0001144204-17-058670.txt : 20171114
0001144204-17-058670.hdr.sgml : 20171114
20171114093248
ACCESSION NUMBER: 0001144204-17-058670
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 171198772
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
09-30-2017
09-30-2017
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
11-14-2017
1
164
1530290
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y909
94858
10675
SH
Call
DFND
1
0
10675
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q901
445
992
SH
Call
DFND
1
0
992
0
ACTINIUM PHARMACEUTICALS INC.
COM
00507W107
1400
2434103
SH
DFND
1
0
2434103
0
ADAMIS PHARMACEUTICALS INC
COM
00547W958
300
574
SH
Put
DFND
1
0
574
0
ADAMIS PHARMACEUTICALS INC
COM
00547W208
524
100378
SH
DFND
1
0
100378
0
ADVAXIS INC
COM
007624908
113
270
SH
Call
DFND
1
0
270
0
ADVAXIS INC
COM
007624208
157
37634
SH
DFND
1
0
37634
0
ADVAXIS INC
COM
007624958
173
414
SH
Put
DFND
1
0
414
0
AERIE PHARMACEUTICALS INC
COM
00771V108
230
4726
SH
DFND
1
0
4726
0
AERIE PHARMACEUTICALS INC
COM
00771V958
360
74
SH
Put
DFND
1
0
74
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q957
37186
3165
SH
Put
DFND
1
0
3165
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q907
54985
4680
SH
Call
DFND
1
0
4680
0
AMAG PHARMACEUTICALS INC
COM
00163U906
469
254
SH
Call
DFND
1
0
254
0
AMAG PHARMACEUTICALS INC
COM
00163U106
1478
80108
SH
DFND
1
0
80108
0
AMAG PHARMACEUTICALS INC
COM
00163U956
5542
3004
SH
Put
DFND
1
0
3004
0
AMARIN CORPORATION PLC
COM
023111906
4428
12650
SH
Call
DFND
1
0
12650
0
AMICUS THERAPEUTICS INC
COM
03152W959
754
500
SH
Put
DFND
1
0
500
0
AMICUS THERAPEUTICS INC
COM
03152W909
6240
4138
SH
Call
DFND
1
0
4138
0
AMPLIPHI BIOSCIENCES CORP.
COM
03211P301
136
149248
SH
DFND
1
0
149248
0
ANTARES PHARMA INC
COM
036642956
74
227
SH
Put
DFND
1
0
227
0
ANTARES PHARMA INC
COM
036642906
329
1016
SH
Call
DFND
1
0
1016
0
ANTHERA PHARMACEUTICALS INC
COM
03674U300
75
52046
SH
DFND
1
0
52046
0
APPLIED DNA SCIENCES INC
*W
03815U110
575
857768
SH
DFND
1
0
857768
0
ARCA BIOPHARMA INC
COM
00211Y407
110
100000
SH
DFND
1
0
100000
0
ASTRAZENECA PLC
ADR
046353958
6922
2043
SH
Put
DFND
1
0
2043
0
ASTRAZENECA PLC
ADR
046353908
15209
4489
SH
Call
DFND
1
0
4489
0
AXOVANT SCIENCES LTD
COM
G0750W904
874
1270
SH
Call
DFND
1
0
1270
0
AXOVANT SCIENCES LTD
COM
G0750W104
4421
642557
SH
DFND
1
0
642557
0
AXOVANT SCIENCES LTD
COM
G0750W954
5283
7679
SH
Put
DFND
1
0
7679
0
BARCLAYS BANK PLC
IPATH
06740Q260
551
26500
SH
DFND
1
0
26500
0
BENITEC BIOPHARMA LTD
*W
082053117
27
90193
SH
DFND
1
0
90193
0
BIOAMBER INC
COM
09072Q106
1559
3180973
SH
DFND
1
0
3180973
0
BIONDVAX PHARMACEUTICALS LTD
ADR
09073Q105
139
19376
SH
DFND
1
0
19376
0
BLUEBIRD BIO INC
COM
09609G950
7760
565
SH
Put
DFND
1
0
565
0
BLUEBIRD BIO INC
COM
09609G900
53992
3931
SH
Call
DFND
1
0
3931
0
BRISTOL MYERS SQUIBB
COM
110122908
26962
4230
SH
Call
DFND
1
0
4230
0
BRISTOL MYERS SQUIBB
COM
110122108
62654
982955
SH
DFND
1
0
982955
0
BRISTOL MYERS SQUIBB
COM
110122958
210782
33069
SH
Put
DFND
1
0
33069
0
CEL SCI CORP.
COM
150837607
976
587822
SH
DFND
1
0
587822
0
CELSION CORP.
COM
15117N503
101
67403
SH
DFND
1
0
67403
0
CHECK CAP LTD
SHS
M2361E112
2121
1184917
SH
DFND
1
0
1184917
0
CHF SOLUTIONS INC
COM
12542Q102
216
367893
SH
DFND
1
0
367893
0
CIDARA THERAPEUTICS INC
COM
171757107
521
64300
SH
DFND
1
0
64300
0
CIGNA CORP
COM
125509909
12525
670
SH
Call
DFND
1
0
670
0
CLOVIS ONCOLOGY INC
COM
189464900
9163
1112
SH
Call
DFND
1
0
1112
0
CONTRAFECT CORP.
COM
212326102
132
119156
SH
DFND
1
0
119156
0
CORMEDIX INC
COM
21900C100
337
648955
SH
DFND
1
0
648955
0
CYTOKINETICS INC
COM
23282W955
344
237
SH
Put
DFND
1
0
237
0
CYTOKINETICS INC
COM
23282W905
4927
3398
SH
Call
DFND
1
0
3398
0
CYTORI THERAPEUTICS INC
*W
23283K121
45
1237952
SH
DFND
1
0
1237952
0
CYTRX CORP
COM
232828959
4
100
SH
Put
DFND
1
0
100
0
DBV TECHNOLOGIES SA
ADR
23306J951
7571
1784
SH
Put
DFND
1
0
1784
0
DBV TECHNOLOGIES SA
ADR
23306J901
46294
10908
SH
Call
DFND
1
0
10908
0
DELMAR PHARMACEUTICALS INC.
COM
247078207
1782
2121202
SH
DFND
1
0
2121202
0
EDAP TMS SA
ADR
268311957
663
2224
SH
Put
DFND
1
0
2224
0
EGALET CORP
COM
28226B104
923
721050
SH
DFND
1
0
721050
0
EIGER BIOPHARMACEUTICALS
COM
28249U105
1018
92500
SH
DFND
1
0
92500
0
EKSO BIONICS HOLDINGS INC
COM
282644202
850
702364
SH
DFND
1
0
702364
0
ESPERION THERAPEUTICS INC
COM
29664W105
4178
83357
SH
DFND
1
0
83357
0
ESPERION THERAPEUTICS INC
COM
29664W955
7413
1479
SH
Put
DFND
1
0
1479
0
EYEGATE PHARMACEUTICALS INC
COM
30233M107
54
46378
SH
DFND
1
0
46378
0
FIBROGEN INC
COM
31572Q908
7446
1384
SH
Call
DFND
1
0
1384
0
FIVE PRIME THERAPEUTICS INC
COM
33830X954
3101
758
SH
Put
DFND
1
0
758
0
FLEXION THERAPEUTICS INC
COM
33938J956
706
292
SH
Put
DFND
1
0
292
0
FLEXION THERAPEUTICS INC
COM
33938J906
825
341
SH
Call
DFND
1
0
341
0
FUELCELL ENERGY INC
COM
35952H502
21
11968
SH
DFND
1
0
11968
0
FUELCELL ENERGY INC
COM
35952H952
42
239
SH
Put
DFND
1
0
239
0
GALECTIN THERAPEUTICS INC
COM
363225952
72
337
SH
Put
DFND
1
0
337
0
GALENA BIOPHARMA INC
COM
363256904
215
6084
SH
Call
DFND
1
0
6084
0
GALENA BIOPHARMA INC
COM
363256504
953
2702228
SH
DFND
1
0
2702228
0
GEVO INC
COM
374396307
140
224810
SH
DFND
1
0
224810
0
GILEAD SCIENCES INC
COM
375558903
3678
454
SH
Call
DFND
1
0
454
0
GLOBAL BLOOD THERAPEUTICS INC
COM
37890U908
935
301
SH
Call
DFND
1
0
301
0
GW PHARMACEUTICALS PLC
ADS
36197T103
2894
28517
SH
DFND
1
0
28517
0
GW PHARMACEUTICALS PLC
ADS
36197T953
11661
1149
SH
Put
DFND
1
0
1149
0
HALOZYME THERAPEUTICS INC
COM
40637H909
22645
13037
SH
Call
DFND
1
0
13037
0
HEAT BIOLOGICS INC
COM
42237K102
1118
1712481
SH
DFND
1
0
1712481
0
HISTOGENICS CORP
COM
43358V109
954
481667
SH
DFND
1
0
481667
0
IDERA PHARMACEUTICALS INC
COM
45168K906
93
416
SH
Call
DFND
1
0
416
0
IDERA PHARMACEUTICALS INC
COM
45168K306
346
155027
SH
DFND
1
0
155027
0
IMMUNOCELLULAR THERAPEUTICS
*W
452536121
8
420103
SH
DFND
1
0
420103
0
IMMUNOMEDICS INC
COM
452907908
1848
1322
SH
Call
DFND
1
0
1322
0
INCYTE CORP
COM
45337C952
2148
184
SH
Put
DFND
1
0
184
0
INCYTE CORP
COM
45337C902
4459
382
SH
Call
DFND
1
0
382
0
INSMED INC
COM
457669907
4291
1375
SH
Call
DFND
1
0
1375
0
INSMED INC
COM
457669957
5777
1851
SH
Put
DFND
1
0
1851
0
INSPIREMD EQUITY
*W
45779A135
40
2002648
SH
DFND
1
0
2002648
0
INSPIREMD EQUITY
*W
45779A127
41
1194322
SH
DFND
1
0
1194322
0
INTELLIA THERAPEUTICS INC
COM
45826J105
280
11281
SH
DFND
1
0
11281
0
INTERCEPT PHARMACEUTICALS INC
COM
45845P908
580
100
SH
Call
DFND
1
0
100
0
IONIS PHARMACEUTICALS INC
COM
462222900
7215
1423
SH
Call
DFND
1
0
1423
0
IONIS PHARMACEUTICALS INC
COM
462222950
8173
1612
SH
Put
DFND
1
0
1612
0
ISHARES RUSSELL 2000
ETF
464287955
88612
5980
SH
Put
DFND
1
0
5980
0
JAGUAR HEALTH
COM
47010C201
437
2185555
SH
DFND
1
0
2185555
0
KADMON HOLDINGS INC
COM
48283N106
1761
525695
SH
DFND
1
0
525695
0
KITE PHARMA INC
COM
49803L959
9764
543
SH
Put
DFND
1
0
543
0
KRYSTAL BIOTECH INC
COM
501147102
534
53558
SH
DFND
1
0
53558
0
MANNKIND CORP
COM
56400P906
375
1727
SH
Call
DFND
1
0
1727
0
MANNKIND CORP
COM
56400P956
1312
6048
SH
Put
DFND
1
0
6048
0
MEDICINES CO
COM
584688905
244
66
SH
Call
DFND
1
0
66
0
MEDIGUS LTD
ADR
58471G201
578
258095
SH
DFND
1
0
258095
0
MERCK & CO INC
COM
58933Y955
26758
4179
SH
Put
DFND
1
0
4179
0
MERCK & CO INC
COM
58933Y905
282622
44139
SH
Call
DFND
1
0
44139
0
MICROBOT MED INC
COM
59503A105
1464
1251398
SH
DFND
1
0
1251398
0
NEUROMETRIX INC.
COM
641255708
190
93561
SH
DFND
1
0
93561
0
NEWLINK GENETICS CORP
COM
651511957
124
122
SH
Put
DFND
1
0
122
0
NEWLINK GENETICS CORP
COM
651511907
1018
1000
SH
Call
DFND
1
0
1000
0
OASMIA PHARMACEUTICAL
ADR
67421W109
20
19000
SH
DFND
1
0
19000
0
OHR PHARMACEUTICAL INC
COM
67778H200
110
152127
SH
DFND
1
0
152127
0
ONCOBIOLOGICS INC
*W
68235M121
13
260018
SH
DFND
1
0
260018
0
ONCOBIOLOGICS INC
*W
68235M113
18
158295
SH
DFND
1
0
158295
0
ONCOBIOLOGICS INC
COM
68235M105
3266
2383971
SH
DFND
1
0
2383971
0
ONCONOVA THERAPEUTICS INC
*W
68232V116
252
645350
SH
DFND
1
0
645350
0
ONCONOVA THERAPEUTICS INC
COM
68232V306
1438
840960
SH
DFND
1
0
840960
0
ONCOSEC MEDICAL INC
COM
68234L207
968
1010143
SH
DFND
1
0
1010143
0
OPGEN INC
COM
68373L109
514
1659500
SH
DFND
1
0
1659500
0
OREXIGEN THERAPEUTICS INC
COM
686164302
42
19700
SH
DFND
1
0
19700
0
OREXIGEN THERAPEUTICS INC
COM
686164952
42
197
SH
Put
DFND
1
0
197
0
OTONOMY INC
COM
68906L905
89
275
SH
Call
DFND
1
0
275
0
OVASCIENCE INC
COM
69014Q101
781
550000
SH
DFND
1
0
550000
0
PROTEOSTASIS THERAPEUTICS INC
COM
74373B109
315
150151
SH
DFND
1
0
150151
0
PROTHENA CORPORATION PLC
SHS
G72800908
6471
999
SH
Call
DFND
1
0
999
0
PTC THERAPEUTICS INC
COM
69366J900
2555
1277
SH
Call
DFND
1
0
1277
0
REGENXBIO INC
COM
75901B907
257
78
SH
Call
DFND
1
0
78
0
RENNOVA HEALTH INC
COM
759757602
91
466880
SH
DFND
1
0
466880
0
REXAHN PHARMACEUTICALS INC
COM
761640200
411
169901
SH
DFND
1
0
169901
0
RICEBRAN TECHNOLOGIES
COM
762831204
575
442033
SH
DFND
1
0
442033
0
RITTER PHARMACEUTICALS INC
COM
767836109
1630
4657800
SH
DFND
1
0
1357800
0
ROKA BIOSCIENCE INC
COM
775431208
173
237322
SH
DFND
1
0
237322
0
ROSETTA GENOMICS LTD
SHS
M82183209
149
141741
SH
DFND
1
0
141741
0
RXI PHARMACEUTICALS CORP
*W
74979C113
355
2100797
SH
DFND
1
0
2100797
0
SAGE THERAPEUTICS INC
COM
78667J908
4373
702
SH
Call
DFND
1
0
702
0
SANGAMO THERAPEUTICS INC
COM
800677956
863
575
SH
Put
DFND
1
0
575
0
SANGAMO THERAPEUTICS INC
COM
800677906
5976
3984
SH
Call
DFND
1
0
3984
0
SAREPTA THERAPEUTICS INC
COM
803607950
2350
518
SH
Put
DFND
1
0
518
0
SAREPTA THERAPEUTICS INC
COM
803607900
32945
7263
SH
Call
DFND
1
0
7263
0
SEATTLE GENETICS INC
COM
812578102
2320
42646
SH
DFND
1
0
42646
0
SEATTLE GENETICS INC
COM
812578902
2949
542
SH
Call
DFND
1
0
542
0
SEATTLE GENETICS INC
COM
812578952
9435
1734
SH
Put
DFND
1
0
1734
0
SIERRA ONCOLOGY INC
COM
82640U107
827
533563
SH
DFND
1
0
533563
0
SIGMA LABS INC
*W
826598112
131
246519
SH
DFND
1
0
246519
0
SIGMA LABS INC
COM
826598302
132
70000
SH
DFND
1
0
70000
0
SOPHIRIS BIO INC
COM
83578Q959
24
112
SH
Put
DFND
1
0
112
0
SOPHIRIS BIO INC
COM
83578Q209
716
333641
SH
DFND
1
0
333641
0
SPDR S&P 500 ETF
TR
78462F953
125615
5000
SH
Put
DFND
1
0
5000
0
STEMLINE THERAPEUTICS INC
COM
85858C107
486
43749
SH
DFND
1
0
43749
0
STEMLINE THERAPEUTICS INC
COM
85858C907
890
802
SH
Call
DFND
1
0
802
0
STRATA SKIN SCIENCES INC
COM
86272A206
375
211695
SH
DFND
1
0
211695
0
SUNESIS PHARMACEUTICALS INC
COM
867328700
473
243638
SH
DFND
1
0
243638
0
TESARO INC
COM
881569107
452
3500
SH
DFND
1
0
3500
0
TESARO INC
COM
881569907
1291
100
SH
Call
DFND
1
0
100
0
TESARO INC
COM
881569957
1343
104
SH
Put
DFND
1
0
104
0
TRANSENTERIX INC
COM
89366M951
490
3426
SH
Put
DFND
1
0
3426
0
TROVAGENE INC
COM
897238309
1234
1689778
SH
DFND
1
0
1689778
0
UNITED THERAPEUTICS CORP
COM
91307C902
6352
542
SH
Call
DFND
1
0
542
0
VERSARTIS INC
COM
92529L902
155
632
SH
Call
DFND
1
0
632
0
VERSARTIS INC
COM
92529L102
1733
707300
SH
DFND
1
0
707300
0
VERTEX PHARMACEUTICALS INC
COM
92532F950
19111
1257
SH
Put
DFND
1
0
1257
0
VERTEX PHARMACEUTICALS INC
COM
92532F900
43559
2865
SH
Call
DFND
1
0
2865
0
VTV THERAPEUTICS INC
CL A
918385105
364
60897
SH
DFND
1
0
60897
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
1631
75000
SH
DFND
1
0
75000
0
XENON PHARMACEUTICALS INC
COM
98420N105
907
307600
SH
DFND
1
0
307600
0
ZOGENIX INC
COM
98978L954
4469
1275
SH
Put
DFND
1
0
1275
0
ZOGENIX INC
COM
98978L904
17052
4865
SH
Call
DFND
1
0
4865
0