0001104659-21-067027.txt : 20210517 0001104659-21-067027.hdr.sgml : 20210517 20210514174411 ACCESSION NUMBER: 0001104659-21-067027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC CENTRAL INDEX KEY: 0001535610 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15245 FILM NUMBER: 21926388 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 646-307-4527 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535610 XXXXXXXX 03-31-2021 03-31-2021 false SABBY MANAGEMENT, LLC

10 Mountainview Road Suite 205 Upper Saddle River NJ 07458

13F HOLDINGS REPORT 028-15245 N Robert Grundstein 646-307-4500 /s/ Robert Grundstein Upper Saddle River NJ 05-15-2021 1 156 513902 01 0001433766 028-13502 Mintz Hal INFORMATION TABLE 2 infotable.xml 9 METERS BIOPHARMA INC COM 654405109 661 564527 SH DFND 1 0 564527 0 9 METERS BIOPHARMA INC COM 654405959 3065 26197 SH Put DFND 1 0 26197 0 ACTINIUM PHARMACEUTICALS INC COM 00507W956 76 100 SH Put DFND 1 0 100 0 ACUTUS MEDICAL INC COM 005111109 1772 132522 SH DFND 1 0 132522 0 ADAMIS PHARMACEUTICALS CORP COM 00547W958 285 3034 SH Put DFND 1 0 3034 0 ADITX THERAPEUTICS INC COM 007025109 424 166363 SH DFND 1 0 166363 0 ADITX THERAPEUTICS INC COM 007025959 1383 5423 SH Put DFND 1 0 5423 0 AETERNA ZENTARIS INC COM 007975902 53 462 SH Call DFND 1 0 462 0 AETERNA ZENTARIS INC COM 007975952 227 1994 SH Put DFND 1 0 1994 0 AETERNA ZENTARIS INC COM 007975402 682 598442 SH DFND 1 0 598442 0 AGRIFY CORP COM 00853E107 266 21342 SH DFND 1 0 21342 0 AMARIN CORP PLC ADR 023111956 200 322 SH Put DFND 1 0 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CONTRAFECT CORP COM 212326300 798 166175 SH DFND 1 0 166175 0 CURIS INC COM 231269900 912 985 SH Call DFND 1 0 985 0 DAXOR CORP COM 239467103 1437 118736 SH DFND 1 0 118736 0 DIGINEX LTD SHS Y2074E959 649 592 SH Put DFND 1 0 592 0 DIGITAL ALLY INC COM 25382P908 50 309 SH Call DFND 1 0 309 0 DIGITAL ALLY INC COM 25382P208 1129 692350 SH DFND 1 0 692350 0 DIGITAL ALLY INC COM 25382P958 1666 10220 SH Put DFND 1 0 10220 0 EKSO BIONICS HLDGS INC COM 282644301 2612 423360 SH DFND 1 0 423360 0 EXELA TECHNOLOGIES COM 30162V409 1635 750000 SH DFND 1 0 750000 0 HEPION PHARMACEUTICALS INC COM 426897954 254 1382 SH Put DFND 1 0 1382 0 HEPION PHARMACEUTICALS INC COM 426897104 564 306338 SH DFND 1 0 306338 0 HUMANCO ACQUISITION CORP *W 44487N117 183 141136 SH DFND 1 0 141136 0 HUMANCO ACQUISITION CORP UNIT 44487N208 717 67974 SH DFND 1 0 67974 0 HUMANCO ACQUISITION CORP COM 44487N109 3345 336211 SH DFND 1 0 336211 0 INFINITY PHARMACEUTICALS INC COM 45665G903 219 679 SH Call DFND 1 0 679 0 INFINITY 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2018 1230 SH Put DFND 1 0 1230 0 ODONATE THERAPEUTICS INC COM 676079106 2171 634728 SH DFND 1 0 634728 0 ORAMED PHARMACEUTICALS INC COM 68403P953 1713 1686 SH Put DFND 1 0 1686 0 PAINREFORM LTD SHS M77798102 1459 330000 SH DFND 1 0 330000 0 PENN NATIONAL GAMING INC COM 707569109 4235 40399 SH DFND 1 0 40399 0 PENN NATIONAL GAMING INC COM 707569959 7664 731 SH Put DFND 1 0 731 0 PHASEBIO PHARMACEUTICALS INC COM 717224109 52 15000 SH DFND 1 0 15000 0 PHIO PHARMACEUTICALS INC COM 71880W303 62 23007 SH DFND 1 0 23007 0 PHIO PHARMACEUTICALS INC COM 71880W953 427 1591 SH Put DFND 1 0 1591 0 PLURISTEM THERAPEUTICS INC COM 72940R300 242 50822 SH DFND 1 0 50822 0 PLURISTEM THERAPEUTICS INC COM 72940R950 830 1739 SH Put DFND 1 0 1739 0 POLARITYTE INC COM 731094958 150 1355 SH Put DFND 1 0 1355 0 POLARITYTE INC COM 731094108 234 210562 SH DFND 1 0 210562 0 PURPLE BIOTECH LTD ADS 74638P109 78 18847 SH DFND 1 0 18847 0 PURPLE BIOTECH LTD ADS 74638P959 805 1948 SH Put DFND 1 0 1948 0 REDHILL BIOPHARMA LTD ADS 757468103 4621 631287 SH DFND 1 0 631287 0 REVIVA PHARMACEURICALS HLDGS INC COM 76152G100 2402 418437 SH DFND 1 0 418437 0 REVIVA PHARMACEURICALS HLDGS INC *W 76152G118 161 350000 SH DFND 1 0 350000 0 REWALK ROBOTICS LTD SHS M8216Q950 835 3449 SH Put DFND 1 0 3449 0 REWALK ROBOTICS LTD SHS M8216Q200 3126 1291893 SH DFND 1 0 1291893 0 RIOT BLOCKCHAIN INC COM 767292105 959 18000 SH DFND 1 0 18000 0 RIOT BLOCKCHAIN INC COM 767292955 4794 900 SH Put DFND 1 0 900 0 SAGE THERAPEUTICS INC COM 78667J958 1243 166 SH Put DFND 1 0 166 0 SALARIUS PHARMACEUTICALS INC COM 79400X107 395 266955 SH DFND 1 0 266955 0 SEANERGY MARITIME HLDGS CORP SHS Y73760194 2114 1994783 SH DFND 1 0 1994783 0 SECOND SIGHT MEDICAL PRODS INC COM 81362J209 7608 922193 SH DFND 1 0 922193 0 SORRENTO THERAPEUTICS INC COM 83587F202 8807 1064933 SH DFND 1 0 1064933 0 SORRENTO THERAPEUTICS INC COM 83587F952 15139 18306 SH Put DFND 1 0 18306 0 SPDR GOLD TRUST SHS 78463V907 15452 966 SH Call DFND 1 0 966 0 SPDR 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