
DFND
1
0
242257
0
OPHTHOTECH CORP
COM
683745103
3577
1310078
SH
DFND
1
0
1310078
0
OPHTHOTECH CORP
COM
683745903
332
1217
SH
Call
DFND
1
0
1217
0
OPHTHOTECH CORP
COM
683745953
36
133
SH
Put
DFND
1
0
133
0
OVASCIENCE INC
COM
69014Q101
866
954505
SH
DFND
1
0
954505
0
PAVMED INC
*W
70387R122
704
2128700
SH
DFND
1
0
2128700
0
PAVMED INC
COM
70387R106
1329
1398850
SH
DFND
1
0
1398850
0
PLURISTEM THERAPEUTICS INC
COM
72940R952
35
288
SH
Put
DFND
1
0
288
0
RESHAPE LIFESCIENCES INC
COM
761123405
542
235498
SH
DFND
1
0
235498
0
ROSETTA GENOMICS LTD
SHS
M82183209
19
941693
SH
DFND
1
0
941693
0
RXI PHARMACEUTICALS
*W
74979C121
49
196222
SH
DFND
1
0
196222
0
RXI PHARMACEUTICALS
COM
74979C808
325
168462
SH
DFND
1
0
168462
0
SANGAMO THERAPEUTICS INC
COM
800677106
2389
168239
SH
DFND
1
0
168239
0
SANGAMO THERAPEUTICS INC
COM
800677906
1247
878
SH
Call
DFND
1
0
878
0
SANGAMO THERAPEUTICS INC
COM
800677956
5027
3540
SH
Put
DFND
1
0
3540
0
SAREPTA THERAPEUTICS INC
COM
803607900
27983
2117
SH
Call
DFND
1
0
2117
0
SAREPTA THERAPEUTICS INC
COM
803607950
12002
908
SH
Put
DFND
1
0
908
0
SESEN BIO INC
COM
817763955
196
1003
SH
Put
DFND
1
0
1003
0
SIGMA LABS
*W
826598112
100
284329
SH
DFND
1
0
284329
0
SOLENO THERAPEUTICS INC
COM
834203200
1839
785955
SH
DFND
1
0
785955
0
SOPHIRIS BIO INC
COM
83578Q959
50
1519
SH
Put
DFND
1
0
1519
0
SPARK THERAPEUTICS INC
COM
84652J903
4527
547
SH
Call
DFND
1
0
547
0
SPARK THERAPEUTICS INC
COM
84652J953
1324
160
SH
Put
DFND
1
0
160
0
SPDR S&P 500
TR
78462F903
54229
1999
SH
Call
DFND
1
0
1999
0
SPDR S&P 500
TR
78462F953
65107
2400
SH
Put
DFND
1
0
2400
0
SPDR S&P BIOTECH
TR
78464A900
13603
1429
SH
Call
DFND
1
0
1429
0
SPDR S&P BIOTECH
TR
78464A950
4760
500
SH
Put
DFND
1
0
500
0
STRATA SKIN SCIENCES INC
COM
86272A206
3449
1682279
SH
DFND
1
0
1682279
0
SUNESIS PHARMACEUTICALS INC
COM
867328700
1086
512036
SH
DFND
1
0
512036
0
SUNESIS PHARMACEUTICALS INC
COM
867328900
488
2302
SH
Call
DFND
1
0
2302
0
SUPERCONDUCTOR TECHNOLOGIES
COM
867931503
21
22748
SH
DFND
1
0
22748
0
SYNERGY PHARMACEUTICALS INC
COM
871639908
914
5254
SH
Call
DFND
1
0
5254
0
TESARO INC
COM
881569907
1472
331
SH
Call
DFND
1
0
331
0
TRANSLATE BIO INC
COM
89374L104
152
12000
SH
DFND
1
0
12000
0
TROVAGENE INC
COM
897238408
578
750550
SH
DFND
1
0
750550
0
UNUM THERAPEUTICS INC
COM
903214104
8342
581303
SH
DFND
1
0
581303
0
VASCULAR BIOGENICS LTD
COM
M96883109
4084
1856169
SH
DFND
1
0
1856169
0
VERSARTIS INC
COM
92529L102
447
220600
SH
DFND
1
0
220600
0
VIKING THERAPEUTICS INC
COM
92686J906
1038
1094
SH
Call
DFND
1
0
1094
0
XERIS PARMACEUTICALS INC
COM
98422L107
8497
447686
SH
DFND
1
0
447686
0
YIELD10 BIOSCIENCE INC
COM
98585K201
67
47740
SH
DFND
1
0
47740
0
ZOGENIX INC
COM
98978L904
7616
1723
SH
Call
DFND
1
0
1723
0
ZOGENIX INC
COM
98978L954
561
127
SH
Put
DFND
1
0
127
0
ZOSANO PHARMA
COM
98979H202
2043
500700
SH
DFND
1
0
500700
0