0001144204-17-049909.txt : 20170927
0001144204-17-049909.hdr.sgml : 20170927
20170927114936
ACCESSION NUMBER: 0001144204-17-049909
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170927
DATE AS OF CHANGE: 20170927
EFFECTIVENESS DATE: 20170927
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 171103579
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001535610
XXXXXXXX
06-30-2017
06-30-2017
true
1
RESTATEMENT
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
Y
This amendment is being filed to properly reflect our holdings in InspireMD, Inc., which included 22,704 shares and two series of warrants exercisable into 1,209,425 and 2,002,348 shares, respectively. We inadvertently included the warrants as shares in our previous filing.
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
09-27-2017
1
216
1528563
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y909
81762
11276
SH
Call
DFND
1
0
11276
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q901
574
1250
SH
Call
DFND
1
0
1250
0
ADAMIS PHARMACEUTICALS CORP
COM
00547W958
651
1251
SH
Put
DFND
1
0
1251
0
ADVAXIS INC
COM
007624208
135
20734
SH
DFND
1
0
20734
0
ADVAXIS INC
COM
007624908
175
270
SH
Call
DFND
1
0
270
0
ADVAXIS INC
COM
007624958
269
414
SH
Put
DFND
1
0
414
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
275
110000
SH
DFND
1
0
110000
0
AETERNA ZENTARIS INC
COM
007975402
67
67283
SH
DFND
1
0
67283
0
ALDEYRA THERAPEUTICS INC.
COM
01438T106
454
97704
SH
DFND
1
0
97704
0
ALEXION PHARMACEUTICALS INC
COM
015351959
6692
550
SH
Put
DFND
1
0
550
0
ALEXION PHARMACEUTICALS INC
COM
015351909
9734
800
SH
Call
DFND
1
0
800
0
ALLIQUA BIOMEDICAL INC.
COM
019621200
396
1071409
SH
DFND
1
0
1071409
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q907
13671
1714
SH
Call
DFND
1
0
1714
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q957
19071
2391
SH
Put
DFND
1
0
2391
0
ALPHATEC HOLDNGS INC
COM
02081G201
629
334622
SH
DFND
1
0
334622
0
AMAG PHARMACEUTICALS INC
COM
00163U906
193
105
SH
Call
DFND
1
0
105
0
AMAG PHARMACEUTICALS INC
COM
00163U106
1635
88878
SH
DFND
1
0
88878
0
AMAG PHARMACEUTICALS INC
COM
00163U956
3938
2140
SH
Put
DFND
1
0
2140
0
AMARIN CORPORATION PLC
ADR
023111906
5710
14168
SH
Call
DFND
1
0
14168
0
AMICUS THERAPEUTICS INC
COM
03152W959
2701
2682
SH
Put
DFND
1
0
2682
0
AMICUS THERAPEUTICS INC
COM
03152W909
4993
4958
SH
Call
DFND
1
0
4958
0
AMPLIPHI BIOSCIENCES CORP
COM
03211P301
570
731409
SH
DFND
1
0
731409
0
ANTARES PHARMA INC
COM
036642906
327
1016
SH
Call
DFND
1
0
1016
0
ANTHERA PHARMACEUTICALS INC
COM
03674U300
960
592672
SH
DFND
1
0
592672
0
APPLIED DNA SCIENCES INC.
*W
03815U110
980
2389305
SH
DFND
1
0
2389305
0
APPLIED DNA SCIENCES INC.
COM
03815U201
1738
987593
SH
DFND
1
0
987593
0
ARBUTUS BIOPHARMA CORP
COM
03879J900
472
1311
SH
Call
DFND
1
0
1311
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
895
248600
SH
DFND
1
0
248600
0
ARRAY BIOPHARMA INC
COM
04269X905
333
398
SH
Call
DFND
1
0
398
0
ARRAY BIOPHARMA INC
COM
04269X105
1304
155757
SH
DFND
1
0
155757
0
ARRAY BIOPHARMA INC
COM
04269X955
2093
2500
SH
Put
DFND
1
0
2500
0
ASTRAZENECA PLC
ADR
046353958
13043
3826
SH
Put
DFND
1
0
3826
0
ASTRAZENECA PLC
ADR
046353908
83255
24422
SH
Call
DFND
1
0
24422
0
ATOSSA GENETICS INC.
COM
04962H209
150
291046
SH
DFND
1
0
291046
0
AURIS MEDICAL HOLDING AG
COM
H03579101
103
143800
SH
DFND
1
0
143800
0
AXOVANT SCIENCES LTD
COM
G0750W954
8641
3726
SH
Put
DFND
1
0
3726
0
AXOVANT SCIENCES LTD
COM
G0750W904
11159
4812
SH
Call
DFND
1
0
4812
0
AZURRX BIOPHARMA INC
COM
05502L105
161
40000
SH
DFND
1
0
40000
0
BARCLAYS BANK PLC
IPATH
06740Q260
600
26500
SH
DFND
1
0
26500
0
BENITEC BIOPHARMA LTD
*W
082053117
32
90193
SH
DFND
1
0
90193
0
BIO PATH HOLDINGS inc
COM
09057N102
462
1190886
SH
DFND
1
0
1190886
0
BIOAMBER INC
COM
09072Q106
3667
1426917
SH
DFND
1
0
1426917
0
BIOLINERX LTD
ADR
09071M106
2507
2949051
SH
DFND
1
0
2949051
0
BLUEBIRD BIO INC
COM
09609G950
4969
473
SH
Put
DFND
1
0
473
0
BLUEBIRD BIO INC
COM
09609G900
26157
2490
SH
Call
DFND
1
0
2490
0
BRAINSTORM CELL THERAPEUTICS INC
COM
10501E201
70
16731
SH
DFND
1
0
16731
0
BRISTOL MYERS SQUIBB
COM
110122908
27030
4851
SH
Call
DFND
1
0
4851
0
BRISTOL MYERS SQUIBB
COM
110122908
111216
1995980
SH
DFND
1
0
1995980
0
BRISTOL MYERS SQUIBB
COM
110122958
185525
33296
SH
Put
DFND
1
0
33296
0
CAPRICOR THERAPEUTICS INC
COM
14070B101
20
24200
SH
DFND
1
0
24200
0
CELSION CORP.
COM
15117N503
223
108843
SH
DFND
1
0
108843
0
CERNER CORP
COM
156782904
9306
1400
SH
Call
DFND
1
0
1400
0
CHAMPIONS ONCOLOGY INC.
COM
15870P307
184
71700
SH
DFND
1
0
71700
0
CHECK CAP LTD
SHS
M2361E112
2724
1418893
SH
DFND
1
0
1418893
0
CIDARA THERAPEUTICS INC
COM
171757107
938
125000
SH
DFND
1
0
125000
0
CIGNA CORP
COM
125509909
42316
2528
SH
Call
DFND
1
0
2528
0
CLOVIS ONCOLOGY INC
COM
189464100
661
7065
SH
DFND
1
0
7065
0
CLOVIS ONCOLOGY INC
COM
189464900
26582
2839
SH
Call
DFND
1
0
2839
0
COMBIMATRIX CORP
*W
20009T147
731
545309
SH
DFND
1
0
545309
0
CORMEDIX INC
COM
21900C100
1818
4243914
SH
DFND
1
0
4243914
0
CURIS INC
COM
231269901
32
168
SH
Call
DFND
1
0
168
0
CURIS INC
COM
231269951
91
480
SH
Put
DFND
1
0
480
0
CURIS INC
COM
231269101
91
48000
SH
DFND
1
0
48000
0
CYTOKINETICS INC
COM
23282W905
3802
3142
SH
Call
DFND
1
0
3142
0
CYTORI THERAPEUTICS INC
*W
23283K121
454
1262452
SH
DFND
1
0
1262452
0
CYTORI THERAPEUTICS INC
COM
23283K204
1789
1626807
SH
DFND
1
0
1626807
0
CYTOSORBENTS CORP
COM
23283X206
740
172100
SH
DFND
1
0
172100
0
CYTRX CORP
COM
232828959
16
255
SH
Put
DFND
1
0
255
0
DBV TECHNOLOGIES S A
ADR
23306J101
1339
37495
SH
DFND
1
0
37495
0
DELMAR PHARMACEUTICALS INC.
COM
247078207
1484
645390
SH
DFND
1
0
645390
0
DICERNA PHARMACEUTICALS INC
COM
253031108
602
190000
SH
DFND
1
0
190000
0
DURECT CORP
COM
266605104
663
425000
SH
DFND
1
0
425000
0
DURECT CORP
COM
266605904
758
4858
SH
Call
DFND
1
0
4858
0
DYNAVAX TECHNOLOGIES
COM
268158951
211
219
SH
Put
DFND
1
0
219
0
DYNAVAX TECHNOLOGIES
COM
268158901
12056
12493
SH
Call
DFND
1
0
12493
0
EDAP TMS SA
ADR
268311957
688
2086
SH
Put
DFND
1
0
2086
0
EDITAS MEDICINE INC
COM
28106W903
291
881
SH
Call
DFND
1
0
881
0
EDITAS MEDICINE INC
COM
28106W103
1426
85000
SH
DFND
1
0
85000
0
EIGER BIOPHARMACEUTICALS
COM
28249U105
1762
223100
SH
DFND
1
0
223100
0
EKSO BIONICS HOLDINGS INC
COM
282644952
30
130
SH
Put
DFND
1
0
130
0
ESPERION THERAPEUTICS INC
COM
29664W955
1189
257
SH
Put
DFND
1
0
257
0
EYEGATE PHARMACEUTICALS INC
COM
30233M107
473
345524
SH
DFND
1
0
345520
0
FIBROGEN INC
COM
31572Q908
4965
1537
SH
Call
DFND
1
0
1537
0
FLEXION THERAPEUTICS INC
COM
33938J956
1353
669
SH
Put
DFND
1
0
669
0
FLEXION THERAPEUTICS INC
COM
33938J906
1527
755
SH
Call
DFND
1
0
755
0
GALECTIN THERAPEUTICS INC
COM
363225952
158
641
SH
Put
DFND
1
0
641
0
GALENA BIOPHARMA INC
COM
363256904
353
6084
SH
Call
DFND
1
0
6084
0
GALENA BIOPHARMA INC
COM
363256504
1536
2644522
SH
DFND
1
0
2644522
0
GENETIC TECHNOLOGIES LTD
ADR
37185R208
48
53626
SH
DFND
1
0
53626
0
GEVO INC.
COM
374396307
390
565322
SH
DFND
1
0
565322
0
GILEAD SCIENCES INC
COM
375558903
3213
454
SH
Call
DFND
1
0
454
0
GLOBAL BLOOD THERAPEUTICS INC
COM
37890U908
1832
670
SH
Call
DFND
1
0
670
0
GREAT PANTHER SILVER LTD
COM
39115V101
22
17322
SH
DFND
1
0
17322
0
GREAT PANTHER SILVER LTD
COM
39115V951
266
2075
SH
Put
DFND
1
0
2075
0
GW PHARMACEUTICALS PLC
ADS
36197T103
1575
15714
SH
DFND
1
0
15714
0
GW PHARMACEUTICALS PLC
ADS
36197T953
4642
463
SH
Put
DFND
1
0
463
0
HALOZYME THERAPEUTICS INC
COM
40637H909
8803
6867
SH
Call
DFND
1
0
6867
0
HEALTH CARE SELECT SECTOR SPDR FUND
SBI
81369Y959
5697
719
SH
Put
DFND
1
0
719
0
HEAT BIOLOGICS INC
COM
42237K102
1228
2016537
SH
DFND
1
0
2016537
0
HEMISPHERX BIOPHARMA INC
COM
42366C301
472
942011
SH
DFND
1
0
942011
0
HISTOGENICS CORP
COM
43358V109
1952
1084395
SH
DFND
1
0
1084395
0
IGNYTA INC
COM
451731903
170
164
SH
Call
DFND
1
0
164
0
IMMUNOCELLULAR THERAPEUTICS
*W
452536121
8
415103
SH
DFND
1
0
415103
0
IMMUNOMEDICS INC
COM
452907908
1322
1497
SH
Call
DFND
1
0
1497
0
INCYTE CORP
COM
45337C952
1259
100
SH
Put
DFND
1
0
100
0
INCYTE CORP
COM
45337C902
3551
282
SH
Call
DFND
1
0
282
0
INOTEK PHARMACEUTICALS
COM
45780V102
404
212651
SH
DFND
1
0
212651
0
INSMED INC
COM
457669907
1203
701
SH
Call
DFND
1
0
701
0
INSMED INC
COM
457669957
3259
1899
SH
Put
DFND
1
0
1899
0
INSPIREMD INC
*W
45779A127
145
1209425
SH
DFND
1
0
1209425
0
INSPIREMD INC
*W
45779A135
155
2002348
SH
DFND
1
0
2002348
0
INSPIREMD INC
COM
45779A804
15
22704
SH
DFND
1
0
22704
0
INTEC PHARMA LTD
SHS
M53644106
528
92701
SH
DFND
1
0
92701
0
INTELLIA THERAPEUTICS INC
COM
45826J905
723
452
SH
Call
DFND
1
0
452
0
INTELLIA THERAPEUTICS INC
COM
45826J105
960
60000
SH
DFND
1
0
60000
0
INTERPACE DIAGNOSTICS GROUP
COM
46062X204
476
529819
SH
DFND
1
0
529819
0
IONIS PHARMACEUTICALS INC
COM
462222950
6405
1259
SH
Put
DFND
1
0
1259
0
IONIS PHARMACEUTICALS INC
COM
462222900
6577
1293
SH
Call
DFND
1
0
1293
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
524
71251
SH
DFND
1
0
71251
0
ISHARES ETF
TR
464287955
57185
4058
SH
Put
DFND
1
0
4058
0
KADMON HLDGS INC
COM
48283N106
2112
542869
SH
DFND
1
0
542869
0
KITE PHARMA INC
COM
49803L109
3254
31384
SH
DFND
1
0
31384
0
KITE PHARMA INC
COM
49803L959
8200
791
SH
Put
DFND
1
0
791
0
LA JOLLA PHARMACEUTICAL CO
COM
503459904
19
346
SH
Call
DFND
1
0
346
0
LEXICON PHARMACEUTICALS INC
COM
528872952
752
457
SH
Put
DFND
1
0
457
0
LION BIOTECHNOLOGIES INC
COM
462260950
140
195
SH
Put
DFND
1
0
195
0
MANNKIND CORP
COM
56400P956
864
6126
SH
Put
DFND
1
0
6126
0
MANNKIND CORP
COM
56400P906
159
1127
SH
Call
DFND
1
0
1127
0
MEDICINES CO
COM
584688105
447
11764
SH
DFND
1
0
11764
0
MEDICINES CO
COM
584688955
483
127
SH
Put
DFND
1
0
127
0
MEDICINES CO
COM
584688905
612
161
SH
Call
DFND
1
0
161
0
MEDIGUS LTD
ADR
58471G201
608
278944
SH
DFND
1
0
278944
0
MERCK & CO INC
COM
58933Y955
45062
7031
SH
Put
DFND
1
0
7031
0
MERCK & CO INC
COM
58933Y905
261865
40859
SH
Call
DFND
1
0
40859
0
MICROBOT MED INC
COM
59503A105
1825
1285351
SH
DFND
1
0
1285351
0
MIRATI THERAPEUTICS INC
COM
60468T105
921
255100
SH
DFND
1
0
255100
0
MOTIF BIO PLC
*W
619784119
256
141334
SH
DFND
1
0
141334
0
NEURALSTEM INC
COM
64127R951
157
272
SH
Put
DFND
1
0
272
0
NEUROMETRIX INC
*W
641255153
7
65019
SH
DFND
1
0
65019
0
NEWLINK GENETICS CORP
COM
651511957
995
1354
SH
Put
DFND
1
0
1354
0
NEWLINK GENETICS CORP
COM
651511107
1015
138052
SH
DFND
1
0
138052
0
OASMIA PHARMACEUTICAL AB
ADR
67421W109
20
19000
SH
DFND
1
0
19000
0
OHR PHARMACEUTICAL INC
COM
67778H200
436
681300
SH
DFND
1
0
681300
0
ONCOBIOLOGICS INC
*W
68235M113
277
338113
SH
DFND
1
0
338113
0
ONCOBIOLOGICS INC
*W
68235M121
428
500624
SH
DFND
1
0
500624
0
ONCOBIOLOGICS INC
COM
68235M105
2371
2365763
SH
DFND
1
0
2365763
0
ONCONOVA THERAPEUTICS INC
*W
68232V116
290
645350
SH
DFND
1
0
645350
0
ONCONOVA THERAPEUTICS INC
COM
68232V306
1693
784000
SH
DFND
1
0
784000
0
ONCOSEC MEDICAL INC
COM
68234L207
1152
967993
SH
DFND
1
0
967993
0
OPGEN INC
COM
68373L109
724
1130598
SH
DFND
1
0
1130598
0
OREXIGEN THERAPEUTICS INC
COM
686164952
57
197
SH
Put
DFND
1
0
197
0
OREXIGEN THERAPEUTICS INC
COM
686164302
57
19700
SH
DFND
1
0
19700
0
OTONOMY INC
COM
68906L955
245
130
SH
Put
DFND
1
0
130
0
OTONOMY INC
COM
68906L105
946
50205
SH
DFND
1
0
50205
0
OTONOMY INC
COM
68906L905
1468
779
SH
Call
DFND
1
0
779
0
OVASCIENCE INC
COM
69014Q101
795
509300
SH
DFND
1
0
509300
0
PACIRA PHARMACEUTICALS INC
COM
695127100
209
4390
SH
DFND
1
0
4390
0
PACIRA PHARMACEUTICALS INC
COM
695127950
3234
678
SH
Put
DFND
1
0
678
0
PACIRA PHARMACEUTICALS INC
COM
695127900
3239
679
SH
Call
DFND
1
0
679
0
PALATIN TECHNOLOGIES INC
COM
696077403
238
553740
SH
DFND
1
0
553740
0
PARNELL PHARMACEUTICALS HOLDINGS LTD
COM
Q73622104
143
170000
SH
DFND
1
0
170000
0
PRIMA BIOMED LTD
ADR
74154B302
1993
962835
SH
DFND
1
0
962835
0
PROTEOSTASIS THERAPEUTICS INC
COM
74373B109
586
125151
SH
DFND
1
0
125151
0
PROTHENA CORPORATION PLC
SHS
G72800908
4616
853
SH
Call
DFND
1
0
853
0
PTC THERAPEUTICS INC
COM
69366J900
1791
977
SH
Call
DFND
1
0
977
0
RENNOVA HEALTH INC
COM
759757107
75
198851
SH
DFND
1
0
198851
0
REXAHN PHARMACEUTICALS INC
COM
761640200
706
246946
SH
DFND
1
0
246946
0
RICEBRAN TECHNOLOGIES
COM
762831204
429
446847
SH
DFND
1
0
446847
0
ROKA BIOSCIENCE INC
COM
775431208
945
358198
SH
DFND
1
0
358198
0
RXI PHARMACEUTICALS CORP
*W
74979C113
400
2220492
SH
DFND
1
0
2220492
0
SAGE THERAPEUTICS INC
COM
78667J958
1641
206
SH
Put
DFND
1
0
206
0
SAGE THERAPEUTICS INC
COM
78667J908
3377
424
SH
Call
DFND
1
0
424
0
SANGAMO THERAPEUTICS INC
COM
800677956
506
575
SH
Put
DFND
1
0
575
0
SANGAMO THERAPEUTICS INC
COM
800677906
3425
3892
SH
Call
DFND
1
0
3892
0
SAREPTA THERAPEUTICS INC
COM
803607950
222
66
SH
Put
DFND
1
0
66
0
SAREPTA THERAPEUTICS INC
COM
803607900
19033
5646
SH
Call
DFND
1
0
5646
0
SEATTLE GENETICS INC
COM
812578902
2266
438
SH
Call
DFND
1
0
438
0
SEATTLE GENETICS INC
COM
812578102
4406
85162
SH
DFND
1
0
85162
0
SEATTLE GENETICS INC
COM
812578952
7461
1442
SH
Put
DFND
1
0
1442
0
SIERRA ONCOLOGY INC
COM
82640U107
1945
1662487
SH
DFND
1
0
1662487
0
SIGMA LABS INC
COM
826598302
220
102946
SH
DFND
1
0
102946
0
SIGMA LABS INC
*W
826598112
225
247759
SH
DFND
1
0
247759
0
SOLENO THERAPEUTICS INC
COM
834203101
127
248067
SH
DFND
1
0
248067
0
SOPHIRIS BIO INC
COM
83578Q209
787
357792
SH
DFND
1
0
357792
0
SORRENTO THERAPEUTICS INC
COM
83587F202
35
17300
SH
DFND
1
0
17300
0
SPDR S&P 500 ETF
TR
78464A950
3411
442
SH
Put
DFND
1
0
442
0
SPDR S&P 500 ETF
TR
78462F953
79818
3301
SH
Put
DFND
1
0
3301
0
SPECTRANETICS CORP
COM
84760C107
3483
90715
SH
DFND
1
0
90715
0
SPECTRANETICS CORP
COM
84760C957
4573
1191
SH
Put
DFND
1
0
1191
0
STEMLINE THERAPEUTICS INC
COM
85858C957
415
451
SH
Put
DFND
1
0
451
0
STEMLINE THERAPEUTICS INC
COM
85858C907
1122
1220
SH
Call
DFND
1
0
1220
0
STEMLINE THERAPEUTICS INC
COM
85858C107
1725
187500
SH
DFND
1
0
187500
0
STRATA SKIN SCIENCES INC
COM
86272A107
571
234826
SH
DFND
1
0
234826
0
SUCAMPO PHARMACEUTICALS INC
CL A
864909106
349
33200
SH
DFND
1
0
33200
0
SUNESIS PHARMACEUTICALS INC
COM
867328700
395
146138
SH
DFND
1
0
146138
0
SUNESIS PHARMACEUTICALS INC
COM
867328900
525
1946
SH
Call
DFND
1
0
1946
0
SYNTHETIC BIOLOGICS INC
COM
87164U102
95
168401
SH
DFND
1
0
168401
0
TESARO INC
COM
881569907
1399
100
SH
Call
DFND
1
0
100
0
TESARO INC
COM
881569107
7192
51426
SH
DFND
1
0
51426
0
TESARO INC
COM
881569957
12839
918
SH
Put
DFND
1
0
918
0
TG THERAPEUTICS INC
COM
88322Q908
492
490
SH
Call
DFND
1
0
490
0
TRANSENTERIX INC.
COM
89366M201
2456
3459341
SH
DFND
1
0
3459341
0
UNITED THERAPEUTICS CORP
COM
91307C102
6891
53116
SH
DFND
1
0
53116
0
UNITED THERAPEUTICS CORP
COM
91307C952
13181
1016
SH
Put
DFND
1
0
1016
0
UNITED THERAPEUTICS CORP
COM
91307C902
17682
1363
SH
Call
DFND
1
0
1363
0
VERSARTIS INC
COM
92529L902
351
201
SH
Call
DFND
1
0
201
0
VERTEX PHARMACEUTICALS INC
COM
92532F950
10451
811
SH
Put
DFND
1
0
811
0
VERTEX PHARMACEUTICALS INC
COM
92532F900
58675
4553
SH
Call
DFND
1
0
4553
0
VIKING THERAPEUTICS INC
COM
92686J106
525
486491
SH
DFND
1
0
486491
0
VISTAGEN THERAPEUTICS INC
COM
92840H202
48
25537
SH
DFND
1
0
25537
0
VTV THERAPEUTICS INC
CL A
918385105
583
117400
SH
DFND
1
0
117400
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
2636
141700
SH
DFND
1
0
141700
0
WINDTREE THERAPEUTICS INC
COM
97382D105
112
345712
SH
DFND
1
0
345712
0
XENON PHARMACEUTICALS INC.
COM
98420N105
979
310808
SH
DFND
1
0
310808
0
ZOGENIX INC
COM
98978L904
2516
1735
SH
Call
DFND
1
0
1735
0
ZOGENIX INC
COM
98978L954
5546
3825
SH
Put
DFND
1
0
3825
0