0001104659-22-060915.txt : 20220516
0001104659-22-060915.hdr.sgml : 20220516
20220516083424
ACCESSION NUMBER: 0001104659-22-060915
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220516
DATE AS OF CHANGE: 20220516
EFFECTIVENESS DATE: 20220516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 22925735
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
03-31-2022
03-31-2022
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
05-16-2022
1
147
669685
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
9 METERS BIOPHARMA INC
COM
654405909
687
1573
SH
Call
DFND
1
0
1573
0
9 METERS BIOPHARMA INC
COM
654405959
50
115
SH
Put
DFND
1
0
115
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W906
868
1699
SH
Call
DFND
1
0
1699
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W956
752
1471
SH
Put
DFND
1
0
1471
0
ACUTUS MEDICAL INC
COM
005111109
1416
1018950
SH
DFND
1
0
1018950
0
ADITXT INC
COM
007025959
86
1890
SH
Put
DFND
1
0
1890
0
ADITXT INC
COM
007025109
264
577727
SH
DFND
1
0
577727
0
AGM GROUP HOLDINGS INC
COM
G0132V105
2450
1178012
SH
DFND
1
0
1178012
0
ALPINE 4 HOLDINGS INC
COM
02083E955
77
735
SH
Put
DFND
1
0
735
0
AMPLITECH GROUP INC
COM
03211Q200
411
122400
SH
DFND
1
0
122400
0
AMPLITECH GROUP INC
*W
03211Q119
438
455920
SH
DFND
1
0
455920
0
APPLIED GENETIC TECHNOLOGIES
COM
03820J900
15
140
SH
Call
DFND
1
0
140
0
APPLIED GENETIC TECHNOLOGIES
COM
03820J950
293
2737
SH
Put
DFND
1
0
2737
0
APPLIED GENETIC TECHNOLOGIES
COM
03820J100
1038
970057
SH
DFND
1
0
970057
0
ARCADIA BIOSCIENCES INC
COM
039014954
77
553
SH
Put
DFND
1
0
553
0
ASLAN PHARMACEUTICALS LIMITED
ADS
04522R101
839
932399
SH
DFND
1
0
932399
0
ATHERSYS INC
COM
04744L956
86
307
SH
Put
DFND
1
0
307
0
ATHERSYS INC
COM
04744L106
816
291444
SH
DFND
1
0
291444
0
ATOSSA THERAPEUTICS INC
COM
04962H906
120
958
SH
Call
DFND
1
0
958
0
ATOSSA THERAPEUTICS INC
COM
04962H956
1431
11448
SH
Put
DFND
1
0
11448
0
ATOSSA THERAPEUTICS INC
COM
04962H506
453
362072
SH
DFND
1
0
362072
0
BARCLAYS BANK PLC
IPTH
06747R907
10781
4195
SH
Call
DFND
1
0
4195
0
BAUDAX BIO INC
COM
07160F206
33
18900
SH
DFND
1
0
18900
0
BIOCEPT INC
COM
09072V501
71
30502
SH
DFND
1
0
30502
0
BIO-KEY INTERNATIONAL INC
COM
09060C958
253
1056
SH
Put
DFND
1
0
1056
0
BIO-KEY INTERNATIONAL INC
COM
09060C408
105
43652
SH
DFND
1
0
43652
0
BIOPHYTIS SA
ADS
09076G104
196
77819
SH
DFND
1
0
77819
0
BIOVIE INC
CL A
09074F207
2893
612914
SH
DFND
1
0
612914
0
BIT BROTHER LIMITED
CL A
G1144D109
170
500000
SH
DFND
1
0
500000
0
BIT DIGITAL INC
SHS
G1144A955
1232
3422
SH
Put
DFND
1
0
3422
0
BIT MINING LIMITED
ADR
055474950
321
1152
SH
Put
DFND
1
0
1152
0
BIT MINING LIMITED
ADR
055474100
969
347299
SH
DFND
1
0
347299
0
BONE BIOLOGICS CORP
*W
098070113
37
108476
SH
DFND
1
0
108476
0
BRIACELL THERAPEUTICS CORP
COM
10778Y952
6610
6519
SH
Put
DFND
1
0
6519
0
BRIACELL THERAPEUTICS CORP
COM
10778Y302
304
29962
SH
DFND
1
0
29962
0
CALADRIUS BIOSCIENCES INC
COM
128058203
1483
2371525
SH
DFND
1
0
2371525
0
CANAAN INC
ADS
134748102
266
49058
SH
DFND
1
0
49058
0
CANAAN INC
ADS
134748952
2400
4420
SH
Put
DFND
1
0
4420
0
CASTOR MARITIME INC
SHS
Y1146L955
152
824
SH
Put
DFND
1
0
824
0
CASTOR MARITIME INC
SHS
Y1146L125
126
68419
SH
DFND
1
0
68419
0
CATALYST BIOSCIENCES INC
COM
14888D208
871
1320000
SH
DFND
1
0
1320000
0
CBAK ENERGY TECHNOLOGY INC
COM
14986C952
319
2492
SH
Put
DFND
1
0
2492
0
CBAK ENERGY TECHNOLOGY INC
COM
14986C102
256
200025
SH
DFND
1
0
200025
0
CEA INDUSTRIES INC
COM
86887P200
334
133081
SH
DFND
1
0
133081
0
CHECK CAP LTD
SHS
M2361E203
340
875057
SH
DFND
1
0
875057
0
CINGULATE INC
*W
17248W113
156
555754
SH
DFND
1
0
555754
0
CINGULATE INC
COM
17248W105
1486
754130
SH
DFND
1
0
754130
0
COCRYSTAL PHARMA INC
COM
19188J300
3087
5612037
SH
DFND
1
0
5612037
0
CONTEXT THERAPEUTICS INC
COM
21077P108
2528
1165100
SH
DFND
1
0
1165100
0
CONTRAFECT CORP
COM
212326900
414
1135
SH
Call
DFND
1
0
1135
0
CONTRAFECT CORP
COM
212326300
343
94020
SH
DFND
1
0
94020
0
CORE SCIENTIFIC INC
COM
21873J908
1067
1296
SH
Call
DFND
1
0
1296
0
CURIS INC
COM
231269200
823
345905
SH
DFND
1
0
345905
0
CYREN LTD
COM
M26895132
290
57493
SH
DFND
1
0
57493
0
DIGITAL ALLY INC
COM
25382P958
357
3277
SH
Put
DFND
1
0
3277
0
DIGITAL ALLY INC
COM
25382P208
434
398187
SH
DFND
1
0
398187
0
DIGITAL WORLD ACQUISITION CO
CL A
25400Q905
34268
5312
SH
Call
DFND
1
0
5312
0
DIGITAL WORLD ACQUISITION CO
CL A
25400Q955
66516
10311
SH
Put
DFND
1
0
10311
0
EKSO BIONICS HOLDINGS INC
COM
282644301
1153
398800
SH
DFND
1
0
398800
0
EQONEX LTD
SHS
Y2074E959
28
125
SH
Put
DFND
1
0
125
0
EQONEX LTD
SHS
Y2074E109
76
33887
SH
DFND
1
0
33887
0
ESPERION THERAPEUTICS INC
COM
29664W905
46
100
SH
Call
DFND
1
0
100
0
ESPORTS ENTERTAINMENT GROUP
COM
29667K956
7
100
SH
Put
DFND
1
0
100
0
ESPORTS ENTERTAINMENT GROUP
*W
29667K132
270
1000000
SH
DFND
1
0
1000000
0
EVOFEM BIOSCIENCES INC
COM
30048L954
16
476
SH
Put
DFND
1
0
476
0
EXELA TECHNOLOGIES INC
COM
30162V959
38
903
SH
Put
DFND
1
0
903
0
EXELA TECHNOLOGIES INC
COM
30162V409
29
70579
SH
DFND
1
0
70579
0
FLUX POWER HOLDINGS INC
COM
344057302
208
77833
SH
DFND
1
0
77833
0
GLOBUS MARITIME LIMITED
COM
Y27265956
189
819
SH
Put
DFND
1
0
819
0
GLOBUS MARITIME LIMITED
COM
Y27265126
1650
714163
SH
DFND
1
0
714163
0
GROM SOCIAL ENTERPRISES INC
*W
39878L118
3
12737
SH
DFND
1
0
12737
0
GUARDFORCE AI CO LTD
*W
G4236L120
443
1163566
SH
DFND
1
0
1163566
0
HARBOR CUSTOM DEV INC
PFD SR A
41150T207
5
319
PRN
DFND
1
0
319
0
HARBOR CUSTOM DEV INC
*W
41150T124
730
1973494
SH
DFND
1
0
1973494
0
HEARTBEAM INC
COM
42238H108
762
413089
SH
DFND
1
0
413089
0
HEARTBEAM INC
*W
42238H116
133
360458
SH
DFND
1
0
360458
0
HUMANCO ACQUISITION CORP
*W
44487N117
64
200314
SH
DFND
1
0
200314
0
HUMANCO ACQUISITION CORP
CL A
44487N109
2403
244684
SH
DFND
1
0
244684
0
IMPERIAL PETE INC
COM
Y3894J954
604
4168
SH
Put
DFND
1
0
4168
0
IMPERIAL PETE INC
COM
Y3894J104
125
86466
SH
DFND
1
0
86466
0
INHIBIKASE THERAPEUTICS INC
COM
45719W106
147
99000
SH
DFND
1
0
99000
0
ION GEOPHYSICAL
COM
462044957
267
3059
SH
Put
DFND
1
0
3059
0
ION GEOPHYSICAL CORP
NOTE
462044AJ7
172009
3150000
PRN
DFND
1
0
3150000
0
ISHARES RUSSELL 2000
ETF
464287905
63141
3076
SH
Call
DFND
1
0
3076
0
ISHARES RUSSELL 2000
ETF
464287955
56244
2740
SH
Put
DFND
1
0
2740
0
KANDI TECHNOLGIES INC
COM
483709951
1128
3524
SH
Put
DFND
1
0
3524
0
KANDI TECHNOLGIES INC
COM
483709101
858
268052
SH
DFND
1
0
268052
0
KEMPHARM INC
COM
488445956
1836
3651
SH
Put
DFND
1
0
3651
0
KEMPHARM INC
COM
488445206
1302
258780
SH
DFND
1
0
258780
0
KIROMIC BIOPHARMA INC
COM
497634105
91
106758
SH
DFND
1
0
106758
0
LEXARIA BIOSCIENCE CORP
*W
52886N117
383
425883
SH
DFND
1
0
425883
0
MMTEC INC
COM
G6181K106
114
184633
SH
DFND
1
0
184633
0
MODULAR MEDICAL INC
COM
60785L207
133
30285
SH
DFND
1
0
30285
0
MOGO INC
COM
60800C959
145
497
SH
Put
DFND
1
0
497
0
MOGO INC
COM
60800C109
197
67651
SH
DFND
1
0
67651
0
NANOVIBRONIX INC
COM
63008J108
12
10000
SH
DFND
1
0
10000
0
NEUROBO PHARMACEUTICALS INC
COM
64132R107
337
373111
SH
DFND
1
0
373111
0
NEWAGE INC
COM
650194103
2299
3956726
SH
DFND
1
0
3956726
0
NISUN INTL ENT DVPMT GP CO LTD
COM
G6593L106
2814
2876526
SH
DFND
1
0
2876526
0
NOVAN INC
COM
66988N205
114
28838
SH
DFND
1
0
28838
0
NRX PHARMACEUTICALS INC
COM
629444950
444
1813
SH
Put
DFND
1
0
1813
0
NRX PHARMACEUTICALS INC
COM
629444100
1917
782473
SH
DFND
1
0
782473
0
NUZEE INC
COM
67073S958
42
193
SH
Put
DFND
1
0
193
0
OCEAN POWER TECHNOLOGIES INC
COM
674870956
195
1382
SH
Put
DFND
1
0
1382
0
OLB GROUP INC
COM
67086U307
498
284600
SH
DFND
1
0
284600
0
ONION GLOBAL LIMITED
ADS
68277G107
2140
1320750
SH
DFND
1
0
1320750
0
PERSHING SQUARE TONTINE HLDG
COM
71531R909
3992
2007
SH
Call
DFND
1
0
2007
0
PHARMACYTE BIOTECH INC
COM
71715X953
158
687
SH
Put
DFND
1
0
687
0
PHARMACYTE BIOTECH INC
COM
71715X203
2934
1275468
SH
DFND
1
0
1275468
0
PROGENITY INC
COM
74319F907
235
2027
SH
Call
DFND
1
0
2027
0
PROGENITY INC
COM
74319F957
599
5161
SH
Put
DFND
1
0
5161
0
PROGENITY INC
COM
74319F107
579
499357
SH
DFND
1
0
499357
0
PROSHARES TR
ETF
74347G950
2753
964
SH
Put
DFND
1
0
964
0
PULMATRIX INC
COM
74584P301
1625
237958
SH
DFND
1
0
237958
0
PURPLE BIOTECH LTD
ADS
74638P959
138
352
SH
Put
DFND
1
0
352
0
PURPLE BIOTECH LTD
ADS
74638P109
105
26672
SH
DFND
1
0
26672
0
RECON TECHNOLOGY LTD
CL A
G7415M124
1816
1681766
SH
DFND
1
0
1681766
0
REWALK ROBOTICS LIMITED
SHS
M8216Q950
493
4254
SH
Put
DFND
1
0
4254
0
REWALK ROBOTICS LIMITED
SHS
M8216Q200
1474
1271062
SH
DFND
1
0
1271062
0
SIYATA MOBILE INC
COM
83013Q509
13
10184
SH
DFND
1
0
10184
0
SMART FOR LIFE INC
COM
83204U103
369
329537
SH
DFND
1
0
329537
0
SPDR S&P 500 ETF TR
ETF
78462F903
99993
2214
SH
Call
DFND
1
0
2214
0
SPDR S&P 500 ETF TR
ETF
78464F950
50934
1642
SH
Put
DFND
1
0
1642
0
SPHERE 3D CORP
COM
84841L908
37
178
SH
Call
DFND
1
0
178
0
SPHERE 3D CORP
COM
84841L958
1340
6379
SH
Put
DFND
1
0
6379
0
SPHERE 3D CORP
COM
84841L308
909
432840
SH
DFND
1
0
432840
0
SPI ENERGY CO LTD
SHS
G8651P950
796
2774
SH
Put
DFND
1
0
2774
0
SPI ENERGY CO LTD
SHS
G8651P110
550
191624
SH
DFND
1
0
191624
0
SPLASH BEVERAGE GROUP INC
COM
84862C953
733
2581
SH
Put
DFND
1
0
2581
0
SPLASH BEVERAGE GROUP INC
COM
84862C203
348
122698
SH
DFND
1
0
122698
0
SPLASH BEVERAGE GROUP INC
*W
84862C112
317
317185
SH
DFND
1
0
317185
0
STATERA BIOPHARMA INC
COM
857561104
22
69103
SH
DFND
1
0
69103
0
SURGALIGN HOLDINGS INC
COM
86882C955
4
120
SH
Put
DFND
1
0
120
0
TANTECH HOLDINGS LTD
SHS
G8675X123
734
1541060
SH
DFND
1
0
1541060
0
THE9 LIMITED
ADS
88337K952
194
652
SH
Put
DFND
1
0
652
0
THE9 LIMITED
ADS
88337K302
237
79653
SH
DFND
1
0
79653
0
TRICIDA INC
COM
89610F901
226
4738
SH
Call
DFND
1
0
4738
0
TRICIDA INC
COM
89610F951
59
1229
SH
Put
DFND
1
0
1229
0
TWIN VEE POWERCATS CO
COM
90177C101
378
90656
SH
DFND
1
0
90656
0
US WELL SERVICES INC
CL A
91274U200
1072
974275
SH
DFND
1
0
974275
0
VINCERX PHARMA INC
COM
92731L106
1138
284572
SH
DFND
1
0
284572
0
VINCERX PHARMACEUTICALS INC
COM
92731L106
171
42664
SH
DFND
1
0
42664
0
VIRPAX PHARMACEUTICALS INC
COM
928251107
18339
1005156
SH
DFND
1
0
1005156
0
VISTAGEN THERAPEUTICS INC
COM
92840H952
389
3135
SH
Put
DFND
1
0
3135
0
WIMI HOLOGRAM CLOUD INC
ADS
97264L950
89
334
SH
Put
DFND
1
0
334
0
WIMI HOLOGRAM CLOUD INC
ADS
97264L100
89
33400
SH
DFND
1
0
33400
0
XPRESSPA GROUP INC
COM
98420U953
557
4928
SH
Put
DFND
1
0
4928
0