0001104659-21-067027.txt : 20210517
0001104659-21-067027.hdr.sgml : 20210517
20210514174411
ACCESSION NUMBER: 0001104659-21-067027
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 21926388
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
03-31-2021
03-31-2021
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
05-15-2021
1
156
513902
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
9 METERS BIOPHARMA INC
COM
654405109
661
564527
SH
DFND
1
0
564527
0
9 METERS BIOPHARMA INC
COM
654405959
3065
26197
SH
Put
DFND
1
0
26197
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W956
76
100
SH
Put
DFND
1
0
100
0
ACUTUS MEDICAL INC
COM
005111109
1772
132522
SH
DFND
1
0
132522
0
ADAMIS PHARMACEUTICALS CORP
COM
00547W958
285
3034
SH
Put
DFND
1
0
3034
0
ADITX THERAPEUTICS INC
COM
007025109
424
166363
SH
DFND
1
0
166363
0
ADITX THERAPEUTICS INC
COM
007025959
1383
5423
SH
Put
DFND
1
0
5423
0
AETERNA ZENTARIS INC
COM
007975902
53
462
SH
Call
DFND
1
0
462
0
AETERNA ZENTARIS INC
COM
007975952
227
1994
SH
Put
DFND
1
0
1994
0
AETERNA ZENTARIS INC
COM
007975402
682
598442
SH
DFND
1
0
598442
0
AGRIFY CORP
COM
00853E107
266
21342
SH
DFND
1
0
21342
0
AMARIN CORP PLC
ADR
023111956
200
322
SH
Put
DFND
1
0
322
0
AMARIN CORP PLC
ADR
023111206
1050
169136
SH
DFND
1
0
169136
0
AMARIN CORP PLC
ADR
023111906
3436
5533
SH
Call
DFND
1
0
5533
0
AMPLITECH GROUP INC
*W
03211Q119
1500
342425
SH
DFND
1
0
342425
0
APPLIED GENETIC TECHNOLOGIES
COM
03820J950
1914
3775
SH
Put
DFND
1
0
3775
0
ARCADIA BIOSCIENCES INC
COM
039014204
185
67136
SH
DFND
1
0
67136
0
ARCADIA BIOSCIENCES INC
COM
039014954
1052
3820
SH
Put
DFND
1
0
3820
0
ARK
ETF
00214Q954
1367
114
SH
Put
DFND
1
0
114
0
ASENSUS SURGICAL INC
COM
04367G903
2131
6556
SH
Call
DFND
1
0
6556
0
ASENSUS SURGICAL INC
COM
04367G953
2262
6959
SH
Put
DFND
1
0
6959
0
ASENSUS SURGICAL INC
COM
04367G103
7478
2301061
SH
DFND
1
0
2301061
0
ASLAN PHARMACEUTICALS
ADS
04522R101
2738
817165
SH
DFND
1
0
817165
0
ATOSSA THERAPEUTICS INC
COM
04962H506
511
242237
SH
DFND
1
0
242237
0
ATOSSA THERAPEUTICS INC
COM
04962H956
2674
12673
SH
Put
DFND
1
0
12673
0
AURINIA PHARMACEUTICALS
COM
05156V902
609
469
SH
Call
DFND
1
0
469
0
AURINIA PHARMACEUTICALS
COM
05156V102
1112
85625
SH
DFND
1
0
85625
0
AUTOLUS THERAPEUTICS LTD
ADS
05280R100
3010
525230
SH
DFND
1
0
525230
0
AVEO PHARMACEUTICALS INC
COM
053588307
79
10815
SH
DFND
1
0
10815
0
AVEO PHARMACEUTICALS INC
COM
053588957
454
620
SH
Put
DFND
1
0
620
0
BARCLAYS BANK PLC
ETF
06746P621
5985
525000
SH
DFND
1
0
525000
0
BARCLAYS BANK PLC
ETF
06746P901
16343
14336
SH
Call
DFND
1
0
14336
0
BIO PATH HLDGS INC
COM
09057N300
505
71920
SH
DFND
1
0
71920
0
BIOCEPT INC
COM
09072V501
313
61464
SH
DFND
1
0
61464
0
BIOCEPT INC
COM
09072V951
528
1037
SH
Put
DFND
1
0
1037
0
BIOGEN INC
COM
09062X953
2798
100
SH
Put
DFND
1
0
100
0
BIOGEN INC
COM
09062X903
42466
1518
SH
Call
DFND
1
0
1518
0
BIO-KEY INTL INC
COM
09060C408
117
33487
SH
DFND
1
0
33487
0
BIO-KEY INTL INC
COM
09060C958
547
1566
SH
Put
DFND
1
0
1566
0
BIOPHYTIS SA
ADS
09076G104
1182
92345
SH
DFND
1
0
92345
0
BRAINSTORM CELL
COM
10501E201
523
136610
SH
DFND
1
0
136610
0
BRAINSTORM CELL
COM
10501E951
1694
4424
SH
Put
DFND
1
0
4424
0
BRIACELL THERAPEUTICS
COM
10778Y302
618
160182
SH
DFND
1
0
160182
0
BUTTERFLY NETWORK INC
COM
124155102
556
33047
SH
DFND
1
0
33047
0
BUTTERFLY NETWORK INC
COM
124155902
668
397
SH
Call
DFND
1
0
397
0
CALADRIUS BIOSCIENCES INC
COM
128058203
936
484970
SH
DFND
1
0
484970
0
CALADRIUS BIOSCIENCES INC
COM
128058953
2307
11954
SH
Put
DFND
1
0
11954
0
CARDIFF ONCOLOGY INC
COM
14147L958
156
169
SH
Put
DFND
1
0
169
0
CARDIFF ONCOLOGY INC
COM
14147L908
255
275
SH
Call
DFND
1
0
275
0
CBAK ENERGY TECHNOLOGY
COM
14986C952
5932
11632
SH
Put
DFND
1
0
11632
0
CELLECTAR BIOSCIENCES INC
COM
15117F500
626
389061
SH
DFND
1
0
389061
0
CEL-SCI CORP
COM
150837957
2202
1448
SH
Put
DFND
1
0
1448
0
CEL-SCI CORP
COM
150837907
2677
1760
SH
Call
DFND
1
0
1760
0
CHINA JO JO DRUGSTORES INC
COM
16949A206
28
25000
SH
DFND
1
0
25000
0
CITIUS PHARMACEUTICALS INC
COM
17322U207
559
314000
SH
DFND
1
0
314000
0
CLEVELAND BIOLABS INC
COM
185860202
2514
478941
SH
DFND
1
0
478941
0
COLLPLANT BIOTECHNOLOGIES LTD
ADS
19516R107
229
17045
SH
DFND
1
0
17045
0
CONTRAFECT CORP
COM
212326300
798
166175
SH
DFND
1
0
166175
0
CURIS INC
COM
231269900
912
985
SH
Call
DFND
1
0
985
0
DAXOR CORP
COM
239467103
1437
118736
SH
DFND
1
0
118736
0
DIGINEX LTD
SHS
Y2074E959
649
592
SH
Put
DFND
1
0
592
0
DIGITAL ALLY INC
COM
25382P908
50
309
SH
Call
DFND
1
0
309
0
DIGITAL ALLY INC
COM
25382P208
1129
692350
SH
DFND
1
0
692350
0
DIGITAL ALLY INC
COM
25382P958
1666
10220
SH
Put
DFND
1
0
10220
0
EKSO BIONICS HLDGS INC
COM
282644301
2612
423360
SH
DFND
1
0
423360
0
EXELA TECHNOLOGIES
COM
30162V409
1635
750000
SH
DFND
1
0
750000
0
HEPION PHARMACEUTICALS INC
COM
426897954
254
1382
SH
Put
DFND
1
0
1382
0
HEPION PHARMACEUTICALS INC
COM
426897104
564
306338
SH
DFND
1
0
306338
0
HUMANCO ACQUISITION CORP
*W
44487N117
183
141136
SH
DFND
1
0
141136
0
HUMANCO ACQUISITION CORP
UNIT
44487N208
717
67974
SH
DFND
1
0
67974
0
HUMANCO ACQUISITION CORP
COM
44487N109
3345
336211
SH
DFND
1
0
336211
0
INFINITY PHARMACEUTICALS INC
COM
45665G903
219
679
SH
Call
DFND
1
0
679
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
1712
530000
SH
DFND
1
0
530000
0
INTEC PHARMA LTD
SHS
M53644148
164
37501
SH
DFND
1
0
37501
0
IONIS PHARMACEUTICALS
COM
462222900
1924
428
SH
Call
DFND
1
0
428
0
IONIS PHARMACEUTICALS
COM
462222100
2459
54688
SH
DFND
1
0
54688
0
IONIS PHARMACEUTICALS
COM
462222950
3732
830
SH
Put
DFND
1
0
830
0
ISHARES RUSSELL 2000
ETF
464287655
524
2372
SH
DFND
1
0
2372
0
ISHARES RUSSELL 2000
ETF
464287955
46486
2104
SH
Put
DFND
1
0
2104
0
IT TECH PACKAGING INC
COM
46527C950
177
2684
SH
Put
DFND
1
0
2684
0
KANDI TECHNOLOGIES GROUP INC
COM
483709951
6711
10737
SH
Put
DFND
1
0
10737
0
KEMPHARM INC
COM
488445906
3858
4193
SH
Call
DFND
1
0
4193
0
KEMPHARM INC
COM
488445956
4621
5023
SH
Put
DFND
1
0
5023
0
LEXARIA BIOSCIENCE CORP
*W
52886N117
695
291000
SH
DFND
1
0
291000
0
LIXTE BIOTECHNOLOGY HLDGS INC
COM
539319202
262
79735
SH
DFND
1
0
79735
0
LIXTE BIOTECHNOLOGY HLDGS INC
*W
539319111
128
157374
SH
DFND
1
0
157374
0
MACROGENICS INC
COM
556099959
580
182
SH
Put
DFND
1
0
182
0
MACROGENICS INC
COM
556099909
917
288
SH
Call
DFND
1
0
288
0
MEATECH 3D LTD
ADS
583435102
501
53695
SH
DFND
1
0
53695
0
MIRATI THERAPEUTICS INC
COM
60468T105
1456
8500
SH
DFND
1
0
8500
0
MIRATI THERAPEUTICS INC
COM
60468T905
2484
145
SH
Call
DFND
1
0
145
0
MMTEC INC
SHS
G6181K106
3458
1350870
SH
DFND
1
0
1350870
0
MOGO INC
COM
60800C109
2260
265828
SH
DFND
1
0
265828
0
MOGO INC
COM
60800C959
5357
6302
SH
Put
DFND
1
0
6302
0
NABRIVA THERAPEUTICS PLC
SHS
G63637953
77
463
SH
Put
DFND
1
0
463
0
NABRIVA THERAPEUTICS PLC
SHS
G63637113
272
164007
SH
DFND
1
0
164007
0
NEMAURA MEDICAL INC
COM
640442958
383
501
SH
Put
DFND
1
0
501
0
NEWAGE INC
COM
650194103
6763
2364694
SH
DFND
1
0
2364694
0
NUZEE INC
COM
67073S208
3368
965139
SH
DFND
1
0
965139
0
OCEAN POWER TECHNOLOGIES INC
COM
674870956
1375
4153
SH
Put
DFND
1
0
4153
0
OCULAR THERAPEUTIX INC
COM
67576A100
152
9250
SH
DFND
1
0
9250
0
OCULAR THERAPEUTIX INC
COM
67576A900
1585
966
SH
Call
DFND
1
0
966
0
OCULAR THERAPEUTIX INC
COM
67576A950
2018
1230
SH
Put
DFND
1
0
1230
0
ODONATE THERAPEUTICS INC
COM
676079106
2171
634728
SH
DFND
1
0
634728
0
ORAMED PHARMACEUTICALS INC
COM
68403P953
1713
1686
SH
Put
DFND
1
0
1686
0
PAINREFORM LTD
SHS
M77798102
1459
330000
SH
DFND
1
0
330000
0
PENN NATIONAL GAMING INC
COM
707569109
4235
40399
SH
DFND
1
0
40399
0
PENN NATIONAL GAMING INC
COM
707569959
7664
731
SH
Put
DFND
1
0
731
0
PHASEBIO PHARMACEUTICALS INC
COM
717224109
52
15000
SH
DFND
1
0
15000
0
PHIO PHARMACEUTICALS INC
COM
71880W303
62
23007
SH
DFND
1
0
23007
0
PHIO PHARMACEUTICALS INC
COM
71880W953
427
1591
SH
Put
DFND
1
0
1591
0
PLURISTEM THERAPEUTICS INC
COM
72940R300
242
50822
SH
DFND
1
0
50822
0
PLURISTEM THERAPEUTICS INC
COM
72940R950
830
1739
SH
Put
DFND
1
0
1739
0
POLARITYTE INC
COM
731094958
150
1355
SH
Put
DFND
1
0
1355
0
POLARITYTE INC
COM
731094108
234
210562
SH
DFND
1
0
210562
0
PURPLE BIOTECH LTD
ADS
74638P109
78
18847
SH
DFND
1
0
18847
0
PURPLE BIOTECH LTD
ADS
74638P959
805
1948
SH
Put
DFND
1
0
1948
0
REDHILL BIOPHARMA LTD
ADS
757468103
4621
631287
SH
DFND
1
0
631287
0
REVIVA PHARMACEURICALS HLDGS INC
COM
76152G100
2402
418437
SH
DFND
1
0
418437
0
REVIVA PHARMACEURICALS HLDGS INC
*W
76152G118
161
350000
SH
DFND
1
0
350000
0
REWALK ROBOTICS LTD
SHS
M8216Q950
835
3449
SH
Put
DFND
1
0
3449
0
REWALK ROBOTICS LTD
SHS
M8216Q200
3126
1291893
SH
DFND
1
0
1291893
0
RIOT BLOCKCHAIN INC
COM
767292105
959
18000
SH
DFND
1
0
18000
0
RIOT BLOCKCHAIN INC
COM
767292955
4794
900
SH
Put
DFND
1
0
900
0
SAGE THERAPEUTICS INC
COM
78667J958
1243
166
SH
Put
DFND
1
0
166
0
SALARIUS PHARMACEUTICALS INC
COM
79400X107
395
266955
SH
DFND
1
0
266955
0
SEANERGY MARITIME HLDGS CORP
SHS
Y73760194
2114
1994783
SH
DFND
1
0
1994783
0
SECOND SIGHT MEDICAL PRODS INC
COM
81362J209
7608
922193
SH
DFND
1
0
922193
0
SORRENTO THERAPEUTICS INC
COM
83587F202
8807
1064933
SH
DFND
1
0
1064933
0
SORRENTO THERAPEUTICS INC
COM
83587F952
15139
18306
SH
Put
DFND
1
0
18306
0
SPDR GOLD TRUST
SHS
78463V907
15452
966
SH
Call
DFND
1
0
966
0
SPDR S&P 500 ETF TR
ETF
78462F953
33054
834
SH
Put
DFND
1
0
834
0
SPDR SERIES TRUST
ETF
78464A870
1185
8735
SH
DFND
1
0
8735
0
SPDR SERIES TRUST
ETF
78464A950
33221
2449
SH
Put
DFND
1
0
2449
0
SPI ENERGY CO LTD
SHS
G8651P110
989
131898
SH
DFND
1
0
131898
0
SPI ENERGY CO LTD
SHS
G8651P950
70355
5568
SH
Put
DFND
1
0
5568
0
STEALTH BIOTHERAPEUTICS CORP
ADS
85789A105
473
301575
SH
DFND
1
0
301575
0
TANZANIAN GOLD CORP
COM
87601A957
89
1515
SH
Put
DFND
1
0
1515
0
THE9 LTD
ADS
88337K302
259
8293
SH
DFND
1
0
8293
0
THE9 LTD
ADS
88337K952
487
156
SH
Put
DFND
1
0
156
0
THE9 LTD
ADS
88337K902
524
168
SH
Call
DFND
1
0
168
0
THERAPEUTICSMD INC
COM
88338N107
1072
800000
SH
DFND
1
0
800000
0
TITAN PHARMACEUTICALS INC
COM
888314956
376
1263
SH
Put
DFND
1
0
1263
0
TRICIDA INC
COM
89610F101
1877
354755
SH
DFND
1
0
354755
0
TRILLIUM THERAPEUTICS INC
COM
89620X956
625
582
SH
Put
DFND
1
0
582
0
TRILLIUM THERAPEUTICS INC
COM
89620X906
694
646
SH
Call
DFND
1
0
646
0
TRILLIUM THERAPEUTICS INC
COM
89620X506
2143
199569
SH
DFND
1
0
199569
0
UCOMMUNE INTL LTD
COM
G9449A100
386
128564
SH
DFND
1
0
128564
0
VASCULAR BIOGENICS LTD
COM
M96883959
165
825
SH
Put
DFND
1
0
825
0
VAXCYTE INC
COM
92243G108
3535
178992
SH
DFND
1
0
178992
0
VINCERX PHARMA INC
COM
92731L106
1601
82948
SH
DFND
1
0
82948
0
VIRPAX PHARMACEUTICALS INC
COM
928251107
942
200000
SH
DFND
1
0
200000
0
VIRTRA INC
COM
92827K301
3451
561088
SH
DFND
1
0
561088
0
WIMI HOLOGRAM CLOUD INC
ADS
97264L950
1213
1838
SH
Put
DFND
1
0
1838
0
WIMI HOLOGRAM CLOUD INC
ADS
97264L100
6473
980786
SH
DFND
1
0
980786
0
XPRESSPA GROUP INC
COM
98420U953
2386
12967
SH
Put
DFND
1
0
12967
0