The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 60 DEGREES | *W | 83006G112 | 20,721 | 295,589 | SH | DFND | 1 | 0 | 295,589 | 0 | ||
| AMPLITECH GROUP INC | *W | 03211Q119 | 12,843 | 332,716 | SH | DFND | 1 | 0 | 332,716 | 0 | ||
| APPLIED DNA SCIENCES INC | COM | 03815U409 | 28,777 | 70,463 | SH | DFND | 1 | 0 | 70,463 | 0 | ||
| APTEVO THERAPEUTICS INC | COM | 03835L306 | 153,459 | 501,499 | SH | DFND | 1 | 0 | 501,499 | 0 | ||
| AVENUE THERAPEUTICS INC | COM | 05360L403 | 130,879 | 37,394 | SH | DFND | 1 | 0 | 37,394 | 0 | ||
| BIONDVAX PHARMACEUTICALS LTD | ADR | 09073Q303 | 49,562 | 17,828 | SH | DFND | 1 | 0 | 17,828 | 0 | ||
| BIOVIE INC | CL A | 09074F207 | 293,589 | 733,055 | SH | DFND | 1 | 0 | 733,055 | 0 | ||
| BIT DIGITAL INC | SHS | G1144A955 | 1,369,944 | 4,308 | SH | Put | DFND | 1 | 0 | 4,308 | 0 | |
| CHECKPOINT THERAPEUTICS INC | COM | 162828956 | 582,220 | 2,708 | SH | Put | DFND | 1 | 0 | 2,708 | 0 | |
| CHINA NATURAL RESOURCES INC | SHS | G2110U117 | 82,161 | 104,931 | SH | DFND | 1 | 0 | 104,931 | 0 | ||
| CINGULATE INC | *W | 17248W113 | 4,952 | 458,522 | SH | DFND | 1 | 0 | 458,522 | 0 | ||
| CORE SCIENTIFIC | COM | 21874A906 | 459,420 | 494 | SH | Call | DFND | 1 | 0 | 494 | 0 | |
| CORE SCIENTIFIC | COM | 21874A956 | 5,494,440 | 5,908 | SH | Put | DFND | 1 | 0 | 5,908 | 0 | |
| CORE SCIENTIFIC | *W | 21874A114 | 762,073 | 168,974 | SH | DFND | 1 | 0 | 168,974 | 0 | ||
| EFFECTOR THERAPEUTICS | COM | 28202V207 | 102,140 | 352,084 | SH | DFND | 1 | 0 | 352,084 | 0 | ||
| ELTEK LTD | SHS | M40184208 | 395,509 | 40,565 | SH | DFND | 1 | 0 | 40,565 | 0 | ||
| ENSYSCE BIOSCIENCES INC | COM | 293602405 | 159,220 | 314,353 | SH | DFND | 1 | 0 | 314,353 | 0 | ||
| EOS ENERGY ENTERPRISES INC | COM | 29415C951 | 64,897 | 511 | SH | Put | DFND | 1 | 0 | 511 | 0 | |
| GEVO INC | COM | 374396406 | 139,300 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | ||
| GEVO INC | COM | 374396906 | 70,096 | 1,258 | SH | Call | DFND | 1 | 0 | 1,258 | 0 | |
| GLOBUS MARITIME LIMITED | COM | Y27265956 | 17,108 | 91 | SH | Put | DFND | 1 | 0 | 91 | 0 | |
| GREENWAVE TECHNOLOGY | COM | 57630J403 | 406,165 | 229,472 | SH | DFND | 1 | 0 | 229,472 | 0 | ||
| INMED PHARMACEUTICALS INC | COM | 457637601 | 81,571 | 307,236 | SH | DFND | 1 | 0 | 307,236 | 0 | ||
| ISHARES TR | ETF | 464287655 | 304,335 | 1,500 | SH | DFND | 1 | 0 | 1,500 | 0 | ||
| ISHARES TR | ETF | 464287905 | 5,964,966 | 294 | SH | Call | DFND | 1 | 0 | 294 | 0 | |
| ISHARES TR | ETF | 464287955 | 50,945,679 | 2,511 | SH | Put | DFND | 1 | 0 | 2,511 | 0 | |
| LIPELLA PHARMACEUTICALS INC | COM | 53630L100 | 243,113 | 540,250 | SH | DFND | 1 | 0 | 540,250 | 0 | ||
| NEXIMMUNE INC | COM | 65344D208 | 137,730 | 49,904 | SH | DFND | 1 | 0 | 49,904 | 0 | ||
| NRX PHARMACEUTICALS INC | COM | 629444959 | 129,320 | 530 | SH | Put | DFND | 1 | 0 | 530 | 0 | |
| REDHILL BIOPHARMA LTD | ADS | 757468202 | 497,179 | 1,341,189 | SH | DFND | 1 | 0 | 1,341,189 | 0 | ||
| REVIVA PHARMACEUTCLS HLDGS INC | COM | 76152G100 | 303,356 | 236,997 | SH | DFND | 1 | 0 | 236,997 | 0 | ||
| SIDUS SPACE INC | CL A | 826165201 | 194,454 | 83,100 | SH | DFND | 1 | 0 | 83,100 | 0 | ||
| SMART FOR LIFE INC | COM | 83204U608 | 102,132 | 34,504 | SH | DFND | 1 | 0 | 34,504 | 0 | ||
| SONNET BIOTHERAPEUTICS HLDNG INC | COM | 83548R303 | 223,495 | 238,395 | SH | DFND | 1 | 0 | 238,395 | 0 | ||
| SPDR S&P 500 ETF TR | ETF | 78462F903 | 16,544,288 | 304 | SH | Call | DFND | 1 | 0 | 304 | 0 | |
| SPDR S&P 500 ETF TR | ETF | 78462F953 | 59,537,668 | 1,094 | SH | Put | DFND | 1 | 0 | 1,094 | 0 | |
| SUNSHINE BIOPHARMA INC | COM | 867781601 | 8,350 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | ||
| VIVANI MEDICAL INC | COM | 92854B109 | 2,678,982 | 2,126,176 | SH | DFND | 1 | 0 | 2,126,176 | 0 | ||
| WEARABLE DEVICES LTD | *W | M97838110 | 13,318 | 223,089 | SH | DFND | 1 | 0 | 223,089 | 0 | ||