0001144204-18-008338.txt : 20180214
0001144204-18-008338.hdr.sgml : 20180214
20180214094927
ACCESSION NUMBER: 0001144204-18-008338
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 18608065
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
12-31-2017
12-31-2017
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
02-14-2018
1
161
1080096
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y109
2665
27559
SH
DFND
1
0
27559
0
ABBVIE INC
COM
00287Y909
242
25
SH
Call
DFND
1
0
25
0
ABBVIE INC
COM
00287Y959
7505
776
SH
Put
DFND
1
0
776
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q201
48
16705
SH
DFND
1
0
16705
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q901
286
992
SH
Call
DFND
1
0
992
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q951
50
174
SH
Put
DFND
1
0
174
0
ADVAXIS INC
COM
007624908
77
270
SH
Call
DFND
1
0
270
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
1050
300000
SH
DFND
1
0
300000
0
AETERNA ZENTARIS INC
COM
007975902
33
138
SH
Call
DFND
1
0
138
0
AETERNA ZENTARIS INC
COM
007975952
46
264
SH
Put
DFND
1
0
264
0
AGENUS INC
COM
00847G905
932
2860
SH
Call
DFND
1
0
2860
0
AGENUS INC
COM
00847G955
38
116
SH
Put
DFND
1
0
116
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
213
5629
SH
DFND
1
0
5629
0
AIMMUNE THERAPEUTICS INC
COM
00900T957
840
222
SH
Put
DFND
1
0
222
0
ALEXION PHARMACEUTICALS INC
COM
015351909
2954
247
SH
Call
DFND
1
0
247
0
ALEXION PHARMACEUTICALS INC
COM
015351959
1148
96
SH
Put
DFND
1
0
96
0
ALKERMES PLC
SHS
G01767905
8751
1599
SH
Call
DFND
1
0
1599
0
ALKERMES PLC
SHS
G01767955
1281
234
SH
Put
DFND
1
0
234
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
2446
19250
SH
DFND
1
0
19250
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q907
11955
941
SH
Call
DFND
1
0
941
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q957
20366
1603
SH
Put
DFND
1
0
1603
0
AMAG PHARMACEUTICALS INC
COM
00163U106
1575
118864
SH
DFND
1
0
118864
0
AMAG PHARMACEUTICALS INC
COM
00163U906
733
553
SH
Call
DFND
1
0
553
0
AMAG PHARMACEUTICALS INC
COM
00163U956
2414
1822
SH
Put
DFND
1
0
1822
0
AMARIN CORPORATION PLC
ADR
023111906
970
2418
SH
Call
DFND
1
0
2418
0
AMICUS THERAPEUTICS INC
COM
03152W909
14924
10371
SH
Call
DFND
1
0
10371
0
AMICUS THERAPEUTICS INC
COM
03152W959
2878
2000
SH
Put
DFND
1
0
2000
0
AMYRIS INC
COM
03236M950
94
250
SH
Put
DFND
1
0
250
0
ANTHERA PHARMACEUTICALS INC
COM
03674U950
109
658
SH
Put
DFND
1
0
658
0
APPLIED DNA SCIENCES INC
*W
03815U110
244
642289
SH
DFND
1
0
642289
0
APPLIED DNA SCIENCES INC
COM
03815U201
1482
932350
SH
DFND
1
0
932350
0
ARCA BIOPHARMA INC
COM
00211Y407
138
100000
SH
DFND
1
0
100000
0
ASTRAZENECA PLC
ADR
046353908
51863
14946
SH
Call
DFND
1
0
14946
0
ASTRAZENECA PLC
ADR
046353958
26063
7511
SH
Put
DFND
1
0
7511
0
AVEO PHARMACEUTICALS INC
COM
053588909
34
122
SH
Call
DFND
1
0
122
0
AXOVANT SCIENCES LTD
COM
G0750W104
608
115462
SH
DFND
1
0
115462
0
AXOVANT SCIENCES LTD
COM
G0750W904
1131
2146
SH
Call
DFND
1
0
2146
0
AXOVANT SCIENCES LTD
COM
G0750W954
974
1848
SH
Put
DFND
1
0
1848
0
BENITEC BIOPHARMA LTD
*W
082053117
36
90193
SH
DFND
1
0
90193
0
BIO PATH HOLDINGS INC
COM
09057N102
371
1833449
SH
DFND
1
0
1833449
0
BIOAMBER INC
COM
09072Q106
9
21319
SH
DFND
1
0
21319
0
BIOCEPT INC
COM
09072V204
668
962265
SH
DFND
1
0
962265
0
BIOGEN INC
COM
09062X953
879
230
SH
Put
DFND
1
0
230
0
BIOPHARMX CORP
COM
09072X101
740
6713756
SH
DFND
1
0
6713756
0
BLUEBIRD BIO INC
COM
09609G900
75693
4250
SH
Call
DFND
1
0
4250
0
BLUEBIRD BIO INC
COM
09609G950
8638
485
SH
Put
DFND
1
0
485
0
BRISTOL MYERS SQUIBB CO
COM
110122108
57101
931807
SH
DFND
1
0
931807
0
BRISTOL MYERS SQUIBB CO
COM
110122908
25891
4225
SH
Call
DFND
1
0
4225
0
BRISTOL MYERS SQUIBB CO
COM
110122958
212531
34682
SH
Put
DFND
1
0
34682
0
CAPSTONE TURBINE CORP.
COM
14067D409
758
983787
SH
DFND
1
0
983787
0
CHECK CAP LTD
SHS
M2361E112
876
1007494
SH
DFND
1
0
1007494
0
CHF SOLUTIONS INC
COM
12542Q508
182
52490
SH
DFND
1
0
52490
0
CIGNA CORP
COM
125509909
13607
670
SH
Call
DFND
1
0
670
0
CITIUS PHARMACEUTICALS INC
COM
17322U207
820
210131
SH
DFND
1
0
210131
0
CLOVIS ONCOLOGY INC
COM
189464900
456
67
SH
Call
DFND
1
0
67
0
CONTRAFECT CORP.
COM
212326102
35
34333
SH
DFND
1
0
34333
0
CYTORI THERAPEUTICS INC
*W
23283K121
11
1028634
SH
DFND
1
0
1028634
0
DERMIRA INC
COM
24983L104
1260
45304
SH
DFND
1
0
45304
0
DERMIRA INC
COM
24983L954
2130
766
SH
Put
DFND
1
0
766
0
EDAP TMS SA
ADR
268311957
413
1440
SH
Put
DFND
1
0
1440
0
EGALET CORP
COM
28226B104
74
73792
SH
DFND
1
0
73792
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
684
49000
SH
DFND
1
0
49000
0
ESPERION THERAPEUTICS INC
COM
29664W105
9361
142185
SH
DFND
1
0
142185
0
ESPERION THERAPEUTICS INC
COM
29664W905
757
115
SH
Call
DFND
1
0
115
0
ESPERION THERAPEUTICS INC
COM
29664W955
10995
1670
SH
Put
DFND
1
0
1670
0
FIBROCELL SCIENCE INC
COM
315721308
733
1128588
SH
DFND
1
0
1128588
0
FIBROGEN INC
COM
31572Q908
1304
275
SH
Call
DFND
1
0
275
0
FUELCELL ENERGY INC
COM
35952H952
55
1236
SH
Put
DFND
1
0
1236
0
GALECTIN THERAPEUTICS INC
COM
363225952
378
1131
SH
Put
DFND
1
0
1131
0
GALENA BIOPHARMA INC
COM
363256504
687
2623610
SH
DFND
1
0
2623610
0
GALENA BIOPHARMA INC
COM
363256904
199
7602
SH
Call
DFND
1
0
7602
0
GILEAD SCIENCES INC
COM
375558903
3252
454
SH
Call
DFND
1
0
454
0
GW PHARMACEUTICALS PLC
ADS
36197T953
4662
353
SH
Put
DFND
1
0
353
0
HALOZYME THERAPEUTICS INC
COM
40637H909
10029
4950
SH
Call
DFND
1
0
4950
0
HEAT BIOLOGICS INC
COM
42237K102
1001
2615123
SH
DFND
1
0
2615123
0
HISTOGENICS CORP.
COM
43358V109
1958
955060
SH
DFND
1
0
955060
0
IDERA PHARMACEUTICALS INC
COM
45168K306
650
307987
SH
DFND
1
0
307987
0
IMMUNOCELLULAR THERAPEUTICS
*W
452536121
16
392702
SH
DFND
1
0
392702
0
IMMUNOMEDICS INC
COM
452907958
2
305
SH
Put
DFND
1
0
305
0
IMMUTEP LTD
ADR
45257L108
34
21500
SH
DFND
1
0
21500
0
INCYTE CORP
COM
45337C902
5039
532
SH
Call
DFND
1
0
532
0
INCYTE CORP
COM
45337C952
9812
1036
SH
Put
DFND
1
0
1036
0
INSPIREMD INC
*W
45779A127
36
1193470
SH
DFND
1
0
1193470
0
INSPIREMD INC
*W
45779A135
40
2003848
SH
DFND
1
0
2003848
0
INSPIREMD INC
COM
45779A804
555
4321909
SH
DFND
1
0
4321909
0
INTELLIPHARMACEUTICS INTERNATIONAL INC
COM
458173101
867
1083637
SH
DFND
1
0
1083637
0
INTERCEPT PHARMACEUTICALS INC
COM
45845P908
2611
447
SH
Call
DFND
1
0
447
0
INTERPACE DIAGNOSTICS GROUP
COM
46062X204
1346
1319290
SH
DFND
1
0
1319290
0
IONIS PHARMACEUTICALS INC
COM
462222900
7188
1429
SH
Call
DFND
1
0
1429
0
IONIS PHARMACEUTICALS INC
COM
462222950
6187
1230
SH
Put
DFND
1
0
1230
0
ISHARES RUSSELL 2000
ETF
464287905
64109
4205
SH
Call
DFND
1
0
4205
0
JAGUAR HEALTH INC
COM
47010C201
142
1045741
SH
DFND
1
0
1045741
0
JUNO THERAPEUTICS INC
COM
48205A909
13727
3003
SH
Call
DFND
1
0
3003
0
KAZIA THERAPEUTICS LTD
ADR
48669G105
0
366668
SH
DFND
1
0
366668
0
LEAP THERAPEUTICS INC
COM
52187K101
558
89350
SH
DFND
1
0
89350
0
MANNKIND CORP
COM
56400P706
3357
1446900
SH
DFND
1
0
1446900
0
MANNKIND CORP
COM
56400P906
27
116
SH
Call
DFND
1
0
116
0
MANNKIND CORP
COM
56400P956
1895
8169
SH
Put
DFND
1
0
8169
0
MEDIGUS LTD
ADR
58471G201
48
36943
SH
DFND
1
0
36943
0
MERCK & CO INC
COM
58933Y905
102535
18222
SH
Call
DFND
1
0
18222
0
MERCK & CO INC
COM
58933Y955
14923
2652
SH
Put
DFND
1
0
2652
0
MICROBOT MED INC
COM
59503A105
1275
1250000
SH
DFND
1
0
1250000
0
NABRIVA THERAPEUTICS PLC
SHS
G63637105
60
10000
SH
DFND
1
0
10000
0
NANOVIBRONIX INC
COM
63008J108
477
101949
SH
DFND
1
0
101949
0
NEKTAR THERAPEUTICS
COM
640268108
1194
20000
SH
DFND
1
0
20000
0
NEKTAR THERAPEUTICS
COM
640268908
3326
557
SH
Call
DFND
1
0
557
0
NEUROMETRIX INC
COM
641255708
310
180039
SH
DFND
1
0
180039
0
OASMIA PHARMACEUTICAL
ADR
67421W109
17
19000
SH
DFND
1
0
19000
0
ODONATE THERAPEUTICS INC
COM
676079106
2680
107203
SH
DFND
1
0
107203
0
ONCOBIOLOGICS INC
COM
68235M105
2703
2079367
SH
DFND
1
0
2079367
0
ONCOBIOLOGICS INC
*W
68235M113
3
89644
SH
DFND
1
0
89644
0
ONCOBIOLOGICS INC
*W
68235M121
4
199193
SH
DFND
1
0
199193
0
ONCONOVA THERAPEUTICS INC
*W
68232V116
225
643244
SH
DFND
1
0
643244
0
ONCONOVA THERAPEUTICS INC
COM
68232V306
842
561163
SH
DFND
1
0
561163
0
ONCOSEC MEDICAL INC
COM
68234L207
249
153137
SH
DFND
1
0
153137
0
OPGEN INC
COM
68373L109
211
1129867
SH
DFND
1
0
1129867
0
OVASCIENCE INC
COM
69014Q101
840
600000
SH
DFND
1
0
600000
0
PROQR THERAPEUTICS N V
SHS
N71542109
1120
347245
SH
DFND
1
0
347245
0
PROTEOSTASIS THERAPEUTICS INC
COM
74373B109
350
60000
SH
DFND
1
0
60000
0
PROTHENA CORPORATION PLC
SHS
G72800108
927
24730
SH
DFND
1
0
24730
0
PROTHENA CORPORATION PLC
SHS
G72800908
900
240
SH
Call
DFND
1
0
240
0
PROTHENA CORPORATION PLC
SHS
G72800958
1616
431
SH
Put
DFND
1
0
431
0
RADIUS HEALTH INC
COM
750469907
4880
1536
SH
Call
DFND
1
0
1536
0
REDHILL BIOPHARMA LTD
ADS
757468103
110
21322
SH
DFND
1
0
21322
0
REGENXBIO INC
COM
75901B907
269
81
SH
Call
DFND
1
0
81
0
RITTER PHARMACEUTICALS INC
COM
767836109
118
357781
SH
DFND
1
0
357781
0
RXI PHARMACEUTICALS CORP
*W
74979C113
273
2100797
SH
DFND
1
0
2100797
0
SAGE THERAPEUTICS INC
COM
78667J908
5765
350
SH
Call
DFND
1
0
350
0
SAGE THERAPEUTICS INC
COM
78667J958
4266
259
SH
Put
DFND
1
0
259
0
SANGAMO THERAPEUTICS INC
COM
800677906
9906
6040
SH
Call
DFND
1
0
6040
0
SANGAMO THERAPEUTICS INC
COM
800677956
4477
2730
SH
Put
DFND
1
0
2730
0
SAREPTA THERAPEUTICS INC
COM
803607900
50204
9023
SH
Call
DFND
1
0
9023
0
SAREPTA THERAPEUTICS INC
COM
803607950
8190
1472
SH
Put
DFND
1
0
1472
0
SENESTECH INC
COM
81720R109
315
436863
SH
DFND
1
0
436863
0
SIGMA LABS INC
*W
826598112
184
382868
SH
DFND
1
0
382868
0
SOLENO THERAPEUTICS INC
COM
834203200
1647
915100
SH
DFND
1
0
915100
0
SOPHIRIS BIO INC
COM
83578Q209
127
55907
SH
DFND
1
0
55907
0
SOPHIRIS BIO INC
COM
83578Q959
62
275
SH
Put
DFND
1
0
275
0
SPARK THERAPEUTICS INC
COM
84652J103
5699
110827
SH
DFND
1
0
110827
0
SPDR S&P 500
TR
78462F903
53558
3000
SH
Call
DFND
1
0
3000
0
SPDR S&P BIOTECH
S&P BIOTECH
78464A970
5567
656
SH
Call
DFND
1
0
656
0
STRATA SKIN SCIENCES INC.
COM
86272A206
416
335105
SH
DFND
1
0
335105
0
SUNESIS PHARMACEUTICALS INC
COM
867328700
461
125000
SH
DFND
1
0
125000
0
SUNESIS PHARMACEUTICALS INC
COM
867328900
327
885
SH
Call
DFND
1
0
885
0
SYNERGY PHARMACEUTICALS INC
COM
871639908
946
4243
SH
Call
DFND
1
0
4243
0
TANDEM DIABETES CARE INC.
COM
875372203
65
27487
SH
DFND
1
0
27487
0
TESARO INC
COM
881569107
804
9700
SH
DFND
1
0
9700
0
TESARO INC
COM
881569907
704
85
SH
Call
DFND
1
0
85
0
TESARO INC
COM
881569957
862
104
SH
Put
DFND
1
0
104
0
TRANSENTERIX INC
COM
89366M201
1367
708097
SH
DFND
1
0
708097
0
TRANSENTERIX INC
COM
89366M951
589
3050
SH
Put
DFND
1
0
3050
0
VERSARTIS INC
COM
92529L102
2185
993100
SH
DFND
1
0
993100
0
VERTEX PHARMACEUTICALS INC
COM
92532F900
13772
919
SH
Call
DFND
1
0
919
0
VERTEX PHARMACEUTICALS INC
COM
92532F950
7283
486
SH
Put
DFND
1
0
486
0
VICAL ORD SHS
COM
925602203
503
275090
SH
DFND
1
0
275090
0
VISTAGEN THERAPEUTICS INC
COM
92840H202
2352
2115873
SH
DFND
1
0
2115873
0
VTV THERAPEUTICS INC
CL A
918385105
267
44500
SH
DFND
1
0
44500
0
XENON PHARMACEUTICALS INC
COM
98420N105
931
329400
SH
DFND
1
0
329400
0
YIELD10 BIOSCIENCE INC
COM
98585K201
381
215250
SH
DFND
1
0
215250
0
ZOGENIX INC
COM
98978L904
12375
3090
SH
Call
DFND
1
0
3090
0
ZOGENIX INC
COM
98978L954
4462
1114
SH
Put
DFND
1
0
1114
0