0001144204-13-061626.txt : 20131114
0001144204-13-061626.hdr.sgml : 20131114
20131114133010
ACCESSION NUMBER: 0001144204-13-061626
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 131218593
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001535610
XXXXXXXX
09-30-2013
09-30-2013
true
1
RESTATEMENT
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
Y
Data was lost during Edgarizing and inadvertently filed by Ellenoff Grossman & Schole LLP. Amendment filed by Ellenoff Grossman & Schole LLP as soon as error was caught.
Robert Grundstein
Chief Operating Officer
646-307-4527
/s/ Robert Grundstein
Upper Saddle River
NJ
11-14-2013
1
194
1538677
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
AASTROM BIOSCIENCES INC
COM
00253U305
1437
5189214
SH
DFND
1
0
5189214
0
ACADIA PHARMACEUTICALS INC
COM
004225108
11719
426600
SH
DFND
1
0
426600
0
ACADIA PHARMACEUTICALS INC
COM
004225908
81976
29842
SH
Call
DFND
1
0
29842
0
ACADIA PHARMACEUTICALS INC
COM
004225958
2288
833
SH
Put
DFND
1
0
833
0
ACCURAY INC
COM
004397105
739
100000
SH
DFND
1
0
100000
0
ACCURAY INC
COM
004397905
188
254
SH
Call
DFND
1
0
254
0
ACCURAY INC
COM
004397955
1035
1400
SH
Put
DFND
1
0
1400
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
1595
148070
SH
DFND
1
0
148070
0
ACELRX PHARMACEUTICALS INC
COM
00444T900
215
200
SH
Call
DFND
1
0
200
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q201
1464
484879
SH
DFND
1
0
484879
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q901
7290
24139
SH
Call
DFND
1
0
24139
0
ACHILLION PHARMACEUTICALS INC
COM
00448Q951
802
2654
SH
Put
DFND
1
0
2654
0
ACORDA THERAPEUTICS INC
COM
00484M106
369
108
SH
Call
DFND
1
0
108
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
22209
259119
SH
DFND
1
0
259119
0
AEGERION PHARMACEUTICALS INC
COM
00767E902
18856
2200
SH
Call
DFND
1
0
2200
0
AEGERION PHARMACEUTICALS INC
COM
00767E952
26390
3079
SH
Put
DFND
1
0
3079
0
AGENUS INC
COM
00847G705
4885
1763663
SH
DFND
1
0
1763663
0
AGENUS INC
COM
00847G905
96
347
SH
Call
DFND
1
0
347
0
ALEXION PHARMACEUTICALS INC
COM
015351109
12963
1116
SH
Call
DFND
1
0
1116
0
ALEXZA PHARMACEUTICALS INC
COM
015384909
1044
2040
SH
Call
DFND
1
0
2040
0
ALLERGAN INC
COM
018490902
22974
2540
SH
Call
DFND
1
0
2540
0
ALLERGAN INC
COM
018490952
18388
2033
SH
Put
DFND
1
0
2033
0
AMARIN CORPORATION PLC -ADR
ADR
023111206
1162
183845
SH
DFND
1
0
183845
0
AMARIN CORPORATION PLC -ADR
ADR
023111906
7302
11554
SH
Call
DFND
1
0
11554
0
AMARIN CORPORATION PLC -ADR
ADR
023111956
1951
3087
SH
Put
DFND
1
0
3087
0
ANTHERA PHARMACEUTICALS INC
COM
03674U201
7053
1754600
SH
DFND
1
0
1754600
0
APRICUS BIOSCIENCES INC
COM
03832V959
109
264
SH
Put
DFND
1
0
264
0
ARENA PHARMACEUTICALS INC
COM
040047902
10835
20560
SH
Call
DFND
1
0
20560
0
ARENA PHARMACEUTICALS INC
COM
040047952
1459
2769
SH
Put
DFND
1
0
2769
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
581
31553
SH
DFND
1
0
31553
0
ARIAD PHARMACEUTICALS INC
COM
04033A900
1601
870
SH
Call
DFND
1
0
870
0
ARIAD PHARMACEUTICALS INC
COM
04033A950
2997
1629
SH
Put
DFND
1
0
1629
0
ARROWHEAD RESEARCH CORP
COM
042797909
250
439
SH
Call
DFND
1
0
439
0
ASTEX PHARMACEUTICALS INC
COM
04624B103
845
99703
SH
DFND
1
0
99703
0
ASTEX PHARMACEUTICALS INC
COM
04624B903
740
873
SH
Call
DFND
1
0
873
0
ASTEX PHARMACEUTICALS INC
COM
04624B953
861
1015
SH
Put
DFND
1
0
1015
0
ASTRAZENECA PLC-SPONS ADR
ADR
046353108
1381
26585
SH
DFND
1
0
26585
0
ASTRAZENECA PLC-SPONS ADR
ADR
046353908
1252
241
SH
Call
DFND
1
0
241
0
ASTRAZENECA PLC-SPONS ADR
ADR
046353958
10698
2060
SH
Put
DFND
1
0
2060
0
ATHERSYS INC
COM
04744L906
22
133
SH
Call
DFND
1
0
133
0
ATHERSYS INC
COM
04744L956
40
245
SH
Put
DFND
1
0
245
0
AVANIR PHARMACEUTICALS INC
CL A
05348P401
282
66518
SH
DFND
1
0
66518
0
AVANIR PHARMACEUTICALS INC
CL A
05348P951
1074
2534
SH
Put
DFND
1
0
2534
0
BAXTER INTERNATIONAL INC
COM
071813909
10944
1666
SH
Call
DFND
1
0
1666
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V903
446
613
SH
Call
DFND
1
0
613
0
BIOGEN IDEC INC
COM
09062X903
21042
874
SH
Call
DFND
1
0
874
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G901
3012
417
SH
Call
DFND
1
0
417
0
BLACKBERRY LTD
COM
09228F953
5005
6296
SH
Put
DFND
1
0
6296
0
BRISTOL MYERS SQUIBB CO
COM
110122908
28411
6139
SH
Call
DFND
1
0
6139
0
BRISTOL MYERS SQUIBB CO
COM
110122958
278
60
SH
Put
DFND
1
0
60
0
CELGENE CORP
COM
151020904
12422
807
SH
Call
DFND
1
0
807
0
CELGENE CORP
COM
151020954
18133
1178
SH
Put
DFND
1
0
1178
0
CELLDEX THERAPEUTICS INC
COM
15117B103
1133
31979
SH
DFND
1
0
31979
0
CELLDEX THERAPEUTICS INC
COM
15117B903
16234
4582
SH
Call
DFND
1
0
4582
0
CELLDEX THERAPEUTICS INC
COM
15117B953
4032
1138
SH
Put
DFND
1
0
1138
0
CELSION CORPORATION
COM
15117N905
689
5990
SH
Call
DFND
1
0
5990
0
CELSION CORPORATION
COM
15117N955
710
6174
SH
Put
DFND
1
0
6174
0
CEMPRA INC
COM
15130J109
1709
148572
SH
DFND
1
0
148572
0
CHEMOCENTRYX INC
COM
16383L956
86
155
SH
Put
DFND
1
0
155
0
CONATUS PHARMACEUTICALS INC
COM
20600T108
921
91600
SH
DFND
1
0
91600
0
CORONADO BIOSCIENCES INC
COM
21976U909
748
1066
SH
Call
DFND
1
0
1066
0
CORONADO BIOSCIENCES INC
COM
21976U959
304
433
SH
Put
DFND
1
0
433
0
CUBIST PHARMACEUTICALS INC
COM
229678907
13968
2198
SH
Call
DFND
1
0
2198
0
CUBIST PHARMACEUTICALS INC
COM
229678957
394
62
SH
Put
DFND
1
0
62
0
CYBERONICS INC
COM
23251P102
303
5977
SH
DFND
1
0
5977
0
CYBERONICS INC
COM
23251P952
8590
1693
SH
Put
DFND
1
0
1693
0
CYTRX CORP
COM
232828909
40
125
SH
Call
DFND
1
0
125
0
DENDREON CORP
COM
24823Q107
263
89800
SH
DFND
1
0
89800
0
DENDREON CORP
COM
24823Q957
421
1436
SH
Put
DFND
1
0
1436
0
DYAX CORP
COM
26746E103
682
99458
SH
DFND
1
0
99458
0
EDAP TMS SA -ADR
ADR
268311107
3187
1259500
SH
DFND
1
0
1259500
0
EDWARDS LIFESCIENCES CORP
COM
28176E908
11823
1698
SH
Call
DFND
1
0
1698
0
ELAN CORPORATION PLC
ADR
284131908
1714
1100
SH
Call
DFND
1
0
1100
0
ELI LILLY & CO
COM
532457108
1669
33156
SH
DFND
1
0
33156
0
ELI LILLY & CO
COM
532457958
2048
407
SH
Put
DFND
1
0
407
0
ENDOCYTE INC
COM
29269A902
143
107
SH
Call
DFND
1
0
107
0
ENDOCYTE INC
COM
29269A952
547
410
SH
Put
DFND
1
0
410
0
ENTREMED INC
COM
29382F202
2063
1178956
SH
DFND
1
0
1178956
0
EXACT SCIENCES CORP
COM
30063P905
1211
1025
SH
Call
DFND
1
0
1025
0
EXELIXIS INC
COM
30161Q904
2425
4167
SH
Call
DFND
1
0
4167
0
FIBROCELL SCIENCE INC
COM
315721209
1099
251000
SH
DFND
1
0
251000
0
GALENA BIOPHARMA INC
COM
363256958
1814
7990
SH
Put
DFND
1
0
7990
0
GERON CORP
COM
374163103
366
109375
SH
DFND
1
0
109375
0
GERON CORP
COM
374163903
376
1122
SH
Call
DFND
1
0
1122
0
GERON CORP
COM
374163953
697
2080
SH
Put
DFND
1
0
2080
0
GILEAD SCIENCES INC
COM
375558103
9732
154871
SH
DFND
1
0
154871
0
GILEAD SCIENCES INC
COM
375558903
15710
2500
SH
Call
DFND
1
0
2500
0
GILEAD SCIENCES INC
COM
375558953
53452
8506
SH
Put
DFND
1
0
8506
0
GLAXOSMITHKLINE PLC
ADR
37733W905
32766
6531
SH
Call
DFND
1
0
6531
0
GLAXOSMITHKLINE PLC
ADR
37733W955
5920
1180
SH
Put
DFND
1
0
1180
0
HOLOGIC INC
COM
436440901
2292
1110
SH
Call
DFND
1
0
1110
0
IMMUNOCELLULAR THERAPEUTICS LTD
COM
452536955
914
3557
SH
Put
DFND
1
0
3557
0
INCYTE CORP
COM
45337C902
1644
431
SH
Call
DFND
1
0
431
0
INFINITY PHARMACEUTICALS INC
COM
45665G903
886
508
SH
Call
DFND
1
0
508
0
INSMED INC
COM
457669957
2248
1440
SH
Put
DFND
1
0
1440
0
INTERMUNE INC
COM
45884X903
6400
4164
SH
Call
DFND
1
0
4164
0
INTERMUNE INC
COM
45884X953
2596
1689
SH
Put
DFND
1
0
1689
0
ISHARES 20+ YEAR TREASURY BOND ETF
ETF
464287902
45220
4250
SH
Call
DFND
1
0
4250
0
ISHARES 20+ YEAR TREASURY BOND ETF
ETF
464287952
23940
2250
SH
Put
DFND
1
0
2250
0
ISHARES MSCI JAPAN ETF
ETF
464286848
298
25000
SH
DFND
1
0
25000
0
ISHARES MSCI JAPAN ETF
ETF
464286958
59550
50000
SH
Put
DFND
1
0
50000
0
ISHARES RUSSELL 2000 ETF
ETF
464287955
37082
3478
SH
Put
DFND
1
0
3478
0
ISIS PHARMACEUTICALS INC
COM
464330109
438
11663
SH
DFND
1
0
11663
0
ISIS PHARMACEUTICALS INC
COM
464330909
488
130
SH
Call
DFND
1
0
130
0
ISIS PHARMACEUTICALS INC
COM
464330959
3762
1002
SH
Put
DFND
1
0
1002
0
ISORAY INC
COM
46489V104
1079
1663098
SH
DFND
1
0
1663098
0
KALOBIOS PHARMACEUTICALS INC
COM
48344T100
476
105408
SH
DFND
1
0
105408
0
KERYX BIOPHARMACEUTICALS
COM
492515101
383
37890
SH
DFND
1
0
37890
0
KERYX BIOPHARMACEUTICALS
COM
492515901
554
549
SH
Call
DFND
1
0
333
0
KERYX BIOPHARMACEUTICALS
COM
492515951
2304
2281
SH
Put
DFND
1
0
2281
0
MANNKIND CORP
COM
56400P201
5324
934021
SH
DFND
1
0
934021
0
MANNKIND CORP
COM
56400P901
20024
35130
SH
Call
DFND
1
0
35130
0
MANNKIND CORP
COM
56400P951
9043
15865
SH
Put
DFND
1
0
15865
0
MAST THERAPEUTICS INC
COM
576314108
1598
3639571
SH
DFND
1
0
3639571
0
MEDICINES CO
COM
584688905
2028
605
SH
Call
DFND
1
0
605
0
MEDIVATION INC
COM
58501N101
6764
112849
SH
DFND
1
0
112849
0
MEDIVATION INC
COM
58501N901
6863
1145
SH
Call
DFND
1
0
1145
0
MEDIVATION INC
COM
58501N951
29478
4918
SH
Put
DFND
1
0
4918
0
MEI PHARMA
COM
55279B902
454
400
SH
Call
DFND
1
0
400
0
MERCK & CO INC
COM
58933Y905
82165
17258
SH
Call
DFND
1
0
17258
0
MERCK & CO INC
COM
58933Y955
1395
293
SH
Put
DFND
1
0
293
0
MOMENTA PHARMACEUTICALS INC
COM
60877T900
751
522
SH
Call
DFND
1
0
522
0
NANOSPHERE INC
COM
63009F105
690
345121
SH
DFND
1
0
345121
0
NEKTAR THERAPEUTICS
COM
640268908
686
656
SH
Call
DFND
1
0
656
0
NEKTAR THERAPEUTICS
COM
640268958
941
900
SH
Put
DFND
1
0
900
0
NEUROMETRIX INC
COM
64125C109
361
218849
SH
DFND
1
0
218849
0
NEWLINK GENETICS CORP
COM
651511907
9033
4810
SH
Call
DFND
1
0
4810
0
NORTHWEST BIOTHERAPEUTICS
COM
66737P600
3278
978359
SH
DFND
1
0
978359
0
NOVAVAX INC
COM
670002104
2765
875000
SH
DFND
1
0
875000
0
NUPATHE INC
COM
67059M950
369
1531
SH
Put
DFND
1
0
1531
0
ONCOGENEX PHARMACEUTICAL INC
COM
68230A106
3806
410577
SH
DFND
1
0
410577
0
ONCOGENEX PHARMACEUTICAL INC
COM
68230A956
1527
1647
SH
Put
DFND
1
0
1647
0
ONCOLYTICS BIOTECH INC
COM
682310907
24
100
SH
Call
DFND
1
0
100
0
ONCOTHYREON INC
COM
682324108
1359
659600
SH
DFND
1
0
659600
0
ONCOTHYREON INC
COM
682324908
230
1116
SH
Call
DFND
1
0
1116
0
ONYX PHARMACEUTICALS INC
COM
683399109
504
4045
SH
DFND
1
0
4045
0
ONYX PHARMACEUTICALS INC
COM
683399909
2481
199
SH
Call
DFND
1
0
199
0
OPKO HEALTH INC
COM
68375N903
16767
19032
SH
Call
DFND
1
0
19032
0
OPKO HEALTH INC
COM
68375N953
6027
6841
SH
Put
DFND
1
0
6841
0
OREXIGEN THERAPEUTICS INC
COM
686164904
3741
6093
SH
Call
DFND
1
0
6093
0
OREXIGEN THERAPEUTICS INC
COM
686164954
345
562
SH
Put
DFND
1
0
562
0
OVASCIENCE INC
COM
69014Q101
1605
162000
SH
DFND
1
0
162000
0
OXYGEN BIOTHERAPEUTICS INC
COM
69207P308
54
36715
SH
DFND
1
0
36715
0
PBF ENERGY INC
CL A
69318G906
4479
1995
SH
Call
DFND
1
0
1995
0
PHARMACYCLICS INC
COM
716933106
1709
12350
SH
DFND
1
0
12350
0
PHARMACYCLICS INC
COM
716933906
6229
450
SH
Call
DFND
1
0
450
0
PHARMACYCLICS INC
COM
716933956
2146
155
SH
Put
DFND
1
0
155
0
PLURISTEM THERAPEUTICS INC
COM
72940R952
351
1038
SH
Put
DFND
1
0
1038
0
REGENERON PHARMACEUTICALS INC
COM
75886F907
31318
1001
SH
Call
DFND
1
0
1001
0
REGENERON PHARMACEUTICALS INC
COM
75886F957
5694
182
SH
Put
DFND
1
0
182
0
REPROS THERAPEUTICS INC
COM
76028H209
3961
147783
SH
DFND
1
0
147783
0
REPROS THERAPEUTICS INC
COM
76028H909
2318
865
SH
Call
DFND
1
0
865
0
REPROS THERAPEUTICS INC
COM
76028H959
15362
5732
SH
Put
DFND
1
0
5732
0
REXAHN PHARMACEUTICALS INC
COM
761640101
1013
2250840
SH
DFND
1
0
2250840
0
RIGEL PHARMACEUTICALS INC
COM
766559603
710
198259
SH
DFND
1
0
198259
0
SALIX PHARMACEUTICALS LTD
COM
795435106
473
7073
SH
DFND
1
0
7073
0
SAREPTA THERAPEUTICS INC
COM
803607100
24656
522041
SH
DFND
1
0
522041
0
SAREPTA THERAPEUTICS INC
COM
803607900
12795
2709
SH
Call
DFND
1
0
2709
0
SAREPTA THERAPEUTICS INC
COM
803607950
61531
13028
SH
Put
DFND
1
0
13028
0
SEQUENOM INC
COM
817337405
41
15400
SH
DFND
1
0
15400
0
SEQUENOM INC
COM
817337905
78
293
SH
Call
DFND
1
0
293
0
SEQUENOM INC
COM
817337955
55
205
SH
Put
DFND
1
0
205
0
SOLAZYME INC
COM
83415T101
2136
198350
SH
DFND
1
0
198350
0
SOLAZYME INC
COM
83415T950
2115
1964
SH
Put
DFND
1
0
1964
0
SPDR S&P 500 ETF TRUST TRUST UNITS
UNIT
78462F953
37823
2250
SH
Put
DFND
1
0
2250
0
SUPERCONDUCTOR TECHNOLOGIES
COM
867931404
1004
619600
SH
DFND
1
0
619600
0
SYNAGEVA BIOPHARMA CORP
COM
87159A903
5825
920
SH
Call
DFND
1
0
920
0
SYNTA PHARMACEUTICALS CORP
COM
87162T206
1584
250952
SH
DFND
1
0
250952
0
SYNTA PHARMACEUTICALS CORP
COM
87162T906
791
1253
SH
Call
DFND
1
0
1253
0
SYNTA PHARMACEUTICALS CORP
COM
87162T956
1887
2991
SH
Put
DFND
1
0
2991
0
TEVA PHARMACEUTICAL INDUSTRIES LTD
COM
881624209
1081
28603
SH
DFND
1
0
28603
0
TEVA PHARMACEUTICAL INDUSTRIES LTD
COM
881624909
2520
667
SH
Call
DFND
1
0
667
0
TEVA PHARMACEUTICAL INDUSTRIES LTD
COM
881624959
3589
950
SH
Put
DFND
1
0
950
0
TG THERAPEUTICS INC
COM
88322Q108
1402
275479
SH
DFND
1
0
275479
0
THERAVANCE INC
COM
88338T904
2380
582
SH
Call
DFND
1
0
582
0
TONIX PHARMACEUTICALS HOLDING
COM
890110109
1024
288454
SH
DFND
1
0
288454
0
TRANSCEPT PHARMACEUTICALS INC
COM
89354M106
552
173500
SH
DFND
1
0
173500
0
TRANSCEPT PHARMACEUTICALS INC
COM
89354M956
551
1733
SH
Put
DFND
1
0
1733
0
UNI-PIXEL INC
COM
904572903
1200
677
SH
Call
DFND
1
0
677
0
UNI-PIXEL INC
COM
904572953
1769
998
SH
Put
DFND
1
0
998
0
UNITED THERAPEUTICS CORP
COM
91307C902
1325
168
SH
Call
DFND
1
0
168
0
VANDA PHARMACEUTICALS INC
COM
921659908
2004
1827
SH
Call
DFND
1
0
1827
0
VANDA PHARMACEUTICALS INC
COM
921659958
1662
1515
SH
Put
DFND
1
0
1515
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
25548
336955
SH
DFND
1
0
336955
0
VERTEX PHARMACEUTICALS INC
COM
92532F900
188716
24890
SH
Call
DFND
1
0
24890
0
VERTEX PHARMACEUTICALS INC
COM
92532F950
49670
6551
SH
Put
DFND
1
0
6551
0
VICAL INC
COM
925602104
727
581595
SH
DFND
1
0
581595
0
VIVUS INC
COM
928551900
722
775
SH
Call
DFND
1
0
775
0
VIVUS INC
COM
928551950
572
614
SH
Put
DFND
1
0
614
0
WELLCARE HEALTH PLANS INC
COM
94946T906
12979
1861
SH
Call
DFND
1
0
1861
0
XOMA CORP
COM
98419J107
2041
455672
SH
DFND
1
0
455672
0
XOMA CORP
COM
98419J957
742
1656
SH
Put
DFND
1
0
1656
0
ZIOPHARM ONCOLOGY INC
COM
98973P901
972
2462
SH
Call
DFND
1
0
2462
0
ZIOPHARM ONCOLOGY INC
COM
98973P951
712
1803
SH
Put
DFND
1
0
1803
0