0001144204-18-009261.txt : 20180215 0001144204-18-009261.hdr.sgml : 20180215 20180215141519 ACCESSION NUMBER: 0001144204-18-009261 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 EFFECTIVENESS DATE: 20180215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC CENTRAL INDEX KEY: 0001535610 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15245 FILM NUMBER: 18617218 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 646-307-4527 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001535610 XXXXXXXX 12-31-2017 12-31-2017 true 1 RESTATEMENT false SABBY MANAGEMENT, LLC

10 Mountainview Road Suite 205 Upper Saddle River NJ 07458

13F HOLDINGS REPORT 028-15245 N Robert Grundstein 646-307-4500 /s/ Robert Grundstein Upper Saddle River NJ 02-15-2018 1 161 1098052 01 0001433766 028-13502 Mintz Hal INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 2665 27559 SH DFND 1 0 27559 0 ABBVIE INC COM 00287Y909 242 25 SH Call DFND 1 0 25 0 ABBVIE INC COM 00287Y959 7505 776 SH Put DFND 1 0 776 0 ACHILLION PHARMACEUTICALS INC COM 00448Q201 48 16705 SH DFND 1 0 16705 0 ACHILLION PHARMACEUTICALS INC COM 00448Q901 286 992 SH Call DFND 1 0 992 0 ACHILLION PHARMACEUTICALS INC COM 00448Q951 50 174 SH Put DFND 1 0 174 0 ADVAXIS INC COM 007624908 77 270 SH Call DFND 1 0 270 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 1050 300000 SH DFND 1 0 300000 0 AETERNA ZENTARIS INC COM 007975902 33 138 SH Call DFND 1 0 138 0 AETERNA ZENTARIS INC COM 007975952 46 264 SH Put DFND 1 0 264 0 AGENUS INC COM 00847G905 932 2860 SH Call DFND 1 0 2860 0 AGENUS INC COM 00847G955 38 116 SH Put DFND 1 0 116 0 AIMMUNE THERAPEUTICS INC COM 00900T107 213 5629 SH DFND 1 0 5629 0 AIMMUNE THERAPEUTICS INC COM 00900T957 840 222 SH Put DFND 1 0 222 0 ALEXION PHARMACEUTICALS INC COM 015351909 2954 247 SH Call DFND 1 0 247 0 ALEXION PHARMACEUTICALS INC COM 015351959 1148 96 SH Put DFND 1 0 96 0 ALKERMES PLC SHS G01767905 8751 1599 SH Call DFND 1 0 1599 0 ALKERMES PLC SHS G01767955 1281 234 SH Put DFND 1 0 234 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 2446 19250 SH DFND 1 0 19250 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q907 11955 941 SH Call DFND 1 0 941 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q957 20366 1603 SH Put DFND 1 0 1603 0 AMAG PHARMACEUTICALS INC COM 00163U106 1575 118864 SH DFND 1 0 118864 0 AMAG PHARMACEUTICALS INC COM 00163U906 733 553 SH Call DFND 1 0 553 0 AMAG PHARMACEUTICALS INC COM 00163U956 2414 1822 SH Put DFND 1 0 1822 0 AMARIN CORPORATION PLC ADR 023111906 970 2418 SH Call DFND 1 0 2418 0 AMICUS THERAPEUTICS INC COM 03152W909 14924 10371 SH Call DFND 1 0 10371 0 AMICUS THERAPEUTICS INC COM 03152W959 2878 2000 SH Put DFND 1 0 2000 0 AMYRIS INC COM 03236M950 94 250 SH Put DFND 1 0 250 0 ANTHERA PHARMACEUTICALS INC COM 03674U950 109 658 SH Put DFND 1 0 658 0 APPLIED DNA SCIENCES INC *W 03815U110 244 642289 SH DFND 1 0 642289 0 APPLIED DNA SCIENCES INC COM 03815U201 1482 932350 SH DFND 1 0 932350 0 ARCA BIOPHARMA INC COM 00211Y407 138 100000 SH DFND 1 0 100000 0 ASTRAZENECA PLC ADR 046353908 51863 14946 SH Call DFND 1 0 14946 0 ASTRAZENECA PLC ADR 046353958 26063 7511 SH Put DFND 1 0 7511 0 AVEO PHARMACEUTICALS INC COM 053588909 34 122 SH Call DFND 1 0 122 0 AXOVANT SCIENCES LTD COM G0750W104 608 115462 SH DFND 1 0 115462 0 AXOVANT SCIENCES LTD COM G0750W904 1131 2146 SH Call DFND 1 0 2146 0 AXOVANT SCIENCES LTD COM G0750W954 974 1848 SH Put DFND 1 0 1848 0 BENITEC BIOPHARMA LTD *W 082053117 36 90193 SH DFND 1 0 90193 0 BIO PATH HOLDINGS INC COM 09057N102 371 1833449 SH DFND 1 0 1833449 0 BIOAMBER INC COM 09072Q106 9 21319 SH DFND 1 0 21319 0 BIOCEPT INC COM 09072V204 668 962265 SH DFND 1 0 962265 0 BIOGEN INC COM 09062X953 879 230 SH Put DFND 1 0 230 0 BIOPHARMX CORP COM 09072X101 740 6713756 SH DFND 1 0 6713756 0 BLUEBIRD BIO INC COM 09609G900 75693 4250 SH Call DFND 1 0 4250 0 BLUEBIRD BIO INC COM 09609G950 8638 485 SH Put DFND 1 0 485 0 BRISTOL MYERS SQUIBB CO COM 110122108 57101 931807 SH DFND 1 0 931807 0 BRISTOL MYERS SQUIBB CO COM 110122908 25891 4225 SH Call DFND 1 0 4225 0 BRISTOL MYERS SQUIBB CO COM 110122958 212531 34682 SH Put DFND 1 0 34682 0 CAPSTONE TURBINE CORP. 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