0001535538-21-000047.txt : 20210830 0001535538-21-000047.hdr.sgml : 20210830 20210830164524 ACCESSION NUMBER: 0001535538-21-000047 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 EFFECTIVENESS DATE: 20210830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Franklin Alternative Strategies Funds CENTRAL INDEX KEY: 0001535538 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22641 FILM NUMBER: 211224089 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403-1906 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403-1906 0001535538 S000042023 Franklin K2 Alternative Strategies Fund C000130561 Class A FAAAX C000130562 Class C FASCX C000130563 Class R FSKKX C000130564 Class R6 FASRX C000130565 Advisor Class FABZX 0001535538 S000049976 Franklin K2 Long Short Credit Fund C000157807 Advisor Class FKLZX C000157808 Class A FKLSX C000157809 Class C FKLCX C000157810 Class R FKLRX C000157811 Class R6 FKLQX N-PX 1 fasfn-px0621.htm FASF PE 06-30-2021 fasfn-px0621.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22641

 

Franklin Alternative Strategies Funds

(Exact name of registrant as specified in charter)

 

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (650) 312-2000

 

Date of fiscal year end:      5/31       

 

Date of reporting period:  6/30/21_

 

Item 1. Proxy Voting Records.

 

Franklin K2 Alternative Strategies Fund-Master

 

10X GENOMICS, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  TXG
Security ID:  88025U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Bryan E. Roberts

Management

For

For

2

Elect Kimberly J. Popovits

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

 

 

58.COM (WUBA)
Meeting Date:  SEP 07, 2020
Record Date:  AUG 10, 2020
Meeting Type:  SPECIAL

Ticker:  WUBA
Security ID:  31680Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

S1.

IT IS RESOLVED, as a Special Resolution, THAT: the execution, delivery and performance of the agreement and plan of merger, dated as of June 15, 2020 (the "Merger Agreement"), among Quantum Bloom Group Ltd, an exempted company with limited liability incor

Management

For

For

S2.

IT IS RESOLVED, as a Special Resolution, THAT: each of directors and officers of the Company be and are hereby authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the consummation of the Transactions, inclu

Management

For

For

O3.

IT IS RESOLVED, as an Ordinary Resolution, THAT: the extraordinary general meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the extraordinary general

Management

For

For
 

 

 

ABBOTT LABORATORIES
Meeting Date:  APR 23, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Robert J. Alpern

Management

For

For

1.2

Elect Roxanne S. Austin

Management

For

For

1.3

Elect Sally E. Blount

Management

For

For

1.4

Elect Robert B. Ford

Management

For

For

1.5

Elect Michelle A. Kumbier

Management

For

For

1.6

Elect Darren W. McDew

Management

For

For

1.7

Elect Nancy McKinstry

Management

For

For

1.8

Elect William A. Osborn

Management

For

For

1.9

Elect Michael F. Roman

Management

For

For

1.10

Elect Daniel J. Starks

Management

For

For

1.11

Elect John G. Stratton

Management

For

For

1.12

Elect Glenn F. Tilton

Management

For

For

1.13

Elect Miles D. White

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Elimination of Supermajority Requirement for Article Amendments

Management

For

For

5

Elimination of Supermajority Requirement for Approval of Certain Extraordinary Transactions

Management

For

For

6

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

Against

7

Shareholder Proposal Regarding Company Plan to Promote Racial Justice

Shareholder

Against

Against

8

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

For
 

 

 

ABBOTT LABORATORIES
Meeting Date:  APR 23, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Roxanne S. Austin

Management

For

For

1.3

Elect Director Sally E. Blount

Management

For

For

1.4

Elect Director Robert B. Ford

Management

For

For

1.5

Elect Director Michelle A. Kumbier

Management

For

For

1.6

Elect Director Darren W. McDew

Management

For

For

1.7

Elect Director Nancy McKinstry

Management

For

For

1.8

Elect Director William A. Osborn

Management

For

For

1.9

Elect Director Michael F. Roman

Management

For

For

1.10

Elect Director Daniel J. Starks

Management

For

For

1.11

Elect Director John G. Stratton

Management

For

For

1.12

Elect Director Glenn F. Tilton

Management

For

For

1.13

Elect Director Miles D. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4a

Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes

Management

For

For

4b

Adopt Majority Voting Standard for Certain Extraordinary Transactions

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Racial Justice

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

For
 

 

 

ACACIA COMMUNICATIONS, INC.
Meeting Date:  MAR 01, 2021
Record Date:  FEB 05, 2021
Meeting Type:  SPECIAL

Ticker:  ACIA
Security ID:  00401C108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Amended and Restated Agreement and Plan of Merger, dated as of January 14, 2021, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. (the "Amended and Restated A

Management

For

For

2.

To approve, on a nonbinding advisory basis, the compensation that may be payable to Acacia Communications, Inc.'s named executive officers in connection with the merger.

Management

For

For

3.

To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Amended and Restated Agreement and Plan o

Management

For

For

 

 

ACCENTURE PLC
Meeting Date:  FEB 03, 2021
Record Date:  DEC 07, 2020
Meeting Type:  ANNUAL

Ticker:  ACN
Security ID:  G1151C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jaime Ardila

Management

For

For

1b

Elect Director Herbert Hainer

Management

For

For

1c

Elect Director Nancy McKinstry

Management

For

For

1d

Elect Director Beth E. Mooney

Management

For

For

1e

Elect Director Gilles C. Pelisson

Management

For

For

1f

Elect Director Paula A. Price

Management

For

For

1g

Elect Director Venkata (Murthy) Renduchintala

Management

For

For

1h

Elect Director David Rowland

Management

For

For

1i

Elect Director Arun Sarin

Management

For

For

1j

Elect Director Julie Sweet

Management

For

For

1k

Elect Director Frank K. Tang

Management

For

For

1l

Elect Director Tracey T. Travis

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Renew the Board's Authority to Issue Shares Under Irish Law

Management

For

For

5

Authorize Board to Opt-Out of Statutory Pre-Emption Rights

Management

For

For

6

Determine Price Range for Reissuance of Treasury Shares

Management

For

For
 

 

 

ACCTON TECHNOLOGY CORP.
Meeting Date:  JUN 17, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  2345
Security ID:  Y0002S109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

3

Election of Representative of Kuan Xin Investment Corp.

Management

For

Abstain

4

Elect HUANG Kuo-Hsiu

Management

For

For

5

Elect DU Heng-Yi

Management

For

For

6

Elect HUANG Shu-Chieh

Management

For

For

7

Elect LEE Fa-Yauh

Management

For

For

8

Elect KUO Ming-Jian

Management

For

For

9

Elect Eizo Kobayahi

Management

For

For

10

Elect Ankur Singla

Management

For

For

11

Elect Avigdor Willenz

Management

For

For

12

Relapse of Non-compete Restrictions

Management

For

For
 

 

 

ACTIVISION BLIZZARD, INC.
Meeting Date:  JUN 21, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ATVI
Security ID:  00507V109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Reveta Bowers

Management

For

Against

1b

Elect Director Robert Corti

Management

For

For

1c

Elect Director Hendrik Hartong, III

Management

For

For

1d

Elect Director Brian Kelly

Management

For

For

1e

Elect Director Robert Kotick

Management

For

For

1f

Elect Director Barry Meyer

Management

For

For

1g

Elect Director Robert Morgado

Management

For

Against

1h

Elect Director Peter Nolan

Management

For

For

1i

Elect Director Dawn Ostroff

Management

For

Against

1j

Elect Director Casey Wasserman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ADAPTIVE BIOTECHNOLOGIES CORPORATION
Meeting Date:  JUN 11, 2021
Record Date:  APR 14, 2021
Meeting Type:  ANNUAL

Ticker:  ADPT
Security ID:  00650F109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michelle Griffin

Management

For

Withhold

1.2

Elect Director Peter Neupert

Management

For

Withhold

1.3

Elect Director Leslie Trigg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

 

ADIDAS AG
Meeting Date:  AUG 11, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

7

RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 828,030,120.54 SHALL BE APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE CARRIED FORWARD

Management

FOR

FOR

 

 

ADIDAS AG
Meeting Date:  AUG 12, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

8

RATIFICATION OF THE ACTS OF THE BOARD OF MDS

Management

FOR

FOR

 

 

ADIDAS AG
Meeting Date:  AUG 13, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

9

RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD

Management

FOR

FOR

 

 

ADIDAS AG
Meeting Date:  AUG 14, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

10

RESOLUTION ON AN AMENDMENT TO SECTION 20 OF THE ARTICLES OF ASSOCIATION: SECTION 20 A NEW PARAGRAPH 4 SHALL BE ADDED TO ALLOW ELECTRONIC PARTICIPATION IN THE SHAREHOLDERS' MEETING

Management

FOR

FOR
 

 

 

ADIDAS AG
Meeting Date:  AUG 15, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

11

ELECTION OF CHRISTIAN KLEIN TO THE SUPERVISORY BOARD

Management

FOR

FOR

 

 

ADIDAS AG
Meeting Date:  AUG 16, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

12

APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, BERLINKFURT TIME ON AUGUST 3, 2020

Management

FOR

FOR

 

 

ADIDAS AG
Meeting Date:  AUG 17, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY

Management

NON-VOTING

NON-VOTING
 

 

 

ADIDAS AG
Meeting Date:  AUG 18, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED

Management

NON-VOTING

NON-VOTING

 

 

ADIDAS AG
Meeting Date:  AUG 19, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

3

THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES

Management

NON-VOTING

NON-VOTING

 

 

ADIDAS AG
Meeting Date:  AUG 20, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

4

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN

Management

NON-VOTING

NON-VOTING
 

 

 

ADIDAS AG
Meeting Date:  AUG 21, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

5

FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTL

Management

NON-VOTING

NON-VOTING

 

 

ADIDAS AG
Meeting Date:  AUG 22, 2020
Record Date:  AUG 04, 2020
Meeting Type:  ANNUAL

Ticker:  ADS GY
Security ID:  DE000A1EWWW0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

6

PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS: PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS

Management

NON-VOTING

NON-VOTING
 

 

 

ADOBE INC.
Meeting Date:  APR 20, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  ADBE
Security ID:  00724F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Amy L. Banse

Management

For

For

2

Elect Melanie Boulden

Management

For

For

3

Elect Frank A. Calderoni

Management

For

For

4

Elect James E. Daley

Management

For

For

5

Elect Laura Desmond

Management

For

For

6

Elect Shantanu Narayen

Management

For

For

7

Elect Kathleen Oberg

Management

For

For

8

Elect Dheeraj Pandey

Management

For

For

9

Elect David A. Ricks

Management

For

For

10

Elect Daniel Rosensweig

Management

For

For

11

Elect John E. Warnock

Management

For

For

12

Amendment to the 2019 Equity Incentive Plan

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

Against

 

 

ADVANCED DISPOSAL SERVICES INC.
Meeting Date:  AUG 25, 2020
Record Date:  JUL 23, 2020
Meeting Type:  SPECIAL

Ticker:  ADSW
Security ID:  00790X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of April 14, 2019, as amended by Amendment No. 1 thereto, dated as of June 24, 2020, as may be further amended from time to time (the amended merger agreement), by and among Advanced Disposal Services, I

Management

For

For

2.

To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Advanced Disposal's named executive officers in connection with the merger and contemplated by the amended merger agreement.

Management

For

For

3.

To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the amended merger agreement.

Management

For

For
 

 

 

ADVANCED EMISSIONS SOLUTIONS, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ADES
Security ID:  00770C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Carol Eicher

Management

For

For

1.2

Elect Director Gilbert Li

Management

For

For

1.3

Elect Director J. Taylor Simonton

Management

For

For

1.4

Elect Director L. Spencer Wells

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Moss Adams LLP as Auditors

Management

For

For

4

Approve Tax Asset Protection Plan

Management

For

For

 

 

ADVANCED MICRO DEVICES, INC.
Meeting Date:  APR 07, 2021
Record Date:  FEB 10, 2021
Meeting Type:  SPECIAL

Ticker:  AMD
Security ID:  007903107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Xilinx Transaction

Management

For

For

2

Right to Adjourn Meeting

Management

For

For

 

 

ADVANCED MICRO DEVICES, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  AMD
Security ID:  007903107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect John E. Caldwell

Management

For

Against

2

Elect Nora M. Denzel

Management

For

For

3

Elect D. Mark Durcan

Management

For

For

4

Elect Michael P. Gregoire

Management

For

For

5

Elect Joseph A. Householder

Management

For

For

6

Elect John W. Marren

Management

For

For

7

Elect Lisa T. Su

Management

For

For

8

Elect Abhijit Y. Talwalkar

Management

For

For

9

Ratification of Auditor

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

AEROJET ROCKETDYNE HOLDINGS, INC.
Meeting Date:  MAR 09, 2021
Record Date:  FEB 04, 2021
Meeting Type:  SPECIAL

Ticker:  AJRD
Security ID:  007800105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Adoption of the Merger Agreement and the transactions contemplated thereby.

Management

For

Do Not Vote

2.

Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting.

Management

For

Do Not Vote

3.

Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger.

Management

For

Do Not Vote

 

 

AEROJET ROCKETDYNE HOLDINGS, INC.
Meeting Date:  MAR 09, 2021
Record Date:  FEB 04, 2021
Meeting Type:  SPECIAL

Ticker:  AJRD
Security ID:  007800105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Adjourn Meeting

Management

For

For

3

Advisory Vote on Golden Parachutes

Management

For

Against
 

 

 

AEROJET ROCKETDYNE HOLDINGS, INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  AJRD
Security ID:  007800105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

DIRECTOR-Gen Kevin P. Chilton

Management

For

For

1.2

DIRECTOR-Thomas A. Corcoran

Management

For

For

1.3

DIRECTOR-Eileen P. Drake

Management

For

For

1.4

DIRECTOR-James R. Henderson

Management

For

For

1.5

DIRECTOR-Warren G. Lichtenstein

Management

For

For

1.6

DIRECTOR-Gen Lance W. Lord

Management

For

For

1.7

DIRECTOR-Audrey A. McNiff

Management

For

For

1.8

DIRECTOR-Martin Turchin

Management

For

For

2.

Advisory vote to approve Aerojet Rocketdyne's executive compensation.

Management

For

For

3.

Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021.

Management

For

For

 

 

AIRBNB, INC.
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  ABNB
Security ID:  009066101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Angela Ahrendts

Management

For

Withhold

1.2

Elect Director Brian Chesky

Management

For

Withhold

1.3

Elect Director Kenneth Chenault

Management

For

Withhold

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  SEP 30, 2020
Record Date:  AUG 17, 2020
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amendment to By-Laws to Allow for Virtual Meetings

Management

For

For

2

Elect Maggie Wei WU

Management

For

For

3

Elect Kabir MISRA

Management

For

For

4

Elect Walter Teh Ming KWAUK

Management

For

For

5

Appointment of Auditor

Management

For

For

 

 

ALIGN TECHNOLOGY, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL

Ticker:  ALGN
Security ID:  016255101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Kevin J. Dallas

Management

For

For

2

Elect Joseph M. Hogan

Management

For

For

3

Elect Joseph Lacob

Management

For

For

4

Elect C. Raymond Larkin, Jr.

Management

For

For

5

Elect George J. Morrow

Management

For

For

6

Elect Anne M. Myong

Management

For

For

7

Elect Andrea L. Saia

Management

For

For

8

Elect Greg J. Santora

Management

For

For

9

Elect Susan E. Siegel

Management

For

For

10

Elect Warren S. Thaler

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Exclusive Forum Provision

Management

For

Against

13

Amendment to the 2010 Employee Stock Purchase Plan

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

 

 

 

ALLAKOS INC.
Meeting Date:  MAY 25, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  ALLK
Security ID:  01671P100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Daniel Janney

Management

For

For

1.2

Elect Robert E. Andreatta

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against

 

 

ALPHABET INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL

Ticker:  GOOGL
Security ID:  02079K305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Larry Page

Management

For

For

2

Elect Sergey Brin

Management

For

For

3

Elect Sundar Pichai

Management

For

For

4

Elect John L. Hennessy

Management

For

For

5

Elect Frances H. Arnold

Management

For

For

6

Elect L. John Doerr

Management

For

For

7

Elect Roger W. Ferguson, Jr.

Management

For

For

8

Elect Ann Mather

Management

For

Against

9

Elect Alan R. Mulally

Management

For

For

10

Elect K. Ram Shriram

Management

For

For

11

Elect Robin L. Washington

Management

For

For

12

Ratification of Auditor

Management

For

For

13

Approval of the 2021 Stock Plan

Management

For

For

14

Shareholder Proposal Regarding Recapitalization

Shareholder

Against

For

15

Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board

Shareholder

Against

Against

16

Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity

Shareholder

Against

Against

17

Shareholder Proposal Regarding Report on Government Takedown Requests

Shareholder

Against

Against

18

Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies

Shareholder

Against

Against

19

Shareholder Proposal Regarding Charitable Contributions Disclosure

Shareholder

Against

Against

20

Shareholder Proposal Regarding Anticompetitive Practices

Shareholder

Against

Against

21

Shareholder Proposal Regarding Becoming a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

ALTRIA GROUP, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  MO
Security ID:  02209S103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John T. Casteen, III

Management

For

Against

1b

Elect Director Dinyar S. Devitre

Management

For

For

1c

Elect Director William F. Gifford, Jr.

Management

For

For

1d

Elect Director Debra J. Kelly-Ennis

Management

For

For

1e

Elect Director W. Leo Kiely, III

Management

For

Against

1f

Elect Director Kathryn B. McQuade

Management

For

Against

1g

Elect Director George Munoz

Management

For

For

1h

Elect Director Mark E. Newman

Management

For

For

1i

Elect Director Nabil Y. Sakkab

Management

For

For

1j

Elect Director Virginia E. Shanks

Management

For

Against

1k

Elect Director Ellen R. Strahlman

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Underage Tobacco Prevention Policies and Marketing Practices

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Jeffrey P. Bezos

Management

For

For

2

Elect Keith B. Alexander

Management

For

For

3

Elect Jamie S. Gorelick

Management

For

For

4

Elect Daniel P. Huttenlocher

Management

For

For

5

Elect Judith A. McGrath

Management

For

For

6

Elect Indra K. Nooyi

Management

For

For

7

Elect Jonathan J. Rubinstein

Management

For

For

8

Elect Thomas O. Ryder

Management

For

For

9

Elect Patricia Q. Stonesifer

Management

For

For

10

Elect Wendell P. Weeks

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Shareholder Proposal Regarding Report on Customer Due Diligence

Shareholder

Against

For

14

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

Against

15

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

Shareholder

Against

For

16

Shareholder Proposal Regarding Report on Promotion Data

Shareholder

Against

Against

17

Shareholder Proposal Regarding Report on Plastic Packaging

Shareholder

Against

For

18

Shareholder Proposal Regarding Racial Equity Audit

Shareholder

Against

For

19

Shareholder Proposal Regarding Hourly Associate Representation on the Board

Shareholder

Against

Against

20

Shareholder Proposal Regarding Anticompetitive Practices

Shareholder

Against

For

21

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

For

22

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

For

23

Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology

Shareholder

Against

For
 

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Keith B. Alexander

Management

For

For

1c

Elect Director Jamie S. Gorelick

Management

For

For

1d

Elect Director Daniel P. Huttenlocher

Management

For

For

1e

Elect Director Judith A. McGrath

Management

For

For

1f

Elect Director Indra K. Nooyi

Management

For

For

1g

Elect Director Jonathan J. Rubinstein

Management

For

For

1h

Elect Director Thomas O. Ryder

Management

For

Against

1i

Elect Director Patricia Q. Stonesifer

Management

For

For

1j

Elect Director Wendell P. Weeks

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations

Shareholder

Against

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on Gender/Racial Pay Gap

Shareholder

Against

Against

7

Report on Promotion Data

Shareholder

Against

For

8

Report on the Impacts of Plastic Packaging

Shareholder

Against

Against

9

Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit

Shareholder

Against

For

10

Adopt a Policy to Include Hourly Employees as Director Candidates

Shareholder

Against

Against

11

Report on Board Oversight of Risks Related to Anti-Competitive Practices

Shareholder

Against

For

12

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

13

Report on Lobbying Payments and Policy

Shareholder

Against

For

14

Report on Potential Human Rights Impacts of Customers' Use of Rekognition

Shareholder

Against

For
 

 

AMERICAN PUBLIC EDUCATION, INC.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL

Ticker:  APEI
Security ID:  02913V103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Eric C. Andersen

Management

For

For

1b

Elect Director Granetta B. Blevins

Management

For

For

1c

Elect Director Jean C. Halle

Management

For

For

1d

Elect Director Barbara 'Bobbi' L. Kurshan

Management

For

For

1e

Elect Director Timothy J. Landon

Management

For

For

1f

Elect Director Daniel S. Pianko

Management

For

For

1g

Elect Director William G. Robinson, Jr.

Management

For

For

1h

Elect Director Angela K. Selden

Management

For

For

1i

Elect Director Vincent R. Stewart

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

 

 

AMERICAN TOWER CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  AMT
Security ID:  03027X100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas A. Bartlett

Management

For

For

1b

Elect Director Raymond P. Dolan

Management

For

For

1c

Elect Director Kenneth R. Frank

Management

For

For

1d

Elect Director Robert D. Hormats

Management

For

For

1e

Elect Director Gustavo Lara Cantu

Management

For

For

1f

Elect Director Grace D. Lieblein

Management

For

For

1g

Elect Director Craig Macnab

Management

For

For

1h

Elect Director JoAnn A. Reed

Management

For

For

1i

Elect Director Pamela D.A. Reeve

Management

For

For

1j

Elect Director David E. Sharbutt

Management

For

For

1k

Elect Director Bruce L. Tanner

Management

For

For

1l

Elect Director Samme L. Thompson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

5

Establish a Board Committee on Human Rights

Shareholder

Against

Against
 

 

 

AMICUS THERAPEUTICS, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  FOLD
Security ID:  03152W109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Craig A. Wheeler

Management

For

For

1.2

Elect Burke W. Whitman

Management

For

For

2

Amendment to the 2007 Equity Incentive Plan

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

 

 

ANTHEM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  ANTM
Security ID:  036752103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lewis Hay, III

Management

For

For

1.2

Elect Director Antonio F. Neri

Management

For

For

1.3

Elect Director Ramiro G. Peru

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

AON PLC
Meeting Date:  JUN 02, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  AON
Security ID:  G0403H108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lester B. Knight

Management

For

For

1.2

Elect Director Gregory C. Case

Management

For

For

1.3

Elect Director Jin-Yong Cai

Management

For

For

1.4

Elect Director Jeffrey C. Campbell

Management

For

For

1.5

Elect Director Fulvio Conti

Management

For

For

1.6

Elect Director Cheryl A. Francis

Management

For

For

1.7

Elect Director J. Michael Losh

Management

For

For

1.8

Elect Director Richard B. Myers

Management

For

For

1.9

Elect Director Richard C. Notebaert

Management

For

For

1.10

Elect Director Gloria Santona

Management

For

For

1.11

Elect Director Byron O. Spruell

Management

For

For

1.12

Elect Director Carolyn Y. Woo

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Ratify Ernst & Young Chartered Accountants as Statutory Auditor

Management

For

For

5

Authorize Board to Fix Remuneration of Auditors

Management

For

For

6

Amend Articles of Association Re: Article 190

Management

For

For

7

Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves

Management

For

For

8

Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7

Management

For

For
 

 

 

APELLIS PHARMACEUTICALS, INC.
Meeting Date:  JUN 01, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  APLS
Security ID:  03753U106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Paul Fonteyne

Management

For

For

1.2

Elect Stephanie Monaghan O'Brien

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

 

APPLE INC.
Meeting Date:  FEB 23, 2021
Record Date:  DEC 28, 2020
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James Bell

Management

For

For

1b

Elect Director Tim Cook

Management

For

For

1c

Elect Director Al Gore

Management

For

For

1d

Elect Director Andrea Jung

Management

For

For

1e

Elect Director Art Levinson

Management

For

For

1f

Elect Director Monica Lozano

Management

For

For

1g

Elect Director Ron Sugar

Management

For

For

1h

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Proxy Access Amendments

Shareholder

Against

Against

5

Improve Principles of Executive Compensation Program

Shareholder

Against

Against

 

 

APPLEGREEN PLC
Meeting Date:  FEB 17, 2021
Record Date:  FEB 15, 2021
Meeting Type:  SCHEME MEETING

Ticker:  
Security ID:  G04145101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU

Management

None

Did not vote

1

APPROVE SCHEME OF ARRANGEMENT

Management

For

For

CMMT

29 JAN 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM CRT TO SCH. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

Management

None

Did not vote
 

 

 

APPLEGREEN PLC
Meeting Date:  FEB 17, 2021
Record Date:  FEB 15, 2021
Meeting Type:  SCHEME MEETING

Ticker:  
Security ID:  G04145101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU

Management

None

Did not vote

1

APPROVE SCHEME OF ARRANGEMENT

Management

For

For

CMMT

29 JAN 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM CRT TO SCH. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

Management

None

Did not vote

 

 

APPLEGREEN PLC
Meeting Date:  FEB 17, 2021
Record Date:  FEB 15, 2021
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  G04145101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU

Management

None

Did not vote

1

APPROVE ACQUISITION OF APPLEGREEN PLC BY CAUSEWAY CONSORTIUM LIMITED

Management

For

For

2

AMEND ARTICLES OF ASSOCIATION

Management

For

For

3

AMEND SHARE PLANS

Management

For

For

 

 

 

APPLIED MATERIALS, INC.
Meeting Date:  MAR 11, 2021
Record Date:  JAN 14, 2021
Meeting Type:  ANNUAL

Ticker:  AMAT
Security ID:  038222105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rani Borkar

Management

For

For

1b

Elect Director Judy Bruner

Management

For

For

1c

Elect Director Xun (Eric) Chen

Management

For

For

1d

Elect Director Aart J. de Geus

Management

For

For

1e

Elect Director Gary E. Dickerson

Management

For

For

1f

Elect Director Thomas J. Iannotti

Management

For

For

1g

Elect Director Alexander A. Karsner

Management

For

For

1h

Elect Director Adrianna C. Ma

Management

For

For

1i

Elect Director Yvonne McGill

Management

For

For

1j

Elect Director Scott A. McGregor

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

For

7

Improve Executive Compensation Program and Policy

Shareholder

Against

Against

 

 

ARGEN-X SE
Meeting Date:  MAY 11, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Remuneration Policy

Management

For

For

2

Remuneration Report

Management

For

For

3

Accounts and Reports

Management

For

For

4

Allocation of Losses

Management

For

For

5

Ratification of Board Acts

Management

For

For

6

Elect Yvonne Greenstreet to the Board of Directors

Management

For

For

7

Elect Anthony A. Rosenberg to the Board of Directors

Management

For

For

8

Authority to Issue Shares w/ or w/o Preemptive Rights

Management

For

For

9

Appointment of Auditor

Management

For

For
 

 

 

ARTISAN PARTNERS ASSET MANAGEMENT INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  APAM
Security ID:  04316A108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jennifer A. Barbetta

Management

For

For

1.2

Elect Director Matthew R. Barger

Management

For

For

1.3

Elect Director Eric R. Colson

Management

For

For

1.4

Elect Director Tench Coxe

Management

For

For

1.5

Elect Director Stephanie G. DiMarco

Management

For

For

1.6

Elect Director Jeffrey A. Joerres

Management

For

For

1.7

Elect Director Andrew A. Ziegler

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

 

 

ARTIUS ACQUISITION, INC.
Meeting Date:  JUN 23, 2021
Record Date:  MAY 19, 2021
Meeting Type:  SPECIAL

Ticker:  AACQ
Security ID:  04316G105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Change Jurisdiction of Incorporation from Cayman Islands to the State of Delaware

Management

For

Against

2

Approve SPAC Transaction

Management

For

Against

3

Approve Issuance of Shares for a Private Placement

Management

For

Against

4

Approve Interim Certificate of Incorporation and Bylaws

Management

For

Against

5

Adopt New Certificate of Incorporation

Management

For

Against

6

Amend Organizational Documents Proposals

Management

For

Against

7

Approve Omnibus Stock Plan

Management

For

Against

8

Approve Qualified Employee Stock Purchase Plan

Management

For

Against

9.1

Elect Director William Harvey

Management

For

Withhold

9.2

Elect Director Boon Sim

Management

For

Withhold

9.3

Elect Director Pia Heidenmark Cook

Management

For

Withhold

9.4

Elect Director Charles Drucker

Management

For

Withhold

9.5

Elect Director Kathleen B. Fish

Management

For

Withhold

9.6

Elect Director Rich Riley

Management

For

Withhold

9.7

Elect Director John Bissell

Management

For

Withhold

9.8

Elect Director Benno O. Dorer

Management

For

Withhold

9.9

Elect Director Karen Richardson

Management

For

Withhold

10

Adjourn Meeting

Management

For

Against
 

 

 

ARVINAS, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  ARVN
Security ID:  04335A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Wendy L. Dixon

Management

For

For

1.2

Elect Edward Kennedy Jr.

Management

For

For

1.3

Elect Bradley Margus

Management

For

For

1.4

Elect Briggs Morrison

Management

For

Withhold

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For

 

 

ASML HOLDING N.V.
Meeting Date:  APR 29, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  ASML
Security ID:  N07059210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Remuneration Report

Management

For

For

2

Accounts and Reports

Management

For

For

3

Allocation of Profits/Dividends

Management

For

For

4

Ratification of Management Board Acts

Management

For

For

5

Ratification of Supervisory Board Acts

Management

For

For

6

Long-Term Incentive Plan; Authority to Issue Shares

Management

For

For

7

Management Board Remuneration Policy

Management

For

For

8

Supervisory Board Remuneration Policy

Management

For

For

9

Elect Birgit Conix to the Supervisory Board

Management

For

For

10

Appointment of Auditor

Management

For

For

11

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

12

Authority to Suppress Preemptive Rights

Management

For

For

13

Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions

Management

For

For

14

Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions

Management

For

For

15

Authority to Repurchase Shares

Management

For

For

16

Authority to Repurchase Additional Shares

Management

For

For

17

Authority to Cancel Repurchased Shares

Management

For

For
 

 

 

AT&T INC.
Meeting Date:  APR 30, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  00206R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William E. Kennard

Management

For

Against

1b

Elect Director Samuel A. Di Piazza, Jr.

Management

For

For

1c

Elect Director Scott T. Ford

Management

For

For

1d

Elect Director Glenn H. Hutchins

Management

For

For

1e

Elect Director Debra L. Lee

Management

For

Against

1f

Elect Director Stephen J. Luczo

Management

For

For

1g

Elect Director Michael B. McCallister

Management

For

For

1h

Elect Director Beth E. Mooney

Management

For

For

1i

Elect Director Matthew K. Rose

Management

For

Against

1j

Elect Director John T. Stankey

Management

For

For

1k

Elect Director Cynthia B. Taylor

Management

For

Against

1l

Elect Director Geoffrey Y. Yang

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Lower Ownership Threshold for Action by Written Consent

Shareholder

Against

Against
 

 

 

ATLASSIAN CORPORATION PLC
Meeting Date:  DEC 03, 2020
Record Date:  OCT 06, 2020
Meeting Type:  ANNUAL

Ticker:  TEAM
Security ID:  G06242104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Remuneration Report

Management

For

For

3

Appointment of Auditor

Management

For

For

4

Authority to Set Auditor's Fees

Management

For

For

5

Elect Shona L. Brown

Management

For

For

6

Elect Michael Cannon-Brookes

Management

For

For

7

Elect Scott Farquhar

Management

For

For

8

Elect Heather Mirjahangir Fernandez

Management

For

For

9

Elect Sasan Goodarzi

Management

For

For

10

Elect Jay Parikh

Management

For

For

11

Elect Enrique T. Salem

Management

For

For

12

Elect Steven J. Sordello

Management

For

For

13

Elect Richard Wong

Management

For

For

14

Authority to Repurchase Shares Off-Market

Management

For

For

15

Authority to Repurchase Shares (Securities Restriction Agreement Buyback)

Management

For

For

 

 

AUTODESK, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ADSK
Security ID:  052769106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew Anagnost

Management

For

For

1b

Elect Director Karen Blasing

Management

For

For

1c

Elect Director Reid French

Management

For

For

1d

Elect Director Ayanna Howard

Management

For

For

1e

Elect Director Blake Irving

Management

For

For

1f

Elect Director Mary T. McDowell

Management

For

For

1g

Elect Director Stephen Milligan

Management

For

For

1h

Elect Director Lorrie M. Norrington

Management

For

For

1i

Elect Director Elizabeth (Betsy) Rafael

Management

For

For

1j

Elect Director Stacy J. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

AVALARA, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  AVLR
Security ID:  05338G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Marion R. Foote

Management

For

For

1.2

Elect Rajeev Singh

Management

For

For

1.3

Elect Kathleen Zwickert

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

AVANTOR, INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  AVTR
Security ID:  05352A100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Matthew Holt

Management

For

Against

2

Elect Christi Shaw

Management

For

For

3

Elect Michael Severino

Management

For

For

4

Elect Gregory L. Summe

Management

For

For

5

Permit Shareholders to Call a Special Meeting

Management

For

For

6

Elimination of Supermajority Requirement

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

BALL CORPORATION
Meeting Date:  APR 28, 2021
Record Date:  MAR 04, 2021
Meeting Type:  ANNUAL

Ticker:  BLL
Security ID:  058498106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John A. Bryant

Management

For

For

1.2

Elect Director Michael J. Cave

Management

For

For

1.3

Elect Director Daniel W. Fisher

Management

For

For

1.4

Elect Director Pedro Henrique Mariani

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

BANK OF AMERICA CORPORATION
Meeting Date:  APR 20, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Susan S. Bies

Management

For

For

1c

Elect Director Frank P. Bramble, Sr.

Management

For

For

1d

Elect Director Pierre J.P. de Weck

Management

For

For

1e

Elect Director Arnold W. Donald

Management

For

For

1f

Elect Director Linda P. Hudson

Management

For

For

1g

Elect Director Monica C. Lozano

Management

For

For

1h

Elect Director Thomas J. May

Management

For

For

1i

Elect Director Brian T. Moynihan

Management

For

For

1j

Elect Director Lionel L. Nowell, III

Management

For

For

1k

Elect Director Denise L. Ramos

Management

For

For

1l

Elect Director Clayton S. Rose

Management

For

For

1m

Elect Director Michael D. White

Management

For

For

1n

Elect Director Thomas D. Woods

Management

For

For

1o

Elect Director R. David Yost

Management

For

For

1p

Elect Director Maria T. Zuber

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

Against

6

Provide Right to Act by Written Consent

Shareholder

Against

Against

7

Approve Change in Organizational Form

Shareholder

Against

Against

8

Request on Racial Equity Audit

Shareholder

Against

For
 

 

 

BATTALION OIL CORPORATION
Meeting Date:  JUN 08, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  BATL
Security ID:  07134L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard H. Little

Management

For

Withhold

1.2

Elect Director Jonathan D. Barrett

Management

For

Withhold

1.3

Elect Director David Chang

Management

For

For

1.4

Elect Director Gregory S. Hinds

Management

For

For

1.5

Elect Director Allen Li

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

BAUSCH HEALTH COMPANIES INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  BHC
Security ID:  071734107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard U. De Schutter

Management

For

For

1b

Elect Director D. Robert Hale

Management

For

For

1c

Elect Director Brett Icahn

Management

For

For

1d

Elect Director Argeris (Jerry) N. Karabelas

Management

For

For

1e

Elect Director Sarah B. Kavanagh

Management

For

For

1f

Elect Director Steven D. Miller

Management

For

For

1g

Elect Director Joseph C. Papa

Management

For

For

1h

Elect Director John A. Paulson

Management

For

For

1i

Elect Director Robert N. Power

Management

For

For

1j

Elect Director Russel C. Robertson

Management

For

For

1k

Elect Director Thomas W. Ross, Sr.

Management

For

For

1l

Elect Director Andrew C. von Eschenbach

Management

For

For

1m

Elect Director Amy B. Wechsler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For
 

 

 

BERKELEY LIGHTS, INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  BLI
Security ID:  084310101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Gregory T. Lucier

Management

For

Withhold

1.2

Elect Elizabeth Nelson

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

BIOGEN INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  BIIB
Security ID:  09062X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Alexander J. Denner

Management

For

For

2

Elect Caroline D. Dorsa

Management

For

For

3

Elect Maria C. Freire

Management

For

For

4

Elect William A. Hawkins

Management

For

For

5

Elect William D. Jones

Management

For

For

6

Elect Nancy L. Leaming

Management

For

For

7

Elect Jesus B. Mantas

Management

For

For

8

Elect Richard C. Mulligan

Management

For

For

9

Elect Stelios Papadopoulos

Management

For

For

10

Elect Brian S. Posner

Management

For

For

11

Elect Eric K. Rowinsky

Management

For

For

12

Elect Stephen A. Sherwin

Management

For

For

13

Elect Michel Vounatsos

Management

For

For

14

Ratification of Auditor

Management

For

For

15

Advisory Vote on Executive Compensation

Management

For

For

16

Approval of Federal Forum Provision

Management

For

Against

17

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

Against

18

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

Shareholder

Against

Against
 

 

 

BIONTECH SE
Meeting Date:  JUN 22, 2021
Record Date:  MAY 13, 2021
Meeting Type:  ANNUAL

Ticker:  BNTX
Security ID:  09075V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Ratification of Management Board Acts

Management

For

For

2

Ratification of Supervisory Board Acts

Management

For

For

3

Appointment of Auditor

Management

For

For

4

Increase in Authorised Capital

Management

For

For

5

Amendment to Stock Option Plan

Management

For

For

6

Stock Option Plan 2021; Increase in Conditional Capital

Management

For

For

7

Amendments to Authority to Repurchase and Reissue Shares (Technical)

Management

For

For

8

Amendments to Authority to Repurchase and Reissue Shares (Expansion of Repurchasing Authority)

Management

For

For

9

Management Board Remuneration Policy

Management

For

For

10

Supervisory Board Remuneration Policy

Management

For

For

11

Cancellation of Intra-Company Control Agreement with JPT Peptide Technologies GmbH

Management

For

For

12

Approval of Intra-Company Control Agreement with JPT Peptide Technologies GmbH

Management

For

For

13

Approval of Intra-Company Control Agreement with BioNTech Manufacturing Marburg GmbH

Management

For

For

14

Approval of Intra-Company Control Agreement with reSano GmbH

Management

For

For
 

 

 

BITAUTO HOLDINGS LTD. (BITA)
Meeting Date:  OCT 23, 2020
Record Date:  SEP 21, 2020
Meeting Type:  SPECIAL

Ticker:  BITA
Security ID:  091727107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

S1.

THAT the Agreement and Plan of Merger, dated as of June 12, 2020 (the "Merger Agreement"), by and between the Company, Yiche Holding Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Parent") and Yiche

Management

None

For

O2.

THAT each of the members of the special committee of the board of directors of the Company, the chief executive officer of the Company and the chief financial officer of the Company be authorized to do all things necessary to give effect to the Merger Agr

Management

None

For

O3.

THAT the extraordinary general meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the extraordinary general meeting to pass the resolutions to be propos

Management

None

For

 

 

BLUEPRINT MEDICINES CORPORATION
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  BPMC
Security ID:  09627Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect George D. Demetri

Management

For

For

1.2

Elect Lynn Seely

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For
 

 

 

BOINGO WIRELESS, INC.
Meeting Date:  JUN 01, 2021
Record Date:  APR 16, 2021
Meeting Type:  SPECIAL

Ticker:  WIFI
Security ID:  09739C102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Merger Agreement and Plan of Merger, dated as of February 26, 2021, by and among White Sands Parent, Inc., White Sands Bidco, Inc., and Boingo Wireless, Inc., as it may be amended from time to time.

Management

For

Do Not Vote

2.

To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.

Management

For

Do Not Vote

3.

To approve, by non-binding, advisory vote, compensation that will or may become payable by Boingo Wireless, Inc. to its named executive officers in connection with the merger.

Management

For

Do Not Vote

 

 

BOMBARDIER INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  BBD.B
Security ID:  097751200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pierre Beaudoin

Management

For

For

1.2

Elect Director Joanne Bissonnette

Management

For

For

1.3

Elect Director Charles Bombardier

Management

For

For

1.4

Elect Director Diane Fontaine

Management

For

For

1.5

Elect Director Diane Giard

Management

For

For

1.6

Elect Director Anthony R. Graham

Management

For

For

1.7

Elect Director August W. Henningsen

Management

For

For

1.8

Elect Director Melindia Rogers-Hixon

Management

For

For

1.9

Elect Director Eric Martel

Management

For

For

1.10

Elect Director Douglas R. Oberhelman

Management

For

For

1.11

Elect Director Eric Sprunk

Management

For

For

1.12

Elect Director Anthony N. Tyler

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

Against
 

 

 

BOOKING HOLDINGS INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  BKNG
Security ID:  09857L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Timothy M. Armstrong

Management

For

For

1.2

Elect Glenn D. Fogel

Management

For

For

1.3

Elect Mirian M. Graddick-Weir

Management

For

For

1.4

Elect Wei Hopeman

Management

For

For

1.5

Elect Robert J. Mylod Jr.

Management

For

For

1.6

Elect Charles H. Noski

Management

For

For

1.7

Elect Nicholas J. Read

Management

For

For

1.8

Elect Thomas E. Rothman

Management

For

For

1.9

Elect Bob van Dijk

Management

For

For

1.10

Elect Lynn M. Vojvodich

Management

For

For

1.11

Elect Vanessa A. Wittman

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Amendment to the 1999 Omnibus Plan

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Permit Shareholders to Act by Written Consent

Management

For

For

6

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against

7

Shareholder Proposal Regarding Climate Transition Report

Shareholder

Against

For

8

Shareholder Proposal Regarding Annual Advisory Vote on Climate Policies and Strategies

Shareholder

Against

Against

 

 

BOOKING HOLDINGS INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  BKNG
Security ID:  09857L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy M. Armstrong

Management

For

For

1.2

Elect Director Glenn D. Fogel

Management

For

For

1.3

Elect Director Mirian M. Graddick-Weir

Management

For

For

1.4

Elect Director Wei Hopeman

Management

For

For

1.5

Elect Director Robert J. Mylod, Jr.

Management

For

For

1.6

Elect Director Charles H. Noski

Management

For

For

1.7

Elect Director Nicholas J. Read

Management

For

For

1.8

Elect Director Thomas E. Rothman

Management

For

For

1.9

Elect Director Bob van Dijk

Management

For

For

1.10

Elect Director Lynn M. Vojvodich

Management

For

For

1.11

Elect Director Vanessa A. Wittman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Provide Right to Act by Written Consent

Management

For

Abstain

6

Provide Right to Act by Written Consent

Shareholder

Against

For

7

Report on Annual Climate Transition

Shareholder

Against

For

8

Annual Investor Advisory Vote on Climate Plan

Shareholder

Against

Against
 

 

 

BOOKING HOLDINGS INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  BKNG
Security ID:  09857L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy M. Armstrong

Management

For

For

1.2

Elect Director Glenn D. Fogel

Management

For

For

1.3

Elect Director Mirian M. Graddick-Weir

Management

For

For

1.4

Elect Director Wei Hopeman

Management

For

For

1.5

Elect Director Robert J. Mylod, Jr.

Management

For

For

1.6

Elect Director Charles H. Noski

Management

For

For

1.7

Elect Director Nicholas J. Read

Management

For

For

1.8

Elect Director Thomas E. Rothman

Management

For

For

1.9

Elect Director Bob van Dijk

Management

For

For

1.10

Elect Director Lynn M. Vojvodich

Management

For

For

1.11

Elect Director Vanessa A. Wittman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Provide Right to Act by Written Consent

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

For

7

Report on Annual Climate Transition

Shareholder

Against

For

8

Annual Investor Advisory Vote on Climate Plan

Shareholder

Against

For
 

 

 

BOSTON SCIENTIFIC CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL

Ticker:  BSX
Security ID:  101137107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Nelda J. Connors

Management

For

For

2

Elect Charles J. Dockendorff

Management

For

For

3

Elect Yoshiaki Fujimori

Management

For

For

4

Elect Donna A. James

Management

For

For

5

Elect Edward J. Ludwig

Management

For

For

6

Elect Michael F. Mahoney

Management

For

For

7

Elect David J. Roux

Management

For

For

8

Elect John E. Sununu

Management

For

For

9

Elect Ellen M. Zane

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Shareholder Proposal Regarding Report on Non-Management Employee Participation in Company Governance

Shareholder

Against

Against

 

 

BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 04, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  BMY
Security ID:  110122108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Peter J. Arduini

Management

For

For

1B

Elect Director Michael W. Bonney

Management

For

For

1C

Elect Director Giovanni Caforio

Management

For

For

1D

Elect Director Julia A. Haller

Management

For

For

1E

Elect Director Paula A. Price

Management

For

For

1F

Elect Director Derica W. Rice

Management

For

For

1G

Elect Director Theodore R. Samuels

Management

For

For

1H

Elect Director Gerald L. Storch

Management

For

For

1I

Elect Director Karen H. Vousden

Management

For

For

1J

Elect Director Phyllis R. Yale

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Reduce Ownership Threshold for Special Shareholder Meetings to 15%

Management

For

For

6

Require Independent Board Chair

Shareholder

Against

For

7

Provide Right to Act by Written Consent

Shareholder

Against

Against

8

Reduce Ownership Threshold for Special Shareholder Meetings to 10%

Shareholder

Against

Against
 

 

 

C4 THERAPEUTICS, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  CCCC
Security ID:  12529R107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Marc A. Cohen

Management

For

Withhold

1.2

Elect Kenneth C. Anderson

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

CAESARS ENTERTAINMENT CORPORATION
Meeting Date:  JUL 24, 2020
Record Date:  JUN 08, 2020
Meeting Type:  ANNUAL

Ticker:  CZR
Security ID:  127686103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Thomas Benninger

Management

For

For

1B.

Election of Director: Jan Jones Blackhurst

Management

For

For

1C.

Election of Director: Juliana Chugg

Management

For

For

1D.

Election of Director: Denise Clark

Management

For

For

1E.

Election of Director: Keith Cozza

Management

For

For

1F.

Election of Director: John Dionne

Management

For

For

1G.

Election of Director: James Hunt

Management

For

For

1H.

Election of Director: Don Kornstein

Management

For

For

1I.

Election of Director: Courtney Mather

Management

For

For

1J.

Election of Director: James Nelson

Management

For

For

1K.

Election of Director: Anthony Rodio

Management

For

For

2.

To approve, on an advisory, non-binding basis, named executive officer compensation.

Management

For

For

3.

To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020.

Management

For

For
 

 

 

CALIFORNIA RESOURCES CORPORATION
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CRC
Security ID:  13057Q305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas E. Brooks

Management

For

For

1.2

Elect Director Tiffany (TJ) Thom Cepak

Management

For

For

1.3

Elect Director James N. Chapman

Management

For

Withhold

1.4

Elect Director Mark A. (Mac) McFarland

Management

For

For

1.5

Elect Director Julio M. Quintana

Management

For

For

1.6

Elect Director William B. Roby

Management

For

Withhold

1.7

Elect Director Andrew Bremner

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CALLAWAY GOLF COMPANY
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  ELY
Security ID:  131193104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Oliver G. (Chip) Brewer, III

Management

For

For

1.2

Elect Director Erik J Anderson

Management

For

For

1.3

Elect Director Samuel H. Armacost

Management

For

For

1.4

Elect Director Scott H. Baxter

Management

For

For

1.5

Elect Director Thomas G. Dundon

Management

For

For

1.6

Elect Director Laura J. Flanagan

Management

For

For

1.7

Elect Director Russell L. Fleischer

Management

For

For

1.8

Elect Director John F. Lundgren

Management

For

For

1.9

Elect Director Scott M. Marimow

Management

For

For

1.10

Elect Director Adebayo O. Ogunlesi

Management

For

For

1.11

Elect Director Linda B. Segre

Management

For

For

1.12

Elect Director Anthony S. Thornley

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

 

 

CARDLYTICS, INC.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  CDLX
Security ID:  14161W105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect John V. Balen

Management

For

For

1.2

Elect Aimee Lapic

Management

For

For

1.3

Elect Jessica Jensen

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year
 

 

 

CARNIVAL PLC
Meeting Date:  APR 20, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  CCL
Security ID:  GB0031215220

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

2

Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

3

Re-elect Jason Cahilly as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

4

Re-elect Helen Deeble as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

5

Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

6

Elect Jeffery Gearhart as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

7

Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

8

Re-elect Katie Lahey as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

9

Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

10

Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

11

Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

12

Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

13

Advisory Vote to Approve Executive Compensation

Management

For

For

14

Approve Remuneration Report

Management

For

For

15

Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation

Management

For

For

16

Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors

Management

For

For

17

Accept Financial Statements and Statutory Reports

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Amend 2020 Stock Plan

Management

For

For
 

 

 

CATALENT INC.
Meeting Date:  OCT 29, 2020
Record Date:  SEP 02, 2020
Meeting Type:  ANNUAL

Ticker:  CTLT
Security ID:  148806102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Madhavan Balachandran

Management

For

For

2

Elect J. Martin Carroll

Management

For

For

3

Elect Rolf Classon

Management

For

For

4

Elect John J. Greisch

Management

For

For

5

Elect Christa Kreuzburg

Management

For

For

6

Elect Gregory T. Lucier

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

For

 

 

CEMEX SAB DE CV
Meeting Date:  MAR 25, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  CEMEXCPO
Security ID:  151290889

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Allocation of Income

Management

For

For

3

Present Share Repurchase Report

Management

For

For

4

Set Maximum Amount of Share Repurchase Reserve

Management

For

For

5A

Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020

Management

For

For

5B

Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription

Management

For

For

6

Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees

Management

For

Against

7

Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees

Management

For

For

8

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For

1

Amend Article 2 Re: Corporate Purpose

Management

For

For

2

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For
 

 

 

CERIDIAN HCM HOLDING INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  CDAY
Security ID:  15677J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect David D. Ossip

Management

For

For

1.2

Elect Andrea S. Rosen

Management

For

For

1.3

Elect Gerald C Throop

Management

For

For

2

Repeal of Classified Board

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against

4

Ratification of Auditor

Management

For

For

 

 

CERTARA, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL

Ticker:  CERT
Security ID:  15687V109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Mason P. Slaine

Management

For

For

1.2

Elect James E. Cashman III

Management

For

For

1.3

Elect Ethan Waxman

Management

For

For

2

Ratification of Auditor

Management

For

For
 

 

 

CERVED GROUP S.P.A.
Meeting Date:  APR 27, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  T2R840120

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Did not vote

CMMT

PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU

Management

None

Did not vote

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539105 DUE TO RECEIPT OF-ADDITIONAL RESOLUTION O.1.bis. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEETIN

Management

None

Did not vote

CMMT

INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE

Management

None

Did not vote

o.1.a

THE ANNUAL FINANCIAL STATEMENTS AT 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT 31 DECEMBER 2020; THE DIRECTORS', BOARD OF STATUTORY AUDITORS' AND INDEPENDENT AUDITORS' REPORTS: APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS; RE

Management

For

For

o.1.b

THE ANNUAL FINANCIAL STATEMENTS AT 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT 31 DECEMBER 2020; THE DIRECTORS', BOARD OF STATUTORY AUDITORS' AND INDEPENDENT AUDITORS' REPORTS: ALLOCATION OF THE ANNUAL RESULT; RELATED AND CO

Management

For

For

o1bis

DISTRIBUTION TO THE SHAREHOLDERS OF AN EXTRAORDINARY DIVIDEND OF EUR0.50 (EURO FIFTY CENTS) FOR EACH OUTSTANDING SHARE, THROUGH THE USE OF THE AVAILABLE RESERVES, EVEN IN THE ABSENCE OF A DISTRIBUTABLE PROFIT; RELATED AND CONSEQUENT RESOLUTIONS

Management

For

Against

o.2.a

REPORT ON REMUNERATION POLICY AND FEES PAID PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 6 OF LEGISLATIVE DECREE 58/98:BINDING RESOLUTION ON THE FIRST SECTION RELATING TO THE REMUNERATION POLICY, PREPARED PURSUANT TO ARTICLE 123-TER PARAGRAPH 3 OF LE

Management

For

For

o.2.b

REPORT ON REMUNERATION POLICY AND FEES PAID PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 6 OF LEGISLATIVE DECREE 58/98:NON-BINDING RESOLUTION ON THE SECOND SECTION RELATING TO THE FEES PAID, PREPARED PURSUANT TO ARTICLE 123-TER PARAGRAPH 4 OF LEGISLA

Management

For

For

o.3

AUTHORISATION FOR PURCHASE AND DISPOSAL OF TREASURY SHARES, AFTER REVOCATION OF THE PREVIOUS AUTHORISATION GRANTED BY THE SHAREHOLDERS' MEETING ON 20 MAY 2020; RELATED AND CONSEQUENT RESOLUTIONS

Management

For

For

o.4

APPOINTMENT OF THE INDEPENDENT AUDITOR FOR THE PERIOD 2023-2031 AND DETERMINATION OF THE FEE. RELATED AND CONSEQUENT RESOLUTIONS

Management

For

For
 

 

 

CF FINANCE ACQUISITION CORP.
Meeting Date:  SEP 10, 2020
Record Date:  AUG 07, 2020
Meeting Type:  SPECIAL

Ticker:  CFFA
Security ID:  12528N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination to December 17, 2020

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

CF FINANCE ACQUISITION CORP.
Meeting Date:  NOV 03, 2020
Record Date:  OCT 08, 2020
Meeting Type:  SPECIAL

Ticker:  CFFA
Security ID:  12528N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

Against

2A

Increase Authorized Preferred and Common Stock and Authorize New Class of Common Stock

Management

For

Against

2B

Amend Votes Per Share of Existing Stock

Management

For

Against

2C

Authorize that Certain Provisions of the GCM PubCo Organizational Documents be Subject to the Stockholders' Agreement

Management

For

Against

2D

Approve Other Changes in Connection with the GCM PubCo Organizational Documents

Management

For

Against

3

Approve Issuance of Shares for a Private Placement

Management

For

Against

4

Approve Omnibus Stock Plan

Management

For

Against

5

Adjourn Meeting

Management

For

Against
 

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director John B. Frank

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director Marillyn A. Hewson

Management

For

For

1f

Elect Director Jon M. Huntsman, Jr.

Management

For

For

1g

Elect Director Charles W. Moorman, IV

Management

For

For

1h

Elect Director Dambisa F. Moyo

Management

For

For

1i

Elect Director Debra Reed-Klages

Management

For

For

1j

Elect Director Ronald D. Sugar

Management

For

For

1k

Elect Director D. James Umpleby, III

Management

For

For

1l

Elect Director Michael K. Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Scope 3 Emissions

Shareholder

Against

Against

5

Report on Impacts of Net Zero 2050 Scenario

Shareholder

Against

For

6

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

For

8

Require Independent Board Chair

Shareholder

Against

For

9

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

 

 

CHIPOTLE MEXICAN GRILL, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  CMG
Security ID:  169656105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Albert S. Baldocchi

Management

For

For

1.2

Elect Director Matthew A. Carey

Management

For

For

1.3

Elect Director Gregg L. Engles

Management

For

For

1.4

Elect Director Patricia Fili-Krushel

Management

For

For

1.5

Elect Director Neil W. Flanzraich

Management

For

For

1.6

Elect Director Mauricio Gutierrez

Management

For

For

1.7

Elect Director Robin Hickenlooper

Management

For

For

1.8

Elect Director Scott Maw

Management

For

For

1.9

Elect Director Ali Namvar

Management

For

For

1.10

Elect Director Brian Niccol

Management

For

For

1.11

Elect Director Mary Winston

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

CIGNA CORPORATION
Meeting Date:  APR 28, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  CI
Security ID:  125523100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect David M. Cordani

Management

For

For

2

Elect William J. DeLaney

Management

For

For

3

Elect Eric J. Foss

Management

For

For

4

Elect Elder Granger

Management

For

For

5

Elect Isaiah Harris, Jr.

Management

For

For

6

Elect George Kurian

Management

For

For

7

Elect Kathleen M. Mazzarella

Management

For

For

8

Elect Mark B. McClellan

Management

For

For

9

Elect John M. Partridge

Management

For

For

10

Elect Kimberly A. Ross

Management

For

For

11

Elect Eric C. Wiseman

Management

For

For

12

Elect Donna F. Zarcone

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

For

14

Amendment to the Long-Term Incentive Plan

Management

For

For

15

Ratification of Auditor

Management

For

For

16

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against

17

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

Shareholder

Against

Against

18

Shareholder Proposal Regarding Disclosure of Board Qualifications

Shareholder

Against

Against
 

 

 

CINTAS CORPORATION
Meeting Date:  OCT 27, 2020
Record Date:  SEP 02, 2020
Meeting Type:  ANNUAL

Ticker:  CTAS
Security ID:  172908105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerald S. Adolph

Management

For

For

1b

Elect Director John F. Barrett

Management

For

For

1c

Elect Director Melanie W. Barstad

Management

For

For

1d

Elect Director Karen L. Carnahan

Management

For

For

1e

Elect Director Robert E. Coletti

Management

For

For

1f

Elect Director Scott D. Farmer

Management

For

For

1g

Elect Director Joseph Scaminace

Management

For

For

1h

Elect Director Ronald W. Tysoe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Political Contributions Disclosure

Shareholder

Against

For

 

 

CISCO SYSTEMS, INC.
Meeting Date:  DEC 10, 2020
Record Date:  OCT 12, 2020
Meeting Type:  ANNUAL

Ticker:  CSCO
Security ID:  17275R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director M. Michele Burns

Management

For

For

1b

Elect Director Wesley G. Bush

Management

For

For

1c

Elect Director Michael D. Capellas

Management

For

For

1d

Elect Director Mark Garrett

Management

For

For

1e

Elect Director Kristina M. Johnson

Management

For

For

1f

Elect Director Roderick C. McGeary

Management

For

For

1g

Elect Director Charles H. Robbins

Management

For

For

1h

Elect Director Arun Sarin - Withdrawn

Management

None

None

1i

Elect Director Brenton L. Saunders

Management

For

Against

1j

Elect Director Lisa T. Su

Management

For

For

2

Change State of Incorporation from California to Delaware

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Require Independent Board Chair

Shareholder

Against

For
 

 

 

CITIGROUP INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  C
Security ID:  172967424

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ellen M. Costello

Management

For

For

1b

Elect Director Grace E. Dailey

Management

For

For

1c

Elect Director Barbara J. Desoer

Management

For

For

1d

Elect Director John C. Dugan

Management

For

For

1e

Elect Director Jane N. Fraser

Management

For

For

1f

Elect Director Duncan P. Hennes

Management

For

For

1g

Elect Director Peter B. Henry

Management

For

For

1h

Elect Director S. Leslie Ireland

Management

For

For

1i

Elect Director Lew W. (Jay) Jacobs, IV

Management

For

For

1j

Elect Director Renee J. James

Management

For

For

1k

Elect Director Gary M. Reiner

Management

For

For

1l

Elect Director Diana L. Taylor

Management

For

For

1m

Elect Director James S. Turley

Management

For

For

1n

Elect Director Deborah C. Wright

Management

For

For

1o

Elect Director Alexander R. Wynaendts

Management

For

For

1p

Elect Director Ernesto Zedillo Ponce de Leon

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

Against

6

Require Independent Board Chair

Shareholder

Against

Against

7

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

Shareholder

Against

Against

8

Report on Lobbying Payments and Policy

Shareholder

Against

For

9

Report on Racial Equity Audit

Shareholder

Against

For

10

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

CLEARWAY ENERGY, INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 04, 2021
Meeting Type:  ANNUAL

Ticker:  CWEN
Security ID:  18539C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jonathan Bram

Management

For

For

1.2

Elect Director Nathaniel Anschuetz

Management

For

For

1.3

Elect Director Brian R. Ford

Management

For

For

1.4

Elect Director Bruce MacLennan

Management

For

For

1.5

Elect Director Ferrell P. McClean

Management

For

For

1.6

Elect Director Daniel B. More

Management

For

For

1.7

Elect Director E. Stanley O'Neal

Management

For

For

1.8

Elect Director Christopher S. Sotos

Management

For

For

1.9

Elect Director Scott Stanley

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Meeting Date:  JUN 01, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  CTSH
Security ID:  192446102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Zein Abdalla

Management

For

For

2

Elect Vinita K. Bali

Management

For

For

3

Elect Maureen Breakiron-Evans

Management

For

For

4

Elect Archana Deskus

Management

For

For

5

Elect John M. Dineen

Management

For

For

6

Elect Brian Humphries

Management

For

For

7

Elect Leo S. Mackay, Jr.

Management

For

For

8

Elect Michael Patsalos-Fox

Management

For

For

9

Elect Joseph M. Velli

Management

For

For

10

Elect Sandra S. Wijnberg

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For

12

Ratification of Auditor

Management

For

For

13

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against

 

 

COHERENT, INC.
Meeting Date:  JUN 24, 2021
Record Date:  MAY 05, 2021
Meeting Type:  SPECIAL

Ticker:  COHR
Security ID:  192479103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement").

Management

For

Do Not Vote

2.

To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement.

Management

For

Do Not Vote

3.

To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or

Management

For

Do Not Vote
 

 

 

COMCAST CORPORATION
Meeting Date:  JUN 02, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth J. Bacon

Management

For

For

1.2

Elect Director Madeline S. Bell

Management

For

For

1.3

Elect Director Naomi M. Bergman

Management

For

For

1.4

Elect Director Edward D. Breen

Management

For

For

1.5

Elect Director Gerald L. Hassell

Management

For

For

1.6

Elect Director Jeffrey A. Honickman

Management

For

For

1.7

Elect Director Maritza G. Montiel

Management

For

For

1.8

Elect Director Asuka Nakahara

Management

For

For

1.9

Elect Director David C. Novak

Management

For

For

1.10

Elect Director Brian L. Roberts

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment

Shareholder

Against

For

 

 

CONSTELLATION PHARMACEUTICALS, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  CNST
Security ID:  210373106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Scott Braunstein

Management

For

For

1.2

Elect Mark A. Goldsmith

Management

For

For

1.3

Elect Jigar Raythatha

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For
 

 

 

CORELOGIC, INC.
Meeting Date:  NOV 17, 2020
Record Date:  SEP 18, 2020
Meeting Type:  CONTESTED-SPECIAL

Ticker:  CLGX
Security ID:  21871D103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

To Remove J. David Chatham as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

1B.

To Remove Douglas C. Curling as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

1C.

To Remove John C. Dorman as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

1D.

To Remove Paul F. Folino as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

1E.

To Remove Thomas C. O'Brien as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

1F.

To Remove Pamela H. Patenaude as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

1G.

To Remove Vikrant Raina as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

1H.

To Remove J. Michael Shepherd as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

1I.

To Remove David F. Walker as director of the Company (For = remove director, Abstain/withhold = do not remove director)

Management

For

For

2A.

To Nominate W. Steve Albrecht for appointment to the Board

Management

For

For

2B.

To Nominate Martina Lewis Bradford for appointment to the Board

Management

For

For

2C.

To Nominate Gail Landis for appointment to the Board

Management

For

For

2D.

To Nominate Wendy Lane for appointment to the Board

Management

For

For

2E.

To Nominate Ryan McKendrick for appointment to the Board

Management

For

For

2F.

To Nominate Katherine "KT" Rabin for appointment to the Board

Management

For

For

2G.

To Nominate Sreekanth Ravi for appointment to the Board

Management

For

For

2H.

To Nominate Lisa Wardell for appointment to the Board

Management

For

For

2I.

To Nominate Henry W. "Jay" Winship for appointment to the Board

Management

For

For

3.

To Repeal Any Bylaw Amendment to the Version Filed on July 6, 2020 (other than any amendments to the Bylaws set forth in these Proposals)

Management

For

For

4.

To Amend Article II, Section 2.2 of the Bylaws to provide mechanics for calling a special meeting if no or less than a majority of directors are then in office

Management

For

For
 

 

 

CORELOGIC, INC.
Meeting Date:  NOV 17, 2020
Record Date:  SEP 18, 2020
Meeting Type:  CONTESTED-SPECIAL

Ticker:  CLGX
Security ID:  21871D103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

The repeal of each provision of, or amendment to, the Company's Amended and Restated Bylaws (the "Bylaws") adopted by the Company's board of directors (the "Board") without the approval of the Company's stockholders subsequent to July 6, 2020.

Management

Against

Do Not Vote

2A.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): J. David Chatham

Management

Against

Do Not Vote

2B.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Douglas C. Curling

Management

Against

Do Not Vote

2C.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): John C. Dorman

Management

Against

Do Not Vote

2D.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Paul F. Folino

Management

Against

Do Not Vote

2E.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Thomas C. O'Brien

Management

Against

Do Not Vote

2F.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Pamela H. Patenaude

Management

Against

Do Not Vote

2G.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Vikrant Raina

Management

Against

Do Not Vote

2H.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): J. Michael Shepherd

Management

Against

Do Not Vote

2I.

The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): David F. Walker

Management

Against

Do Not Vote

3A.

The nomination of the following individuals for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

3B.

The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

3C.

The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

3D.

The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

3E.

The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

3F.

The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

3G.

The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

3H.

The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

3I.

The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal

Management

Against

Do Not Vote

4.

Amendment to add a new clause (which shall be designated clause b)) to Section 2.2 of Article II of the Bylaws to provide mechanics for calling a special meeting of stockholders if no directors or less than a majority of directors are in office following

Management

Against

Do Not Vote
 

 

 

CORELOGIC, INC.
Meeting Date:  NOV 17, 2020
Record Date:  SEP 18, 2020
Meeting Type:  PROXY CONTEST

Ticker:  CLGX
Security ID:  21871D103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Card)

1

Repeal Bylaws Adopted by the Board Without Shareholder Approval Subsequent to July 6, 2020

Shareholder

Against

Did Not Vote

2A

Remove Director J. David Chatham

Shareholder

Against

Did Not Vote

2B

Remove Director Douglas C. Curling

Shareholder

Against

Did Not Vote

2C

Remove Director John C. Dorman

Shareholder

Against

Did Not Vote

2D

Remove Director Paul F. Folino

Shareholder

Against

Did Not Vote

2E

Remove Director Thomas C. O'Brien

Shareholder

Against

Did Not Vote

2F

Remove Director Pamela H. Patenaude

Shareholder

Against

Did Not Vote

2G

Remove Director Vikrant Raina

Shareholder

Against

Did Not Vote

2H

Remove Director J. Michael Shepherd

Shareholder

Against

Did Not Vote

2I

Remove Director David F. Walker

Shareholder

Against

Did Not Vote

3A

Elect Director W. Steve Albrecht

Shareholder

Against

Did Not Vote

3B

Elect Director Martina Lewis Bradford

Shareholder

Against

Did Not Vote

3C

Elect Director Gail Landis

Shareholder

Against

Did Not Vote

3D

Elect Director Wendy Lane

Shareholder

Against

Did Not Vote

3E

Elect Director Ryan McKendrick

Shareholder

Against

Did Not Vote

3F

Elect Director Katherine "KT" Rabin

Shareholder

Against

Did Not Vote

3G

Elect Director Sreekanth Ravi

Shareholder

Against

Did Not Vote

3H

Elect Director Lisa Wardell

Shareholder

Against

Did Not Vote

3I

Elect Director Henry W. "Jay" Winship

Shareholder

Against

Did Not Vote

4

Amend Bylaws to Provide Mechanics for Calling a Special Meeting if No or Less Than a Majority of Directors are in Office Following the Passing of the Director Removal Proposal

Shareholder

Against

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (Gold Proxy)

1.1

Remove Director J. David Chatham

Shareholder

For

For

1.2

Remove Director Douglas C. Curling

Shareholder

For

For

1.3

Remove Director John C. Dorman

Shareholder

For

For

1.4

Remove Director Paul F. Folino

Shareholder

For

For

1.5

Remove Director Thomas C. O'Brien

Shareholder

For

For

1.6

Remove Director Pamela H. Patenaude

Shareholder

For

For

1.7

Remove Director Vikrant Raina

Shareholder

For

For

1.8

Remove Director J. Michael Shepherd

Shareholder

For

For

1.9

Remove Director David F. Walker

Shareholder

For

For

2.1

Elect Director W. Steve Albrecht

Shareholder

For

For

2.2

Elect Director Martina Lewis Bradford

Shareholder

For

For

2.3

Elect Director Gail Landis

Shareholder

For

For

2.4

Elect Director Wendy Lane

Shareholder

For

For

2.5

Elect Director Ryan McKendrick

Shareholder

For

For

2.6

Elect Director Katherine "KT" Rabin

Shareholder

For

For

2.7

Elect Director Sreekanth Ravi

Shareholder

For

For

2.8

Elect Director Lisa Wardell

Shareholder

For

For

2.9

Elect Director Henry W. "Jay" Winship

Shareholder

For

For

3

Repeal Bylaws Adopted by the Board Without Shareholder Approval Subsequent to July 6, 2020

Shareholder

For

For

4

Amend Bylaws to Provide Mechanics for Calling a Special Meeting if No or Less Than a Majority of Directors are in Office

Shareholder

For

For
 

 

 

CORELOGIC, INC.
Meeting Date:  APR 28, 2021
Record Date:  MAR 29, 2021
Meeting Type:  SPECIAL

Ticker:  CLGX
Security ID:  21871D103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Michael R. Klein

Management

For

For

2

Elect Andrew C. Florance

Management

For

For

3

Elect Laura Cox Kaplan

Management

For

For

4

Elect Michael J. Glosserman

Management

For

For

5

Elect John W. Hill

Management

For

For

6

Elect Robert W. Musslewhite

Management

For

For

7

Elect Christopher J. Nassetta

Management

For

For

8

Elect Louise S. Sams

Management

For

For

9

Ratification of Auditor

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For

11

Increase in Authorized Common Stock

Management

For

For

12

Amendment to the Employee Stock Purchase Plan

Management

For

For

13

Shareholder Proposal Regarding Simple Majority Vote

Shareholder

Against

For
 

 

 

COSTCO WHOLESALE CORPORATION
Meeting Date:  JAN 21, 2021
Record Date:  NOV 12, 2020
Meeting Type:  ANNUAL

Ticker:  COST
Security ID:  22160K105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan L. Decker

Management

For

For

1.2

Elect Director Kenneth D. Denman

Management

For

For

1.3

Elect Director Richard A. Galanti

Management

For

For

1.4

Elect Director W. Craig Jelinek

Management

For

For

1.5

Elect Director Sally Jewell

Management

For

For

1.6

Elect Director Charles T. Munger

Management

For

For

1.7

Elect Director Jeffrey S. Raikes

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

COVANTA HOLDING CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CVA
Security ID:  22282E102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David M. Barse

Management

For

For

1.10

Elect Director Jean Smith

Management

For

For

1.11

Elect Director Samuel Zell

Management

For

For

1.2

Elect Director Ronald J. Broglio

Management

For

For

1.3

Elect Director Peter C.B. Bynoe

Management

For

For

1.4

Elect Director Linda J. Fisher

Management

For

For

1.5

Elect Director Joseph M. Holsten

Management

For

For

1.6

Elect Director Owen Michaelson

Management

For

For

1.7

Elect Director Danielle Pletka

Management

For

For

1.8

Elect Director Michael W. Ranger

Management

For

For

1.9

Elect Director Robert S. Silberman

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CRESCENT ACQUISITION CORP
Meeting Date:  FEB 17, 2021
Record Date:  JAN 22, 2021
Meeting Type:  SPECIAL

Ticker:  CRSA
Security ID:  22564L105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 12, 2021 to June 30, 2021

Management

For

For

2

Amend Investment Management Trust Agreement

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

CRISPR THERAPEUTICS AG
Meeting Date:  JUN 10, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  CRSP
Security ID:  H17182108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

3

Ratification of Board and Management Acts

Management

For

For

4

Elect Rodger Novak

Management

For

For

5

Elect Samarth Kulkarni

Management

For

For

6

Elect Ali Behbahani

Management

For

Against

7

Elect Bradley J. Bolzon

Management

For

For

8

Elect Simeon J. George

Management

For

For

9

Elect John T. Greene

Management

For

For

10

Elect Katherine A. High

Management

For

For

11

Elect Douglas A. Treco

Management

For

For

12

Elect H. Edward Fleming Jr.

Management

For

For

13

Elect Ali Behbahani

Management

For

For

14

Elect Simeon J. George

Management

For

For

15

Elect John T. Greene

Management

For

For

16

Board Compensation (Fixed)

Management

For

For

17

Board Compensation (variable)

Management

For

For

18

Executive Compensation (Fixed)

Management

For

For

19

Executive Compensation (Short-Term Variable)

Management

For

For

20

Executive Compensation (Long-Term Variable)

Management

For

For

21

Increase in Conditional Share Capital For Employee Benefit Plans

Management

For

For

22

Approval of Increasing the Maximum Size of the Board

Management

For

For

23

Increase in Authorised Capital

Management

For

For

24

Election of Independent Voting Rights Representative

Management

For

For

25

Ratification of Auditor

Management

For

For
 

 

 

CROWN CASTLE INTERNATIONAL CORP.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  CCI
Security ID:  22822V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director P. Robert Bartolo

Management

For

For

1b

Elect Director Jay A. Brown

Management

For

For

1c

Elect Director Cindy Christy

Management

For

For

1d

Elect Director Ari Q. Fitzgerald

Management

For

For

1e

Elect Director Andrea J. Goldsmith

Management

For

For

1f

Elect Director Lee W. Hogan

Management

For

For

1g

Elect Director Tammy K. Jones

Management

For

For

1h

Elect Director J. Landis Martin

Management

For

For

1i

Elect Director Anthony J. Melone

Management

For

For

1j

Elect Director W. Benjamin Moreland

Management

For

For

1k

Elect Director Kevin A. Stephens

Management

For

For

1l

Elect Director Matthew Thornton, III

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CROWN HOLDINGS, INC.
Meeting Date:  APR 22, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  CCK
Security ID:  228368106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John W. Conway

Management

For

For

1.2

Elect Director Timothy J. Donahue

Management

For

For

1.3

Elect Director Richard H. Fearon

Management

For

For

1.4

Elect Director Andrea J. Funk

Management

For

For

1.5

Elect Director Stephen J. Hagge

Management

For

For

1.6

Elect Director Rose Lee

Management

For

For

1.7

Elect Director James H. Miller

Management

For

For

1.8

Elect Director Josef M. Muller

Management

For

For

1.9

Elect Director B. Craig Owens

Management

For

For

1.10

Elect Director Caesar F. Sweitzer

Management

For

For

1.11

Elect Director Jim L. Turner

Management

For

For

1.12

Elect Director William S. Urkiel

Management

For

For

1.13

Elect Director Dwayne A. Wilson

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CSX CORPORATION
Meeting Date:  MAY 07, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  CSX
Security ID:  126408103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Donna M. Alvarado

Management

For

For

1b

Elect Director Thomas P. Bostick

Management

For

For

1c

Elect Director James M. Foote

Management

For

For

1d

Elect Director Steven T. Halverson

Management

For

For

1e

Elect Director Paul C. Hilal

Management

For

For

1f

Elect Director David M. Moffett

Management

For

For

1g

Elect Director Linda H. Riefler

Management

For

For

1h

Elect Director Suzanne M. Vautrinot

Management

For

For

1i

Elect Director James L. Wainscott

Management

For

For

1j

Elect Director J. Steven Whisler

Management

For

For

1k

Elect Director John J. Zillmer

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CUMMINS INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  CMI
Security ID:  231021106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director N. Thomas Linebarger

Management

For

For

2

Elect Director Robert J. Bernhard

Management

For

For

3

Elect Director Franklin R. Chang Diaz

Management

For

For

4

Elect Director Bruno V. Di Leo Allen

Management

For

For

5

Elect Director Stephen B. Dobbs

Management

For

For

6

Elect Director Carla A. Harris

Management

For

For

7

Elect Director Robert K. Herdman

Management

For

For

8

Elect Director Alexis M. Herman

Management

For

For

9

Elect Director Thomas J. Lynch

Management

For

For

10

Elect Director William I. Miller

Management

For

For

11

Elect Director Georgia R. Nelson

Management

For

For

12

Elect Director Kimberly A. Nelson

Management

For

For

13

Elect Director Karen H. Quintos

Management

For

For

14

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

15

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

16

Abolish Professional Services Allowance

Shareholder

Against

Against
 

 

 

CVS HEALTH CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL

Ticker:  CVS
Security ID:  126650100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fernando Aguirre

Management

For

For

1b

Elect Director C. David Brown, II

Management

For

For

1c

Elect Director Alecia A. DeCoudreaux

Management

For

For

1d

Elect Director Nancy-Ann M. DeParle

Management

For

For

1e

Elect Director David W. Dorman

Management

For

For

1f

Elect Director Roger N. Farah

Management

For

For

1g

Elect Director Anne M. Finucane

Management

For

For

1h

Elect Director Edward J. Ludwig

Management

For

For

1i

Elect Director Karen S. Lynch

Management

For

For

1j

Elect Director Jean-Pierre Millon

Management

For

For

1k

Elect Director Mary L. Schapiro

Management

For

For

1l

Elect Director William C. Weldon

Management

For

For

1m

Elect Director Tony L. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

For

 

 

CVS HEALTH CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL

Ticker:  CVS
Security ID:  126650100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fernando Aguirre

Management

For

For

1b

Elect Director C. David Brown, II

Management

For

For

1c

Elect Director Alecia A. DeCoudreaux

Management

For

For

1d

Elect Director Nancy-Ann M. DeParle

Management

For

For

1e

Elect Director David W. Dorman

Management

For

For

1f

Elect Director Roger N. Farah

Management

For

For

1g

Elect Director Anne M. Finucane

Management

For

For

1h

Elect Director Edward J. Ludwig

Management

For

For

1i

Elect Director Karen S. Lynch

Management

For

For

1j

Elect Director Jean-Pierre Millon

Management

For

For

1k

Elect Director Mary L. Schapiro

Management

For

For

1l

Elect Director William C. Weldon

Management

For

For

1m

Elect Director Tony L. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

For

5

Require Independent Board Chair

Shareholder

Against

Against
 

 

 

CYTODYN INC.
Meeting Date:  JUL 22, 2020
Record Date:  JUL 17, 2020
Meeting Type:  SPECIAL

Ticker:  CYDY
Security ID:  23283M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

CYTODYN INC.
Meeting Date:  SEP 30, 2020
Record Date:  AUG 14, 2020
Meeting Type:  ANNUAL

Ticker:  CYDY
Security ID:  23283M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott A. Kelly

Management

For

Abstain

1.2

Elect Director Nader Z. Pourhassan

Management

For

Abstain

1.3

Elect Director Alan P. Timmins

Management

For

Abstain

1.4

Elect Director Jordan G. Naydenov

Management

For

Abstain

1.5

Elect Director Samir R. Patel

Management

For

Abstain

2

Amend Omnibus Stock Plan

Management

For

Abstain

3

Ratify Warren Averett, LLC as Auditors

Management

For

Abstain

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Abstain
 

 

 

D.R. HORTON, INC.
Meeting Date:  JAN 20, 2021
Record Date:  NOV 30, 2020
Meeting Type:  ANNUAL

Ticker:  DHI
Security ID:  23331A109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Donald R. Horton

Management

For

For

1b

Elect Director Barbara K. Allen

Management

For

Against

1c

Elect Director Brad S. Anderson

Management

For

Against

1d

Elect Director Michael R. Buchanan

Management

For

Against

1e

Elect Director Michael W. Hewatt

Management

For

Against

1f

Elect Director Maribess L. Miller

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

DANAHER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DHR
Security ID:  235851102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Rainer M. Blair

Management

For

For

2

Elect Linda P. Hefner Filler

Management

For

For

3

Elect Teri List

Management

For

For

4

Elect Walter G. Lohr, Jr.

Management

For

For

5

Elect Jessica L. Mega

Management

For

For

6

Elect Mitchell P. Rales

Management

For

For

7

Elect Steven M. Rales

Management

For

For

8

Elect Pardis C. Sabeti

Management

For

For

9

Elect John T. Schwieters

Management

For

For

10

Elect Alan G. Spoon

Management

For

For

11

Elect Raymond C. Stevens

Management

For

For

12

Elect Elias A. Zerhouni

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

15

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

For
 

 

 

DANAHER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DHR
Security ID:  235851102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rainer M. Blair

Management

For

For

1b

Elect Director Linda Hefner Filler

Management

For

For

1c

Elect Director Teri List

Management

For

Against

1d

Elect Director Walter G. Lohr, Jr.

Management

For

Against

1e

Elect Director Jessica L. Mega

Management

For

For

1f

Elect Director Mitchell P. Rales

Management

For

For

1g

Elect Director Steven M. Rales

Management

For

For

1h

Elect Director Pardis C. Sabeti

Management

For

For

1i

Elect Director John T. Schwieters

Management

For

Against

1j

Elect Director Alan G. Spoon

Management

For

For

1k

Elect Director Raymond C. Stevens

Management

For

For

1l

Elect Director Elias A. Zerhouni

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

 

 

DARDEN RESTAURANTS, INC.
Meeting Date:  SEP 23, 2020
Record Date:  JUL 29, 2020
Meeting Type:  ANNUAL

Ticker:  DRI
Security ID:  237194105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Margaret Shan Atkins

Management

For

DNV

1..2

DIRECTOR-James P. Fogarty

Management

For

DNV

1..3

DIRECTOR-Cynthia T. Jamison

Management

For

DNV

1..4

DIRECTOR-Eugene I. Lee, Jr.

Management

For

DNV

1..5

DIRECTOR-Nana Mensah

Management

For

DNV

1..6

DIRECTOR-William S. Simon

Management

For

DNV

1..7

DIRECTOR-Charles M. Sonsteby

Management

For

DNV

1..8

DIRECTOR-Timothy J. Wilmott

Management

For

DNV

2.

To obtain advisory approval of the Company's executive compensation.

Management

For

DNV

3.

To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 30, 2021.

Management

For

DNV
 

 

 

DAVIDE CAMPARI-MILANO NV
Meeting Date:  SEP 18, 2020
Record Date:  AUG 21, 2020
Meeting Type:  SPECIAL

Ticker:  CPR
Security ID:  N24565108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Approve Reduction in Share Capital and Amend Articles to Reflect Changes in Capital

Management

For

Against

3

Approve Implementation of Clause 13.11 and Amend Articles of Association

Management

For

Against

4

Elect Fabio Facchini as Director

Management

For

For

5

Approve Remuneration Policy

Management

For

Against

6

Allow Questions

Management

None

None

7

Close Meeting

Management

None

None

 

 

DAVIDE CAMPARI-MILANO NV
Meeting Date:  APR 08, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  CPR
Security ID:  N24565108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2.a

Receive Annual Report (Non-Voting)

Management

None

None

2.b

Approve Remuneration Report

Management

For

For

2.c

Discussion on Company's Corporate Governance Structure

Management

None

None

2.d

Adopt Financial Statements

Management

For

For

3.a

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

3.b

Approve Dividends

Management

For

For

4.a

Approve Discharge of Executive Directors

Management

For

For

4.b

Approve Discharge of Non-Executive Directors

Management

For

For

5

Approve Employee Share Ownership Plan

Management

For

For

6

Approve Extra Mile Bonus Plan

Management

For

For

7

Approve Stock Option Plan

Management

For

Against

8

Authorize Repurchase of Shares

Management

For

For

9

Ratify Ernst & Young Accountants LLP as Auditors

Management

For

For
 

 

 

DEERE & COMPANY
Meeting Date:  FEB 24, 2021
Record Date:  DEC 31, 2020
Meeting Type:  ANNUAL

Ticker:  DE
Security ID:  244199105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tamra A. Erwin

Management

For

For

1b

Elect Director Alan C. Heuberger

Management

For

For

1c

Elect Director Charles O. Holliday, Jr.

Management

For

For

1d

Elect Director Dipak C. Jain

Management

For

For

1e

Elect Director Michael O. Johanns

Management

For

For

1f

Elect Director Clayton M. Jones

Management

For

For

1g

Elect Director John C. May

Management

For

For

1h

Elect Director Gregory R. Page

Management

For

For

1i

Elect Director Sherry M. Smith

Management

For

For

1j

Elect Director Dmitri L. Stockton

Management

For

For

1k

Elect Director Sheila G. Talton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

DELL TECHNOLOGIES INC.
Meeting Date:  JUN 22, 2021
Record Date:  APR 26, 2021
Meeting Type:  ANNUAL

Ticker:  DELL
Security ID:  24703L202

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael S. Dell

Management

For

For

1.2

Elect Director David W. Dorman

Management

For

For

1.3

Elect Director Egon Durban

Management

For

For

1.4

Elect Director William D. Green

Management

For

For

1.5

Elect Director Simon Patterson

Management

For

For

1.6

Elect Director Lynn M. Vojvodich

Management

For

For

1.7

Elect Director Ellen J. Kullman

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

DENALI THERAPEUTICS INC
Meeting Date:  JUN 02, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  DNLI
Security ID:  24823R105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Douglas G. Cole

Management

For

For

1.2

Elect Jay T. Flatley

Management

For

For

1.3

Elect Marc Tessier-Lavigne

Management

For

For

1.4

Elect Nancy A. Thornberry

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

DEUTSCHE POST AG
Meeting Date:  AUG 27, 2020
Record Date:  AUG 20, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  D19225107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN

Management

None

Did not vote

CMMT

PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED

Management

None

Did not vote

CMMT

THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES

Management

None

Did not vote

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN

Management

None

Did not vote

CMMT

FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECT

Management

None

Did not vote

1

RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019

Management

None

Did not vote

2

APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE

Management

For

DNV

3

APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019

Management

For

DNV

4

APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019

Management

For

DNV

5

RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2020

Management

For

DNV

6.1

ELECT JOERG KUKIES TO THE SUPERVISORY BOARD

Management

For

DNV

6.2

ELECT LAWRENCE ROSEN TO THE SUPERVISORY BOARD

Management

For

DNV

7

APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES APPROVE CREATION OF EUR 12 MILLION POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS

Management

For

DNV

8

APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1.5 BILLION APPROVE CREATION OF EUR 40 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS

Management

For

DNV

9.1

AMEND ARTICLES RE: ONLINE PARTICIPATION

Management

For

DNV

9.2

AMEND ARTICLES RE: INTERIM DIVIDEND

Management

For

DNV

CMMT

04 AUGUST 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF-RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Management

None

Did not vote
 

 

 

DEXCOM, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  DXCM
Security ID:  252131107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Kevin Sayer

Management

For

For

2

Elect Nicholas Augustinos

Management

For

For

3

Elect Bridgette P. Heller

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

6

Repeal of Classified Board

Management

For

For
 

 

 

DIALOG SEMICONDUCTOR PLC
Meeting Date:  APR 09, 2021
Record Date:  
Meeting Type:  ORDINARY GENERAL MEETING

Ticker:  
Security ID:  G5821P111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

THAT: (1) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 (THE "SCHEME") BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES O

Management

For

Do Not Vote

CMMT

12 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

Management

None

Did not vote

 

 

DIALOG SEMICONDUCTOR PLC
Meeting Date:  APR 09, 2021
Record Date:  
Meeting Type:  COURT MEETING

Ticker:  
Security ID:  G5821P111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

APPROVE SCHEME OF ARRANGEMENT

Management

For

Do Not Vote

CMMT

10 MAR 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT.

Management

None

Did not vote

CMMT

10 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

Management

None

Did not vote
 

 

 

DIALOG SEMICONDUCTOR PLC
Meeting Date:  MAY 04, 2021
Record Date:  
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  G5821P111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

RECEIPT OF THE COMPANY'S REPORT AND ACCOUNTS

Management

For

Do Not Vote

2

APPROVAL OF DIRECTORS' REMUNERATION REPORT

Management

For

Do Not Vote

3

RE-APPOINTMENT OF DELOITTE LLP AS AUDITOR OF THE COMPANY

Management

For

Do Not Vote

4

AUTHORITY TO AGREE THE AUDITOR'S REMUNERATION

Management

For

Do Not Vote

5

RE-APPOINTMENT OF ALAN CAMPBELL AS A DIRECTOR OF THE COMPANY

Management

For

Do Not Vote

6

RE-APPOINTMENT OF NICHOLAS JEFFERY AS A DIRECTOR OF THE COMPANY

Management

For

Do Not Vote

7

RE-APPOINTMENT OF EAMONN O'HARE AS A DIRECTOR OF THE COMPANY

Management

For

Do Not Vote

8

DIRECTORS' AUTHORITY TO ALLOT SHARES

Management

For

Do Not Vote

9

ADDITIONAL AUTHORITY TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE

Management

For

Do Not Vote

10

DISAPPLICATION OF PRE-EMPTION RIGHTS

Management

For

Do Not Vote

11

ADDITIONAL DISAPPLICATION OF PRE- EMPTION RIGHTS

Management

For

Do Not Vote

12

AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH BARCLAYS BANK PLC

Management

For

Do Not Vote

13

AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH GOLDMAN SACHS INTERNATIONAL

Management

For

Do Not Vote

14

AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH HSBC BANK PLC

Management

For

Do Not Vote

15

AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH MERRILL LYNCH INTERNATIONAL

Management

For

Do Not Vote

16

NOTICE PERIOD FOR GENERAL MEETINGS

Management

For

Do Not Vote
 

 

 

DICERNA PHARMACEUTICALS, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL

Ticker:  DRNA
Security ID:  253031108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Douglas M. Fambrough III

Management

For

For

2

Elect J. Kevin Buchi

Management

For

For

3

Elect Steven Doberstein

Management

For

For

4

Elect Martin Freed

Management

For

Against

5

Elect Patrick M. Gray

Management

For

For

6

Elect Stephen J. Hoffman

Management

For

For

7

Elect Adam M. Koppel

Management

For

For

8

Elect Marc D. Kozin

Management

For

For

9

Elect Cynthia Smith

Management

For

For

10

Ratification of Auditor

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

DOLLAR GENERAL CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 18, 2021
Meeting Type:  ANNUAL

Ticker:  DG
Security ID:  256677105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Warren F. Bryant

Management

For

For

1b

Elect Director Michael M. Calbert

Management

For

For

1c

Elect Director Patricia D. Fili-Krushel

Management

For

For

1d

Elect Director Timothy I. McGuire

Management

For

For

1e

Elect Director William C. Rhodes, III

Management

For

For

1f

Elect Director Debra A. Sandler

Management

For

For

1g

Elect Director Ralph E. Santana

Management

For

For

1h

Elect Director Todd J. Vasos

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock

Management

For

Abstain

6

Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock

Shareholder

Against

For

 

 

DOMINO'S PIZZA, INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 03, 2021
Meeting Type:  ANNUAL

Ticker:  DPZ
Security ID:  25754A201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David A. Brandon

Management

For

For

1.2

Elect Director Richard E. Allison, Jr.

Management

For

For

1.3

Elect Director C. Andrew Ballard

Management

For

For

1.4

Elect Director Andrew B. Balson

Management

For

For

1.5

Elect Director Corie S. Barry

Management

For

For

1.6

Elect Director Diana F. Cantor

Management

For

For

1.7

Elect Director Richard L. Federico

Management

For

For

1.8

Elect Director James A. Goldman

Management

For

For

1.9

Elect Director Patricia E. Lopez

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael G. Browning

Management

For

For

1.2

Elect Director Annette K. Clayton

Management

For

For

1.3

Elect Director Theodore F. Craver, Jr.

Management

For

For

1.4

Elect Director Robert M. Davis

Management

For

For

1.5

Elect Director Caroline Dorsa

Management

For

For

1.6

Elect Director W. Roy Dunbar

Management

For

For

1.7

Elect Director Nicholas C. Fanandakis

Management

For

For

1.8

Elect Director Lynn J. Good

Management

For

For

1.9

Elect Director John T. Herron

Management

For

For

1.10

Elect Director E. Marie McKee

Management

For

For

1.11

Elect Director Michael J. Pacilio

Management

For

For

1.12

Elect Director Thomas E. Skains

Management

For

For

1.13

Elect Director William E. Webster, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on Political Contributions and Expenditures

Shareholder

Against

For
 

 

 

E*TRADE FINANCIAL CORPORATION
Meeting Date:  JUL 17, 2020
Record Date:  JUN 10, 2020
Meeting Type:  SPECIAL

Ticker:  ETFC
Security ID:  269246401

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

3

Adjourn Meeting

Management

For

For

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 04, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Kieran T. Gallahue

Management

For

For

2

Elect Leslie Stone Heisz

Management

For

For

3

Elect Paul A. LaViolette

Management

For

For

4

Elect Steven R. Loranger

Management

For

For

5

Elect Martha H. Marsh

Management

For

For

6

Elect Michael A. Mussallem

Management

For

For

7

Elect Ramona Sequeira

Management

For

For

8

Elect Nicholas J. Valeriani

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

10

Amendment to the 2001 Employee Stock Purchase Plan for U.S. Employees

Management

For

For

11

Amendment to the 2001 Employee Stock Purchase Plan for International Employees

Management

For

For

12

Ratification of Auditor

Management

For

For

13

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

For

14

Shareholder Proposal Regarding Non-Management Employee Representation on the Board

Shareholder

Against

Against
 

 

 

ELI LILLY AND COMPANY
Meeting Date:  MAY 03, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  LLY
Security ID:  532457108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Katherine Baicker

Management

For

For

2

Elect J. Erik Fyrwald

Management

For

For

3

Elect Jamere Jackson

Management

For

For

4

Elect Gabrielle Sulzberger

Management

For

For

5

Elect Jackson P. Tai

Management

For

For

6

Advisory Vote on Executive Compensation

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Repeal of Classified Board

Management

For

For

9

Elimination of Supermajority Requirement

Management

For

For

10

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

For

11

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

Against

12

Shareholder Proposal Regarding Bonus Deferral Policy

Shareholder

Against

Against

13

Shareholder Proposal Regarding Recoupment Report

Shareholder

Against

Against

 

 

ELI LILLY AND COMPANY
Meeting Date:  MAY 03, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  LLY
Security ID:  532457108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Katherine Baicker

Management

For

For

2

Elect J. Erik Fyrwald

Management

For

For

3

Elect Jamere Jackson

Management

For

For

4

Elect Gabrielle Sulzberger

Management

For

For

5

Elect Jackson P. Tai

Management

For

For

6

Advisory Vote on Executive Compensation

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Repeal of Classified Board

Management

For

For

9

Elimination of Supermajority Requirement

Management

For

For

10

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

Against

11

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

For

12

Shareholder Proposal Regarding Bonus Deferral Policy

Shareholder

Against

For

13

Shareholder Proposal Regarding Recoupment Report

Shareholder

Against

For
 

 

 

ELI LILLY AND COMPANY
Meeting Date:  MAY 03, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  LLY
Security ID:  532457108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Katherine Baicker

Management

For

For

1b

Elect Director J. Erik Fyrwald

Management

For

For

1c

Elect Director Jamere Jackson

Management

For

For

1d

Elect Director Gabrielle Sulzberger

Management

For

For

1e

Elect Director Jackson P. Tai

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Eliminate Supermajority Vote Requirement

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

For

7

Require Independent Board Chair

Shareholder

Against

For

8

Adopt Policy on Bonus Banking

Shareholder

Against

For

9

Clawback Disclosure of Recoupment Activity from Senior Officers

Shareholder

Against

For

 

 

EPR PROPERTIES
Meeting Date:  MAY 28, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  EPR
Security ID:  26884U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas M. Bloch

Management

For

For

1.2

Elect Director Barrett Brady

Management

For

For

1.3

Elect Director Peter C. Brown

Management

For

For

1.4

Elect Director James B. Connor

Management

For

For

1.5

Elect Director Robert J. Druten

Management

For

For

1.6

Elect Director Jack A. Newman, Jr.

Management

For

For

1.7

Elect Director Virginia E. Shanks

Management

For

For

1.8

Elect Director Gregory K. Silvers

Management

For

For

1.9

Elect Director Robin P. Sterneck

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

ESH HOSPITALITY, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  SPECIAL

Ticker:  
Security ID:  30224P211

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

 

 

EVOLUTION GAMING GROUP AB
Meeting Date:  JAN 28, 2021
Record Date:  JAN 20, 2021
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  W3287P115

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION

Management

None

Did not vote

CMMT

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R

Management

None

Did not vote

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QU

Management

None

Did not vote

CMMT

PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU

Management

None

Did not vote

1

OPENING OF THE MEETING

Management

None

Did not vote

2

ELECTION OF CHAIRMAN OF THE MEETING

Management

None

Did not vote

3

PREPARATION AND APPROVAL OF VOTING REGISTER

Management

None

Did not vote

4

APPROVAL OF AGENDA

Management

None

Did not vote

5

ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES OF THE MEETING

Management

None

Did not vote

6

DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED

Management

None

Did not vote

7

RESOLUTION ON AN INCENTIVE PROGRAMME BY WAY OF A DIRECTED ISSUE OF WARRANTS WITH A SUBSEQUENT TRANSFER TO THE PARTICIPANTS

Management

For

Do Not Vote

8

CLOSING OF THE MEETING

Management

None

Did not vote

CMMT

INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW

Management

None

Did not vote

CMMT

PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED C

Management

None

Did not vote
 

 

 

EXECUTIVE NETWORK PARTNERING CORPORATION
Meeting Date:  MAR 24, 2021
Record Date:  MAR 13, 2021
Meeting Type:  ANNUAL

Ticker:  ENPC
Security ID:  30158L209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Forward Stock Split and Amend Certain Terms of the Class B and Class F Common Stock

Management

For

For

2

Amend Warrant Agreement

Management

For

For

3

Adjourn Stockholder Meeting

Management

For

For

4

Adjourn Warrant Holder Meeting

Management

For

For

 

 

EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Meeting Date:  MAY 04, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  EXPD
Security ID:  302130109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert R. Wright

Management

For

For

1.2

Elect Director Glenn M. Alger

Management

For

For

1.3

Elect Director Robert P. Carlile

Management

For

For

1.4

Elect Director James M. DuBois

Management

For

For

1.5

Elect Director Mark A. Emmert

Management

For

For

1.6

Elect Director Diane H. Gulyas

Management

For

For

1.7

Elect Director Jeffrey S. Musser

Management

For

For

1.8

Elect Director Liane J. Pelletier

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

EXPERIAN PLC
Meeting Date:  JUL 22, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  EXPN
Security ID:  G32655105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Remuneration Report (Advisory)

Management

For

For

3

Remuneration Policy (Advisory)

Management

For

For

4

Elect Ruba Borno

Management

For

For

5

Elect Brian Cassin

Management

For

For

6

Elect Caroline F. Donahue

Management

For

For

7

Elect Luiz Fernando Vendramini Fleury

Management

For

For

8

Elect Deirdre Mahlan

Management

For

For

9

Elect Lloyd Pitchford

Management

For

For

10

Elect Mike Rogers

Management

For

For

11

Elect George Rose

Management

For

For

12

Elect Kerry Williams

Management

For

For

13

Appointment of Auditor

Management

For

For

14

Authority to Set Auditor's Fees

Management

For

For

15

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

16

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

17

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Management

For

For

18

Authority to Repurchase Shares

Management

For

For
 

 

 

EXTENDED STAY AMERICA, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  CONTESTED-SPECIAL

Ticker:  STAY
Security ID:  30224P200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

STAY's Merger Agreement Proposal

Management

Against

Do Not Vote

2.

STAY's Compensation Proposal

Management

Against

Do Not Vote

3.

STAY's Adjournment Proposal

Management

Against

Do Not Vote

 

 

EXTENDED STAY AMERICA, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  CONTESTED-SPECIAL

Ticker:  STAY
Security ID:  30224P200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement.

Management

For

Do Not Vote

2.

To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers.

Management

For

Do Not Vote

3.

To approve, any adjournment of the meeting for the purpose of soliciting additional proxies.

Management

For

Do Not Vote

 

 

EXTENDED STAY AMERICA, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  SPECIAL

Ticker:  
Security ID:  30224P211

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Proposal to adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement.

Management

For

Do Not Vote

2.

Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Hospitality's named executive officers that is based on or otherwise relates to the mergers.

Management

For

Do Not Vote
 

 

 

EXTENDED STAY AMERICA, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  SPECIAL

Ticker:  STAY
Security ID:  30224P200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement.

Management

For

Do Not Vote

2.

To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers.

Management

For

Do Not Vote

3.

To approve, any adjournment of the meeting for the purpose of soliciting additional proxies.

Management

For

Do Not Vote

 

 

EXTENDED STAY AMERICA, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 19, 2021
Meeting Type:  PROXY CONTEST

Ticker:  STAY
Security ID:  30224P200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

3

Adjourn Meeting

Management

For

For

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (Gold Proxy Card)

1

Approve Merger Agreement

Management

Against

Did Not Vote

2

Advisory Vote on Golden Parachutes

Management

Against

Did Not Vote

3

Adjourn Meeting

Management

Against

Did Not Vote
 

 

 

EXXON MOBIL CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  PROXY CONTEST

Ticker:  XOM
Security ID:  30231G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (Blue Proxy Card)

1.1

Elect Director Michael J. Angelakis

Management

For

Did Not Vote

1.2

Elect Director Susan K. Avery

Management

For

Did Not Vote

1.3

Elect Director Angela F. Braly

Management

For

Did Not Vote

1.4

Elect Director Ursula M. Burns

Management

For

Did Not Vote

1.5

Elect Director Kenneth C. Frazier

Management

For

Did Not Vote

1.6

Elect Director Joseph L. Hooley

Management

For

Did Not Vote

1.7

Elect Director Steven A. Kandarian

Management

For

Did Not Vote

1.8

Elect Director Douglas R. Oberhelman

Management

For

Did Not Vote

1.9

Elect Director Samuel J. Palmisano

Management

For

Did Not Vote

1.10

Elect Director Jeffrey W. Ubben

Management

For

Did Not Vote

1.11

Elect Director Darren W. Woods

Management

For

Did Not Vote

1.12

Elect Director Wan Zulkiflee

Management

For

Did Not Vote

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

Did Not Vote

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

4

Require Independent Board Chair

Shareholder

Against

Did Not Vote

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Did Not Vote

6

Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario

Shareholder

Against

Did Not Vote

7

Report on Costs and Benefits of Environmental-Related Expenditures

Shareholder

Against

Did Not Vote

8

Report on Political Contributions

Shareholder

Against

Did Not Vote

9

Report on Lobbying Payments and Policy

Shareholder

Against

Did Not Vote

10

Report on Corporate Climate Lobbying Aligned with Paris Agreement

Shareholder

Against

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (White Proxy Card)

1.1

Elect Director Gregory J. Goff

Shareholder

For

For

1.2

Elect Director Kaisa Hietala

Shareholder

For

Withhold

1.3

Elect Director Alexander A. Karsner

Shareholder

For

For

1.4

Elect Director Anders Runevad

Shareholder

For

Withhold

1.5

Management Nominee Michael J. Angelakis

Shareholder

For

For

1.6

Management Nominee Susan K. Avery

Shareholder

For

For

1.7

Management Nominee Angela F. Braly

Shareholder

For

For

1.8

Management Nominee Ursula M. Burns

Shareholder

For

For

1.9

Management Nominee Kenneth C. Frazier

Shareholder

For

For

1.10

Management Nominee Joseph L. Hooley

Shareholder

For

For

1.11

Management Nominee Jeffrey W. Ubben

Shareholder

For

For

1.12

Management Nominee Darren W. Woods

Shareholder

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

Against

For

4

Require Independent Board Chair

Shareholder

None

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

None

Against

6

Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario

Shareholder

None

For

7

Report on Costs and Benefits of Environmental-Related Expenditures

Shareholder

None

Against

8

Report on Political Contributions

Shareholder

None

Against

9

Report on Lobbying Payments and Policy

Shareholder

None

For

10

Report on Corporate Climate Lobbying Aligned with Paris Agreement

Shareholder

None

For
 

 

 

FACEBOOK, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  30303M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Peggy Alford

Management

For

Withhold

1.2

Elect Marc L. Andreessen

Management

For

For

1.3

Elect Andrew W. Houston

Management

For

For

1.4

Elect Nancy Killefer

Management

For

For

1.5

Elect Robert M. Kimmitt

Management

For

For

1.6

Elect Sheryl K. Sandberg

Management

For

For

1.7

Elect Peter A. Thiel

Management

For

For

1.8

Elect Tracey T. Travis

Management

For

For

1.9

Elect Mark Zuckerberg

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Amendment to the Director Compensation Policy

Management

For

For

4

Shareholder Proposal Regarding Recapitalization

Shareholder

Against

Against

5

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

Against

6

Shareholder Proposal Regarding Report on Online Child Exploitation

Shareholder

Against

For

7

Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board

Shareholder

Against

Against

8

Shareholder Proposal Regarding Report on Reducing False and Divisive Information

Shareholder

Against

Against

9

Shareholder Proposal Regarding Becoming a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

FATE THERAPEUTICS, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  FATE
Security ID:  31189P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Robert M. Hershberg

Management

For

For

1.2

Elect Michael Lee

Management

For

For

1.3

Elect William H. Rastetter

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Increase in Authorized Common Stock

Management

For

For

 

 

FEDEX CORPORATION
Meeting Date:  SEP 21, 2020
Record Date:  JUL 27, 2020
Meeting Type:  ANNUAL

Ticker:  FDX
Security ID:  31428X106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: MARVIN R. ELLISON

Management

For

For

1B.

Election of Director: SUSAN PATRICIA GRIFFITH

Management

For

For

1C.

Election of Director: JOHN C. ("CHRIS") INGLIS

Management

For

For

1D.

Election of Director: KIMBERLY A. JABAL

Management

For

For

1E.

Election of Director: SHIRLEY ANN JACKSON

Management

For

For

1F.

Election of Director: R. BRAD MARTIN

Management

For

For

1G.

Election of Director: JOSHUA COOPER RAMO

Management

For

For

1H.

Election of Director: SUSAN C. SCHWAB

Management

For

For

1I.

Election of Director: FREDERICK W. SMITH

Management

For

For

1J.

Election of Director: DAVID P. STEINER

Management

For

For

1K.

Election of Director: RAJESH SUBRAMANIAM

Management

For

For

1L.

Election of Director: PAUL S. WALSH

Management

For

For

2.

Advisory vote to approve named executive officer compensation.

Management

For

For

3.

Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2021.

Management

For

For

4.

Stockholder proposal regarding lobbying activity and expenditure report.

Shareholder

Against

Against

5.

Stockholder proposal regarding political disclosure.

Shareholder

Against

Against

6.

Stockholder proposal regarding employee representation on the Board of Directors.

Shareholder

Against

Against

7.

Stockholder proposal regarding shareholder right to act by written consent.

Shareholder

Against

Against

8.

Stockholder proposal regarding integrating ESG metrics into executive compensation.

Shareholder

Against

Against
 

 

 

FIFTH THIRD BANCORP
Meeting Date:  APR 13, 2021
Record Date:  FEB 19, 2021
Meeting Type:  ANNUAL

Ticker:  FITB
Security ID:  316773100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nicholas K. Akins

Management

For

For

1b

Elect Director B. Evan Bayh, III

Management

For

For

1c

Elect Director Jorge L. Benitez

Management

For

For

1d

Elect Director Katherine B. Blackburn

Management

For

For

1e

Elect Director Emerson L. Brumback

Management

For

For

1f

Elect Director Greg D. Carmichael

Management

For

For

1g

Elect Director Linda W. Clement-Holmes

Management

For

For

1h

Elect Director C. Bryan Daniels

Management

For

For

1i

Elect Director Mitchell S. Feiger

Management

For

For

1j

Elect Director Thomas H. Harvey

Management

For

For

1k

Elect Director Gary R. Heminger

Management

For

For

1l

Elect Director Jewell D. Hoover

Management

For

For

1m

Elect Director Eileen A. Mallesch

Management

For

For

1n

Elect Director Michael B. McCallister

Management

For

For

1o

Elect Director Marsha C. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Management

For

For

7

Eliminate Cumulative Voting

Management

For

For
 

 

 

FINSERV ACQUISITION CORP.
Meeting Date:  DEC 29, 2020
Record Date:  DEC 02, 2020
Meeting Type:  ANNUAL

Ticker:  FSRV
Security ID:  318085107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Aris Kekedjian

Management

For

Withhold

2

Ratify WithumSmith+Brown, PC as Auditors

Management

For

For

 

 

FIRSTENERGY CORP.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  FE
Security ID:  337932107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael J. Anderson

Management

For

For

1.2

Elect Director Steven J. Demetriou

Management

For

For

1.3

Elect Director Julia L. Johnson

Management

For

For

1.4

Elect Director Jesse A. Lynn

Management

For

For

1.5

Elect Director Donald T. Misheff

Management

For

For

1.6

Elect Director Thomas N. Mitchell

Management

For

For

1.7

Elect Director James F. O'Neil, III

Management

For

For

1.8

Elect Director Christopher D. Pappas

Management

For

For

1.9

Elect Director Luis A. Reyes

Management

For

For

1.10

Elect Director John W. Somerhalder, II

Management

For

For

1.11

Elect Director Steven E. Strah

Management

For

For

1.12

Elect Director Andrew Teno

Management

For

For

1.13

Elect Director Leslie M. Turner

Management

For

For

1.14

Elect Director Melvin Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

FIVE BELOW, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL

Ticker:  FIVE
Security ID:  33829M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Dinesh S. Lathi

Management

For

For

1b

Elect Director Richard L. Markee

Management

For

For

1c

Elect Director Thomas G. Vellios

Management

For

For

1d

Elect Director Zuhairah S. Washington

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

FLEETCOR TECHNOLOGIES, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  FLT
Security ID:  339041105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Steven T. Stull

Management

For

For

2

Elect Michael Buckman

Management

For

For

3

Elect Thomas M. Hagerty

Management

For

For

4

Elect Mark A. Johnson

Management

For

For

5

Elect Archie L. Jones Jr.

Management

For

For

6

Elect Hala G. Moddelmog

Management

For

For

7

Elect Jeffrey S. Sloan

Management

For

For

8

Ratification of Auditor

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

10

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

FLEX LTD.
Meeting Date:  AUG 07, 2020
Record Date:  JUN 08, 2020
Meeting Type:  ANNUAL

Ticker:  FLEX
Security ID:  Y2573F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Revathi Advaithi

Management

For

For

2

Elect Michael D. Capellas

Management

For

For

3

Elect Jennifer Xin-Zhe Li

Management

For

For

4

Elect Marc A. Onetto

Management

For

For

5

Elect Erin L. McSweeney

Management

For

For

6

Elect Willy C. Shih

Management

For

For

7

Elect Charles K. Stevens III

Management

For

For

8

Elect Lay Koon Tan

Management

For

For

9

Elect William D. Watkins

Management

For

For

10

Elect Lawrence A. Zimmerman

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Amendment to the 2017 Equity Incentive Plan

Management

For

For

14

Authority to Issue Ordinary Shares

Management

For

For

15

Renewal of Share Purchase Mandate

Management

For

For

 

 

FLUTTER ENTERTAINMENT PLC
Meeting Date:  DEC 29, 2020
Record Date:  DEC 24, 2020
Meeting Type:  SPECIAL

Ticker:  FLTR
Security ID:  G3643J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

FanDuel Transaction

Management

For

For

3

Non-Voting Meeting Note

Management

N/A

N/A

4

Non-Voting Meeting Note

Management

N/A

N/A

5

Non-Voting Meeting Note

Management

N/A

N/A
 

 

 

FLUTTER ENTERTAINMENT PLC
Meeting Date:  JAN 19, 2021
Record Date:  JAN 15, 2021
Meeting Type:  SPECIAL

Ticker:  FLTR
Security ID:  G3643J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Approve Migration of Electronic Settlement

Management

For

For

3

Amendments to Articles

Management

For

For

4

Adoption of New Articles (Migration)

Management

For

For

5

Adoption of New Articles (Migration)

Management

For

For

6

Authority to Implement the Migration

Management

For

For

7

Non-Voting Meeting Note

Management

N/A

N/A

8

Non-Voting Meeting Note

Management

N/A

N/A

 

 

FLYING EAGLE ACQUISITION CORP.
Meeting Date:  DEC 16, 2020
Record Date:  NOV 06, 2020
Meeting Type:  SPECIAL

Ticker:  FEAC
Security ID:  34407Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

For

2

Amend Charter

Management

For

Against

3a

Increase Authorized Preferred and Common Stock

Management

For

Against

3b

Amend Votes Per Share of Class B Common Stock

Management

For

Against

3c

Declassify the Board of Directors

Management

For

For

3d

Restrict Right to Act by Written Consent

Management

For

Against

3e

Adopt Supermajority Vote Requirement to Amend Charter

Management

For

Against

3f

Adopt Supermajority Vote Requirement to Amend Bylaws

Management

For

Against

3g

Amend Vote Requirement to Change Number of Directors

Management

For

Against

4

Approve Issuance of Shares for a Private Placement

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

Against

6

Approve Qualified Employee Stock Purchase Plan

Management

For

Against

7

Adjourn Meeting

Management

For

Against
 

 

 

FORTRESS VALUE ACQUISITION CORP. II
Meeting Date:  JUN 15, 2021
Record Date:  MAY 24, 2021
Meeting Type:  SPECIAL

Ticker:  FAII
Security ID:  349642108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

Against

2

Approve Issuance of Shares for a Private Placement

Management

For

Against

3

Amend Certificate of Incorporation

Management

For

Against

4a

Increase Authorized Class A Common Stock

Management

For

For

4b

Classify the Board of Directors

Management

For

Against

4c

Opt Out of Section 203 of the DGCL

Management

For

Against

4d

Adopt Supermajority Vote Requirement to Amend Certificate of Incorporation

Management

For

Against

4e

Adopt Supermajority Vote Requirement to Amend Bylaws

Management

For

Against

5a

Elect Director Joshua A. Pack

Management

For

Withhold

5b

Elect Director Andrew A. McKnight

Management

For

Withhold

5c

Elect Director Marc Furstein

Management

For

Withhold

5d

Elect Director Leslee Cowen

Management

For

Withhold

5e

Elect Director Aaron F. Hood

Management

For

For

5f

Elect Director Carmen A. Policy

Management

For

For

5g

Elect Director Rakefet Russak-Aminoach

Management

For

For

5h

Elect Director Sunil Gulati

Management

For

For

6

Approve Omnibus Stock Plan

Management

For

For

7

Adjourn Meeting

Management

For

Against

 

 

GENERAL MOTORS COMPANY
Meeting Date:  JUN 14, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  GM
Security ID:  37045V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary T. Barra

Management

For

For

1b

Elect Director Wesley G. Bush

Management

For

For

1c

Elect Director Linda R. Gooden

Management

For

For

1d

Elect Director Joseph Jimenez

Management

For

For

1e

Elect Director Jane L. Mendillo

Management

For

For

1f

Elect Director Judith A. Miscik

Management

For

For

1g

Elect Director Patricia F. Russo

Management

For

For

1h

Elect Director Thomas M. Schoewe

Management

For

For

1i

Elect Director Carol M. Stephenson

Management

For

For

1j

Elect Director Mark A. Tatum

Management

For

For

1k

Elect Director Devin N. Wenig

Management

For

For

1l

Elect Director Margaret C. Whitman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Link Executive Pay to Social Criteria

Shareholder

Against

Against
 

 

 

GENPACT LIMITED
Meeting Date:  MAY 05, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL

Ticker:  G
Security ID:  G3922B107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect N.V. Tyagarajan

Management

For

For

2

Elect James C. Madden

Management

For

For

3

Elect Ajay Agrawal

Management

For

For

4

Elect Stacey Cartwright

Management

For

For

5

Elect Laura Conigliaro

Management

For

For

6

Elect Tamara Franklin

Management

For

For

7

Elect Carol Lindstrom

Management

For

For

8

Elect CeCelia Morken

Management

For

For

9

Elect Mark Nunnelly

Management

For

For

10

Elect Brian M. Stevens

Management

For

For

11

Elect Mark Verdi

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Ratification of Auditor

Management

For

For
 

 

 

GILEAD SCIENCES, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  GILD
Security ID:  375558103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Jacqueline K. Barton

Management

For

For

2

Elect Jeffrey A. Bluestone

Management

For

For

3

Elect Sandra J. Horning

Management

For

For

4

Elect Kelly A. Kramer

Management

For

For

5

Elect Kevin E. Lofton

Management

For

For

6

Elect Harish Manwani

Management

For

For

7

Elect Daniel P. O'Day

Management

For

For

8

Elect Javier J. Rodriguez

Management

For

For

9

Elect Anthony Welters

Management

For

For

10

Ratification of Auditor

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For

12

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

Against

 

 

GILEAD SCIENCES, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  GILD
Security ID:  375558103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jacqueline K. Barton

Management

For

For

1b

Elect Director Jeffrey A. Bluestone

Management

For

For

1c

Elect Director Sandra J. Horning

Management

For

For

1d

Elect Director Kelly A. Kramer

Management

For

For

1e

Elect Director Kevin E. Lofton

Management

For

For

1f

Elect Director Harish Manwani

Management

For

For

1g

Elect Director Daniel P. O'Day

Management

For

For

1h

Elect Director Javier J. Rodriguez

Management

For

For

1i

Elect Director Anthony Welters

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For
 

 

 

GLOBAL PAYMENTS INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  GPN
Security ID:  37940X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect F. Thaddeus Arroyo

Management

For

For

2

Elect Robert H.B. Baldwin, Jr.

Management

For

For

3

Elect John G. Bruno

Management

For

For

4

Elect Kriss Cloninger III

Management

For

For

5

Elect William I Jacobs

Management

For

For

6

Elect Joia M. Johnson

Management

For

For

7

Elect Ruth Ann Marshall

Management

For

For

8

Elect Connie D. McDaniel

Management

For

For

9

Elect William B. Plummer

Management

For

For

10

Elect Jeffrey S. Sloan

Management

For

For

11

Elect John T. Turner

Management

For

For

12

Elect M. Troy Woods

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

For

14

Ratification of Auditor

Management

For

For

15

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against

 

 

GLU MOBILE INC.
Meeting Date:  APR 26, 2021
Record Date:  MAR 24, 2021
Meeting Type:  SPECIAL

Ticker:  GLUU
Security ID:  379890106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of February 8, 2021, by and among Electronic Arts Inc. ("Electronic Arts"), a Delaware corporation, Giants Acquisition Sub, Inc., a Delawa

Management

For

For

2.

To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the Merger.

Management

For

For

3.

To approve the adjournment of the virtual special meeting to a later date or dates, if our board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to (i) solicit additional proxies if (a) there is not a

Management

For

For
 

 

 

GODADDY INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  GDDY
Security ID:  380237107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Herald Y. Chen

Management

For

For

1.2

Elect Brian H. Sharples

Management

For

For

1.3

Elect Leah Sweet

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

GUARDANT HEALTH, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  GH
Security ID:  40131M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Helmy Eltoukhy

Management

For

For

2

Elect AmirAli Talasaz

Management

For

For

3

Elect Bahija Jallal

Management

For

Abstain

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

Against
 

 

 

GUIDEWIRE SOFTWARE INC
Meeting Date:  DEC 15, 2020
Record Date:  OCT 19, 2020
Meeting Type:  ANNUAL

Ticker:  GWRE
Security ID:  40171V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Andrew Brown

Management

For

For

2

Elect Margaret Dillon

Management

For

For

3

Elect Michael Keller

Management

For

For

4

Elect Catherine P. Lego

Management

For

For

5

Elect Michael Rosenbaum

Management

For

For

6

Ratification of Auditor

Management

For

For

7

Advisory Vote on Executive Compensation

Management

For

For

8

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

9

Approval of the 2020 Stock Plan

Management

For

For

10

Shareholder Proposal Regarding Simple Majority Vote

Shareholder

For

For

 

 

GW PHARMACEUTICALS PLC
Meeting Date:  APR 23, 2021
Record Date:  MAR 10, 2021
Meeting Type:  SPECIAL

Ticker:  GWPH
Security ID:  36197T103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

C1

To approve (with or without modification) a scheme of arrangement pursuant to Part 26 of the UK Companies Act 2006 (the "Scheme").

Management

For

Do Not Vote

S1

Special Resolution: To authorize the Board of Directors of GW Pharmaceuticals plc (the "Company") to take all such action to give effect to the Scheme, including the amendments to the Articles of Association of the Company.

Management

For

Do Not Vote

O1

Ordinary Resolution: To approve (on a non- binding, advisory basis) certain compensation arrangements that may be paid or become payable to the Company's named executive officers.

Management

For

Do Not Vote

 

 

 

HCA HEALTHCARE, INC.
Meeting Date:  APR 28, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  HCA
Security ID:  40412C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas F. Frist, III

Management

For

For

1b

Elect Director Samuel N. Hazen

Management

For

For

1c

Elect Director Meg G. Crofton

Management

For

For

1d

Elect Director Robert J. Dennis

Management

For

For

1e

Elect Director Nancy-Ann DeParle

Management

For

For

1f

Elect Director William R. Frist

Management

For

For

1g

Elect Director Charles O. Holliday, Jr.

Management

For

For

1h

Elect Director Michael W. Michelson

Management

For

For

1i

Elect Director Wayne J. Riley

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Assess Feasibility of Increasing the Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation

Shareholder

Against

Against

 

 

HP INC.
Meeting Date:  APR 13, 2021
Record Date:  FEB 16, 2021
Meeting Type:  ANNUAL

Ticker:  HPQ
Security ID:  40434L105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Aida M. Alvarez

Management

For

For

1b

Elect Director Shumeet Banerji

Management

For

For

1c

Elect Director Robert R. Bennett

Management

For

For

1d

Elect Director Charles "Chip" V. Bergh

Management

For

For

1e

Elect Director Stacy Brown-Philpot

Management

For

For

1f

Elect Director Stephanie A. Burns

Management

For

For

1g

Elect Director Mary Anne Citrino

Management

For

For

1h

Elect Director Richard L. Clemmer

Management

For

For

1i

Elect Director Enrique J. Lores

Management

For

For

1j

Elect Director Judith "Jami" Miscik

Management

For

For

1k

Elect Director Subra Suresh

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

HUBSPOT, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  HUBS
Security ID:  443573100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Brian Halligan

Management

For

For

2

Elect Ron Gill

Management

For

For

3

Elect Jill Ward

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

 

 

HUDSON EXECUTIVE INVESTMENT CORP.
Meeting Date:  JUN 17, 2021
Record Date:  MAY 19, 2021
Meeting Type:  SPECIAL

Ticker:  HEC
Security ID:  443761101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Business Combination with Talkspace

Management

For

For

2

Charter Proposal

Management

For

For

3

Governance Proposal

Management

For

For

4

Approval of 2021 Incentive Award Plan

Management

For

For

5

Approval of the 2021 Employee Stock Purchase Plan

Management

For

For

6

Election of Directors (slate)

Management

For

For

7

Nasdaq Issuance

Management

For

For

8

Adjournment

Management

For

For

 

 

HUMANA INC.
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  HUM
Security ID:  444859102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Kurt J. Hilzinger

Management

For

For

2

Elect Raquel C. Bono

Management

For

For

3

Elect Bruce D. Broussard

Management

For

For

4

Elect Frank A. D'Amelio

Management

For

For

5

Elect Wayne A.I. Frederick

Management

For

For

6

Elect John W. Garratt

Management

For

For

7

Elect David A. Jones Jr.

Management

For

For

8

Elect Karen W. Katz

Management

For

For

9

Elect Marcy S. Klevorn

Management

For

For

10

Elect William J. McDonald

Management

For

For

11

Elect Jorge S. Mesquita

Management

For

For

12

Elect James J. O'Brien

Management

For

For

13

Elect Marissa T. Peterson

Management

For

For

14

Ratification of Auditor

Management

For

For

15

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

HUMANA INC.
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  HUM
Security ID:  444859102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kurt J. Hilzinger

Management

For

For

1b

Elect Director Raquel C. Bono

Management

For

For

1c

Elect Director Bruce D. Broussard

Management

For

For

1d

Elect Director Frank A. D'Amelio

Management

For

For

1e

Elect Director Wayne A. I. Frederick

Management

For

For

1f

Elect Director John W. Garratt

Management

For

For

1g

Elect Director David A. Jones, Jr.

Management

For

For

1h

Elect Director Karen W. Katz

Management

For

For

1i

Elect Director Marcy S. Klevorn

Management

For

For

1j

Elect Director William J. McDonald

Management

For

For

1k

Elect Director Jorge S. Mesquita

Management

For

For

1l

Elect Director James J. O'Brien

Management

For

For

1m

Elect Director Marissa T. Peterson

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

IHS MARKIT LTD
Meeting Date:  MAR 11, 2021
Record Date:  JAN 19, 2021
Meeting Type:  SPECIAL

Ticker:  INFO
Security ID:  G47567105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No

Management

For

Do Not Vote

2.

IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.'s named executive officers in connection with the merger

Management

For

Do Not Vote

 

 

IHS MARKIT LTD
Meeting Date:  MAY 05, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  INFO
Security ID:  G47567105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Lance Uggla

Management

For

For

1B.

Election of Director: John Browne (The Lord Browne of Madingley)

Management

For

For

1C.

Election of Director: Dinyar S. Devitre

Management

For

For

1D.

Election of Director: Ruann F. Ernst

Management

For

For

1E.

Election of Director: Jacques Esculier

Management

For

For

1F.

Election of Director: Gay Huey Evans

Management

For

For

1G.

Election of Director: William E. Ford

Management

For

For

1H.

Election of Director: Nicoletta Giadrossi

Management

For

For

1I.

Election of Director: Robert P. Kelly

Management

For

For

1J.

Election of Director: Deborah Doyle McWhinney

Management

For

For

1K.

Election of Director: Jean-Paul L. Montupet

Management

For

For

1L.

Election of Director: Deborah K. Orida

Management

For

For

1M.

Election of Director: James A. Rosenthal

Management

For

For

2.

To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers.

Management

For

For

3.

To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee,

Management

For

For
 

 

 

II-VI INCORPORATED
Meeting Date:  JUN 24, 2021
Record Date:  MAY 17, 2021
Meeting Type:  SPECIAL

Ticker:  IIVI
Security ID:  902104108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

ILLUMINA, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Caroline D. Dorsa

Management

For

For

2

Elect Robert S. Epstein

Management

For

For

3

Elect Scott Gottlieb

Management

For

For

4

Elect Gary S. Guthart

Management

For

For

5

Elect Philip W. Schiller

Management

For

For

6

Elect John W. Thompson

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

INNOVENT BIOLOGICS, INC.
Meeting Date:  JUN 24, 2021
Record Date:  JUN 18, 2021
Meeting Type:  SPECIAL

Ticker:  1801
Security ID:  G4818G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

None

Do Not Vote

2

Non-Voting Meeting Note

Management

None

Do Not Vote

3

Grant Restricted Shares to Michael YU De-Chao

Management

For

For

4

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Yu

Management

For

For

5

Grant Restricted Shares to Ronald EDE Hao Xi

Management

For

For

6

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Mr. Ede

Management

For

For

7

Grant Restricted Shares to Charles Leland Cooney

Management

For

For

8

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Cooney

Management

For

For

9

Grant Restricted Shares to Joyce HSU I-Yin

Management

For

For

10

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Ms. Hsu

Management

For

For

11

Grant Restricted Shares to CHEN Kaixian

Management

For

For

12

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Chen

Management

For

For

 

 

INNOVENT BIOLOGICS, INC.
Meeting Date:  JUN 24, 2021
Record Date:  JUN 18, 2021
Meeting Type:  ANNUAL

Ticker:  1801
Security ID:  G4818G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

None

Do Not Vote

2

Non-Voting Meeting Note

Management

None

Do Not Vote

3

Accounts and Reports

Management

For

For

4

Elect CHEN Shuyun

Management

For

For

5

Elect CHEN Kaixian

Management

For

For

6

Directors' Fees

Management

For

For

7

Appointment of Auditor and Authority to Set Fees

Management

For

For

8

Authority to Repurchase Shares

Management

For

For

9

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

10

Authority to Issue Repurchased Shares

Management

For

For
 

 

 

INSU ACQUISITION CORP. II
Meeting Date:  FEB 09, 2021
Record Date:  DEC 30, 2020
Meeting Type:  SPECIAL

Ticker:  INAQ
Security ID:  457821304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Amend Charter in Connection with the Merger

Management

For

Against

4

Approve Issuance of Shares for a Private Placement

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

Against

6

Approve Qualified Employee Stock Purchase Plan

Management

For

Against

7A

Elect Director Daniel G. Cohen

Management

For

Abstain

7B

Elect Director John C. Chrystal

Management

For

For

8A

Elect Director Colin Bryant

Management

For

For

8B

Elect Director Vikas Singhal

Management

For

For

8C

Elect Director David Friedberg

Management

For

For

8D

Elect Director Ryan Graves

Management

For

For

8E

Elect Director Dan Preston

Management

For

For

8F

Elect Director Betsy Cohen

Management

For

For

9

Adjourn Meeting

Management

For

For

 

 

 

INSULET CORPORATION
Meeting Date:  MAY 27, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  PODD
Security ID:  45784P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Wayne A.I. Frederick

Management

For

For

1.2

Elect Shacey Petrovic

Management

For

For

1.3

Elect Timothy J. Scannell

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

INTEL CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Patrick P. Gelsinger

Management

For

For

1b

Elect Director James J. Goetz

Management

For

For

1c

Elect Director Alyssa Henry

Management

For

Against

1d

Elect Director Omar Ishrak

Management

For

Against

1e

Elect Director Risa Lavizzo-Mourey

Management

For

Against

1f

Elect Director Tsu-Jae King Liu

Management

For

For

1g

Elect Director Gregory D. Smith

Management

For

For

1h

Elect Director Dion J. Weisler

Management

For

Against

1i

Elect Director Frank D. Yeary

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Global Median Gender/Racial Pay Gap

Shareholder

Against

Against

6

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

Shareholder

Against

Against

 

 

INTELLIA THERAPEUTICS, INC.
Meeting Date:  JUN 23, 2021
Record Date:  APR 26, 2021
Meeting Type:  ANNUAL

Ticker:  NTLA
Security ID:  45826J105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Fred E. Cohen

Management

For

For

1.2

Elect Jean-Francois Formela

Management

For

For

1.3

Elect Frank Verwiel

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  IBM
Security ID:  459200101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas Buberl

Management

For

For

1b

Elect Director Michael L. Eskew

Management

For

For

1c

Elect Director David N. Farr

Management

For

For

1d

Elect Director Alex Gorsky

Management

For

Against

1e

Elect Director Michelle J. Howard

Management

For

For

1f

Elect Director Arvind Krishna

Management

For

For

1g

Elect Director Andrew N. Liveris

Management

For

Against

1h

Elect Director Frederick William McNabb, III

Management

For

For

1i

Elect Director Martha E. Pollack

Management

For

Against

1j

Elect Director Joseph R. Swedish

Management

For

Against

1k

Elect Director Peter R. Voser

Management

For

For

1l

Elect Director Frederick H. Waddell

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Require Independent Board Chair

Shareholder

Against

For

5

Lower Ownership Threshold for Action by Written Consent

Shareholder

Against

For

6

Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts

Shareholder

For

For
 

 

 

INTUIT INC.
Meeting Date:  JAN 21, 2021
Record Date:  NOV 23, 2020
Meeting Type:  ANNUAL

Ticker:  INTU
Security ID:  461202103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Eve Burton

Management

For

For

2

Elect Scott D. Cook

Management

For

For

3

Elect Richard Dalzell

Management

For

For

4

Elect Sasan Goodarzi

Management

For

For

5

Elect Deborah Liu

Management

For

For

6

Elect Tekedra Mawakana

Management

For

For

7

Elect Suzanne Nora Johnson

Management

For

For

8

Elect Dennis D. Powell

Management

For

For

9

Elect Brad D. Smith

Management

For

For

10

Elect Thomas J. Szkutak

Management

For

For

11

Elect Raul Vazquez

Management

For

For

12

Elect Jeff Weiner

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

For

14

Ratification of Auditor

Management

For

For

 

 

INTUIT INC.
Meeting Date:  JAN 21, 2021
Record Date:  NOV 23, 2020
Meeting Type:  ANNUAL

Ticker:  INTU
Security ID:  461202103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Eve Burton

Management

For

For

1b

Elect Director Scott D. Cook

Management

For

For

1c

Elect Director Richard L. Dalzell

Management

For

For

1d

Elect Director Sasan K. Goodarzi

Management

For

For

1e

Elect Director Deborah Liu

Management

For

For

1f

Elect Director Tekedra Mawakana

Management

For

For

1g

Elect Director Suzanne Nora Johnson

Management

For

For

1h

Elect Director Dennis D. Powell

Management

For

For

1i

Elect Director Brad D. Smith

Management

For

For

1j

Elect Director Thomas Szkutak

Management

For

For

1k

Elect Director Raul Vazquez

Management

For

For

1l

Elect Director Jeff Weiner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 22, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Craig H. Barratt

Management

For

For

2

Elect Joseph C. Beery

Management

For

For

3

Elect Gary S. Guthart

Management

For

For

4

Elect Amal M. Johnson

Management

For

For

5

Elect Don R. Kania

Management

For

For

6

Elect Amy L. Ladd

Management

For

For

7

Elect Keith R. Leonard, Jr.

Management

For

For

8

Elect Alan J. Levy

Management

For

For

9

Elect Jami Dover Nachtsheim

Management

For

For

10

Elect Monica P. Reed

Management

For

For

11

Elect Mark J. Rubash

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Amendment to the 2010 Incentive Award Plan

Management

For

For

 

 

INVITAE CORP
Meeting Date:  OCT 01, 2020
Record Date:  AUG 19, 2020
Meeting Type:  SPECIAL

Ticker:  NVTA
Security ID:  46185L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Merger

Management

For

For

2

Issuance of Shares for a Private Placement Issuance of Warrants

Management

For

For

3

Right to Adjourn Meeting

Management

For

For
 

 

 

IQVIA HOLDINGS INC.
Meeting Date:  APR 13, 2021
Record Date:  FEB 12, 2021
Meeting Type:  ANNUAL

Ticker:  IQV
Security ID:  46266C105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Ari Bousbib

Management

For

For

1.2

Elect John M. Leonard

Management

For

For

1.3

Elect Todd B. Sisitsky

Management

For

For

2

Frequency of Advisory Vote on Executive Compensation

Management

None

1 Year

3

Elimination of Supermajority Requirement for Bylaw Amendments

Management

For

For

4

Elimination of Supermajority Requirement for Director Removals

Management

For

For

5

Ratification of Auditor

Management

For

For

 

 

JOHNSON & JOHNSON
Meeting Date:  APR 22, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary C. Beckerle

Management

For

For

1b

Elect Director D. Scott Davis

Management

For

Against

1c

Elect Director Ian E. L. Davis

Management

For

For

1d

Elect Director Jennifer A. Doudna

Management

For

For

1e

Elect Director Alex Gorsky

Management

For

For

1f

Elect Director Marillyn A. Hewson

Management

For

Against

1g

Elect Director Hubert Joly

Management

For

Against

1h

Elect Director Mark B. McClellan

Management

For

For

1i

Elect Director Anne M. Mulcahy

Management

For

For

1j

Elect Director Charles Prince

Management

For

Against

1k

Elect Director A. Eugene Washington

Management

For

Against

1l

Elect Director Mark A. Weinberger

Management

For

For

1m

Elect Director Nadja Y. West

Management

For

For

1n

Elect Director Ronald A. Williams

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on Civil Rights Audit

Shareholder

Against

For

7

Adopt Policy on Bonus Banking

Shareholder

Against

For
 

 

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linda B. Bammann

Management

For

For

1b

Elect Director Stephen B. Burke

Management

For

For

1c

Elect Director Todd A. Combs

Management

For

For

1d

Elect Director James S. Crown

Management

For

For

1e

Elect Director James Dimon

Management

For

For

1f

Elect Director Timothy P. Flynn

Management

For

For

1g

Elect Director Mellody Hobson

Management

For

For

1h

Elect Director Michael A. Neal

Management

For

For

1i

Elect Director Phebe N. Novakovic

Management

For

For

1j

Elect Director Virginia M. Rometty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

For

6

Report on Racial Equity Audit

Shareholder

Against

For

7

Require Independent Board Chair

Shareholder

Against

For

8

Report on Congruency Political Analysis and Electioneering Expenditures

Shareholder

Against

Against
 

 

 

KANSAS CITY SOUTHERN
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  KSU
Security ID:  485170302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lydia I. Beebe

Management

For

For

1.2

Elect Director Lu M. Cordova

Management

For

For

1.3

Elect Director Robert J. Druten

Management

For

For

1.4

Elect Director Antonio O. Garza, Jr.

Management

For

For

1.5

Elect Director David Garza-Santos

Management

For

For

1.6

Elect Director Janet H. Kennedy

Management

For

For

1.7

Elect Director Mitchell J. Krebs

Management

For

For

1.8

Elect Director Henry J. Maier

Management

For

For

1.9

Elect Director Thomas A. McDonnell

Management

For

For

1.10

Elect Director Patrick J. Ottensmeyer

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

KENSINGTON CAPITAL ACQUISITION CORP.
Meeting Date:  NOV 25, 2020
Record Date:  OCT 27, 2020
Meeting Type:  SPECIAL

Ticker:  KCAC
Security ID:  490073103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

For

2

Increase Authorized Preferred and Common Stock

Management

For

Against

3

Declassify the Board of Directors

Management

For

For

4

Amend Certificate of Incorporation Re: Dual Class Stock Structure

Management

For

Against

5

Amend Certificate of Incorporation Re: Additional Charter

Management

For

Against

6.1

Elect Director Jagdeep Singh

Management

For

For

6.2

Elect Director Justin Mirro

Management

For

For

6.3

Elect Director Frank Blome

Management

For

For

6.4

Elect Director Brad Buss

Management

For

For

6.5

Elect Director John Doerr

Management

For

For

6.6

Elect Director Jurgen Leohold

Management

For

For

6.7

Elect Director Fritz Prinz

Management

For

For

6.8

Elect Director Dipender Saluja

Management

For

For

6.9

Elect Director J.B. Straubel

Management

For

For

7

Approve Omnibus Stock Plan

Management

For

Against

8

Approve Issuance of Shares for a Private Placement

Management

For

For

9

Approve Qualified Employee Stock Purchase Plan

Management

For

Against

10

Adjourn Meeting

Management

For

Against
 

 

 

KION GROUP AG
Meeting Date:  JUL 16, 2020
Record Date:  JUN 24, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  D4S14D103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE

Management

None

Did not vote

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN

Management

None

Did not vote

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE

Management

None

Did not vote

1

RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019

Management

None

Did not vote

2

APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.04 PER SHARE

Management

For

DNV

3

APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019

Management

For

DNV

4

APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019

Management

For

DNV

5

RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2020

Management

For

DNV

6.1

ELECT JIANG KUI TO THE SUPERVISORY BOARD

Management

For

DNV

6.2

ELECT CHRISTINA REUTER TO THE SUPERVISORY BOARD

Management

For

DNV

6.3

ELECT HANS RING TO THE SUPERVISORY BOARD

Management

For

DNV

6.4

ELECT XU PING TO THE SUPERVISORY BOARD

Management

For

DNV

7

APPROVE CREATION OF EUR 11.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS

Management

For

DNV

8

APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION APPROVE CREATION OF EUR 11.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS

Management

For

DNV

9

AMEND CORPORATE PURPOSE

Management

For

DNV

10

AMEND ARTICLES RE: SUPERVISORY BOARD REMUNERATION

Management

For

DNV

11

APPROVE AFFILIATION AGREEMENT WITH DEMATIC HOLDINGS GMBH

Management

For

DNV
 

 

 

KION GROUP AG
Meeting Date:  JUL 16, 2020
Record Date:  JUN 24, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  D4S14D103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE

Management

None

Did not vote

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE

Management

None

Did not vote

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY

Management

None

Did not vote

1

RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019

Management

None

Did not vote

2

APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.04 PER SHARE

Management

For

Do Not Vote

3

APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019

Management

For

Do Not Vote

4

APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019

Management

For

Do Not Vote

5

RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2020

Management

For

Do Not Vote

6.1

ELECT JIANG KUI TO THE SUPERVISORY BOARD

Management

For

Do Not Vote

6.2

ELECT CHRISTINA REUTER TO THE SUPERVISORY BOARD

Management

For

Do Not Vote

6.3

ELECT HANS RING TO THE SUPERVISORY BOARD

Management

For

Do Not Vote

6.4

ELECT XU PING TO THE SUPERVISORY BOARD

Management

For

Do Not Vote

7

APPROVE CREATION OF EUR 11.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS

Management

For

Do Not Vote

8

APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION APPROVE CREATION OF EUR 11.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS

Management

For

Do Not Vote

9

AMEND CORPORATE PURPOSE

Management

For

Do Not Vote

10

AMEND ARTICLES RE: SUPERVISORY BOARD REMUNERATION

Management

For

Do Not Vote

11

APPROVE AFFILIATION AGREEMENT WITH DEMATIC HOLDINGS GMBH

Management

For

Do Not Vote
 

 

 

KLA CORPORATION
Meeting Date:  NOV 04, 2020
Record Date:  SEP 16, 2020
Meeting Type:  ANNUAL

Ticker:  KLAC
Security ID:  482480100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edward Barnholt

Management

For

For

1.2

Elect Director Robert Calderoni

Management

For

For

1.3

Elect Director Jeneanne Hanley

Management

For

For

1.4

Elect Director Emiko Higashi

Management

For

For

1.5

Elect Director Kevin Kennedy

Management

For

For

1.6

Elect Director Gary Moore

Management

For

For

1.7

Elect Director Marie Myers

Management

For

For

1.8

Elect Director Kiran Patel

Management

For

For

1.9

Elect Director Victor Peng

Management

For

For

1.10

Elect Director Robert Rango

Management

For

For

1.11

Elect Director Richard Wallace

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Adopt Proxy Access Right

Shareholder

Against

For
 

 

 

KOHL'S CORPORATION
Meeting Date:  MAY 12, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL

Ticker:  KSS
Security ID:  500255104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael J. Bender

Management

For

For

1.2

Elect Director Peter Boneparth

Management

For

For

1.3

Elect Director Steven A. Burd

Management

For

For

1.4

Elect Director Yael Cosset

Management

For

For

1.5

Elect Director H. Charles Floyd

Management

For

For

1.6

Elect Director Michelle Gass

Management

For

For

1.7

Elect Director Robbin Mitchell

Management

For

For

1.8

Elect Director Jonas Prising

Management

For

For

1.9

Elect Director John E. Schlifske

Management

For

For

1.10

Elect Director Adrianne Shapira

Management

For

For

1.11

Elect Director Frank V. Sica

Management

For

For

1.12

Elect Director Stephanie A. Streeter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

KYMERA THERAPEUTICS, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  KYMR
Security ID:  501575104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Pamela Esposito

Management

For

For

1.2

Elect Gorjan Hrustanovic

Management

For

For

1.3

Elect Donald Nicholson

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

LAM RESEARCH CORPORATION
Meeting Date:  NOV 03, 2020
Record Date:  SEP 04, 2020
Meeting Type:  ANNUAL

Ticker:  LRCX
Security ID:  512807108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sohail U. Ahmed

Management

For

For

1.2

Elect Director Timothy M. Archer

Management

For

For

1.3

Elect Director Eric K. Brandt

Management

For

For

1.4

Elect Director Michael R. Cannon

Management

For

For

1.5

Elect Director Catherine P. Lego

Management

For

For

1.6

Elect Director Bethany J. Mayer

Management

For

For

1.7

Elect Director Abhijit Y. Talwalkar

Management

For

For

1.8

Elect Director Lih Shyng (Rick L.) Tsai

Management

For

For

1.9

Elect Director Leslie F. Varon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

LIVANOVA PLC
Meeting Date:  JUN 09, 2021
Record Date:  APR 22, 2021
Meeting Type:  ANNUAL

Ticker:  LIVN
Security ID:  G5509L101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Francesco Bianchi

Management

For

For

1.2

Elect Director Stacy Enxing Seng

Management

For

For

1.3

Elect Director William Kozy

Management

For

For

1.4

Elect Director Damien McDonald

Management

For

For

1.5

Elect Director Daniel Moore

Management

For

For

1.6

Elect Director Alfred Novak

Management

For

For

1.7

Elect Director Sharon O'Kane

Management

For

For

1.8

Elect Director Arthur L. Rosenthal

Management

For

For

1.9

Elect Director Andrea Saia

Management

For

For

1.10

Elect Director Todd Schermerhorn

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

4

Authorise Issue of Equity

Management

For

For

5

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

6

Approve Remuneration Report

Management

For

For

7

Accept Financial Statements and Statutory Reports

Management

For

For

8

Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditor

Management

For

For

9

Authorize Board to Fix Remuneration of Auditor

Management

For

For
 

 

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 22, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel F. Akerson

Management

For

For

1.2

Elect Director David B. Burritt

Management

For

For

1.3

Elect Director Bruce A. Carlson

Management

For

Against

1.4

Elect Director Joseph F. Dunford, Jr.

Management

For

For

1.5

Elect Director James O. Ellis, Jr.

Management

For

For

1.6

Elect Director Thomas J. Falk

Management

For

For

1.7

Elect Director Ilene S. Gordon

Management

For

For

1.8

Elect Director Vicki A. Hollub

Management

For

For

1.9

Elect Director Jeh C. Johnson

Management

For

For

1.10

Elect Director Debra L. Reed-Klages

Management

For

For

1.11

Elect Director James D. Taiclet

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Report on Human Rights Due Diligence

Shareholder

Against

Against
 

 

 

LOWE'S COMPANIES, INC.
Meeting Date:  MAY 28, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  LOW
Security ID:  548661107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Raul Alvarez

Management

For

For

1.2

Elect Director David H. Batchelder

Management

For

For

1.3

Elect Director Angela F. Braly

Management

For

For

1.4

Elect Director Sandra B. Cochran

Management

For

For

1.5

Elect Director Laurie Z. Douglas

Management

For

For

1.6

Elect Director Richard W. Dreiling

Management

For

For

1.7

Elect Director Marvin R. Ellison

Management

For

For

1.8

Elect Director Daniel J. Heinrich

Management

For

For

1.9

Elect Director Brian C. Rogers

Management

For

For

1.10

Elect Director Bertram L. Scott

Management

For

For

1.11

Elect Director Mary Beth West

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against

 

 

LVMH MOET HENNESSY LOUIS VUITTON SE
Meeting Date:  APR 15, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  MC
Security ID:  F58485115

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 6.00 per Share

Management

For

For

4

Approve Auditors' Special Report on Related-Party Transactions

Management

For

For

5

Reelect Antoine Arnault as Director

Management

For

For

6

Reelect Nicolas Bazire as Director

Management

For

For

7

Reelect Charles de Croisset as Director

Management

For

Against

8

Reelect Yves-Thibault de Silguy as Director

Management

For

For

9

Appoint Olivier Lenel as Alternate Auditor

Management

For

For

10

Approve Amendment of Remuneration Policy of Directors Re: FY 2020

Management

For

For

11

Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020

Management

For

Against

12

Approve Compensation of Corporate Officers

Management

For

Against

13

Approve Compensation of Bernard Arnault, Chairman and CEO

Management

For

Against

14

Approve Compensation of Antonio Belloni, Vice-CEO

Management

For

Against

15

Approve Remuneration Policy of Directors

Management

For

For

16

Approve Remuneration Policy of Chairman and CEO

Management

For

Against

17

Approve Remuneration Policy of Vice-CEO

Management

For

Against

18

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

19

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

20

Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value

Management

For

For

21

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million

Management

For

For

22

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million

Management

For

Against

23

Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million

Management

For

Against

24

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

Management

For

Against

25

Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers

Management

For

Against

26

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

Management

For

Against

27

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

Management

For

Against

28

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

Management

For

For

29

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million

Management

For

For

30

Amend Article 22 of Bylaws Re: Auditors

Management

For

For
 

 

 

LVMH MOET HENNESSY LOUIS VUITTON SE
Meeting Date:  MAY 28, 2021
Record Date:  MAY 26, 2021
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  MC
Security ID:  F58485115

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

 

 

MACQUARIE INFRASTRUCTURE CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 29, 2021
Meeting Type:  SPECIAL

Ticker:  MIC
Security ID:  55608B105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Plan of Reorganization

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

MACQUARIE INFRASTRUCTURE CORPORATION
Meeting Date:  MAY 12, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL

Ticker:  MIC
Security ID:  55608B105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Amanda Brock

Management

For

For

1b

Elect Director Norman H. Brown, Jr.

Management

For

For

1c

Elect Director Christopher Frost

Management

For

For

1d

Elect Director Maria Jelescu-Dreyfus

Management

For

For

1e

Elect Director Ronald Kirk

Management

For

For

1f

Elect Director H.E. (Jack) Lentz

Management

For

For

1g

Elect Director Ouma Sananikone

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

MAGNACHIP SEMICONDUCTOR CORP
Meeting Date:  JUN 17, 2021
Record Date:  MAY 03, 2021
Meeting Type:  SPECIAL

Ticker:  MX
Security ID:  55933J203

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of March 25, 2021, among Magnachip Semiconductor Corporation ("Magnachip"), South Dearborn Limited and Michigan Merger Sub, Inc., and appr

Management

For

Do Not Vote

2.

To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Magnachip's named executive officers that is based on or otherwise relates to the Merger.

Management

For

Do Not Vote

3.

To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if (a) there is not a quorum present in person or represented by proxy or (b) there are insufficient votes to

Management

For

Do Not Vote

 

 

MARVELL TECHNOLOGY GROUP LTD.
Meeting Date:  JUL 23, 2020
Record Date:  MAY 15, 2020
Meeting Type:  ANNUAL

Ticker:  MRVL
Security ID:  G5876H105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect William Tudor Brown

Management

For

For

2

Elect Brad W. Buss

Management

For

For

3

Elect Edward H. Frank

Management

For

For

4

Elect Richard S. Hill

Management

For

For

5

Elect Bethany J. Mayer

Management

For

For

6

Elect Matthew J. Murphy

Management

For

For

7

Elect Michael G. Strachan

Management

For

For

8

Elect Robert E. Switz

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

Against

10

Ratification of Auditor

Management

For

For
 

 

 

MARVELL TECHNOLOGY GROUP LTD.
Meeting Date:  APR 15, 2021
Record Date:  FEB 25, 2021
Meeting Type:  SPECIAL

Ticker:  MRVL
Security ID:  G5876H105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elimination of Supermajority Requirement

Management

For

For

2

Inphi Transaction

Management

For

For

3

Right to Adjourn Meeting

Management

For

For

 

 

MASCO CORPORATION
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  MAS
Security ID:  574599106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark R. Alexander

Management

For

For

1b

Elect Director Marie A. Ffolkes

Management

For

For

1c

Elect Director John C. Plant

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

MASMOVIL IBERCOM SA
Meeting Date:  JUL 08, 2020
Record Date:  JUL 03, 2020
Meeting Type:  ORDINARY GENERAL MEETING

Ticker:  
Security ID:  E7386C164

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09TH JULY 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL- REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU'

Management

None

Did not vote

1

EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF THE CHANGES IN THE NET EQUITY, CASH FLOW STATEMENT AND NOTES) AND THE INDIVIDUAL MANAGEMENT REPORT WITH RESPECT TO THE FINANC

Management

For

For

2

EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CONSOLIDATED ANNUAL ACCOUNTS (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN THE NET EQUITY, CONSOLIDATED CASH FLOW STATEM

Management

For

For

3

EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CONSOLIDATED STATEMENT OF NON-FINANCIAL INFORMATION WITH RESPECT TO THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019

Management

For

For

4

EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE PROPOSAL OF APPLICATION OF THE COMPANY'S RESULTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019

Management

For

For

5

EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019

Management

For

For

6

REELECTION OF KPMG AUDITORES, S.L. AS AUDITORS OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEAR 2020

Management

For

For

7.1

REELECTION OF MR. JOHN CARL HAHN AS PROPRIETARY DIRECTOR

Management

For

For

7.2

REELECTION OF MR. BORJA FERNANDEZ ESPEJEL AS INDEPENDENT DIRECTOR

Management

For

For

7.3

REELECTION OF MS. PILAR ZULUETA DE OYA AS INDEPENDENT DIRECTOR

Management

For

For

7.4

RATIFICATION OF THE APPOINTMENT OF MS. CRISTINA ALDAMIZ- ECHEVARRIA GONZALEZ DE DURANA AS INDEPENDENT DIRECTOR, APPOINTED BY COOPTATION BY RESOLUTION OF THE BOARD OF DECEMBER 27TH, 2019

Management

For

For

8

APPROVAL, IN ACCORDANCE WITH ARTICLES 219 OF THE SPANISH CORPORATE ENTERPRISES ACT AND 38 OF THE BY-LAWS, OF A SHARES APPRECIATION RIGHTS' PLAN IN FAVOUR OF THE CHIEF EXECUTIVE OFFICER, MANAGEMENT TEAM AND EMPLOYEES OF GRUPO MASMOVIL

Management

For

For

9

AMENDMENT OF THE DIRECTORS' REMUNERATION POLICY FOR THE FINANCIAL YEARS 2018, 2019 Y 2020

Management

For

For

10

APPROVAL OF THE DIRECTORS' REMUNERATION POLICY FOR THE FINANCIAL YEARS 2021, 2022 AND 2023

Management

For

For

11

CONSULTATIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019

Management

For

For

12.1

AMENDMENT OF ARTICLE 22 ("ATTENDANCE AT MEETINGS")

Management

For

For

12.2

AMENDMENT OF ARTICLE 23 ("REPRESENTATION")

Management

For

For

13

APPROVAL OF THE ADDITION OF A NEW ARTICLE 12 BIS ("ATTENDANCE AT THE GENERAL MEETING THROUGH REAL-TIME REMOTE PROCEDURES") OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETING

Management

For

For

14

AUTHORISATION TO THE BOARD OF DIRECTORS TO AGREE SHARE CAPITAL INCREASES, IN ACCORDANCE WITH ARTICLES 297.1.B) AND 506 OF THE SPANISH CORPORATE ENTERPRISES ACT, WITH THE LIMIT OF 20% OF THE CURRENT SHARE CAPITAL, WITHIN THE LEGAL PERIOD OF FIVE YEARS FROM

Management

For

For

15

AUTHORISATION TO SHORTEN THE PERIOD FOR CALLING EXTRAORDINARY GENERAL MEETINGS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 515 OF THE SPANISH CORPORATE ENTERPRISES ACT

Management

For

For

16

RATIFICATION, PURSUANT TO THE PROVISIONS OF ARTICLE 160.F) OF THE SPANISH CORPORATE ENTERPRISES ACT, OF THE PLEDGE GRANTED OVER THE SHARES OF THE WHOLLY-OWNED SUBSIDIARY OF MASMOVIL IBERCOM, S.A., THAT IS, MASMOVIL PHONE & INTERNET, S.A.U., AS WELL AS ALL

Management

For

For

17

DELEGATION OF POWERS FOR THE FORMALIZATION, REMEDY, REGISTRATION, INTERPRETATION, DEVELOPMENT AND EXECUTION OF THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING AND POWER OF ATTORNEY TO FORMALIZE THE DEPOSIT OF THE ANNUAL ACCOUNTS

Management

For

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Ajay Banga

Management

For

For

2

Elect Merit E. Janow

Management

For

For

3

Elect Richard K. Davis

Management

For

For

4

Elect Steven J. Freiberg

Management

For

For

5

Elect Julius Genachowski

Management

For

For

6

Elect GOH Choon Phong

Management

For

For

7

Elect Oki Matsumoto

Management

For

For

8

Elect Michael Miebach

Management

For

For

9

Elect Youngme E. Moon

Management

For

For

10

Elect Rima Qureshi

Management

For

For

11

Elect Jose Octavio Reyes Lagunes

Management

For

For

12

Elect Gabrielle Sulzberger

Management

For

For

13

Elect Jackson P. Tai

Management

For

For

14

Elect Lance Uggla

Management

For

For

15

Advisory Vote on Executive Compensation

Management

For

For

16

Ratification of Auditor

Management

For

For

17

Amendment to the 2006 Long-Term Incentive Plan

Management

For

For

18

Amendment to the 2006 Non-Employee Director Equity Compensation Plan

Management

For

For

19

Elimination of Supermajority Requirements

Management

For

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ajay Banga

Management

For

For

1b

Elect Director Merit E. Janow

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Steven J. Freiberg

Management

For

For

1e

Elect Director Julius Genachowski

Management

For

For

1f

Elect Director Choon Phong Goh

Management

For

For

1g

Elect Director Oki Matsumoto

Management

For

For

1h

Elect Director Michael Miebach

Management

For

For

1i

Elect Director Youngme Moon

Management

For

For

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Gabrielle Sulzberger

Management

For

For

1m

Elect Director Jackson Tai

Management

For

For

1n

Elect Director Lance Uggla

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Management

For

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ajay Banga

Management

For

For

1b

Elect Director Merit E. Janow

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Steven J. Freiberg

Management

For

For

1e

Elect Director Julius Genachowski

Management

For

For

1f

Elect Director Choon Phong Goh

Management

For

For

1g

Elect Director Oki Matsumoto

Management

For

For

1h

Elect Director Michael Miebach

Management

For

For

1i

Elect Director Youngme Moon

Management

For

For

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Gabrielle Sulzberger

Management

For

For

1m

Elect Director Jackson Tai

Management

For

For

1n

Elect Director Lance Uggla

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For

6

Eliminate Supermajority Vote Requirement

Management

For

For
 

 

 

MATCH GROUP, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  MTCH
Security ID:  57667L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Wendi Murdoch

Management

For

For

2

Elect Glenn H. Schiffman

Management

For

For

3

Elect Pamela S. Seymon

Management

For

For

4

Approval of the 2021 Employee Stock Purchase Plan

Management

For

For

5

Ratification of Auditor

Management

For

For

 

 

MATCH GROUP, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  MTCH
Security ID:  57667L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wendi Murdoch

Management

For

For

1b

Elect Director Glenn H. Schiffman

Management

For

For

1c

Elect Director Pamela S. Seymon

Management

For

For

2

Approve Qualified Employee Stock Purchase Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

MCDONALD'S CORPORATION
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  MCD
Security ID:  580135101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd Dean

Management

For

For

1b

Elect Director Robert Eckert

Management

For

For

1c

Elect Director Catherine Engelbert

Management

For

For

1d

Elect Director Margaret Georgiadis

Management

For

For

1e

Elect Director Enrique Hernandez, Jr.

Management

For

Against

1f

Elect Director Christopher Kempczinski

Management

For

For

1g

Elect Director Richard Lenny

Management

For

Against

1h

Elect Director John Mulligan

Management

For

For

1i

Elect Director Sheila Penrose

Management

For

For

1j

Elect Director John Rogers, Jr.

Management

For

For

1k

Elect Director Paul Walsh

Management

For

For

1l

Elect Director Miles White

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Sugar and Public Health

Shareholder

Against

Against

5

Report on Antibiotics and Public Health Costs

Shareholder

Against

Against

6

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

MEDIATEK INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  2454
Security ID:  Y5945U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

2020 Business Report and Financial Statements

Management

For

For

2

Distribution of 2020 Profits

Management

For

For

3

Cash Distribution from Capital Reserve

Management

For

For

4

Issuance of Restricted Stock Awards

Management

For

For

5

Elect TSAI Ming-Kai

Management

For

For

6

Elect TSAI Rick

Management

For

For

7

Elect SUN Cheng-Yaw

Management

For

For

8

Elect KIN Lian-Fang

Management

For

For

9

Elect CHEN Joe

Management

For

For

10

Elect WU Chung-Yu

Management

For

For

11

Elect CHANG Peng-Heng

Management

For

For

12

Elect TANG Ming-Che

Management

For

For

13

Release of the Non-competition Restrictions on the 9th Session Directors of the Company

Management

For

For
 

 

 

MERCK & CO., INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Mary Ellen Coe

Management

For

For

1c

Elect Director Pamela J. Craig

Management

For

For

1d

Elect Director Kenneth C. Frazier

Management

For

For

1e

Elect Director Thomas H. Glocer

Management

For

For

1f

Elect Director Risa J. Lavizzo-Mourey

Management

For

For

1g

Elect Director Stephen L. Mayo

Management

For

For

1h

Elect Director Paul B. Rothman

Management

For

For

1i

Elect Director Patricia F. Russo

Management

For

For

1j

Elect Director Christine E. Seidman

Management

For

For

1k

Elect Director Inge G. Thulin

Management

For

For

1l

Elect Director Kathy J. Warden

Management

For

For

1m

Elect Director Peter C. Wendell

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Access to COVID-19 Products

Shareholder

Against

Against

 

 

METTLER-TOLEDO INTERNATIONAL INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL

Ticker:  MTD
Security ID:  592688105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert F. Spoerry

Management

For

For

1.2

Elect Director Wah-Hui Chu

Management

For

For

1.3

Elect Director Domitille Doat-Le Bigot

Management

For

For

1.4

Elect Director Olivier A. Filliol

Management

For

For

1.5

Elect Director Elisha W. Finney

Management

For

For

1.6

Elect Director Richard Francis

Management

For

For

1.7

Elect Director Michael A. Kelly

Management

For

For

1.8

Elect Director Thomas P. Salice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

MICRON TECHNOLOGY, INC.
Meeting Date:  JAN 14, 2021
Record Date:  NOV 18, 2020
Meeting Type:  ANNUAL

Ticker:  MU
Security ID:  595112103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Richard M. Beyer

Management

For

For

2

Elect Lynn A. Dugle

Management

For

For

3

Elect Steven J. Gomo

Management

For

For

4

Elect Mary Pat McCarthy

Management

For

For

5

Elect Sanjay Mehrotra

Management

For

For

6

Elect Robert E. Switz

Management

For

For

7

Elect MaryAnn Wright

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

For

9

Amendment to the 2007 Equity Incentive Plan

Management

For

For

10

Ratification of Auditor

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Reid G. Hoffman

Management

For

For

2

Elect Hugh F. Johnston

Management

For

For

3

Elect Teri L. List-Stoll

Management

For

For

4

Elect Satya Nadella

Management

For

For

5

Elect Sandra E. Peterson

Management

For

For

6

Elect Penny S. Pritzker

Management

For

For

7

Elect Charles W. Scharf

Management

For

For

8

Elect Arne M. Sorenson

Management

For

For

9

Elect John W. Stanton

Management

For

For

10

Elect John W. Thompson

Management

For

For

11

Elect Emma N. Walmsley

Management

For

For

12

Elect Padmasree Warrior

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

For

14

Ratification of Auditor

Management

For

For

15

Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board

Shareholder

Against

Against
 

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Reid G. Hoffman

Management

For

For

1.2

Elect Director Hugh F. Johnston

Management

For

For

1.3

Elect Director Teri L. List-Stoll

Management

For

For

1.4

Elect Director Satya Nadella

Management

For

For

1.5

Elect Director Sandra E. Peterson

Management

For

For

1.6

Elect Director Penny S. Pritzker

Management

For

For

1.7

Elect Director Charles W. Scharf

Management

For

For

1.8

Elect Director Arne M. Sorenson

Management

For

For

1.9

Elect Director John W. Stanton

Management

For

For

1.10

Elect Director John W. Thompson

Management

For

For

1.11

Elect Director Emma N. Walmsley

Management

For

For

1.12

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against

 

 

 

MIRATI THERAPEUTICS, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  MRTX
Security ID:  60468T105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Charles M. Baum

Management

For

For

1.2

Elect Bruce L.A. Carter

Management

For

For

1.3

Elect Julie M. Cherrington

Management

For

For

1.4

Elect Aaron I. Davis

Management

For

For

1.5

Elect Henry J. Fuchs

Management

For

Withhold

1.6

Elect Michael Grey

Management

For

Withhold

1.7

Elect Faheem Hasnain

Management

For

For

1.8

Elect Craig A. Johnson

Management

For

For

1.9

Elect Maya Martinez-Davis

Management

For

For

1.10

Elect Shalini Sharp

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Amendment to the 2013 Equity Incentive Plan

Management

For

For

 

 

MONGODB, INC.
Meeting Date:  JUN 29, 2021
Record Date:  APR 30, 2021
Meeting Type:  ANNUAL

Ticker:  MDB
Security ID:  60937P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Roelof F. Botha

Management

For

For

1.2

Elect Dev Ittycheria

Management

For

For

1.3

Elect John D. McMahon

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

MONOCLE ACQUISITION CORPORATION
Meeting Date:  NOV 04, 2020
Record Date:  SEP 28, 2020
Meeting Type:  SPECIAL

Ticker:  MNCL
Security ID:  609754106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

Against

2

Approve Issuance of Shares for a Private Placement

Management

For

Against

3

Approve Omnibus Stock Plan

Management

For

Against

4

Approve Qualified Employee Stock Purchase Plan

Management

For

Against

5

Adjourn Meeting

Management

For

Against
 

 

 

MONOCLE ACQUISITION CORPORATION
Meeting Date:  NOV 06, 2020
Record Date:  SEP 28, 2020
Meeting Type:  SPECIAL

Ticker:  MNCL
Security ID:  609754106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination to February 11, 2021

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

MOODY'S CORPORATION
Meeting Date:  APR 20, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL

Ticker:  MCO
Security ID:  615369105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jorge A. Bermudez

Management

For

For

1b

Elect Director Therese Esperdy

Management

For

For

1c

Elect Director Robert Fauber

Management

For

For

1d

Elect Director Vincent A. Forlenza

Management

For

For

1e

Elect Director Kathryn M. Hill

Management

For

For

1f

Elect Director Lloyd W. Howell, Jr.

Management

For

For

1g

Elect Director Raymond W. McDaniel, Jr.

Management

For

For

1h

Elect Director Leslie F. Seidman

Management

For

For

1i

Elect Director Bruce Van Saun

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve 2020 Decarbonization Plan

Management

For

For
 

 

 

MORGAN STANLEY
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  MS
Security ID:  617446448

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Elizabeth Corley

Management

For

For

1b

Elect Director Alistair Darling

Management

For

For

1c

Elect Director Thomas H. Glocer

Management

For

For

1d

Elect Director James P. Gorman

Management

For

For

1e

Elect Director Robert H. Herz

Management

For

For

1f

Elect Director Nobuyuki Hirano

Management

For

For

1g

Elect Director Hironori Kamezawa

Management

For

For

1h

Elect Director Shelley B. Leibowitz

Management

For

For

1i

Elect Director Stephen J. Luczo

Management

For

For

1j

Elect Director Jami Miscik

Management

For

For

1k

Elect Director Dennis M. Nally

Management

For

For

1l

Elect Director Mary L. Schapiro

Management

For

For

1m

Elect Director Perry M. Traquina

Management

For

For

1n

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

NATERA, INC.
Meeting Date:  MAY 25, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  NTRA
Security ID:  632307104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Roelof F. Botha

Management

For

For

1.2

Elect Steve Chapman

Management

For

For

1.3

Elect Todd Cozzens

Management

For

For

1.4

Elect Matthew Rabinowitz

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

NELES CORPORATION
Meeting Date:  OCT 29, 2020
Record Date:  OCT 19, 2020
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  X6000X108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R

Management

None

Did not vote

CMMT

A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED.

Management

None

Did not vote

1

OPENING OF THE MEETING

Management

None

Did not vote

2

CALLING THE MEETING TO ORDER

Management

None

Did not vote

3

ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES

Management

None

Did not vote

4

RECORDING THE LEGALITY OF THE MEETING

Management

None

Did not vote

5

RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES

Management

None

Did not vote

6

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF A NEW MEMBER TO THE BOARD OF DIRECTORS: THE COMPANY'S SHAREHOLDER, VALMET CORPORATION, REPRESENTING OVER 15% OF ALL VOTES CONFERRED BY THE COMPANY'S SHARES, PROPOSES TO THE EXTRAORDIN

Shareholder

None

Do Not Vote

7

CLOSING OF THE MEETING

Management

None

Did not vote
 

 

 

NETENT AB
Meeting Date:  DEC 17, 2020
Record Date:  DEC 09, 2020
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  W5938J406

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION

Management

None

Did not vote

CMMT

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R

Management

None

Did not vote

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QU

Management

None

Did not vote

CMMT

PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU

Management

None

Did not vote

1

ELECT CHAIRMAN OF MEETING

Management

None

Did not vote

2

PREPARE AND APPROVE LIST OF SHAREHOLDERS

Management

None

Did not vote

3

DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING

Management

None

Did not vote

4

ACKNOWLEDGE PROPER CONVENING OF MEETING

Management

None

Did not vote

5

APPROVE AGENDA OF MEETING SHAREHOLDER PROPOSALS SUBMITTED BY EVOLUTION GAMING- GROUP AB (PUBL)

Management

None

Did not vote

6

DETERMINE NUMBER OF MEMBERS (3) AND DEPUTY MEMBERS (0) OF BOARD

Management

For

Do Not Vote

7

APPROVE OMISSION OF REMUNERATION OF DIRECTORS

Management

For

Do Not Vote

8.1

ELECT MARTIN CARLESUND AS NEW DIRECTOR

Management

For

Do Not Vote

8.2

ELECT JESPER VON BAHR AS NEW DIRECTOR

Management

For

Do Not Vote

8.3

ELECT JACOB KAPLAN AS NEW DIRECTOR

Management

For

Do Not Vote

9

APPROVE TO ABOLISH THE PRINCIPLES REGARDING THE APPOINTMENT OF MEMBERS OF THE NOMINATING COMMITTEE

Management

For

Do Not Vote

10

APPROVE TO ABOLISH THE GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES

Management

For

Do Not Vote

CMMT

27 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN TH

Management

None

Did not vote

CMMT

07 DEC 2020: DELETION OF COMMENT

Management

None

Did not vote

CMMT

07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE

Management

None

Did not vote

CMMT

07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT-AND ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU

Management

None

Did not vote
 

 

 

NETFIN ACQUISITION CORP.
Meeting Date:  NOV 10, 2020
Record Date:  OCT 12, 2020
Meeting Type:  SPECIAL

Ticker:  NFIN
Security ID:  G6455A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

Against

2

Approve Merger Agreement

Management

For

Against

3A

Change Company Name to Triterras, Inc.

Management

For

Against

3B

Increase Authorized Preferred and Common Stock

Management

For

Against

3C

Amend Charter to Eliminate Blank Check Company Provisions

Management

For

Against

4

Adjourn Meeting

Management

For

Against

 

 

NETFLIX, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  NFLX
Security ID:  64110L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Richard N. Barton

Management

For

Abstain

2

Elect Rodolphe Belmer

Management

For

Abstain

3

Elect Bradford L. Smith

Management

For

Abstain

4

Elect Anne M. Sweeney

Management

For

Abstain

5

Ratification of Auditor

Management

For

For

6

Advisory Vote on Executive Compensation

Management

For

Against

7

Shareholder Proposal Regarding Political Contributions and Expenditures Report

Shareholder

Against

For

8

Shareholder Proposal Regarding Simple Majority Vote

Shareholder

Against

For

9

Shareholder Proposal Regarding Improvement of Executive Compensation Program

Shareholder

Against

Against
 

 

 

NEVRO CORP.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  NVRO
Security ID:  64157F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Michael DeMane

Management

For

For

1.2

Elect Frank Fischer

Management

For

Withhold

1.3

Elect Shawn T. McCormick

Management

For

For

1.4

Elect Kevin C. O'Boyle

Management

For

For

1.5

Elect Karen N. Prange

Management

For

Withhold

1.6

Elect Brad Vale

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against

 

 

NEWMONT CORPORATION
Meeting Date:  APR 28, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL

Ticker:  NEM
Security ID:  651639106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patrick G. Awuah, Jr.

Management

For

For

1.2

Elect Director Gregory H. Boyce

Management

For

For

1.3

Elect Director Bruce R. Brook

Management

For

For

1.4

Elect Director Maura Clark

Management

For

For

1.5

Elect Director Matthew Coon Come

Management

For

For

1.6

Elect Director Jose Manuel Madero

Management

For

For

1.7

Elect Director Rene Medori

Management

For

For

1.8

Elect Director Jane Nelson

Management

For

For

1.9

Elect Director Thomas Palmer

Management

For

For

1.10

Elect Director Julio M. Quintana

Management

For

For

1.11

Elect Director Susan N. Story

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

NEXSTAR MEDIA GROUP, INC.
Meeting Date:  JUN 09, 2021
Record Date:  APR 26, 2021
Meeting Type:  ANNUAL

Ticker:  NXST
Security ID:  65336K103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Perry A. Sook

Management

For

For

1.2

Elect Director Geoff D. Armstrong

Management

For

For

1.3

Elect Director Jay M. Grossman

Management

For

Withhold

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

NIKE, INC.
Meeting Date:  SEP 17, 2020
Record Date:  JUL 17, 2020
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alan B. Graf, Jr.

Management

For

For

1b

Elect Director Peter B. Henry

Management

For

For

1c

Elect Director Michelle A. Peluso

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Political Contributions Disclosure

Shareholder

Against

For
 

 

 

NIKOLA CORPORATION
Meeting Date:  JUN 30, 2021
Record Date:  MAY 11, 2021
Meeting Type:  ANNUAL

Ticker:  NKLA
Security ID:  654110105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark A. Russell

Management

For

For

1.2

Elect Director Stephen J. Girsky

Management

For

Withhold

1.3

Elect Director Sooyean (Sophia) Jin

Management

For

For

1.4

Elect Director Michael L. Mansuetti

Management

For

For

1.5

Elect Director Gerrit A. Marx

Management

For

For

1.6

Elect Director Mary L. Petrovich

Management

For

For

1.7

Elect Director Steven M. Shindler

Management

For

For

1.8

Elect Director Bruce L. Smith

Management

For

For

1.9

Elect Director DeWitt C. Thompson, V

Management

For

For

1.10

Elect Director Jeffrey W. Ubben

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

NISOURCE INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  NI
Security ID:  65473P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

For

1a

Elect Director Peter A. Altabef

Management

For

For

1b

Elect Director Theodore H. Bunting, Jr.

Management

For

For

1c

Elect Director Eric L. Butler

Management

For

For

1d

Elect Director Aristides S. Candris

Management

For

For

1e

Elect Director Wayne S. DeVeydt

Management

For

For

1f

Elect Director Joseph Hamrock

Management

For

For

1g

Elect Director Deborah A. Henretta

Management

For

For

1h

Elect Director Deborah A. P. Hersman

Management

For

For

1i

Elect Director Michael E. Jesanis

Management

For

For

1j

Elect Director Kevin T. Kabat

Management

For

For

1k

Elect Director Carolyn Y. Woo

Management

For

For

1l

Elect Director Lloyd M. Yates

Management

For

For
 

 

 

NOBLE ENERGY, INC.
Meeting Date:  OCT 02, 2020
Record Date:  AUG 21, 2020
Meeting Type:  SPECIAL

Ticker:  NBL
Security ID:  655044105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of July 20, 2020 (as may be amended from time to time, the "merger agreement"), by and among Chevron Corporation, Chelsea Merger Sub Inc. and Noble Energy, Inc. ("Noble Energy").

Management

For

For

2.

To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Noble Energy's named executive officers that is based on or otherwise related to the merger.

Management

For

For

3.

To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement.

Management

For

For

 

 

 

NORTONLIFELOCK INC.
Meeting Date:  SEP 08, 2020
Record Date:  JUL 13, 2020
Meeting Type:  ANNUAL

Ticker:  NLOK
Security ID:  668771108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sue Barsamian

Management

For

Against

1b

Elect Director Eric K. Brandt

Management

For

For

1c

Elect Director Frank E. Dangeard

Management

For

For

1d

Elect Director Nora M. Denzel

Management

For

Against

1e

Elect Director Peter A. Feld

Management

For

Against

1f

Elect Director Kenneth Y. Hao

Management

For

For

1g

Elect Director David W. Humphrey

Management

For

For

1h

Elect Director Vincent Pilette

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Political Contributions and Expenditures

Shareholder

Against

Against

 

 

NOVAVAX, INC.
Meeting Date:  JUN 17, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL

Ticker:  NVAX
Security ID:  670002401

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Richard H. Douglas

Management

For

For

2

Elect Margaret G. McGlynn

Management

For

For

3

Elect David M. Mott

Management

For

Abstain

4

Advisory Vote on Executive Compensation

Management

For

Against

5

Amendment to the 2015 Stock Incentive Plan

Management

For

For

6

Ratification of April 2020 Equity Grants

Management

For

For

7

Ratification of June 2020 Equity Grants

Management

For

For

8

Ratification of Auditor

Management

For

For

 

 

NUANCE COMMUNICATIONS, INC.
Meeting Date:  JUN 15, 2021
Record Date:  MAY 17, 2021
Meeting Type:  SPECIAL

Ticker:  NUAN
Security ID:  67020Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, by and among Microsoft Corporation, Big Sky Merger Sub Inc. ("Sub") and Nuance Communications, Inc. (the "Company"), pursuant to which Sub will merge with and into the Company (the "Me

Management

For

Do Not Vote

2.

To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the Company's named executive officers in connection with the Merger.

Management

For

Do Not Vote
 

 

 

NUANCE COMMUNICATIONS, INC.
Meeting Date:  JUN 15, 2021
Record Date:  MAY 17, 2021
Meeting Type:  SPECIAL

Ticker:  NUAN
Security ID:  67020Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

 

 

NURIX THERAPEUTICS, INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL

Ticker:  NRIX
Security ID:  67080M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect David L. Lacey

Management

For

For

1.2

Elect Julia P. Gregory

Management

For

Withhold

2

Ratification of Auditor

Management

For

For

 

 

NUVASIVE, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL

Ticker:  NUVA
Security ID:  670704105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Vickie L. Capps

Management

For

For

2

Elect John A. DeFord

Management

For

For

3

Elect R. Scott Huennekens

Management

For

For

4

Elect Siddhartha C. Kadia

Management

For

For

5

Ratification of Auditor

Management

For

For

6

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

NUVEI CORPORATION
Meeting Date:  MAY 28, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  NVEI
Security ID:  67079A102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Elect Philip Fayer

Management

For

For

3

Elect Michael S. Hanley

Management

For

For

4

Elect David Lewin

Management

For

For

5

Elect Daniela A. Mielke

Management

For

For

6

Elect Pascal Tremblay

Management

For

For

7

Appointment of Auditor and Authority to Set Fees

Management

For

For

 

 

NVIDIA CORPORATION
Meeting Date:  JUN 03, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert K. Burgess

Management

For

For

1b

Elect Director Tench Coxe

Management

For

For

1c

Elect Director John O. Dabiri

Management

For

For

1d

Elect Director Persis S. Drell

Management

For

For

1e

Elect Director Jen-Hsun Huang

Management

For

For

1f

Elect Director Dawn Hudson

Management

For

For

1g

Elect Director Harvey C. Jones

Management

For

For

1h

Elect Director Michael G. McCaffery

Management

For

For

1i

Elect Director Stephen C. Neal

Management

For

For

1j

Elect Director Mark L. Perry

Management

For

For

1k

Elect Director A. Brooke Seawell

Management

For

For

1l

Elect Director Aarti Shah

Management

For

For

1m

Elect Director Mark A. Stevens

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Increase Authorized Common Stock

Management

For

For
 

 

 

NXP SEMICONDUCTORS N.V.
Meeting Date:  MAY 26, 2021
Record Date:  APR 28, 2021
Meeting Type:  ANNUAL

Ticker:  NXPI
Security ID:  N6596X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Financial Statements and Statutory Reports

Management

For

For

2

Approve Discharge of Board Members

Management

For

For

3a

Reelect Kurt Sievers as Executive Director

Management

For

For

3b

Reelect Peter Bonfield as Non-Executive Director

Management

For

For

3c

Elect Annette Clayton as Non-Executive Director

Management

For

For

3d

Elect Anthony Foxx as Non-Executive Director

Management

For

For

3e

Reelect Kenneth A. Goldman as Non-Executive Director

Management

For

For

3f

Reelect Josef Kaeser as Non-Executive Director

Management

For

For

3g

Reelect Lena Olving as Non-Executive Director

Management

For

For

3h

Reelect Peter Smitham as Non-Executive Director

Management

For

For

3i

Reelect Julie Southern as Non-Executive Director

Management

For

For

3j

Reelect Jasmin Staiblin as Non-Executive Director

Management

For

For

3k

Reelect Gregory L. Summe as Non-Executive Director

Management

For

For

3l

Reelect Karl-Henrik Sundstrom as Non-Executive Director

Management

For

For

4

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

Management

For

For

5

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

For

6

Authorize Share Repurchase Program

Management

For

For

7

Approve Cancellation of Ordinary Shares

Management

For

For

8

Approve Remuneration of the Non Executive Members of the Board

Management

For

For

9

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ORACLE CORPORATION
Meeting Date:  NOV 04, 2020
Record Date:  SEP 08, 2020
Meeting Type:  ANNUAL

Ticker:  ORCL
Security ID:  68389X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey S. Berg

Management

For

For

1.2

Elect Director Michael J. Boskin

Management

For

For

1.3

Elect Director Safra A. Catz

Management

For

Withhold

1.4

Elect Director Bruce R. Chizen

Management

For

For

1.5

Elect Director George H. Conrades

Management

For

Withhold

1.6

Elect Director Lawrence J. Ellison

Management

For

Withhold

1.7

Elect Director Rona A. Fairhead

Management

For

For

1.8

Elect Director Jeffrey O. Henley

Management

For

Withhold

1.9

Elect Director Renee J. James

Management

For

Withhold

1.10

Elect Director Charles W. Moorman, IV

Management

For

Withhold

1.11

Elect Director Leon E. Panetta

Management

For

Withhold

1.12

Elect Director William G. Parrett

Management

For

For

1.13

Elect Director Naomi O. Seligman

Management

For

Withhold

1.14

Elect Director Vishal Sikka

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Gender Pay Gap

Shareholder

Against

For

6

Require Independent Board Chair

Shareholder

Against

Against

 

 

ORANGE BELGIUM S.A.
Meeting Date:  MAY 05, 2021
Record Date:  APR 21, 2021
Meeting Type:  ORDINARY GENERAL MEETING

Ticker:  
Security ID:  B6404X104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R

Management

None

Did not vote

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE AN

Management

None

Did not vote

CMMT

PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU

Management

None

Did not vote

A

PRESENTATION AND DISCUSSION OF THE BOARD OF DIRECTORS' MANAGEMENT REPORT ON-THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020

Management

None

Did not vote

B

PRESENTATION AND DISCUSSION OF THE STATUTORY AUDITOR'S REPORT ON THE-COMPANY'S SAID ANNUAL ACCOUNTS

Management

None

Did not vote

1

THE GENERAL MEETING APPROVES THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020

Management

For

Do Not Vote

2

THE GENERAL MEETING APPROVES THE REMUNERATION POLICY ESTABLISHED PURSUANT TO ARTICLE 7:89/1 OF THE CODE ON COMPANIES AND ASSOCIATIONS

Management

For

Do Not Vote

3

THE GENERAL MEETING APPROVES THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, INCLUDING THE APPROPRIATION OF THE RESULT AS PROPOSED, IN PARTICULAR DISTRIBUTION OF AN ORDINARY GROSS DIVIDEND OF FIFTY EUROCENTS (EUR 0.50) PER SHA

Management

For

Do Not Vote

4

THE GENERAL MEETING GRANTS THE DIRECTORS DISCHARGE FOR THE PERFORMANCE OF THEIR FUNCTION UP TO AND INCLUDING 31 DECEMBER 2020

Management

For

Do Not Vote

5

THE GENERAL MEETING GRANTS THE STATUTORY AUDITOR DISCHARGE FOR THE PERFORMANCE OF ITS FUNCTION UP TO AND INCLUDING 31 DECEMBER 2020

Management

For

Do Not Vote

6

THE GENERAL MEETING RESOLVES TO PROCEED TO THE APPOINTMENT OF MR MATTHIEU BOUCHERY AS DIRECTOR OF THE COMPANY, WITH EFFECT AS OF TODAY, FOR A TERM OF TWO YEARS. HIS MANDATE WILL BE UNREMUNERATED AND WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023

Management

For

Do Not Vote

7

THE GENERAL MEETING RESOLVES TO RE-APPOINT MRS CLARISSE HERIARD DUBREUIL AS DIRECTOR FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023

Management

For

Do Not Vote

8

THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MRS MARI-NOELLE JEGO- LAVEISSIERE (CO-OPTED BY THE BOARD OF DIRECTORS ON 23 JULY 2020, WITH EFFECT AS OF 1 SEPTEMBER 2020, IN REPLACEMENT OF MRS VALERIE LE BOULANGER, RESIGNING DIRECTOR)

Management

For

Do Not Vote

9

THE GENERAL MEETING RESOLVES TO RE-APPOINT BVBA K2A MANAGEMENT AND INVESTMENT SERVICES REPRESENTED BY MR WILFRIED VERSTRAETE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT

Management

For

Do Not Vote

10

THE GENERAL MEETING RESOLVES TO RE-APPOINT SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES (LMAS) REPRESENTED BY MR GREGOIRE DALLEMAGNE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT APPEARS FR

Management

For

Do Not Vote

11

THE GENERAL MEETING RESOLVES TO RE-APPOINT MRS BEATRICE MANDINE AS DIRECTOR FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023

Management

For

Do Not Vote

12

THE GENERAL MEETING RESOLVES TO RE-APPOINT MR CHRISTOPHE NAULLEAU AS DIRECTOR FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023

Management

For

Do Not Vote

13

THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MR XAVIER PICHON (CO-OPTED BY THE BOARD OF DIRECTORS ON 23 JULY 2020, WITH EFFECT AS OF 1 SEPTEMBER 2020, IN REPLACEMENT OF MR ICHAEL TRABBIA, RESIGNING DIRECTOR) AS DIRECTOR OF THE COMPA

Management

For

Do Not Vote

14

THE GENERAL MEETING RESOLVES TO RE-APPOINT BVBA THE HOUSE OF VALUE - ADVISORY & SOLUTIONS REPRESENTED BY MR JOHAN DESCHUYFFELEER AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023

Management

For

Do Not Vote

15

THE GENERAL MEETING RESOLVES TO RE-APPOINT SPRL SOCIETE DE CONSEIL EN GESTION ET STRATEGIE D'ENTREPRISES (SOGESTRA) REPRESENTED BY MRS NADINE ROZENCWZEIG-LEMAITRE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEET

Management

For

Do Not Vote

16

THE GENERAL MEETING RESOLVES TO RE-APPOINT MR JEAN-MARC VIGNOLLES AS DIRECTOR FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ANNUAL GENERAL MEETING IN 2023

Management

For

Do Not Vote

17

ON THE PROPOSAL OF THE BOARD OF DIRECTORS, THE GENERAL MEETING RESOLVES AS FOLLOWS: - THE REMUNERATION OF EACH INDEPENDENT DIRECTOR IS FIXED AT A LUMP SUM OF THIRTY-SIX THOUSAND EURO (EUR 36,000) PER FULL FINANCIAL YEAR. ADDITIONAL REMUNERATION OF TWO THO

Management

For

Do Not Vote

18

THE GENERAL MEETING GRANTS FULL POWERS TO B-DOCS SPRL HAVING ITS REGISTERED OFFICE AT RUE DU TACITURNE 27, 1000 BRUSSELS, AS WELL AS TO ITS RESPECTIVE EMPLOYEES, SERVANTS AND AGENTS, WITH RIGHT OF SUBSTITUTION, TO FULFIL ALL REQUIRED AND/OR NECESSARY ACTI

Management

For

Do Not Vote
 

 

 

ORIC PHARMACEUTICALS, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ORIC
Security ID:  68622P109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Richard A. Heyman

Management

For

Withhold

1.2

Elect Lori Kunkel

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

OSRAM LICHT AG
Meeting Date:  NOV 03, 2020
Record Date:  OCT 27, 2020
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  D5963B113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN

Management

None

Did not vote

CMMT

PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED

Management

None

Did not vote

CMMT

THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES

Management

None

Did not vote

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN

Management

None

Did not vote

CMMT

FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECT

Management

None

Did not vote

1

RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN OSRAM LICHT AG AND AMS OFFER GMBH, A WHOLLY- OWNED SUBSIDIARY OF AMS AG, PREMSTATTEN (AUSTRIA)THE CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN OSRAM LICHT AG AND AMS OFFER GM

Management

For

Do Not Vote

2.1

ELECTION TO THE SUPERVISORY BOARD: THOMAS STOCKMEIER

Management

For

Do Not Vote

2.2

ELECTION TO THE SUPERVISORY BOARD: JOHANN PETER METZLER

Management

For

Do Not Vote

2.3

ELECTION TO THE SUPERVISORY BOARD: JOHANN CHRISTIAN EITNER

Management

For

Do Not Vote

CMMT

23 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Management

None

Did not vote
 

 

 

OUTSET MEDICAL, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  OM
Security ID:  690145107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Leslie Trigg

Management

For

For

2

Elect Karen Drexler

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  PYPL
Security ID:  70450Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Rodney C. Adkins

Management

For

For

2

Elect Jonathan Christodoro

Management

For

For

3

Elect John J. Donahoe II

Management

For

For

4

Elect David W. Dorman

Management

For

For

5

Elect Belinda J. Johnson

Management

For

For

6

Elect Gail J. McGovern

Management

For

For

7

Elect Deborah M. Messemer

Management

For

For

8

Elect David M. Moffett

Management

For

For

9

Elect Ann M. Sarnoff

Management

For

For

10

Elect Daniel H. Schulman

Management

For

For

11

Elect Frank D. Yeary

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against

15

Shareholder Proposal Regarding Report on Racism in Company Culture

Shareholder

Against

Against
 

 

 

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  PYPL
Security ID:  70450Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rodney C. Adkins

Management

For

For

1b

Elect Director Jonathan Christodoro

Management

For

For

1c

Elect Director John J. Donahoe

Management

For

For

1d

Elect Director David W. Dorman

Management

For

For

1e

Elect Director Belinda J. Johnson

Management

For

For

1f

Elect Director Gail J. McGovern

Management

For

For

1g

Elect Director Deborah M. Messemer

Management

For

For

1h

Elect Director David M. Moffett

Management

For

For

1i

Elect Director Ann M. Sarnoff

Management

For

For

1j

Elect Director Daniel H. Schulman

Management

For

For

1k

Elect Director Frank D. Yeary

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

Shareholder

Against

Against

 

 

PERSPECTA INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 18, 2021
Meeting Type:  SPECIAL

Ticker:  PRSP
Security ID:  715347100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of January 27, 2021, as amended from time to time (the "Merger Agreement"), among (i) Perspecta Inc. (the "Company"), (ii) Jaguar ParentCo Inc., and (iii) Jaguar Merger Sub Inc. ("Merger Sub"), pursuant

Management

For

For

2.

To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger.

Management

For

For

3.

To approve the adjournment of the Special Meeting, if necessary or appropriate, including adjournment to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement.

Management

For

For
 

 

 

PFIZER INC.
Meeting Date:  APR 22, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL

Ticker:  PFE
Security ID:  717081103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald E. Blaylock

Management

For

For

1.2

Elect Director Albert Bourla

Management

For

For

1.3

Elect Director Susan Desmond-Hellmann

Management

For

For

1.4

Elect Director Joseph J. Echevarria

Management

For

For

1.5

Elect Director Scott Gottlieb

Management

For

For

1.6

Elect Director Helen H. Hobbs

Management

For

For

1.7

Elect Director Susan Hockfield

Management

For

For

1.8

Elect Director Dan R. Littman

Management

For

For

1.9

Elect Director Shantanu Narayen

Management

For

For

1.10

Elect Director Suzanne Nora Johnson

Management

For

For

1.11

Elect Director James Quincey

Management

For

For

1.12

Elect Director James C. Smith

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Report on Political Contributions and Expenditures

Shareholder

Against

Against

6

Report on Access to COVID-19 Products

Shareholder

Against

Against
 

 

 

PG&E CORPORATION
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  PCG
Security ID:  69331C108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

Abstain

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Abstain

4

Approve Omnibus Stock Plan

Management

For

Abstain

1a

Elect Director Cheryl F. Campbell

Management

For

Abstain

1b

Elect Director Kerry W. Cooper

Management

For

Abstain

1c

Elect Director Arno L. Harris

Management

For

Abstain

1d

Elect Director Michael R. Niggli

Management

For

Abstain

1e

Elect Director Oluwadara (Dara) J. Treseder

Management

For

Abstain

1f

Elect Director Benjamin F. Wilson

Management

For

Abstain

 

 

PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL

Ticker:  PM
Security ID:  718172109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Brant Bonin Bough

Management

For

For

1b

Elect Director Andre Calantzopoulos

Management

For

For

1c

Elect Director Michel Combes

Management

For

For

1d

Elect Director Juan Jose Daboub

Management

For

For

1e

Elect Director Werner Geissler

Management

For

For

1f

Elect Director Lisa A. Hook

Management

For

Against

1g

Elect Director Jun Makihara

Management

For

For

1h

Elect Director Kalpana Morparia

Management

For

For

1i

Elect Director Lucio A. Noto

Management

For

For

1j

Elect Director Jacek Olczak

Management

For

For

1k

Elect Director Frederik Paulsen

Management

For

For

1l

Elect Director Robert B. Polet

Management

For

For

1m

Elect Director Shlomo Yanai

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers SA as Auditor

Management

For

For
 

 

 

PHREESIA, INC.
Meeting Date:  JUL 08, 2020
Record Date:  MAY 11, 2020
Meeting Type:  ANNUAL

Ticker:  PHR
Security ID:  71944F106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Chaim Indig

Management

For

For

1.2

Elect Michael Weintraub

Management

For

For

1.3

Elect Edward L. Cahill

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

PLURALSIGHT, INC.
Meeting Date:  MAR 09, 2021
Record Date:  JAN 15, 2021
Meeting Type:  PROXY CONTEST

Ticker:  PS
Security ID:  72941BAB2

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

Against

1

Approve Merger Agreement

Management

Against

Do Not Vote

2

Adjourn Meeting

Management

For

Against

2

Adjourn Meeting

Management

Against

Do Not Vote

3

Advisory Vote on Golden Parachutes

Management

For

Against

3

Advisory Vote on Golden Parachutes

Management

Against

Do Not Vote

 

 

PLURALSIGHT, INC.
Meeting Date:  MAR 09, 2021
Record Date:  JAN 15, 2021
Meeting Type:  CONTESTED-SPECIAL

Ticker:  PS
Security ID:  72941B106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Pluralsight's Merger Agreement Proposal.

Management

Against

Do Not Vote

2.

Pluralsight's Adjournment Proposal.

Management

Against

Do Not Vote

3.

Pluralsight's Compensation Proposal.

Management

Against

Do Not Vote
 

 

 

PLURALSIGHT, INC.
Meeting Date:  MAR 09, 2021
Record Date:  JAN 15, 2021
Meeting Type:  CONTESTED-SPECIAL

Ticker:  PS
Security ID:  72941B106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of December 11, 2020, as it may be amended from time to time, by and among Pluralsight, Inc., Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC and Pluralsight Hold

Management

For

Do Not Vote

2.

To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting.

Management

For

Do Not Vote

3.

To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable by Pluralsight, Inc. to its named executive officers in connection with the mergers.

Management

For

Do Not Vote

 

 

PMV PHARMACEUTICALS, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  PMVP
Security ID:  69353Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Thilo Schroeder

Management

For

For

1.2

Elect Peter Thompson

Management

For

Withhold

2

Ratification of Auditor

Management

For

For
 

 

 

POOL CORPORATION
Meeting Date:  MAY 04, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL

Ticker:  POOL
Security ID:  73278L105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter D. Arvan

Management

For

For

1b

Elect Director Timothy M. Graven

Management

For

For

1c

Elect Director Debra S. Oler

Management

For

For

1d

Elect Director Manuel J. Perez de la Mesa

Management

For

For

1e

Elect Director Harlan F. Seymour

Management

For

For

1f

Elect Director Robert C. Sledd

Management

For

For

1g

Elect Director John E. Stokely

Management

For

For

1h

Elect Director David G. Whalen

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PPD, INC.
Meeting Date:  APR 23, 2021
Record Date:  FEB 25, 2021
Meeting Type:  ANNUAL

Ticker:  PPD
Security ID:  69355F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Stephen Ensley

Management

For

For

1.2

Elect Maria Teresa Hilado

Management

For

For

1.3

Elect David Simmons

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For
 

 

 

PRA HEALTH SCIENCES, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 26, 2021
Meeting Type:  SPECIAL

Ticker:  PRAH
Security ID:  69354M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of February 24, 2021, by and among ICON plc ("ICON"), PRA Health Sciences, Inc. ("PRA"), ICON US Holdings Inc., a wholly owned subsidiary of ICON ("US HoldCo"), and Indigo Merger Sub, Inc., a wholly owne

Management

For

Do Not Vote

2.

To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to PRA's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "PRA compensa

Management

For

Do Not Vote

3.

To approve the adjournment of the PRA stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the PRA stockholder meeting to approve the PRA merger agreement proposal or to ensure that any supplement or amendment

Management

For

Do Not Vote

 

 

PRAXIS PRECISION MEDICINES, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  PRAX
Security ID:  74006W108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Dean J. Mitchell

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

PRIMO WATER CORPORATION
Meeting Date:  MAY 04, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL/SPECIAL

Ticker:  PRMW
Security ID:  74167P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Britta Bomhard

Management

For

For

1.2

Elect Director Susan E. Cates

Management

For

For

1.3

Elect Director Jerry Fowden

Management

For

For

1.4

Elect Director Stephen H. Halperin

Management

For

For

1.5

Elect Director Thomas J. Harrington

Management

For

For

1.6

Elect Director Betty Jane (BJ) Hess

Management

For

For

1.7

Elect Director Gregory Monahan

Management

For

For

1.8

Elect Director Mario Pilozzi

Management

For

For

1.9

Elect Director Billy D. Prim

Management

For

For

1.10

Elect Director Eric Rosenfeld

Management

For

For

1.11

Elect Director Graham W. Savage

Management

For

For

1.12

Elect Director Steven P. Stanbrook

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

Approve Shareholder Rights Plan

Management

For

For

5

Approve Continuance of Company

Management

For

For
 

 

 

PROQR THERAPEUTICS N.V.
Meeting Date:  MAY 19, 2021
Record Date:  APR 21, 2021
Meeting Type:  ANNUAL

Ticker:  PRQR
Security ID:  N71542109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Ratification of Management Acts

Management

For

For

3

Ratification of Supervisory Board Acts

Management

For

For

4

Elect Antoine Papiernik

Management

For

For

5

Appointment of Auditor

Management

For

For

6

Amendment to Articles

Management

For

For

7

Increase in Authorized Capital

Management

For

For

8

Amendments to the Supervisory Board Remuneration Policy

Management

For

For

9

Authority to Issue Shares w/ or w/o Preemptive Rights

Management

For

For

10

Authority to Repurchase Shares

Management

For

For
 

 

 

QIAGEN N.V.
Meeting Date:  JUN 29, 2021
Record Date:  JUN 01, 2021
Meeting Type:  ANNUAL

Ticker:  QGEN
Security ID:  N72482123

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Remuneration Report

Management

For

Against

3

Ratification of Management Board Acts

Management

For

For

4

Ratification of Supervisory Board Acts

Management

For

For

5

Elect Metin Colpan

Management

For

For

6

Elect Thomas Ebeling

Management

For

For

7

Elect Toralf Haag

Management

For

For

8

Elect Ross L. Levine

Management

For

For

9

Elect Elaine Mardis

Management

For

For

10

Elect Lawrence A. Rosen

Management

For

For

11

Elect Elizabeth E. Tallett

Management

For

For

12

Elect Thierry Bernard

Management

For

For

13

Elect Roland Sackers

Management

For

For

14

Management Board Remuneration Policy

Management

For

Against

15

Supervisory Board Remuneration Policy

Management

For

Against

16

Supervisory Board Members' Fees

Management

For

Against

17

Appointment of Auditor

Management

For

For

18

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

19

Authority to Suppress Preemptive Rights

Management

For

For

20

Authority to Suppress Preemptive Rights for Mergers, Acquisitions and Strategic Alliances

Management

For

For

21

Authority to Repurchase Shares

Management

For

For

22

Amendment to Articles In Connection with Changes to Dutch Law

Management

For

For

 

 

QUALCOMM INCORPORATED
Meeting Date:  MAR 10, 2021
Record Date:  JAN 11, 2021
Meeting Type:  ANNUAL

Ticker:  QCOM
Security ID:  747525103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sylvia Acevedo

Management

For

For

1b

Elect Director Mark Fields

Management

For

For

1c

Elect Director Jeffrey W. Henderson

Management

For

For

1d

Elect Director Gregory N. Johnson

Management

For

For

1e

Elect Director Ann M. Livermore

Management

For

For

1f

Elect Director Harish Manwani

Management

For

For

1g

Elect Director Mark D. McLaughlin

Management

For

For

1h

Elect Director Jamie S. Miller

Management

For

For

1i

Elect Director Steve Mollenkopf

Management

For

For

1j

Elect Director Clark T. "Sandy" Randt, Jr.

Management

For

For

1k

Elect Director Irene B. Rosenfeld

Management

For

For

1l

Elect Director Kornelis "Neil" Smit

Management

For

For

1m

Elect Director Jean-Pascal Tricoire

Management

For

For

1n

Elect Director Anthony J. Vinciquerra

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

REALPAGE, INC.
Meeting Date:  MAR 08, 2021
Record Date:  FEB 01, 2021
Meeting Type:  SPECIAL

Ticker:  RP
Security ID:  75606N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To approve the adoption of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2020, by and among Mirasol Parent, LLC, Mirasol Merger Sub, Inc., and RealPage, Inc. ("RealPage").

Management

For

For

2.

To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to RealPage's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreem

Management

For

For

3.

To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting.

Management

For

For
 

 

 

REALPAGE, INC.
Meeting Date:  MAR 08, 2021
Record Date:  FEB 01, 2021
Meeting Type:  SPECIAL

Ticker:  RP
Security ID:  75606N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

REPLIGEN CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  RGEN
Security ID:  759916109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Tony J. Hunt

Management

For

For

2

Elect Karen Dawes

Management

For

For

3

Elect Nicolas M. Barthelemy

Management

For

For

4

Elect Carrie Eglinton Manner

Management

For

For

5

Elect Rohin Mhatre

Management

For

For

6

Elect Glenn P. Muir

Management

For

For

7

Elect Thomas F. Ryan, Jr.

Management

For

For

8

Ratification of Auditor

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

 

 

REPUBLIC SERVICES, INC.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  RSG
Security ID:  760759100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Manuel Kadre

Management

For

For

1b

Elect Director Tomago Collins

Management

For

For

1c

Elect Director Michael A. Duffy

Management

For

For

1d

Elect Director Thomas W. Handley

Management

For

For

1e

Elect Director Jennifer M. Kirk

Management

For

For

1f

Elect Director Michael Larson

Management

For

For

1g

Elect Director Kim S. Pegula

Management

For

For

1h

Elect Director James P. Snee

Management

For

For

1i

Elect Director Brian S. Tyler

Management

For

For

1j

Elect Director Sandra M. Volpe

Management

For

For

1k

Elect Director Katharine B. Weymouth

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Integrating ESG Metrics Into Executive Compensation Program

Shareholder

Against

Against
 

 

 

REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Angus C. Russell

Management

For

For

1.2

Elect Julian S. Gangolli

Management

For

For

1.3

Elect Olivia C. Ware

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Increase in Authorized Common Stock

Management

For

For

 

 

RINGCENTRAL, INC.
Meeting Date:  JUN 04, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL

Ticker:  RNG
Security ID:  76680R206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Vladimir Shmunis

Management

For

For

1.2

Elect Kenneth A. Goldman

Management

For

For

1.3

Elect Michelle R. McKenna

Management

For

For

1.4

Elect Robert Theis

Management

For

For

1.5

Elect Allan Thygesen

Management

For

For

1.6

Elect Neil Williams

Management

For

For

1.7

Elect Mignon L. Clyburn

Management

For

For

1.8

Elect Arne Duncan

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

RYDER SYSTEM, INC.
Meeting Date:  MAY 07, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  R
Security ID:  783549108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert J. Eck

Management

For

For

1b

Elect Director Robert A. Hagemann

Management

For

For

1c

Elect Director Michael F. Hilton

Management

For

For

1d

Elect Director Tamara L. Lundgren

Management

For

For

1e

Elect Director Luis P. Nieto, Jr.

Management

For

For

1f

Elect Director David G. Nord

Management

For

For

1g

Elect Director Robert E. Sanchez

Management

For

For

1h

Elect Director Abbie J. Smith

Management

For

For

1i

Elect Director E. Follin Smith

Management

For

For

1j

Elect Director Dmitri L. Stockton

Management

For

For

1k

Elect Director Hansel E. Tookes, II

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

Against

 

 

S&P GLOBAL INC.
Meeting Date:  MAR 11, 2021
Record Date:  JAN 19, 2021
Meeting Type:  SPECIAL

Ticker:  SPGI
Security ID:  78409V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For
 

 

 

S&P GLOBAL INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  SPGI
Security ID:  78409V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marco Alvera

Management

For

For

1.2

Elect Director William J. Amelio

Management

For

For

1.3

Elect Director William D. Green

Management

For

For

1.4

Elect Director Stephanie C. Hill

Management

For

For

1.5

Elect Director Rebecca J. Jacoby

Management

For

For

1.6

Elect Director Monique F. Leroux

Management

For

For

1.7

Elect Director Ian P. Livingston

Management

For

For

1.8

Elect Director Maria R. Morris

Management

For

For

1.9

Elect Director Douglas L. Peterson

Management

For

For

1.10

Elect Director Edward B. Rust, Jr.

Management

For

For

1.11

Elect Director Kurt L. Schmoke

Management

For

For

1.12

Elect Director Richard E. Thornburgh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Greenhouse Gas (GHG) Emissions Reduction Plan

Management

For

Abstain

5

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

 

 

SAGE THERAPEUTICS, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL

Ticker:  SAGE
Security ID:  78667J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Elizabeth Barrett

Management

For

For

1.2

Elect Geno Germano

Management

For

Withhold

1.3

Elect Steven M. Paul

Management

For

Withhold

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against
 

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Marc R. Benioff

Management

For

For

2

Elect Craig A. Conway

Management

For

For

3

Elect Parker Harris

Management

For

For

4

Elect Alan G. Hassenfeld

Management

For

For

5

Elect Neelie Kroes

Management

For

For

6

Elect Colin L. Powell

Management

For

For

7

Elect Sanford R. Robertson

Management

For

For

8

Elect John V. Roos

Management

For

For

9

Elect Robin L. Washington

Management

For

For

10

Elect Maynard G. Webb

Management

For

For

11

Elect Susan D. Wojcicki

Management

For

For

12

Amendment to the 2013 Equity Incentive Plan

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

15

Shareholder Proposal Regarding Becoming a Public Benefit Corporation

Shareholder

Against

Against

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc Benioff

Management

For

For

1b

Elect Director Craig Conway

Management

For

For

1c

Elect Director Parker Harris

Management

For

For

1d

Elect Director Alan Hassenfeld

Management

For

Against

1e

Elect Director Neelie Kroes

Management

For

For

1f

Elect Director Colin Powell

Management

For

Against

1g

Elect Director Sanford Robertson

Management

For

Against

1h

Elect Director John V. Roos

Management

For

For

1i

Elect Director Robin Washington

Management

For

Against

1j

Elect Director Maynard Webb

Management

For

Against

1k

Elect Director Susan Wojcicki

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

SARTORIUS STEDIM BIOTECH S.A.
Meeting Date:  MAR 24, 2021
Record Date:  MAR 19, 2021
Meeting Type:  MIX

Ticker:  DIM
Security ID:  F8005V210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

None

Do Not Vote

2

Non-Voting Meeting Note

Management

None

Do Not Vote

3

Non-Voting Meeting Note

Management

None

Do Not Vote

4

Non-Voting Meeting Note

Management

None

Do Not Vote

5

Non-Voting Meeting Note

Management

None

Do Not Vote

6

Accounts and Reports; Non-tax Deductible Expenses; Ratification of Acts

Management

For

For

7

Consolidated Accounts and Reports

Management

For

For

8

Allocation of Profits/Dividends

Management

For

For

9

Special Auditors Report on Regulated Agreements

Management

For

Against

10

2021 Directors' Fees

Management

For

For

11

2020 Remuneration Report

Management

For

Abstain

12

2020 Remuneration of Joachim Kreuzburg, Chair and CEO

Management

For

For

13

2021 Remuneration Policy (Corporate Officers)

Management

For

Abstain

14

Authority to Repurchase and Reissue Shares

Management

For

For

15

Elect Anne-Marie Graffin

Management

For

For

16

Elect Susan Dexter

Management

For

For

17

Appointment of Auditor

Management

For

For

18

Non-Renewal of Alternate Auditor

Management

For

For

19

Authorisation of Legal Formalities

Management

For

For

20

Authority to Cancel Shares and Reduce Capital

Management

For

For

21

Authorisation of Legal Formalities

Management

For

For

22

Non-Voting Meeting Note

Management

None

Do Not Vote
 

 

 

SCIENTIFIC GAMES CORPORATION
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  SGMS
Security ID:  80874P109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jamie R. Odell

Management

For

For

1.2

Elect Director Barry L. Cottle

Management

For

For

1.3

Elect Director Antonia Korsanos

Management

For

For

1.4

Elect Director Jack A. Markell

Management

For

For

1.5

Elect Director Hamish R. McLennan

Management

For

For

1.6

Elect Director Michael J. Regan

Management

For

For

1.7

Elect Director Timothy Throsby

Management

For

For

1.8

Elect Director Maria T. Vullo

Management

For

For

1.9

Elect Director Kneeland C. Youngblood

Management

For

For

1.10

Elect Director Virginia E. Shanks

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Shareholder Rights Plan (Poison Pill)

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

SCIPLAY CORPORATION
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  SCPL
Security ID:  809087109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Barry L. Cottle

Management

For

Withhold

1.2

Elect Director Joshua J. Wilson

Management

For

Withhold

1.3

Elect Director Gerald D. Cohen

Management

For

Withhold

1.4

Elect Director Michael Marchetti

Management

For

Withhold

1.5

Elect Director William C. Thompson, Jr.

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

SEAGEN INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 18, 2021
Meeting Type:  ANNUAL

Ticker:  SGEN
Security ID:  81181C104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Felix J. Baker

Management

For

For

2

Elect Clay B. Siegall

Management

For

For

3

Elect Nancy A. Simonian

Management

For

Against

4

Advisory Vote on Executive Compensation

Management

For

For

5

Ratification of Auditor

Management

For

For

 

 

SEER, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL

Ticker:  SEER
Security ID:  81578P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Catherine J. Friedman

Management

For

For

1.2

Elect Omead Ostadan

Management

For

For

1.3

Elect Mostafa Ronaghi

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

SELECTQUOTE INC
Meeting Date:  OCT 27, 2020
Record Date:  SEP 18, 2020
Meeting Type:  ANNUAL

Ticker:  SLQT
Security ID:  816307300

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Timothy ""Tim"" Danker

Management

For

For

1.2

Elect Kavita Patel

Management

For

For

2

Ratification of Auditor

Management

For

For
 

 

 

SERVICENOW, INC.
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Susan L. Bostrom

Management

For

For

2

Elect Jonathan C. Chadwick

Management

For

For

3

Elect Lawrence J Jackson, Jr.

Management

For

For

4

Elect Frederic B. Luddy

Management

For

For

5

Elect Jeffrey A. Miller

Management

For

For

6

Advisory Vote on Executive Compensation

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Adoption of Shareholder Right to Call Special Meetings

Management

For

For

9

Approval of the 2021 Equity Incentive Plan

Management

For

For

10

Amendment to the 2012 Employee Stock Purchase Plan

Management

For

For

 

 

SHOCKWAVE MEDICAL, INC.
Meeting Date:  JUN 25, 2021
Record Date:  APR 28, 2021
Meeting Type:  ANNUAL

Ticker:  SWAV
Security ID:  82489T104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Antoine Papiernik

Management

For

For

1.2

Elect Sara Toyloy

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year
 

 

 

SHOPIFY INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL

Ticker:  SHOP
Security ID:  82509L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Tobias Lutke

Management

For

For

2

Elect Robert G. Ashe

Management

For

For

3

Elect Gail Goodman

Management

For

For

4

Elect Colleen M. Johnston

Management

For

For

5

Elect Jeremy Levine

Management

For

For

6

Elect John Phillips

Management

For

For

7

Appointment of Auditor and Authority to Set Fees

Management

For

For

8

Amendment of Stock Option Plan

Management

For

Against

9

Amendment to the Long-Term Incentive Plan

Management

For

Against

10

Advisory Vote on Executive Compensation

Management

For

Against

 

 

SILK ROAD MEDICAL, INC.
Meeting Date:  JUL 08, 2020
Record Date:  MAY 12, 2020
Meeting Type:  ANNUAL

Ticker:  SILK
Security ID:  82710M100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Erica J. Rogers

Management

For

For

2

Elect Jack W. Lasersohn

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

SKYWORKS SOLUTIONS, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 18, 2021
Meeting Type:  ANNUAL

Ticker:  SWKS
Security ID:  83088M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Alan S. Batey

Management

For

For

2

Elect Kevin L. Beebe

Management

For

For

3

Elect Timothy R. Furey

Management

For

For

4

Elect Liam K. Griffin

Management

For

For

5

Elect Christine King

Management

For

For

6

Elect David P. McGlade

Management

For

For

7

Elect Robert A. Schriesheim

Management

For

For

8

Elect Kimberly S. Stevenson

Management

For

For

9

Ratification of Auditor

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For

11

Amendment to the 2015 Long-Term Incentive Plan

Management

For

For

12

Shareholder Proposal Regarding Simple Majority Vote

Shareholder

N/A

For
 

 

 

SKYWORKS SOLUTIONS, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 18, 2021
Meeting Type:  ANNUAL

Ticker:  SWKS
Security ID:  83088M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alan S. Batey

Management

For

Against

1b

Elect Director Kevin L. Beebe

Management

For

Against

1c

Elect Director Timothy R. Furey

Management

For

Against

1d

Elect Director Liam K. Griffin

Management

For

For

1e

Elect Director Christine King

Management

For

Against

1f

Elect Director David P. McGlade

Management

For

Against

1g

Elect Director Robert A. Schriesheim

Management

For

Against

1h

Elect Director Kimberly S. Stevenson

Management

For

Against

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Omnibus Stock Plan

Management

For

For

5

Adopt Simple Majority Vote

Shareholder

None

For

 

 

SLACK TECHNOLOGIES, INC.
Meeting Date:  MAR 02, 2021
Record Date:  JAN 25, 2021
Meeting Type:  SPECIAL

Ticker:  WORK
Security ID:  83088V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

A proposal to adopt the Agreement and Plan of Merger, dated as of December 1, 2020 (as it may be amended from time to time, the "merger agreement"), among salesforce.com, inc., Skyline Strategies I Inc., Skyline Strategies II LLC and Slack Technologies, I

Management

For

For

2.

A proposal to approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Slack's named executive officers that is based on or otherwise relates to the mergers contemplated by the merger agreement.

Management

For

For
 

 

 

SLACK TECHNOLOGIES, INC.
Meeting Date:  MAR 02, 2021
Record Date:  JAN 25, 2021
Meeting Type:  SPECIAL

Ticker:  WORK
Security ID:  83088V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

 

 

SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP. III
Meeting Date:  JAN 06, 2021
Record Date:  NOV 17, 2020
Meeting Type:  SPECIAL

Ticker:  IPOC
Security ID:  G8251K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

For

2

Change Jurisdiction of Incorporation from Cayman Islands to Delaware

Management

For

For

3

Increase Authorized Preferred and Common Stock

Management

For

For

4

Approve Issuance of Clover Health Preferred Stock in One or More Classes or Series

Management

For

Against

5

Provide Clover Health Class A Common Stockholders to Cast One Vote per Share of Clover Health Class A Common Stock and Clover Health Class B Common Stockholders to 10 votes per share of Clover Health Class B Common Stock

Management

For

Against

6

Classify the Board of Directors

Management

For

Against

7

Adopt New Certificate of Incorporation and By-Laws

Management

For

Against

8

Elect Lee A. Shapiro, Vivek Garipalli, Andrew Toy, Chelsea Clinton, and Nathaniel S. Turner as Directors

Management

For

Against

9

Approve Issuance of Shares in One or More Private Placements

Management

For

For

10

Approve Omnibus Stock Plan

Management

For

Against

11

Approve Restricted Stock Plan

Management

For

For

12

Approve Employee Stock Purchase Plan

Management

For

Against

13

Adjourn Meeting

Management

For

For
 

 

 

SPRINGWORKS THERAPEUTICS, INC.
Meeting Date:  MAY 20, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL

Ticker:  SWTX
Security ID:  85205L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Freda C. Lewis-Hall

Management

For

Withhold

1.2

Elect Jeffrey Schwartz

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

 

 

STANLEY BLACK & DECKER, INC.
Meeting Date:  MAY 10, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  SWK
Security ID:  854502101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrea J. Ayers

Management

For

For

1b

Elect Director George W. Buckley

Management

For

For

1c

Elect Director Patrick D. Campbell

Management

For

For

1d

Elect Director Carlos M. Cardoso

Management

For

For

1e

Elect Director Robert B. Coutts

Management

For

For

1f

Elect Director Debra A. Crew

Management

For

For

1g

Elect Director Michael D. Hankin

Management

For

For

1h

Elect Director James M. Loree

Management

For

For

1i

Elect Director Jane M. Palmieri

Management

For

For

1j

Elect Director Mojdeh Poul

Management

For

For

1k

Elect Director Dmitri L. Stockton

Management

For

For

1l

Elect Director Irving Tan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

5

Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act

Management

For

For

6

Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations

Management

For

For

7

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For
 

 

 

STARBUCKS CORPORATION
Meeting Date:  MAR 17, 2021
Record Date:  JAN 08, 2021
Meeting Type:  ANNUAL

Ticker:  SBUX
Security ID:  855244109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard E. Allison, Jr.

Management

For

Against

1b

Elect Director Rosalind G. Brewer *Withdrawn Resolution*

Management

None

None

1c

Elect Director Andrew Campion

Management

For

For

1d

Elect Director Mary N. Dillon

Management

For

Against

1e

Elect Director Isabel Ge Mahe

Management

For

For

1f

Elect Director Mellody Hobson

Management

For

For

1g

Elect Director Kevin R. Johnson

Management

For

For

1h

Elect Director Jorgen Vig Knudstorp

Management

For

For

1i

Elect Director Satya Nadella

Management

For

Against

1j

Elect Director Joshua Cooper Ramo

Management

For

For

1k

Elect Director Clara Shih

Management

For

Against

1l

Elect Director Javier G. Teruel

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

Shareholder

Against

Against
 

 

 

STONECO LTD
Meeting Date:  DEC 11, 2020
Record Date:  OCT 22, 2020
Meeting Type:  ANNUAL

Ticker:  STNE
Security ID:  G85158106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Andre Street

Management

For

For

1.2

Elect Eduardo Cunha Monnerat Solon de Pontes

Management

For

For

1.3

Elect Roberto Moses Thompson Motta

Management

For

For

1.4

Elect Thomas A. Patterson

Management

For

For

1.5

Elect Ali Mazanderani

Management

For

For

1.6

Elect Silvio Jose Morais

Management

For

For

1.7

Elect Luciana Ibiapina Lira Aguiar

Management

For

For

2

Adoption and Ratification of the Financial Statements

Management

For

For

 

 

SUNRISE COMMUNICATIONS GROUP AG
Meeting Date:  NOV 09, 2020
Record Date:  NOV 03, 2020
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  H8365C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU.

Management

None

Did not vote

CMMT

PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE S

Management

None

Did not vote

1.1.1

ELECT MIKE FRIES AS DIRECTOR

Management

For

Do Not Vote

1.1.2

ELECT BAPTIEST COOPMANS AS DIRECTOR

Management

For

Do Not Vote

1.1.3

ELECT MIRANDA CURTIS AS DIRECTOR

Management

For

Do Not Vote

1.1.4

ELECT MANUEL KOHNSTAMM AS DIRECTOR

Management

For

Do Not Vote

1.1.5

ELECT ANDREA SALVATO AS DIRECTOR

Management

For

Do Not Vote

1.1.6

ELECT MARISA DREW AS DIRECTOR

Management

For

Do Not Vote

1.1.7

ELECT THOMAS MEYER AS DIRECTOR

Management

For

Do Not Vote

1.1.8

ELECT JOSEPH DEISS AS DIRECTOR

Management

For

Do Not Vote

1.1.9

ELECT MIKE FRIES AS BOARD CHAIRMAN

Management

For

Do Not Vote

1.2.1

APPOINT MIRANDA CURTIS AS MEMBER OF THE COMPENSATION COMMITTEE

Management

For

Do Not Vote

1.2.2

APPOINT MANUEL KOHNSTAMM AS MEMBER OF THE COMPENSATION COMMITTEE

Management

For

Do Not Vote

1.2.3

APPOINT ANDREA SALVATO AS MEMBER OF THE COMPENSATION COMMITTEE

Management

For

Do Not Vote

1.2.4

APPOINT MIRANDA CURTIS AS CHAIRMAN OF THE COMPENSATION COMMITTEE

Management

For

Do Not Vote

2

APPROVE DELISTING OF SHARES FROM SIX SWISS EXCHANGE

Management

For

Do Not Vote
 

 

 

SUNRISE COMMUNICATIONS GROUP AG
Meeting Date:  NOV 09, 2020
Record Date:  NOV 03, 2020
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  H83659104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU.

Management

None

Did not vote

CMMT

PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE S

Management

None

Did not vote

1.1.1

ELECTION OF MIKE FRIES AS A MEMBER TO THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.1.2

ELECTION OF BAPTIEST COOPMANS AS A MEMBER TO THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.1.3

ELECTION OF MIRANDA CURTIS AS A MEMBER TO THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.1.4

ELECTION OF MANUEL KOHNSTAMM AS A MEMBER TO THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.1.5

ELECTION OF ANDREA SALVATO AS A MEMBER TO THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.1.6

ELECTION OF MARISA DREW AS A MEMBER TO THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.1.7

ELECTION OF THOMAS D. MEYER AS A MEMBER TO THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.1.8

ELECTION OF JOSEPH DEISS AS A MEMBER TO THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.1.9

ELECTION OF MIKE FREIS AS CHAIR OF THE BOARD OF DIRECTORS

Management

For

Do Not Vote

1.2.1

ELECTION OF MIRANDA CURTIS AS A MEMBER TO THE COMPENSATION COMMITTEE

Management

For

Do Not Vote

1.2.2

ELECTION OF MANUEL KOHNSTAMM AS A MEMBER TO THE COMPENSATION COMMITTEE

Management

For

Do Not Vote

1.2.3

ELECTION OF ANDREA SALVATO AS A MEMBER TO THE COMPENSATION COMMITTEE

Management

For

Do Not Vote

1.2.4

ELECTION OF MIRANDA CURTIS AS CHAIR OF THE COMPENSATION COMMITTEE

Management

For

Do Not Vote

2

DELISTING OF THE COMPANY'S SHARES FROM THE SIX SWISS EXCHANGE

Management

For

Do Not Vote
 

 

 

TAKE-TWO INTERACTIVE SOFTWARE, INC.
Meeting Date:  SEP 16, 2020
Record Date:  JUL 20, 2020
Meeting Type:  ANNUAL

Ticker:  TTWO
Security ID:  874054109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Strauss Zelnick

Management

For

DNV

1B.

Election of Director: Michael Dornemann

Management

For

DNV

1C.

Election of Director: J. Moses

Management

For

DNV

1D.

Election of Director: Michael Sheresky

Management

For

DNV

1E.

Election of Director: LaVerne Srinivasan

Management

For

DNV

1F.

Election of Director: Susan Tolson

Management

For

DNV

1G.

Election of Director: Paul Viera

Management

For

DNV

1H.

Election of Director: Roland Hernandez

Management

For

DNV

2.

Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement.

Management

For

DNV

3.

Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan.

Management

For

DNV

4.

Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021.

Management

For

DNV
 

 

 

TANDEM DIABETES CARE, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  TNDM
Security ID:  875372203

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Dick P. Allen

Management

For

Against

2

Elect Rebecca B. Robertson

Management

For

For

3

Elect Rajwant S. Sodhi

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

 

 

TARGET CORPORATION
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. Baker, Jr.

Management

For

For

1b

Elect Director George S. Barrett

Management

For

For

1c

Elect Director Brian C. Cornell

Management

For

For

1d

Elect Director Robert L. Edwards

Management

For

For

1e

Elect Director Melanie L. Healey

Management

For

For

1f

Elect Director Donald R. Knauss

Management

For

For

1g

Elect Director Christine A. Leahy

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Mary E. Minnick

Management

For

For

1j

Elect Director Derica W. Rice

Management

For

For

1k

Elect Director Kenneth L. Salazar

Management

For

For

1l

Elect Director Dmitri L. Stockton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

TARGET CORPORATION
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. Baker, Jr.

Management

For

For

1b

Elect Director George S. Barrett

Management

For

For

1c

Elect Director Brian C. Cornell

Management

For

For

1d

Elect Director Robert L. Edwards

Management

For

For

1e

Elect Director Melanie L. Healey

Management

For

For

1f

Elect Director Donald R. Knauss

Management

For

For

1g

Elect Director Christine A. Leahy

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Mary E. Minnick

Management

For

For

1j

Elect Director Derica W. Rice

Management

For

For

1k

Elect Director Kenneth L. Salazar

Management

For

For

1l

Elect Director Dmitri L. Stockton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

For

 

 

TAUBMAN CENTERS, INC.
Meeting Date:  JUL 28, 2020
Record Date:  JUN 30, 2020
Meeting Type:  ANNUAL

Ticker:  TCO
Security ID:  876664103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mayree C. Clark

Management

For

For

1.2

Elect Director Michael J. Embler

Management

For

For

1.3

Elect Director Janice L. Fields

Management

For

For

1.4

Elect Director Michelle J. Goldberg

Management

For

For

1.5

Elect Director Nancy Killefer

Management

For

For

1.6

Elect Director Cia Buckley Marakovits

Management

For

For

1.7

Elect Director Robert S. Taubman

Management

For

For

1.8

Elect Director Ronald W. Tysoe

Management

For

For

1.9

Elect Director Myron E. Ullman, III

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

TAUBMAN CENTERS, INC.
Meeting Date:  DEC 28, 2020
Record Date:  DEC 15, 2020
Meeting Type:  SPECIAL

Ticker:  TCO
Security ID:  876664103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

TELADOC HEALTH, INC.
Meeting Date:  OCT 29, 2020
Record Date:  SEP 08, 2020
Meeting Type:  SPECIAL

Ticker:  TDOC
Security ID:  87918A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Livongo Issuance

Management

For

For

2

Increase in Authorized Common Stock

Management

For

For

3

Right to Adjourn Meeting

Management

For

For

 

 

 

TELADOC HEALTH, INC.
Meeting Date:  MAY 17, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL

Ticker:  TDOC
Security ID:  87918A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Christopher Bischoff

Management

For

For

2

Elect Karen L. Daniel

Management

For

For

3

Elect Sandra Fenwick

Management

For

For

4

Elect William H. Frist

Management

For

Against

5

Elect Jason Gorevic

Management

For

For

6

Elect Catherine A. Jacobson

Management

For

For

7

Elect Thomas G. McKinley

Management

For

For

8

Elect Kenneth H. Paulus

Management

For

For

9

Elect David L. Shedlarz

Management

For

For

10

Elect Mark Douglas Smith

Management

For

For

11

Elect David B. Snow, Jr.

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Ratification of Auditor

Management

For

For

 

 

TELECOM ITALIA SPA
Meeting Date:  MAR 31, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  TIT
Security ID:  IT0003497168

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

Abstain

2

Approve Allocation of Income

Management

For

Abstain

3

Approve Remuneration Policy

Management

For

Abstain

4

Approve Second Section of the Remuneration Report

Management

For

Abstain

5

Fix Number of Directors

Management

For

Abstain

6

Fix Board Terms for Directors

Management

For

Abstain

7.1

Slate Submitted by Management

Management

For

Abstain

7.2

Slate Submitted by a Group of Fund Managers and SICAVs

Shareholder

None

Abstain

8

Approve Remuneration of Directors

Management

For

Abstain

9.1

Slate Submitted by Vivendi SA

Shareholder

None

Abstain

9.2

Slate Submitted by a Group of Fund Managers and SICAVs

Shareholder

None

Abstain

9.3

Slate Submitted by Cassa Depositi e Prestiti SpA

Shareholder

None

Abstain

11

Approve Internal Auditors' Remuneration

Shareholder

None

Abstain

10.a

Appoint Angelo Rocco Bonissoni as Chairman of Internal Statutory Auditors

Shareholder

None

Abstain

10.b

Appoint Francesco Fallacara as Chairman of Internal Statutory Auditors

Shareholder

None

Abstain

10.c

Appoint Franco Luciano Tutino as Chairman of Internal Statutory Auditors

Shareholder

None

Abstain

7-bis

Appoint Unelected Candidates Who Are Included in Properly Submitted Slates

Management

None

Abstain

9-bis

Appoint Unelected Candidates Who Are Included in Properly Submitted Slates

Shareholder

None

Abstain

A

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

Management

None

Abstain
 

 

 

TELEFLEX INCORPORATED
Meeting Date:  APR 30, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL

Ticker:  TFX
Security ID:  879369106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Candace H. Duncan

Management

For

For

2

Elect Stephen K. Klasko

Management

For

For

3

Elect Stuart A. Randle

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Ratification of Auditor

Management

For

For

6

Shareholder Proposal Regarding Board Declassification

Shareholder

Abstain

For

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 20, 2021
Record Date:  MAY 13, 2021
Meeting Type:  SPECIAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Meeting Note

Management

N/A

N/A

3

Adopt the Share Option Plan of a Subsidiary

Management

For

Against
 

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 20, 2021
Record Date:  MAY 13, 2021
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Meeting Note

Management

N/A

N/A

3

Accounts and Reports

Management

For

For

4

Allocation of Profits/Dividends

Management

For

For

5

Elect YANG Siu Shun

Management

For

For

6

Directors' Fees

Management

For

For

7

Appointment of Auditor and Authority to Set Fees

Management

For

For

8

Authority to Issue Shares w/o Preemptive Rights

Management

For

Against

9

Authority to Repurchase Shares

Management

For

For

10

Authority to Issue Repurchased Shares

Management

For

Against

11

Non-Voting Meeting Note

Management

N/A

N/A

 

 

TERRAFORM POWER, INC.
Meeting Date:  JUL 29, 2020
Record Date:  JUN 26, 2020
Meeting Type:  ANNUAL

Ticker:  TERP
Security ID:  88104R209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2a

Elect Director Brian Lawson

Management

For

Against

2b

Elect Director Carolyn Burke

Management

For

For

2c

Elect Director Christian S. Fong

Management

For

For

2d

Elect Director Harry Goldgut

Management

For

Against

2e

Elect Director Richard Legault

Management

For

Against

2f

Elect Director Mark McFarland

Management

For

For

2g

Elect Director Sachin Shah

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Adjourn Meeting

Management

For

For
 

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Jean M. Hobby

Management

For

For

1g

Elect Director Michael D. Hsu

Management

For

For

1h

Elect Director Ronald Kirk

Management

For

For

1i

Elect Director Pamela H. Patsley

Management

For

For

1j

Elect Director Robert E. Sanchez

Management

For

For

1k

Elect Director Richard K. Templeton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

THE ALLSTATE CORPORATION
Meeting Date:  MAY 25, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  ALL
Security ID:  020002101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Donald E. Brown

Management

For

For

1b

Elect Director Kermit R. Crawford

Management

For

For

1c

Elect Director Michael L. Eskew

Management

For

For

1d

Elect Director Richard T. Hume

Management

For

For

1e

Elect Director Margaret M. Keane

Management

For

For

1f

Elect Director Siddharth N. (Bobby) Mehta

Management

For

For

1g

Elect Director Jacques P. Perold

Management

For

For

1h

Elect Director Andrea Redmond

Management

For

For

1i

Elect Director Gregg M. Sherrill

Management

For

For

1j

Elect Director Judith A. Sprieser

Management

For

For

1k

Elect Director Perry M. Traquina

Management

For

For

1l

Elect Director Thomas J. Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  SCHW
Security ID:  808513105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Walter W. Bettinger, II

Management

For

For

1b

Elect Director Joan T. Dea

Management

For

For

1c

Elect Director Christopher V. Dodds

Management

For

For

1d

Elect Director Mark A. Goldfarb

Management

For

For

1e

Elect Director Bharat B. Masrani

Management

For

For

1f

Elect Director Charles A. Ruffel

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

For

5

Declassify the Board of Directors

Shareholder

Against

For

 

 

THE COCA-COLA COMPANY
Meeting Date:  APR 20, 2021
Record Date:  FEB 19, 2021
Meeting Type:  ANNUAL

Ticker:  KO
Security ID:  191216100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Herbert A. Allen

Management

For

For

1.2

Elect Director Marc Bolland

Management

For

For

1.3

Elect Director Ana Botin

Management

For

For

1.4

Elect Director Christopher C. Davis

Management

For

For

1.5

Elect Director Barry Diller

Management

For

For

1.6

Elect Director Helene D. Gayle

Management

For

For

1.7

Elect Director Alexis M. Herman

Management

For

For

1.8

Elect Director Robert A. Kotick

Management

For

For

1.9

Elect Director Maria Elena Lagomasino

Management

For

For

1.10

Elect Director James Quincey

Management

For

For

1.11

Elect Director Caroline J. Tsay

Management

For

For

1.12

Elect Director David B. Weinberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditor

Management

For

For

4

Report on Sugar and Public Health

Shareholder

Against

Against
 

 

 

THE COOPER COMPANIES, INC.
Meeting Date:  MAR 17, 2021
Record Date:  JAN 21, 2021
Meeting Type:  ANNUAL

Ticker:  COO
Security ID:  216648402

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Colleen E. Jay

Management

For

For

2

Elect William A. Kozy

Management

For

Against

3

Elect Jody S. Lindell

Management

For

For

4

Elect Teresa S. Madden

Management

For

For

5

Elect Gary S. Petersmeyer

Management

For

For

6

Elect Robert S. Weiss

Management

For

For

7

Elect Albert G. White III

Management

For

For

8

Ratification of Auditor

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

 

 

THE ESTEE LAUDER COMPANIES INC.
Meeting Date:  NOV 10, 2020
Record Date:  SEP 11, 2020
Meeting Type:  ANNUAL

Ticker:  EL
Security ID:  518439104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charlene Barshefsky

Management

For

Withhold

1b

Elect Director Wei Sun Christianson

Management

For

For

1c

Elect Director Fabrizio Freda

Management

For

Withhold

1d

Elect Director Jane Lauder

Management

For

Withhold

1e

Elect Director Leonard A. Lauder

Management

For

Withhold

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

THE HOME DEPOT, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  HD
Security ID:  437076102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerard J. Arpey

Management

For

For

1b

Elect Director Ari Bousbib

Management

For

For

1c

Elect Director Jeffery H. Boyd

Management

For

For

1d

Elect Director Gregory D. Brenneman

Management

For

For

1e

Elect Director J. Frank Brown

Management

For

For

1f

Elect Director Albert P. Carey

Management

For

For

1g

Elect Director Helena B. Foulkes

Management

For

For

1h

Elect Director Linda R. Gooden

Management

For

For

1i

Elect Director Wayne M. Hewett

Management

For

For

1j

Elect Director Manuel Kadre

Management

For

For

1k

Elect Director Stephanie C. Linnartz

Management

For

For

1l

Elect Director Craig A. Menear

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Shareholder Written Consent Provisions

Shareholder

Against

Against

5

Report on Political Contributions Congruency Analysis

Shareholder

Against

Against

6

Report on Prison Labor in the Supply Chain

Shareholder

Against

Against
 

 

 

THE HOME DEPOT, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  HD
Security ID:  437076102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerard J. Arpey

Management

For

For

1b

Elect Director Ari Bousbib

Management

For

For

1c

Elect Director Jeffery H. Boyd

Management

For

For

1d

Elect Director Gregory D. Brenneman

Management

For

For

1e

Elect Director J. Frank Brown

Management

For

For

1f

Elect Director Albert P. Carey

Management

For

For

1g

Elect Director Helena B. Foulkes

Management

For

For

1h

Elect Director Linda R. Gooden

Management

For

For

1i

Elect Director Wayne M. Hewett

Management

For

For

1j

Elect Director Manuel Kadre

Management

For

For

1k

Elect Director Stephanie C. Linnartz

Management

For

For

1l

Elect Director Craig A. Menear

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Shareholder Written Consent Provisions

Shareholder

Against

For

5

Report on Political Contributions Congruency Analysis

Shareholder

Against

For

6

Report on Prison Labor in the Supply Chain

Shareholder

Against

Against

 

 

THE INTERPUBLIC GROUP OF COMPANIES, INC.
Meeting Date:  MAY 27, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  IPG
Security ID:  460690100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joceyln Carter-Miller

Management

For

For

1.2

Elect Director Mary J. Steele Guilfoile

Management

For

For

1.3

Elect Director Dawn Hudson

Management

For

For

1.4

Elect Director Philippe Krakowsky

Management

For

For

1.5

Elect Director Jonathan F. Miller

Management

For

For

1.6

Elect Director Patrick Q. Moore

Management

For

For

1.7

Elect Director Michael I. Roth

Management

For

For

1.8

Elect Director Linda S. Sanford

Management

For

For

1.9

Elect Director David M. Thomas

Management

For

For

1.10

Elect Director E. Lee Wyatt, Jr.

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For
 

 

 

THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 13, 2020
Record Date:  AUG 14, 2020
Meeting Type:  ANNUAL

Ticker:  PG
Security ID:  742718109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Francis S. Blake

Management

For

For

1b

Elect Director Angela F. Braly

Management

For

For

1c

Elect Director Amy L. Chang

Management

For

For

1d

Elect Director Joseph Jimenez

Management

For

For

1e

Elect Director Debra L. Lee

Management

For

For

1f

Elect Director Terry J. Lundgren

Management

For

For

1g

Elect Director Christine M. McCarthy

Management

For

For

1h

Elect Director W. James McNerney, Jr.

Management

For

For

1i

Elect Director Nelson Peltz

Management

For

For

1j

Elect Director David S. Taylor

Management

For

For

1k

Elect Director Margaret C. Whitman

Management

For

For

1l

Elect Director Patricia A. Woertz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Report on Efforts to Eliminate Deforestation

Shareholder

Against

Against

6

Publish Annually a Report Assessing Diversity and Inclusion Efforts

Shareholder

Against

Against
 

 

 

THE PROGRESSIVE CORPORATION
Meeting Date:  MAY 07, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL

Ticker:  PGR
Security ID:  743315103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Philip Bleser

Management

For

For

1b

Elect Director Stuart B. Burgdoerfer

Management

For

For

1c

Elect Director Pamela J. Craig

Management

For

For

1d

Elect Director Charles A. Davis

Management

For

For

1e

Elect Director Roger N. Farah

Management

For

For

1f

Elect Director Lawton W. Fitt

Management

For

For

1g

Elect Director Susan Patricia Griffith

Management

For

For

1h

Elect Director Devin C. Johnson

Management

For

For

1i

Elect Director Jeffrey D. Kelly

Management

For

For

1j

Elect Director Barbara R. Snyder

Management

For

For

1k

Elect Director Jan E. Tighe

Management

For

For

1l

Elect Director Kahina Van Dyke

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

 

 

THE REALREAL, INC
Meeting Date:  JUN 15, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL

Ticker:  REAL
Security ID:  88339P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Robert Krolik

Management

For

For

1.2

Elect Niki Leondakis

Management

For

For

1.3

Elect Emma Grede

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year
 

 

 

THE SHERWIN-WILLIAMS COMPANY
Meeting Date:  APR 21, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL

Ticker:  SHW
Security ID:  824348106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kerrii B. Anderson

Management

For

For

1b

Elect Director Arthur F. Anton

Management

For

For

1c

Elect Director Jeff M. Fettig

Management

For

For

1d

Elect Director Richard J. Kramer

Management

For

For

1e

Elect Director John G. Morikis

Management

For

For

1f

Elect Director Christine A. Poon

Management

For

For

1g

Elect Director Aaron M. Powell

Management

For

For

1h

Elect Director Michael H. Thaman

Management

For

For

1i

Elect Director Matthew Thornton, III

Management

For

For

1j

Elect Director Steven H. Wunning

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

THE TORO COMPANY
Meeting Date:  MAR 16, 2021
Record Date:  JAN 19, 2021
Meeting Type:  ANNUAL

Ticker:  TTC
Security ID:  891092108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Janet K. Cooper

Management

For

For

1.2

Elect Director Gary L. Ellis

Management

For

For

1.3

Elect Director Michael G. Vale

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  TMO
Security ID:  883556102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc N. Casper

Management

For

For

1b

Elect Director Nelson J. Chai

Management

For

For

1c

Elect Director C. Martin Harris

Management

For

For

1d

Elect Director Tyler Jacks

Management

For

For

1e

Elect Director R. Alexandra Keith

Management

For

For

1f

Elect Director Thomas J. Lynch

Management

For

Against

1g

Elect Director Jim P. Manzi

Management

For

Against

1h

Elect Director James C. Mullen

Management

For

For

1i

Elect Director Lars R. Sorensen

Management

For

For

1j

Elect Director Debora L. Spar

Management

For

For

1k

Elect Director Scott M. Sperling

Management

For

Against

1l

Elect Director Dion J. Weisler

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

4

Provide Right to Call A Special Meeting

Shareholder

Against

For
 

 

 

THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  TMO
Security ID:  883556102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc N. Casper

Management

For

For

1b

Elect Director Nelson J. Chai

Management

For

For

1c

Elect Director C. Martin Harris

Management

For

For

1d

Elect Director Tyler Jacks

Management

For

For

1e

Elect Director R. Alexandra Keith

Management

For

For

1f

Elect Director Thomas J. Lynch

Management

For

For

1g

Elect Director Jim P. Manzi

Management

For

For

1h

Elect Director James C. Mullen

Management

For

For

1i

Elect Director Lars R. Sorensen

Management

For

For

1j

Elect Director Debora L. Spar

Management

For

For

1k

Elect Director Scott M. Sperling

Management

For

For

1l

Elect Director Dion J. Weisler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

4

Provide Right to Call A Special Meeting

Shareholder

Against

For
 

 

 

THOMA BRAVO ADVANTAGE
Meeting Date:  JUN 22, 2021
Record Date:  MAY 24, 2021
Meeting Type:  SPECIAL

Ticker:  TBA
Security ID:  G88272102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

For

2

Approve Merger Agreement

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

THUNDER BRIDGE ACQUISITION II, LTD.
Meeting Date:  DEC 30, 2020
Record Date:  DEC 01, 2020
Meeting Type:  ANNUAL

Ticker:  THBR US
Security ID:  KYG8857S1167

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

An ordinary resolution to ratify the selection by our audit committee of Grant Thornton LLP

Management

For

For

 

 

TIFFANY & CO.
Meeting Date:  DEC 30, 2020
Record Date:  NOV 30, 2020
Meeting Type:  SPECIAL

Ticker:  TIF
Security ID:  886547108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, (the "merger agreement"), by and among the Tiffany & Co. (the "Company"), LVMH Moet Hennessy- Louis Vuitton SE, a societas Europaea (European company) organized

Management

For

For

2.

The compensation proposal - To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger.

Management

For

For

3.

N/A

Management

None

For
 

 

 

TIFFANY & CO.
Meeting Date:  DEC 30, 2020
Record Date:  NOV 30, 2020
Meeting Type:  SPECIAL

Ticker:  TIF
Security ID:  886547108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

3

Adjourn Meeting

Management

For

For

 

 

TIKKURILA OYJ
Meeting Date:  JUN 10, 2021
Record Date:  MAY 31, 2021
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  X90959101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R

Management

None

Did not vote

CMMT

A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED.

Management

None

Did not vote

CMMT

PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU

Management

None

Did not vote

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 581297 DUE TO RESOLUTION-16 IS SINGLE VOTABLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.

Management

None

Did not vote

CMMT

INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE

Management

None

Did not vote

1

OPENING OF THE MEETING

Management

None

Did not vote

2

CALLING THE MEETING TO ORDER

Management

None

Did not vote

3

ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF-VOTES

Management

None

Did not vote

4

RECORDING THE LEGALITY OF THE MEETING

Management

None

Did not vote

5

RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES

Management

None

Did not vote

6

PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE BOARD OF DIRECTORS' REPORT, AND THE AUDITOR'S REPORT FOR 2020

Management

None

Did not vote

7

ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENT

Management

For

For

8

DUE TO THE ONGOING TENDER OFFER FOR ALL THE ISSUED AND OUTSTANDING SHARES OF THE COMPANY BY PPG INDUSTRIES, INC., THE BOARD OF DIRECTORS PROPOSES THAT TIKKURILA'S ANNUAL GENERAL MEETING DECIDES THAT NO DIVIDEND BE PAID FROM THE FINANCIAL YEAR 2020 RESOLUT

Management

For

For

9

RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY

Management

For

For

10

THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING ADOPTS THE REMUNERATION REPORT FOR THE YEAR 2020 ADOPTION OF THE REMUNERATION REPORT FOR GOVERNING BODIES

Management

For

For

11

THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WOULD REMAIN UNCHANGED AND THAT THE ANNUAL

Management

For

For

12

THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BE SEVEN (7). RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS

Management

For

For

13

THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE PRESENT MEMBERS LARS PETER LINDFORS, RIITTA MYNTTINEN, JARI PAASIKIVI, ANDREY PANTYUKHOV, CATHERINE SAHLGREN, PETTERI WALLD N AND HEIKKI WESTERLUND WOULD BE RE-ELECTED FOR A TERM ENDING

Management

For

For

14

THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUDITOR'S FEES BE PAID AGAINST AN INVOICE APPROVED BY THE COMPANY. RESOLUTION ON THE REMUNERATION OF THE AUDITOR

Management

For

For

15

THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUTHORIZED PUBLIC ACCOUNTANT FIRM ERNST & YOUNG OY BE RE- ELECTED AS THE COMPANY'S AUDITOR FOR THE TERM THAT ENDS AT THE END OF THE NEXT

Management

For

For

16

DUE TO THE PENDING TENDER OFFER, THE NOMINATION BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES CONDITIONALLY ON THE MATTERS SET FORTH IN ITEMS 16 (A) - (B) BELOW. THE PROPOSALS OF THE NOMINATION BOARD SET FORTH IN ITEMS 16 (A) - (B) BELOW FORM AN

Management

For

For

17

DUE TO THE ONGOING THE TENDER OFFER, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE ANNUAL GENERAL MEETING DECIDES TO DISBAND THE NOMINATION BOARD, SUCH RESOLUTION BEING CONDITIONAL AND BECOMING EFFECTIVE UPON PPG INDUSTRIES, INC.

Management

For

For

18

THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE UPON THE REPURCHASE OF A MAXIMUM 4,400,000 OF THE COMPANY'S OWN SHARES WITH ASSETS PERTAINING TO THE COMPANY'S UNRESTRICTED EQUITY IN ONE OR SEVERAL

Management

For

For

19

THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE TO TRANSFER THE COMPANY'S OWN SHARES HELD BY THE COMPANY OR TO ISSUE NEW SHARES IN ONE OR SEVERAL TRANCHES LIMITED TO A MAXIMUM OF 4,400,000 SHARES

Management

For

For

20

CLOSING OF THE MEETING

Management

None

Did not vote
 

 

 

TRACTOR SUPPLY COMPANY
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL

Ticker:  TSCO
Security ID:  892356106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cynthia T. Jamison

Management

For

For

1.2

Elect Director Joy Brown

Management

For

For

1.3

Elect Director Ricardo Cardenas

Management

For

For

1.4

Elect Director Denise L. Jackson

Management

For

For

1.5

Elect Director Thomas A. Kingsbury

Management

For

For

1.6

Elect Director Ramkumar Krishnan

Management

For

For

1.7

Elect Director Edna K. Morris

Management

For

For

1.8

Elect Director Mark J. Weikel

Management

For

For

1.9

Elect Director Harry A. Lawton, III

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against
 

 

 

TRANSUNION
Meeting Date:  MAY 11, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  TRU
Security ID:  89400J107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Billy Bosworth

Management

For

For

2

Elect Suzanne P. Clark

Management

For

For

3

Elect Kermit R. Crawford

Management

For

For

4

Elect Russell P. Fradin

Management

For

For

5

Elect Pamela A. Joseph

Management

For

For

6

Elect Thomas L. Monahan III

Management

For

For

7

Ratification of Auditor

Management

For

For

 

 

TRINET GROUP, INC.
Meeting Date:  MAY 27, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  TNET
Security ID:  896288107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Katherine August-deWilde

Management

For

For

1.2

Elect H. Raymond Bingham

Management

For

For

1.3

Elect Ralph A. Clark

Management

For

For

1.4

Elect Maria Contreras-Sweet

Management

For

For

1.5

Elect Shawn Guertin

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For
 

 

 

TRUPANION, INC.
Meeting Date:  JUN 16, 2021
Record Date:  APR 20, 2021
Meeting Type:  ANNUAL

Ticker:  TRUP
Security ID:  898202106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Jacqueline Davidson

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

TURNING POINT THERAPEUTICS, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL

Ticker:  TPTX
Security ID:  90041T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Simeon J. George

Management

For

For

1.2

Elect Carol Gallagher

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For

 

 

TWIST BIOSCIENCE CORPORATION
Meeting Date:  FEB 03, 2021
Record Date:  DEC 31, 2020
Meeting Type:  ANNUAL

Ticker:  TWST
Security ID:  90184D100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Emily M. Leproust

Management

For

For

1.2

Elect William Banyai

Management

For

For

1.3

Elect Robert B. Chess

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For
 

 

 

UBER TECHNOLOGIES, INC.
Meeting Date:  MAY 10, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  UBER
Security ID:  90353T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Ronald D. Sugar

Management

For

For

2

Elect Revathi Advaithi

Management

For

For

3

Elect Ursula M. Burns

Management

For

For

4

Elect Robert A. Eckert

Management

For

For

5

Elect Amanda Ginsberg

Management

For

For

6

Elect Dara Kosorowshahi

Management

For

For

7

Elect Wan Ling Martello

Management

For

For

8

Elect Yasir bin Othman Al-Rumayyan

Management

For

For

9

Elect John A. Thain

Management

For

For

10

Elect David Trujillo

Management

For

For

11

Elect Alexander R. Wynaendts

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Elimination of Supermajority Requirement

Management

For

For

15

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

Against

 

 

UNION PACIFIC CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL

Ticker:  UNP
Security ID:  907818108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew H. Card, Jr.

Management

For

For

1b

Elect Director William J. DeLaney

Management

For

For

1c

Elect Director David B. Dillon

Management

For

For

1d

Elect Director Lance M. Fritz

Management

For

For

1e

Elect Director Deborah C. Hopkins

Management

For

For

1f

Elect Director Jane H. Lute

Management

For

For

1g

Elect Director Michael R. McCarthy

Management

For

For

1h

Elect Director Thomas F. McLarty, III

Management

For

For

1i

Elect Director Jose H. Villarreal

Management

For

For

1j

Elect Director Christopher J. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Approve Nonqualified Employee Stock Purchase Plan

Management

For

For

6

Report on EEO

Shareholder

Against

For

7

Publish Annually a Report Assessing Diversity and Inclusion Efforts

Shareholder

Against

For

8

Annual Vote and Report on Climate Change

Shareholder

Against

Against
 

 

 

UNITED PARCEL SERVICE, INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  UPS
Security ID:  911312106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carol B. Tome

Management

For

For

1b

Elect Director Rodney C. Adkins

Management

For

For

1c

Elect Director Eva C. Boratto

Management

For

For

1d

Elect Director Michael J. Burns

Management

For

For

1e

Elect Director Wayne M. Hewett

Management

For

For

1f

Elect Director Angela Hwang

Management

For

For

1g

Elect Director Kate E. Johnson

Management

For

For

1h

Elect Director William R. Johnson

Management

For

For

1i

Elect Director Ann M. Livermore

Management

For

For

1j

Elect Director Franck J. Moison

Management

For

For

1k

Elect Director Christiana Smith Shi

Management

For

For

1l

Elect Director Russell Stokes

Management

For

For

1m

Elect Director Kevin Warsh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

7

Report on Climate Change

Shareholder

Against

For

8

Amend Certificate of Incorporation to Become a Public Benefit Corporation

Shareholder

Against

Against

9

Publish Annually a Report Assessing Diversity and Inclusion Efforts

Shareholder

Against

For
 

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Richard T. Burke

Management

For

For

2

Elect Timothy P. Flynn

Management

For

For

3

Elect Stephen J. Hemsley

Management

For

For

4

Elect Michele J. Hooper

Management

For

For

5

Elect F. William McNabb, III

Management

For

For

6

Elect Valerie C. Montgomery Rice

Management

For

For

7

Elect John H. Noseworthy

Management

For

For

8

Elect Gail R. Wilensky

Management

For

For

9

Elect Andrew Witty

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Amendment to the 1993 Employee Stock Purchase Plan

Management

For

For

13

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

Against
 

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Richard T. Burke

Management

For

For

2

Elect Timothy P. Flynn

Management

For

For

3

Elect Stephen J. Hemsley

Management

For

For

4

Elect Michele J. Hooper

Management

For

For

5

Elect F. William McNabb, III

Management

For

For

6

Elect Valerie C. Montgomery Rice

Management

For

For

7

Elect John H. Noseworthy

Management

For

For

8

Elect Gail R. Wilensky

Management

For

For

9

Elect Andrew Witty

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Amendment to the 1993 Employee Stock Purchase Plan

Management

For

For

13

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

Against

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard T. Burke

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Stephen J. Hemsley

Management

For

For

1d

Elect Director Michele J. Hooper

Management

For

For

1e

Elect Director F. William McNabb, III

Management

For

For

1f

Elect Director Valerie C. Montgomery Rice

Management

For

For

1g

Elect Director John H. Noseworthy

Management

For

For

1h

Elect Director Gail R. Wilensky

Management

For

For

1i

Elect Director Andrew Witty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against
 

 

 

VARIAN MEDICAL SYSTEMS, INC.
Meeting Date:  OCT 15, 2020
Record Date:  SEP 08, 2020
Meeting Type:  SPECIAL

Ticker:  VAR
Security ID:  92220P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To approve and adopt the Agreement and Plan of Merger, dated as of August 2, 2020 (as it may be amended from time to time, the "merger agreement").

Management

For

For

2.

To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement if there are not sufficient votes at the time of such adjournment to approve and adopt the merger

Management

For

For

3.

To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Varian's named executive officers that is based on or otherwise relates to the merger.

Management

For

For

 

 

VARONIS SYSTEMS, INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL

Ticker:  VRNS
Security ID:  922280102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Gili Iohan

Management

For

For

1.2

Elect Rachel Prishkolnik

Management

For

For

1.3

Elect Ofer Segev

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For
 

 

 

VERISIGN, INC.
Meeting Date:  MAY 27, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL

Ticker:  VRSN
Security ID:  92343E102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect D. James Bidzos

Management

For

For

2

Elect Yehuda Ari Buchalter

Management

For

For

3

Elect Kathleen A. Cote

Management

For

Against

4

Elect Thomas F. Frist, III

Management

For

For

5

Elect Jamie S. Gorelick

Management

For

For

6

Elect Roger H. Moore

Management

For

For

7

Elect Louis A. Simpson

Management

For

For

8

Elect Timothy Tomlinson

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

10

Ratification of Auditor

Management

For

For

11

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against

 

 

VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  VZ
Security ID:  92343V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Shellye L. Archambeau

Management

For

For

1b

Elect Director Roxanne S. Austin

Management

For

For

1c

Elect Director Mark T. Bertolini

Management

For

For

1d

Elect Director Melanie L. Healey

Management

For

For

1e

Elect Director Clarence Otis, Jr.

Management

For

For

1f

Elect Director Daniel H. Schulman

Management

For

For

1g

Elect Director Rodney E. Slater

Management

For

For

1h

Elect Director Hans E. Vestberg

Management

For

For

1i

Elect Director Gregory G. Weaver

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Lower Ownership Threshold for Action by Written Consent

Shareholder

Against

Against

5

Amend Senior Executive Compensation Clawback Policy

Shareholder

Against

Against

6

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against
 

 

 

VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  MAY 19, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL

Ticker:  VRTX
Security ID:  92532F100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Sangeeta N. Bhatia

Management

For

For

2

Elect Lloyd A. Carney

Management

For

For

3

Elect Alan M. Garber

Management

For

For

4

Elect Terrence C. Kearney

Management

For

For

5

Elect Reshma Kewalramani

Management

For

For

6

Elect Yuchun Lee

Management

For

For

7

Elect Jeffrey M. Leiden

Management

For

For

8

Elect Margaret G. McGlynn

Management

For

For

9

Elect Diana McKenzie

Management

For

For

10

Elect Bruce I. Sachs

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

Against

14

Shareholder Proposal Regarding Political Contributions and Expenditures Report

Shareholder

Against

Against

 

 

VICI PROPERTIES INC.
Meeting Date:  APR 28, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  VICI
Security ID:  925652109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

1a

Elect Director James R. Abrahamson

Management

For

For

1b

Elect Director Diana F. Cantor

Management

For

For

1c

Elect Director Monica H. Douglas

Management

For

For

1d

Elect Director Elizabeth I. Holland

Management

For

For

1e

Elect Director Craig Macnab

Management

For

For

1f

Elect Director Edward B. Pitoniak

Management

For

For

1g

Elect Director Michael D. Rumbolz

Management

For

For
 

 

 

VIRTUSA CORPORATION
Meeting Date:  NOV 20, 2020
Record Date:  OCT 09, 2020
Meeting Type:  SPECIAL

Ticker:  VRTU
Security ID:  92827P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of September 9, 2020 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Austin HoldCo Inc., a Delaware corporation ("Parent"), Austin BidCo

Management

For

For

2.

To approve an advisory, non-binding proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with the consummation of the merger.

Management

For

For

3.

To approve a proposal to adjourn or postpone the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adj

Management

For

For

 

 

VISA INC.
Meeting Date:  JAN 26, 2021
Record Date:  NOV 27, 2020
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Lloyd A. Carney

Management

For

For

2

Elect Mary B. Cranston

Management

For

For

3

Elect Francisco Javier Fernandez-Carbajal

Management

For

For

4

Elect Alfred F. Kelly, Jr.

Management

For

For

5

Elect Ramon L. Laguarta

Management

For

For

6

Elect John F. Lundgren

Management

For

For

7

Elect Robert W. Matschullat

Management

For

For

8

Elect Denise M. Morrison

Management

For

For

9

Elect Suzanne Nora Johnson

Management

For

For

10

Elect Linda J. Rendle

Management

For

For

11

Elect John A.C. Swainson

Management

For

For

12

Elect Maynard G. Webb

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

Against

14

Ratification of Auditor

Management

For

For

15

Amendment to the 2007 Equity Incentive Plan

Management

For

For

16

Shareholder Right to Call Special Meetings

Management

For

For

17

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against

18

Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation

Shareholder

Against

Against
 

 

 

VISA INC.
Meeting Date:  JAN 26, 2021
Record Date:  NOV 27, 2020
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd A. Carney

Management

For

For

1b

Elect Director Mary B. Cranston

Management

For

For

1c

Elect Director Francisco Javier Fernandez-Carbajal

Management

For

For

1d

Elect Director Alfred F. Kelly, Jr.

Management

For

For

1e

Elect Director Ramon Laguarta

Management

For

For

1f

Elect Director John F. Lundgren

Management

For

For

1g

Elect Director Robert W. Matschullat

Management

For

For

1h

Elect Director Denise M. Morrison

Management

For

For

1i

Elect Director Suzanne Nora Johnson

Management

For

For

1j

Elect Director Linda J. Rendle

Management

For

For

1k

Elect Director John A. C. Swainson

Management

For

For

1l

Elect Director Maynard G. Webb, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

Against

7

Amend Principles of Executive Compensation Program

Shareholder

Against

Against
 

 

 

VODAFONE GROUP PLC
Meeting Date:  JUL 28, 2020
Record Date:  MAY 29, 2020
Meeting Type:  ANNUAL

Ticker:  VOD
Security ID:  92857W308

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Jean-Francois van Boxmeer as Director

Management

For

For

3

Re-elect Gerard Kleisterlee as Director

Management

For

For

4

Re-elect Nick Read as Director

Management

For

For

5

Re-elect Margherita Della Valle as Director

Management

For

For

6

Re-elect Sir Crispin Davis as Director

Management

For

For

7

Re-elect Michel Demare as Director

Management

For

For

8

Re-elect Dame Clara Furse as Director

Management

For

For

9

Re-elect Valerie Gooding as Director

Management

For

For

10

Re-elect Renee James as Director

Management

For

For

11

Re-elect Maria Amparo Moraleda Martinez as Director

Management

For

For

12

Re-elect Sanjiv Ahuja as Director

Management

For

For

13

Re-elect David Thodey as Director

Management

For

Against

14

Re-elect David Nish as Director

Management

For

For

15

Approve Final Dividend

Management

For

For

16

Approve Remuneration Policy

Management

For

For

17

Approve Remuneration Report

Management

For

For

18

Reappoint Ernst & Young LLP as Auditors

Management

For

For

19

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

Management

For

For

20

Authorise Issue of Equity

Management

For

For

21

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

22

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

23

Authorise Market Purchase of Ordinary Shares

Management

For

For

24

Authorise EU Political Donations and Expenditure

Management

For

For

25

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

26

Approve Share Incentive Plan

Management

For

For
 

 

 

VROOM, INC.
Meeting Date:  JUN 24, 2021
Record Date:  APR 26, 2021
Meeting Type:  ANNUAL

Ticker:  VRM
Security ID:  92918V109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Mylod, Jr.

Management

For

For

1.2

Elect Director Scott A. Dahnke

Management

For

Withhold

1.3

Elect Director Michael J. Farello

Management

For

For

1.4

Elect Director Paul J. Hennessy

Management

For

For

1.5

Elect Director Laura W. Lang

Management

For

For

1.6

Elect Director Laura G. O'Shaughnessy

Management

For

Withhold

1.7

Elect Director Paula B. Pretlow

Management

For

For

1.8

Elect Director Frederick O. Terrell

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

WALMART INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL

Ticker:  WMT
Security ID:  931142103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Cesar Conde

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Sarah J. Friar

Management

For

For

1d

Elect Director Carla A. Harris

Management

For

Against

1e

Elect Director Thomas W. Horton

Management

For

For

1f

Elect Director Marissa A. Mayer

Management

For

Against

1g

Elect Director C. Douglas McMillon

Management

For

For

1h

Elect Director Gregory B. Penner

Management

For

For

1i

Elect Director Steven S Reinemund

Management

For

Against

1j

Elect Director Randall L. Stephenson

Management

For

Against

1k

Elect Director S. Robson Walton

Management

For

For

1l

Elect Director Steuart L. Walton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Refrigerants Released from Operations

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Alignment of Racial Justice Goals and Starting Wages

Shareholder

Against

Against

7

Approve Creation of a Pandemic Workforce Advisory Council

Shareholder

Against

Against

8

Review of Statement on the Purpose of a Corporation

Shareholder

Against

Against

 

 

WEX INC.
Meeting Date:  JUN 04, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL

Ticker:  WEX
Security ID:  96208T104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Nancy Altobello

Management

For

For

2

Elect Bhavana Bartholf

Management

For

For

3

Elect Derrick Roman

Management

For

For

4

Elect Regina O. Sommer

Management

For

For

5

Elect Jack VanWoerkom

Management

For

For

6

Advisory Vote on Executive Compensation

Management

For

For

7

Amendment to the 2019 Equity and Incentive Plan

Management

For

For

8

Repeal of Classified Board

Management

For

For

9

Ratification of Auditor

Management

For

For
 

 

 

WHITING PETROLEUM CORPORATION
Meeting Date:  MAY 11, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL

Ticker:  WLL
Security ID:  966387508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Janet L. Carrig

Management

For

For

1.2

Elect Director Susan M. Cunningham

Management

For

For

1.3

Elect Director Paul J. Korus

Management

For

For

1.4

Elect Director Kevin S. McCarthy

Management

For

Withhold

1.5

Elect Director Lynn A. Peterson

Management

For

For

1.6

Elect Director Daniel J. Rice, IV

Management

For

Withhold

1.7

Elect Director Anne Taylor

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

 

 

WILLIS TOWERS WATSON PLC
Meeting Date:  AUG 26, 2020
Record Date:  JUN 30, 2020
Meeting Type:  SPECIAL

Ticker:  
Security ID:  G96629111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland.

Management

For

Do Not Vote
 

 

 

WILLIS TOWERS WATSON PLC
Meeting Date:  AUG 26, 2020
Record Date:  JUN 30, 2020
Meeting Type:  SPECIAL

Ticker:  WLTW
Security ID:  G96629103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Ordinary Resolution to approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland, and to authorize the direct

Management

For

For

2.

Special Resolution to amend the constitution of WTW, referred to as the "WTW Constitution," so that any WTW Shares that are issued on or after the WTW Voting Record Time will either be subject to the terms of the scheme or will be immediately and automati

Management

For

For

3.

Ordinary Resolution to approve, on a non- binding, advisory basis, specified compensatory arrangements between WTW and its named executive officers relating to the transaction.

Management

For

For

4.

Ordinary Resolution to approve any motion by the chairman of the WTW EGM to adjourn the WTW EGM, or any adjournments thereof, to solicit additional proxies in favour of the approval of the resolutions if there are insufficient votes at the time of the WTW

Management

For

For

 

 

WILLIS TOWERS WATSON PLC
Meeting Date:  MAY 11, 2021
Record Date:  MAR 11, 2021
Meeting Type:  ANNUAL

Ticker:  WLTW
Security ID:  G96629103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Anna C. Catalano

Management

For

Do Not Vote

1B.

Election of Director: Victor F. Ganzi

Management

For

Do Not Vote

1C.

Election of Director: John J. Haley

Management

For

Do Not Vote

1D.

Election of Director: Wendy E. Lane

Management

For

Do Not Vote

1E.

Election of Director: Brendan R. O'Neill

Management

For

Do Not Vote

1F.

Election of Director: Jaymin B. Patel

Management

For

Do Not Vote

1G.

Election of Director: Linda D. Rabbitt

Management

For

Do Not Vote

1H.

Election of Director: Paul D. Thomas

Management

For

Do Not Vote

1I.

Election of Director: Wilhelm Zeller

Management

For

Do Not Vote

2.

Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committ

Management

For

Do Not Vote

3.

Approve, on an advisory basis, the named executive officer compensation.

Management

For

Do Not Vote

4.

Renew the Board's existing authority to issue shares under Irish law.

Management

For

Do Not Vote

5.

Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law.

Management

For

Do Not Vote
 

 

 

WORKDAY, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL

Ticker:  WDAY
Security ID:  98138H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Aneel Bhusri

Management

For

For

1.2

Elect Ann-Marie Campbell

Management

For

For

1.3

Elect David A. Duffield

Management

For

For

1.4

Elect Lee J. Styslinger III

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

 

 

WRIGHT MEDICAL GROUP N V
Meeting Date:  OCT 28, 2020
Record Date:  SEP 30, 2020
Meeting Type:  ANNUAL

Ticker:  WMGI
Security ID:  N96617118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Appointment of Robert J. Palmisano for executive director. Mark "For" to appoint Palmisano.

Management

For

Do Not Vote

1B.

Appointment of David D. Stevens for non- executive director. Mark "For" to appoint Stevens.

Management

For

Do Not Vote

1C.

Appointment of Gary D. Blackford for non- executive director. Mark "For" to appoint Blackford.

Management

For

Do Not Vote

1D.

Appointment of J. Patrick Mackin for non- executive director. Mark "For" to appoint Mackin.

Management

For

Do Not Vote

1E.

Appointment of John L. Miclot for non- executive director. Mark "For" to appoint Miclot.

Management

For

Do Not Vote

1F.

Appointment of Kevin C. O'Boyle for non- executive director. Mark "For" to appoint O'Boyle.

Management

For

Do Not Vote

1G.

Appointment of Amy S. Paul for non- executive director. Mark "For" to appoint Paul.

Management

For

Do Not Vote

1H.

Appointment of Richard F. Wallman for non- executive director. Mark "For" to appoint Wallman.

Management

For

Do Not Vote

1I.

Appointment of Elizabeth H. Weatherman for non-executive director. Mark "For" to appoint Weatherman.

Management

For

Do Not Vote

2.

Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020.

Management

For

Do Not Vote

3.

Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 27, 2020.

Management

For

Do Not Vote

4.

Adoption of our Dutch statutory annual accounts for the fiscal year ended December 29, 2019.

Management

For

Do Not Vote

5.

Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 29, 2019.

Management

For

Do Not Vote

6.

Renewal of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until April 28, 2022 on the open market, through privately negotiated transactions or in one or mo

Management

For

Do Not Vote

7.

Renewal of the authority of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until October 28, 2022.

Management

For

Do Not Vote

8.

Renewal of the authority of our board of directors to resolve to exclude or restrict our shareholders' pre-emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant p

Management

For

Do Not Vote

9.

Approval, on an advisory basis, of our executive compensation.

Management

For

Do Not Vote
 

 

 

WRIGHT MEDICAL GROUP N V
Meeting Date:  OCT 28, 2020
Record Date:  SEP 01, 2020
Meeting Type:  ANNUAL

Ticker:  WMGI
Security ID:  N96617118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Appointment of Robert J. Palmisano for executive director. Mark "For" to appoint Palmisano.

Management

For

For

1B.

Appointment of David D. Stevens for non- executive director. Mark "For" to appoint Stevens.

Management

For

For

1C.

Appointment of Gary D. Blackford for non- executive director. Mark "For" to appoint Blackford.

Management

For

For

1D.

Appointment of J. Patrick Mackin for non- executive director. Mark "For" to appoint Mackin.

Management

For

For

1E.

Appointment of John L. Miclot for non- executive director. Mark "For" to appoint Miclot.

Management

For

For

1F.

Appointment of Kevin C. O'Boyle for non- executive director. Mark "For" to appoint O'Boyle.

Management

For

For

1G.

Appointment of Amy S. Paul for non- executive director. Mark "For" to appoint Paul.

Management

For

For

1H.

Appointment of Richard F. Wallman for non- executive director. Mark "For" to appoint Wallman.

Management

For

For

1I.

Appointment of Elizabeth H. Weatherman for non-executive director. Mark "For" to appoint Weatherman.

Management

For

For

2.

Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020.

Management

For

For

3.

Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 27, 2020.

Management

For

For

4.

Adoption of our Dutch statutory annual accounts for the fiscal year ended December 29, 2019.

Management

For

For

5.

Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 29, 2019.

Management

For

For

6.

Renewal of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until April 28, 2022 on the open market, through privately negotiated transactions or in one or mo

Management

For

For

7.

Renewal of the authority of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until October 28, 2022.

Management

For

For

8.

Renewal of the authority of our board of directors to resolve to exclude or restrict our shareholders' pre-emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant p

Management

For

For

9.

Approval, on an advisory basis, of our executive compensation.

Management

For

For
 

 

 

WRIGHT MEDICAL GROUP N.V.
Meeting Date:  OCT 28, 2020
Record Date:  SEP 30, 2020
Meeting Type:  ANNUAL

Ticker:  WMGI
Security ID:  N96617118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert J. Palmisano

Management

For

For

1b

Elect Director David D. Stevens

Management

For

For

1c

Elect Director Gary D. Blackford

Management

For

For

1d

Elect Director J. Patrick Mackin

Management

For

For

1e

Elect Director John L. Miclot

Management

For

For

1f

Elect Director Kevin C. O'Boyle

Management

For

For

1g

Elect Director Amy S. Paul

Management

For

For

1h

Elect Director Richard F. Wallman

Management

For

For

1i

Elect Director Elizabeth H. Weatherman

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Ratify KPMG N.V. as Auditor

Management

For

For

4

Adopt Financial Statements and Statutory Reports

Management

For

For

5

Approve Discharge of Management Board

Management

For

For

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Board to Issue Shares

Management

For

Against

8

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

Against

9

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

WUXI BIOLOGICS (CAYMAN) INC.
Meeting Date:  NOV 12, 2020
Record Date:  NOV 06, 2020
Meeting Type:  SPECIAL

Ticker:  2269
Security ID:  G97008109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

None

Do Not Vote

2

Non-Voting Meeting Note

Management

None

Do Not Vote

3

Share Subdivision

Management

For

For

 

 

WUXI BIOLOGICS (CAYMAN) INC.
Meeting Date:  JUN 16, 2021
Record Date:  JUN 09, 2021
Meeting Type:  ANNUAL

Ticker:  2269
Security ID:  G97008117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

None

Do Not Vote

2

Non-Voting Meeting Note

Management

None

Do Not Vote

3

Accounts and Reports

Management

For

For

4

Elect William Robert Keller

Management

For

For

5

Elect KWAUK Teh Ming, Walter

Management

For

For

6

Elect Ning Zhao

Management

For

For

7

Directors' Fees

Management

For

For

8

Appointment of Auditor and Authority to Set Fees

Management

For

For

9

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

10

Authority to Repurchase Shares

Management

For

For

11

Authority to Issue Repurchased Shares

Management

For

For

12

Specific Mandate to Issue Connected Awarded Shares

Management

For

For

13

Grant of 945,200 Connected Rewarded Shares to Zhisheng Chen

Management

For

For

14

Grant of 263,679 Connected Restricted Shares to Weichang Zhou

Management

For

For

15

Grant of 2,467 Connected Restricted Shares to William Robert Keller

Management

For

For

16

Grant of 4,934 Connected Restricted Shares to Walter KWAUK Teh-Ming

Management

For

For

17

Grant of 4,934 Connected Restricted Shares to Kenneth Walton Hitchner III

Management

For

For

18

Grant of 156,202 Connected Restricted Shares to Jian Dong

Management

For

For

19

Grant of 98,305 Connected Restricted Shares to Angus Scott Marshall Turner

Management

For

For

20

Grant of 17,420 Connected Restricted Shares to Brendan McGrath

Management

For

For
 

 

 

XILINX, INC.
Meeting Date:  APR 07, 2021
Record Date:  FEB 10, 2021
Meeting Type:  SPECIAL

Ticker:  XLNX
Security ID:  983919101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Proposal to adopt the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, which is referred to as the "merger agreement," among Advanced Micro Devices, Inc., which is referred to as "AMD," Thrones Merger Sub, Inc.

Management

For

For

2.

Proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Xilinx's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal i

Management

For

For

3.

Proposal to approve the adjournment of the Xilinx special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Xilinx special meeting to approve the Xilinx merger proposal or to ensure that

Management

For

For
 

 

 

XPO LOGISTICS, INC.
Meeting Date:  MAY 11, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL

Ticker:  XPO
Security ID:  983793100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brad Jacobs

Management

For

For

1.2

Elect Director Gena Ashe

Management

For

For

1.3

Elect Director Marlene Colucci

Management

For

For

1.4

Elect Director AnnaMaria DeSalva

Management

For

For

1.5

Elect Director Michael Jesselson

Management

For

For

1.6

Elect Director Adrian Kingshott

Management

For

For

1.7

Elect Director Jason Papastavrou

Management

For

For

1.8

Elect Director Oren Shaffer

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Lobbying Payments and Policy

Shareholder

Against

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Limit Accelerated Vesting of Equity Awards Upon a Change in Control

Shareholder

Against

For

 

 

ZAI LAB LIMITED
Meeting Date:  SEP 04, 2020
Record Date:  AUG 11, 2020
Meeting Type:  SPECIAL

Ticker:  ZLAB
Security ID:  98887Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase in Authorized Capital

Management

For

For

2

Amended and Restated Bylaws

Management

For

For
 

 

 

ZAI LAB LIMITED
Meeting Date:  JUN 24, 2021
Record Date:  APR 27, 2021
Meeting Type:  ANNUAL

Ticker:  ZLAB
Security ID:  98887Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Repeal of Classified Board

Management

For

For

2

Amendments to Articles to Reflect Changes Required or Recommended by the Hong Kong Stock Exchange

Management

For

For

3

Adoption of Fifth Amended and Restated Articles of Association

Management

For

For

4

Ratification of Auditor

Management

For

For

 

 

ZIMMER BIOMET HOLDINGS, INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  ZBH
Security ID:  98956P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Christopher B. Begley

Management

For

For

2

Elect Betsy J. Bernard

Management

For

For

3

Elect Michael J. Farrell

Management

For

For

4

Elect Robert A. Hagemann

Management

For

For

5

Elect Bryan C. Hanson

Management

For

For

6

Elect Arthur J. Higgins

Management

For

For

7

Elect Maria Teresa Hilado

Management

For

For

8

Elect Syed Jafry

Management

For

For

9

Elect Sreelakshmi Kolli

Management

For

For

10

Elect Michael W. Michelson

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Amendment to the 2009 Stock Incentive Plan

Management

For

For

14

Amendment to the Stock Plan for Non-Employee Directors

Management

For

For

15

Amendment to the Directors' Deferred Compensation Plan

Management

For

For

16

Permit Shareholders to Call a Special Meeting

Management

For

For
 

 

 

ZOETIS INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL

Ticker:  ZTS
Security ID:  98978V103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sanjay Khosla

Management

For

For

1b

Elect Director Antoinette R. Leatherberry

Management

For

For

1c

Elect Director Willie M. Reed

Management

For

For

1d

Elect Director Linda Rhodes

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditor

Management

For

For

4

Adopt Simple Majority Vote

Shareholder

Against

For

 

 

ZSCALER, INC.
Meeting Date:  JAN 06, 2021
Record Date:  NOV 11, 2020
Meeting Type:  ANNUAL

Ticker:  ZS
Security ID:  98980G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Jagtar J. Chaudhry

Management

For

For

1.2

Elect Amit Sinha

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against



 

Franklin K2 Long Short Credit Fund-Master

 

ADVANCED EMISSIONS SOLUTIONS, INC.
Meeting Date:  JUN 15, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL

Ticker:  ADES
Security ID:  00770C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Carol Eicher

Management

For

For

1.2

Elect Director Gilbert Li

Management

For

For

1.3

Elect Director J. Taylor Simonton

Management

For

For

1.4

Elect Director L. Spencer Wells

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Moss Adams LLP as Auditors

Management

For

For

4

Approve Tax Asset Protection Plan

Management

For

For
 

 

 

CARNIVAL PLC
Meeting Date:  APR 20, 2021
Record Date:  APR 16, 2021
Meeting Type:  ANNUAL

Ticker:  CCL
Security ID:  GB0031215220

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

2

Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

3

Re-elect Jason Cahilly as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

4

Re-elect Helen Deeble as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

5

Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

6

Elect Jeffery Gearhart as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

7

Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

8

Re-elect Katie Lahey as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

9

Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

10

Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

11

Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

12

Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc

Management

For

For

13

Advisory Vote to Approve Executive Compensation

Management

For

For

14

Approve Remuneration Report

Management

For

For

15

Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation

Management

For

For

16

Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors

Management

For

For

17

Accept Financial Statements and Statutory Reports

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Amend 2020 Stock Plan

Management

For

For
 

 

 

CLEARWAY ENERGY, INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 04, 2021
Meeting Type:  ANNUAL

Ticker:  CWEN
Security ID:  18539C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jonathan Bram

Management

For

For

1.2

Elect Director Nathaniel Anschuetz

Management

For

For

1.3

Elect Director Brian R. Ford

Management

For

For

1.4

Elect Director Bruce MacLennan

Management

For

For

1.5

Elect Director Ferrell P. McClean

Management

For

For

1.6

Elect Director Daniel B. More

Management

For

For

1.7

Elect Director E. Stanley O'Neal

Management

For

For

1.8

Elect Director Christopher S. Sotos

Management

For

For

1.9

Elect Director Scott Stanley

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

COVANTA HOLDING CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL

Ticker:  CVA
Security ID:  22282E102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David M. Barse

Management

For

For

1.10

Elect Director Jean Smith

Management

For

For

1.11

Elect Director Samuel Zell

Management

For

For

1.2

Elect Director Ronald J. Broglio

Management

For

For

1.3

Elect Director Peter C.B. Bynoe

Management

For

For

1.4

Elect Director Linda J. Fisher

Management

For

For

1.5

Elect Director Joseph M. Holsten

Management

For

For

1.6

Elect Director Owen Michaelson

Management

For

For

1.7

Elect Director Danielle Pletka

Management

For

For

1.8

Elect Director Michael W. Ranger

Management

For

For

1.9

Elect Director Robert S. Silberman

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CYTODYN INC.
Meeting Date:  JUL 22, 2020
Record Date:  JUL 17, 2020
Meeting Type:  SPECIAL

Ticker:  CYDY
Security ID:  23283M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

CYTODYN INC.
Meeting Date:  SEP 30, 2020
Record Date:  AUG 14, 2020
Meeting Type:  ANNUAL

Ticker:  CYDY
Security ID:  23283M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott A. Kelly

Management

For

Abstain

1.2

Elect Director Nader Z. Pourhassan

Management

For

Abstain

1.3

Elect Director Alan P. Timmins

Management

For

Abstain

1.4

Elect Director Jordan G. Naydenov

Management

For

Abstain

1.5

Elect Director Samir R. Patel

Management

For

Abstain

2

Amend Omnibus Stock Plan

Management

For

Abstain

3

Ratify Warren Averett, LLC as Auditors

Management

For

Abstain

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Abstain
 

 

 

DELL TECHNOLOGIES INC.
Meeting Date:  JUN 22, 2021
Record Date:  APR 26, 2021
Meeting Type:  ANNUAL

Ticker:  DELL
Security ID:  24703L202

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael S. Dell

Management

For

For

1.2

Elect Director David W. Dorman

Management

For

For

1.3

Elect Director Egon Durban

Management

For

For

1.4

Elect Director William D. Green

Management

For

For

1.5

Elect Director Simon Patterson

Management

For

For

1.6

Elect Director Lynn M. Vojvodich

Management

For

For

1.7

Elect Director Ellen J. Kullman

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

EXECUTIVE NETWORK PARTNERING CORPORATION
Meeting Date:  MAR 24, 2021
Record Date:  MAR 13, 2021
Meeting Type:  ANNUAL

Ticker:  ENPC
Security ID:  30158L209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Forward Stock Split and Amend Certain Terms of the Class B and Class F Common Stock

Management

For

For

2

Amend Warrant Agreement

Management

For

For

3

Adjourn Stockholder Meeting

Management

For

For

4

Adjourn Warrant Holder Meeting

Management

For

For
 

 

 

NISOURCE INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL

Ticker:  NI
Security ID:  65473P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

For

1a

Elect Director Peter A. Altabef

Management

For

For

1b

Elect Director Theodore H. Bunting, Jr.

Management

For

For

1c

Elect Director Eric L. Butler

Management

For

For

1d

Elect Director Aristides S. Candris

Management

For

For

1e

Elect Director Wayne S. DeVeydt

Management

For

For

1f

Elect Director Joseph Hamrock

Management

For

For

1g

Elect Director Deborah A. Henretta

Management

For

For

1h

Elect Director Deborah A. P. Hersman

Management

For

For

1i

Elect Director Michael E. Jesanis

Management

For

For

1j

Elect Director Kevin T. Kabat

Management

For

For

1k

Elect Director Carolyn Y. Woo

Management

For

For

1l

Elect Director Lloyd M. Yates

Management

For

For

 

 

PG&E CORPORATION
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  PCG
Security ID:  69331C108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

Abstain

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Abstain

4

Approve Omnibus Stock Plan

Management

For

Abstain

1a

Elect Director Cheryl F. Campbell

Management

For

Abstain

1b

Elect Director Kerry W. Cooper

Management

For

Abstain

1c

Elect Director Arno L. Harris

Management

For

Abstain

1d

Elect Director Michael R. Niggli

Management

For

Abstain

1e

Elect Director Oluwadara (Dara) J. Treseder

Management

For

Abstain

1f

Elect Director Benjamin F. Wilson

Management

For

Abstain
 

 

 

PLURALSIGHT, INC.
Meeting Date:  MAR 09, 2021
Record Date:  JAN 15, 2021
Meeting Type:  PROXY CONTEST

Ticker:  PS
Security ID:  72941BAB2

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

Against

1

Approve Merger Agreement

Management

Against

Do Not Vote

2

Adjourn Meeting

Management

For

Against

2

Adjourn Meeting

Management

Against

Do Not Vote

3

Advisory Vote on Golden Parachutes

Management

For

Against

3

Advisory Vote on Golden Parachutes

Management

Against

Do Not Vote

 

 

TELECOM ITALIA SPA
Meeting Date:  MAR 31, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL

Ticker:  TIT
Security ID:  IT0003497168

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

Abstain

2

Approve Allocation of Income

Management

For

Abstain

3

Approve Remuneration Policy

Management

For

Abstain

4

Approve Second Section of the Remuneration Report

Management

For

Abstain

5

Fix Number of Directors

Management

For

Abstain

6

Fix Board Terms for Directors

Management

For

Abstain

7.1

Slate Submitted by Management

Management

For

Abstain

7.2

Slate Submitted by a Group of Fund Managers and SICAVs

Shareholder

None

Abstain

8

Approve Remuneration of Directors

Management

For

Abstain

9.1

Slate Submitted by Vivendi SA

Shareholder

None

Abstain

9.2

Slate Submitted by a Group of Fund Managers and SICAVs

Shareholder

None

Abstain

9.3

Slate Submitted by Cassa Depositi e Prestiti SpA

Shareholder

None

Abstain

11

Approve Internal Auditors' Remuneration

Shareholder

None

Abstain

10.a

Appoint Angelo Rocco Bonissoni as Chairman of Internal Statutory Auditors

Shareholder

None

Abstain

10.b

Appoint Francesco Fallacara as Chairman of Internal Statutory Auditors

Shareholder

None

Abstain

10.c

Appoint Franco Luciano Tutino as Chairman of Internal Statutory Auditors

Shareholder

None

Abstain

7-bis

Appoint Unelected Candidates Who Are Included in Properly Submitted Slates

Management

None

Abstain

9-bis

Appoint Unelected Candidates Who Are Included in Properly Submitted Slates

Shareholder

None

Abstain

A

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

Management

None

Abstain
 

 

 

THUNDER BRIDGE ACQUISITION II, LTD.
Meeting Date:  DEC 30, 2020
Record Date:  DEC 01, 2020
Meeting Type:  ANNUAL

Ticker:  THBR US
Security ID:  KYG8857S1167

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

An ordinary resolution to ratify the selection by our audit committee of Grant Thornton LLP

Management

For

For

 

 

VICI PROPERTIES INC.
Meeting Date:  APR 28, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL

Ticker:  VICI
Security ID:  925652109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

1a

Elect Director James R. Abrahamson

Management

For

For

1b

Elect Director Diana F. Cantor

Management

For

For

1c

Elect Director Monica H. Douglas

Management

For

For

1d

Elect Director Elizabeth I. Holland

Management

For

For

1e

Elect Director Craig Macnab

Management

For

For

1f

Elect Director Edward B. Pitoniak

Management

For

For

1g

Elect Director Michael D. Rumbolz

Management

For

For
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Franklin Alternative Strategies Funds         

 

 

By (Signature and Title)* /s/Matthew T. Hinkle              _____      

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

Date August 25, 2021   

 

* Print the name and title of each signing officer under his or her signature.