N-PX 1 fasfn-px0620.htm fasfn-px0620.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22641

 

Franklin Alternative Strategies Funds

(Exact name of registrant as specified in charter)

 

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (650) 312-2000

 

Date of fiscal year end:      5/31      

 

Date of reporting period:  6/30/20

 

Item 1. Proxy Voting Records.

Franklin K2 Alternative Strategies Fund-Master

ABBOTT LABORATORIES
Meeting Date:  APR 24, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Robert J. Alpern

Management

For

For

1.002

Elect Roxanne S. Austin

Management

For

For

1.003

Elect Sally E. Blount

Management

For

For

1.004

Elect Robert B. Ford

Management

For

For

1.005

Elect Michelle A. Kumbier

Management

For

For

1.006

Elect Edward M. Liddy

Management

For

For

1.007

Elect Darren W. McDew

Management

For

Withhold

1.008

Elect Nancy McKinstry

Management

For

For

1.009

Elect Phebe N. Novakovic

Management

For

For

1.010

Elect William A. Osborn

Management

For

For

1.011

Elect Daniel J. Starks

Management

For

For

1.012

Elect John G. Stratton

Management

For

For

1.013

Elect Glenn F. Tilton

Management

For

For

1.014

Elect Miles D. White

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

For

5

Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation

Shareholder

Against

Against

6

Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments

Shareholder

Against

Against

7

Shareholder Proposal Regarding Simple Majority Vote

Shareholder

Against

For

 

 

ABBVIE INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ABBV
Security ID:  00287Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Edward M. Liddy

Management

For

For

1.3

Elect Director Melody B. Meyer

Management

For

For

1.4

Elect Director Frederick H. Waddell

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Require Independent Board Chairman

Shareholder

Against

For

7

Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation

Shareholder

Against

Against

 

ABIOMED INC.
Meeting Date:  AUG 07, 2019
Record Date:  JUN 10, 2019
Meeting Type:  ANNUAL

Ticker:  ABMD
Security ID:  003654100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Michael R. Minogue

Management

For

For

1.002

Elect Martin P. Sutter

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

Against

3

Ratification of Auditor

Management

For

For

 

 

ACADIA PHARMACEUTICALS INC
Meeting Date:  JUN 23, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  ACAD
Security ID:  004225108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect James M. Daly

Management

For

For

1.002

Elect Edmund P. Harrigan

Management

For

For

2

Amendment to the 2004 Employee Stock Purchase Plan

Management

For

For

3

Approval of the 2020 Non-Employee Director Compensation Policy

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

Against

5

Ratification of Auditor

Management

For

For

 

 

ACCENTURE PLC
Meeting Date:  JAN 30, 2020
Record Date:  DEC 02, 2019
Meeting Type:  ANNUAL

Ticker:  ACN
Security ID:  G1151C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Jaime Ardila

Management

For

For

2

Elect Herbert Hainer

Management

For

For

3

Elect Nancy McKinstry

Management

For

For

4

Elect Gilles Pelisson

Management

For

For

5

Elect Paula A. Price

Management

For

For

6

Elect Venkata Renduchintala

Management

For

For

7

Elect David P. Rowland

Management

For

For

8

Elect Arun Sarin

Management

For

For

9

Elect Julie Sweet

Management

For

For

10

Elect Frank Kui Tang

Management

For

For

11

Elect Tracey T. Travis

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Amendment to the 2010 Share Incentive Plan

Management

For

For

14

Ratification of Auditor

Management

For

For

15

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

16

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

17

Issuance of Treasury Shares

Management

For

For

 

 

 

ACCENTURE PLC
Meeting Date:  JAN 30, 2020
Record Date:  DEC 02, 2019
Meeting Type:  ANNUAL

Ticker:  ACN
Security ID:  G1151C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Jaime Ardila

Management

For

For

1b

Elect Director Herbert Hainer

Management

For

For

1c

Elect Director Nancy McKinstry

Management

For

For

1d

Elect Director Gilles C. Pelisson

Management

For

For

1e

Elect Director Paula A. Price

Management

For

For

1f

Elect Director Venkata (Murthy) Renduchintala

Management

For

For

1g

Elect Director David Rowland

Management

For

For

1h

Elect Director Arun Sarin

Management

For

For

1i

Elect Director Julie Sweet

Management

For

For

1j

Elect Director Frank K. Tang

Management

For

For

1k

Elect Director Tracey T. Travis

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Board to Allot and Issue Shares

Management

For

For

6

Authorize Board to Opt-Out of Statutory Pre-Emption Rights

Management

For

For

7

Determine Price Range for Reissuance of Treasury Shares

Management

For

For

 

 

 

ACCTON TECHNOLOGY CORP.
Meeting Date:  JUN 18, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  2345
Security ID:  Y0002S109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

 

 

ADOBE INC.
Meeting Date:  APR 09, 2020
Record Date:  FEB 12, 2020
Meeting Type:  ANNUAL

Ticker:  ADBE
Security ID:  00724F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Amy L. Banse

Management

For

For

2

Elect Frank A. Calderoni

Management

For

For

3

Elect James E. Daley

Management

For

For

4

Elect Laura Desmond

Management

For

For

5

Elect Charles M. Geschke

Management

For

For

6

Elect Shantanu Narayen

Management

For

For

7

Elect Kathleen Oberg

Management

For

For

8

Elect Dheeraj Pandey

Management

For

For

9

Elect David A. Ricks

Management

For

For

10

Elect Daniel Rosensweig

Management

For

For

11

Elect John E. Warnock

Management

For

For

12

Approval of the 2020 Employee Stock Purchase Plan

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

15

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

Shareholder

Against

Against

 

 

 

ADVANCED DISPOSAL SERVICES INC.
Meeting Date:  NOV 20, 2019
Record Date:  SEP 27, 2019
Meeting Type:  ANNUAL

Ticker:  ADSW
Security ID:  00790X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Richard Burke

Management

For

For

1..2

DIRECTOR-Michael Koen

Management

For

For

1..3

DIRECTOR-B. Clyde Preslar

Management

For

For

2.

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

For

3.

Approval, on an advisory basis, of our named executive officer compensation.

Management

For

For

 

 

ADVANCED MICRO DEVICES, INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  AMD
Security ID:  007903107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect John E. Caldwell

Management

For

For

2

Elect Nora M. Denzel

Management

For

For

3

Elect D. Mark Durcan

Management

For

For

4

Elect Michael P. Gregoire

Management

For

For

5

Elect Joseph A. Householder

Management

For

For

6

Elect John W. Marren

Management

For

For

7

Elect Lisa T. Su

Management

For

For

8

Elect Abhijit Y. Talwalkar

Management

For

For

9

Ratification of Auditor

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For

 

 

AGIOS PHARMACEUTICALS INC
Meeting Date:  MAY 28, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  AGIO
Security ID:  00847X104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Paul J. Clancy

Management

For

For

1.002

Elect Ian T. Clark

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

Against

3

Ratification of Auditor

Management

For

For

 

 

 

ALCON INC
Meeting Date:  MAY 06, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  ACL
Security ID:  H01301128

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

Do Not Vote

2

Ratification of Board and Management Acts

Management

For

Do Not Vote

3

Allocation of Profits

Management

For

Do Not Vote

4

Compensation Report

Management

For

Do Not Vote

5

Board Compensation

Management

For

Do Not Vote

6

Executive Compensation

Management

For

Do Not Vote

7

Elect F. Michael Ball as Board Chair

Management

For

Do Not Vote

8

Elect Lynn D. Bleil

Management

For

Do Not Vote

9

Elect Arthur Cummings

Management

For

Do Not Vote

10

Elect David Endicott

Management

For

Do Not Vote

11

Elect Thomas Glanzmann

Management

For

Do Not Vote

12

Elect D. Keith Grossman

Management

For

Do Not Vote

13

Elect Scott H. Maw

Management

For

Do Not Vote

14

Elect Karen J. May

Management

For

Do Not Vote

15

Elect Ines Poschel

Management

For

Do Not Vote

16

Elect Dieter Spalti

Management

For

Do Not Vote

17

Elect Thomas Glanzmann as Compensation Committee Member

Management

For

Do Not Vote

18

Elect D. Keith Grossman as Compensation Committee Member

Management

For

Do Not Vote

19

Elect Karen J. May as Compensation Committee Member

Management

For

Do Not Vote

20

Elect Ines Poschel as Compensation Committee Member

Management

For

Do Not Vote

21

Appointment of Independent Proxy

Management

For

Do Not Vote

22

Appointment of Auditor

Management

For

Do Not Vote

23

Additional or Amended Proposals

Management

None

Do Not Vote

 

 

 

ALEXION PHARMACEUTICALS INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ALXN
Security ID:  015351109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Felix J. Baker

Management

For

For

1.002

Elect David R. Brennan

Management

For

For

1.003

Elect Christopher J. Coughlin

Management

For

For

1.004

Elect Deborah Dunsire

Management

For

For

1.005

Elect Paul A. Friedman

Management

For

Withhold

1.006

Elect Ludwig N. Hantson

Management

For

For

1.007

Elect John T. Mollen

Management

For

For

1.008

Elect Francois Nader

Management

For

For

1.009

Elect Judith A. Reinsdorf

Management

For

For

1.010

Elect Andreas Rummelt

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

Against

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  JUL 15, 2019
Record Date:  JUN 07, 2019
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Share Subdivision

Management

For

For

2

Elect Daniel Yong ZHANG

Management

For

For

3

Elect Chee Hwa Tung

Management

For

For

4

Elect Jerry YANG Chih-Yuan

Management

For

For

5

Elect Wan Ling Martello

Management

For

For

6

Ratification of Auditor

Management

For

For

 

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  JUL 15, 2019
Record Date:  JUN 07, 2019
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  US01609W1027

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares.

Management

FOR

FOR

2.1

Election of Director for a three year term: DANIEL ZHANG

Management

FOR

FOR

2.2

Election of Director for a three year term: CHEE HWA TUNG

Management

FOR

FOR

2.3

Election of Director for a three year term: JERRY YANG

Management

FOR

FOR

2.4

Election of Director for a three year term: WAN LING MARTELLO

Management

FOR

FOR

3.

Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company.

Management

FOR

FOR

 

 

ALLERGAN PLC
Meeting Date:  OCT 14, 2019
Record Date:  SEP 16, 2019
Meeting Type:  SPECIAL

Ticker:  AGN
Security ID:  G0177J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

COURT MEETING: Approve the scheme of arrangement.

Management

For

For

2.

Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect.

Management

For

For

3.

Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares

Management

For

For

4.

Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme.

Management

For

For

5.

Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or

Management

For

For

6.

Extraordinary General Meeting: Approve, on a non-binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction.

Management

For

For

7.

Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the t

Management

For

For

 

 

 

ALLERGAN PLC
Meeting Date:  OCT 14, 2019
Record Date:  SEP 16, 2019
Meeting Type:  SPECIAL

Ticker:  AGN
Security ID:  G0177J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

1

Approve Scheme of Arrangement

Management

For

For

2

Approve Cancellation of Cancellation Shares

Management

For

For

3

Authorize Board to Allot and Issue Shares

Management

For

For

4

Amend Articles of Association

Management

For

For

5

Advisory Vote on Golden Parachutes

Management

For

For

6

Adjourn Meeting

Management

For

For

 

 

 

ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  MDRX
Security ID:  01988P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Mara G. Aspinall

Management

For

For

1B

Elect Director Paul M. Black

Management

For

For

1C

Elect Director P. Gregory Garrison

Management

For

For

1D

Elect Director Jonathan J. Judge

Management

For

For

1E

Elect Director Michael A. Klayko

Management

For

For

1F

Elect Director Dave B. Stevens

Management

For

For

1G

Elect Director David D. Stevens

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Ratify Grant Thornton LLP as Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ALPHABET INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  GOOGL
Security ID:  02079K305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Larry Page

Management

For

For

1.2

Elect Sergey Brin

Management

For

For

1.3

Elect Sundar Pichai

Management

For

For

1.4

Elect John L. Hennessy

Management

For

For

1.5

Elect Frances H. Arnold

Management

For

For

1.6

Elect L. John Doerr

Management

For

For

1.7

Elect Roger W. Ferguson, Jr.

Management

For

For

1.8

Elect Ann Mather

Management

For

For

1.9

Elect Alan R. Mulally

Management

For

For

1.10

Elect K. Ram Shriram

Management

For

For

1.11

Elect Robin L. Washington

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Amendment to the 2012 Stock Plan

Management

For

Against

4

Advisory Vote on Executive Compensation

Management

For

Against

5

Shareholder Proposal Regarding Recapitalization

Shareholder

Against

For

6

Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims

Shareholder

Against

For

7

Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee

Shareholder

Against

For

8

Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments

Shareholder

Against

Against

9

Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity

Shareholder

Against

For

10

Shareholder Proposal Regarding Report on Government Takedown Requests

Shareholder

Against

Against

11

Shareholder Proposal Regarding Majority Vote for Election of Directors

Shareholder

Against

For

12

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

Shareholder

Against

Against

13

Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board

Shareholder

Against

Against

14

Shareholder Proposal Regarding Report on Whistleblower Policies

Shareholder

Against

Against

 

 

 

ALPHABET INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  GOOGL
Security ID:  US02079K3059

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.A

DIRECTOR

Management

FOR

FOR

1.B

DIRECTOR

Management

FOR

FOR

1.C

DIRECTOR

Management

FOR

FOR

1.D

DIRECTOR

Management

FOR

FOR

1.E

DIRECTOR

Management

FOR

FOR

1.F

DIRECTOR

Management

FOR

FOR

1.G

DIRECTOR

Management

FOR

FOR

1.H

DIRECTOR

Management

FOR

FOR

1.I

DIRECTOR

Management

FOR

FOR

1.J

DIRECTOR

Management

FOR

FOR

1.K

DIRECTOR

Management

FOR

FOR

2.

Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020.

Management

FOR

FOR

3.

An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock.

Management

FOR

FOR

4.

Advisory vote to approve named executive officer compensation.

Management

FOR

FOR

5.

A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting.

Shareholder

AGAINST

FOR

6.

A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting.

Shareholder

AGAINST

FOR

7.

A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting.

Shareholder

AGAINST

FOR

8.

A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting.

Shareholder

AGAINST

FOR

9.

A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting.

Shareholder

AGAINST

FOR

10.

A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting.

Shareholder

AGAINST

FOR

11.

A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting.

Shareholder

AGAINST

FOR

12.

A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting.

Shareholder

AGAINST

FOR

13.

A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting.

Shareholder

AGAINST

FOR

14.

A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting

Shareholder

AGAINST

FOR

 

 

 

ALTAGAS CANADA INC
Meeting Date:  DEC 19, 2019
Record Date:  NOV 12, 2019
Meeting Type:  SPECIAL GENERAL MEETING

Ticker:  
Security ID:  02137A109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Management

None

Did not vote

1

TO APPROVE A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR AND PROXY STATEMENT OF ALTAGAS CANADA INC. (THE "CIRCULAR"), APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CA

Management

For

For

CMMT

28 NOV 2019: PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS;-PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS.

Management

None

Did not vote

CMMT

28 NOV 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

Management

None

Did not vote

 

 

ALTERYX, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  AYX
Security ID:  02156B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Charles R. Cory

Management

For

For

1.2

Elect Jeffrey L. Horing

Management

For

For

1.3

Elect Dean A. Stoecker

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

 

ALTICE EUROPE N.V.
Meeting Date:  JUN 26, 2020
Record Date:  MAY 29, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  N0R25F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Did not vote

1

OPEN MEETING

Management

None

Did not vote

2.A

RECEIVE REPORT OF MANAGEMENT BOARD

Management

None

Did not vote

2.B

RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY

Management

None

Did not vote

2.C

ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

For

Abstain

2.D

APPROVE REMUNERATION REPORT

Management

For

Abstain

3.A

APPROVE DISCHARGE OF EXECUTIVE BOARD MEMBERS

Management

For

Abstain

3.B

APPROVE DISCHARGE OF NON EXECUTIVE BOARD MEMBERS

Management

For

Abstain

4.A

APPROVE EXECUTIVE ANNUAL CASH BONUS PLAN FOR A. WEILL

Management

For

Abstain

4.B

APPROVE EXECUTIVE ANNUAL CASH BONUS PLAN FOR N. MARTY

Management

For

Abstain

4.C

APPROVE INTERIM PAYMENT UNDER THE CASH PERFORMANCE BONUS OF N. MARTY

Management

For

Abstain

4.D

AMEND REMUNERATION OF N. MARTY

Management

For

Abstain

4.E

AMEND REMUNERATION POLICY

Management

For

Abstain

5.A

GRANT BOARD AUTHORITY TO ISSUE SHARES AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS

Management

For

Abstain

5.B

AUTHORIZE REPURCHASE OF SHARES

Management

For

Abstain

6

APPROVE CANCELLATION OF REPURCHASED SHARES

Management

For

Abstain

7

AMEND ARTICLES OF ASSOCIATION AND AUTHORIZE EACH LAWYER AND PARALEGAL EMPLOYED BY DE BRAUW TO EXECUTE THE DEED OF AMENDMENT OF THE ARTICLES OF ASSOCIATION

Management

For

Abstain

8

OTHER BUSINESS

Management

None

Did not vote

9

CLOSE MEETING

Management

None

Did not vote

 

 

 

ALTRIA GROUP, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  MO
Security ID:  02209S103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John T. Casteen, III

Management

For

For

1b

Elect Director Dinyar S. Devitre

Management

For

For

1c

Elect Director Thomas F. Farrell, II

Management

For

For

1d

Elect Director Debra J. Kelly-Ennis

Management

For

For

1e

Elect Director W. Leo Kiely, III

Management

For

For

1f

Elect Director Kathryn B. McQuade

Management

For

For

1g

Elect Director George Munoz

Management

For

For

1h

Elect Director Mark E. Newman

Management

For

For

1i

Elect Director Nabil Y. Sakkab

Management

For

For

1j

Elect Director Virginia E. Shanks

Management

For

For

1k

Elect Director Howard A. Willard, III *Withdrawn Resolution*

Management

None

None

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Underage Tobacco Prevention Policies

Shareholder

Against

Against

 

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Jeffrey P. Bezos

Management

For

For

2

Elect Rosalind G. Brewer

Management

For

For

3

Elect Jamie S. Gorelick

Management

For

For

4

Elect Daniel P. Huttenlocher

Management

For

For

5

Elect Judith A. McGrath

Management

For

For

6

Elect Indra K. Nooyi

Management

For

For

7

Elect Jonathan J. Rubinstein

Management

For

For

8

Elect Thomas O. Ryder

Management

For

For

9

Elect Patricia Q. Stonesifer

Management

For

For

10

Elect Wendell P. Weeks

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Reduce Ownership Threshold for Shareholders to Call Special Meetings

Management

For

For

14

Shareholder Proposal Regarding Report on Food Waste

Shareholder

Against

Against

15

Shareholder Proposal Regarding Report on Customer Due Diligence

Shareholder

Against

For

16

Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology

Shareholder

Against

For

17

Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products

Shareholder

Against

Against

18

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

Against

19

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

Shareholder

Against

For

20

Shareholder Proposal Regarding Report on Community Impacts

Shareholder

Against

Against

21

Shareholder Proposal Regarding Report on Viewpoint Discrimination

Shareholder

Against

Against

22

Shareholder Proposal Regarding Report on Promotion Data

Shareholder

Against

Against

23

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

For

24

Shareholder Proposal Regarding Human Rights Impact Assessment

Shareholder

Against

For

25

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

For

 

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of director: Jeffrey P. Bezos

Management

For

Do Not Vote

1B.

Election of director: Rosalind G. Brewer

Management

For

Do Not Vote

1C.

Election of director: Jamie S. Gorelick

Management

For

Do Not Vote

1D.

Election of director: Daniel P. Huttenlocher

Management

For

Do Not Vote

1E.

Election of director: Judith A. McGrath

Management

For

Do Not Vote

1F.

Election of director: Indra K. Nooyi

Management

For

Do Not Vote

1G.

Election of director: Jonathan J. Rubinstein

Management

For

Do Not Vote

1H.

Election of director: Thomas O. Ryder

Management

For

Do Not Vote

1I.

Election of director: Patricia Q. Stonesifer

Management

For

Do Not Vote

1J.

Election of director: Wendell P. Weeks

Management

For

Do Not Vote

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS

Management

For

Do Not Vote

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

Do Not Vote

4.

APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING

Management

For

Do Not Vote

5.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE

Shareholder

Against

Do Not Vote

6.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES

Shareholder

Against

Do Not Vote

7.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES

Shareholder

Against

Do Not Vote

8.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS

Shareholder

Against

Do Not Vote

9.

SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY

Shareholder

Against

Do Not Vote

10.

SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY

Shareholder

Against

Do Not Vote

11.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS

Shareholder

Against

Do Not Vote

12.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION

Shareholder

Against

Do Not Vote

13.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA

Shareholder

Against

Do Not Vote

14.

SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS

Shareholder

Against

Do Not Vote

15.

SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT

Shareholder

Against

Do Not Vote

16.

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING

Shareholder

Against

Do Not Vote

 

 

 

AMERICAN EXPRESS COMPANY
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  AXP
Security ID:  025816109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charlene Barshefsky

Management

For

For

1b

Elect Director John J. Brennan

Management

For

For

1c

Elect Director Peter Chernin

Management

For

For

1d

Elect Director Ralph de la Vega

Management

For

For

1e

Elect Director Anne Lauvergeon

Management

For

For

1f

Elect Director Michael O. Leavitt

Management

For

For

1g

Elect Director Theodore J. Leonsis

Management

For

For

1h

Elect Director Karen L. Parkhill

Management

For

For

1i

Elect Director Lynn A. Pike

Management

For

For

1j

Elect Director Stephen J. Squeri

Management

For

For

1k

Elect Director Daniel L. Vasella

Management

For

For

1l

Elect Director Ronald A. Williams

Management

For

For

1m

Elect Director Christopher D. Young

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Report on Gender/Racial Pay Gap

Shareholder

Against

Against

 

 

 

AMERISOURCEBERGEN CORPORATION
Meeting Date:  MAR 05, 2020
Record Date:  JAN 06, 2020
Meeting Type:  ANNUAL

Ticker:  ABC
Security ID:  03073E105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ornella Barra

Management

For

For

1.2

Elect Director Steven H. Collis

Management

For

For

1.3

Elect Director D. Mark Durcan

Management

For

For

1.4

Elect Director Richard W. Gochnauer

Management

For

For

1.5

Elect Director Lon R. Greenberg

Management

For

For

1.6

Elect Director Jane E. Henney

Management

For

For

1.7

Elect Director Kathleen W. Hyle

Management

For

For

1.8

Elect Director Michael J. Long

Management

For

For

1.9

Elect Director Henry W. McGee

Management

For

For

1.10

Elect Director Dennis M. Nally

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Adopt Policy on Bonus Banking

Shareholder

Against

For

 

 

AMGEN INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  AMGN
Security ID:  031162100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director Robert A. Bradway

Management

For

For

1c

Elect Director Brian J. Druker

Management

For

For

1d

Elect Director Robert A. Eckert

Management

For

For

1e

Elect Director Greg C. Garland

Management

For

For

1f

Elect Director Fred Hassan

Management

For

For

1g

Elect Director Charles M. Holley, Jr.

Management

For

For

1h

Elect Director Tyler Jacks

Management

For

For

1i

Elect Director Ellen J. Kullman

Management

For

For

1j

Elect Director Ronald D. Sugar

Management

For

For

1k

Elect Director R. Sanders Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

 

 

 

AMICUS THERAPEUTICS INC
Meeting Date:  JUN 04, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  FOLD
Security ID:  03152W109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Lynn Dorsey Bleil

Management

For

For

1.002

Elect Bradley L. Campbell

Management

For

For

1.003

Elect Robert Essner

Management

For

For

1.004

Elect Ted W. Love

Management

For

For

2

Amendment to the 2007 Equity Incentive Plan

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

 

 

 

AMUNDI SA
Meeting Date:  MAY 12, 2020
Record Date:  MAY 07, 2020
Meeting Type:  ANNUAL

Ticker:  AMUN FP
Security ID:  FR0004125920

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

O.1

APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019

Management

FOR

FOR

O.2

APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019

Management

FOR

FOR

O.3

ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019

Management

FOR

FOR

O.4

APPROVAL OF AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLE L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE

Management

FOR

FOR

O.5

APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE CONTAINED IN THE CORPORATE GOVERNANCE REPORT

Management

FOR

FOR

O.6

APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING THE FINANCIAL YEAR 2019, OR ALLOCATED FOR THE SAME FINANCIAL YEAR, TO MR. YVES PERRIER, CHIEF EXECUTIVE OFFICER

Management

FOR

FOR

O.7

APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2020, PURSUANT TO SECTION II OF ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE

Management

FOR

FOR

O.8

APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2020, PURSUANT TO SECTION II OF ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE

Management

FOR

FOR

O.9

APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2020, PURSUANT TO SECTION II OF ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE

Management

FOR

FOR

O.10

OPINION ON THE OVERALL AMOUNT OF COMPENSATION PAID DURING THE PAST YEAR TO ACTUAL EXECUTIVES PURSUANT TO ARTICLE L. 511-13 OF THE MONETARY AND FINANCIAL CODE AND TO THE CATEGORIES OF PERSONNEL IDENTIFIED PURSUANT TO ARTICLE L. 511-71 OF THE MONETARY AND F

Management

FOR

FOR

O.11

RATIFICATION OF THE CO-OPTATION OF MR. HENRI BUECHER AS DIRECTOR, AS A REPLACEMENT FOR MR. REMI GARUZ, WHO RESIGNED

Management

FOR

FOR

O.12

RENEWAL OF THE TERM OF OFFICE OF MRS. LAURENCE DANON AS DIRECTOR

Management

FOR

FOR

O.13

RENEWAL OF THE TERM OF OFFICE OF MRS. HELENE MOLINARI AS DIRECTOR

Management

FOR

FOR

O.14

RENEWAL OF THE TERM OF OFFICE OF MR. CHRISTIAN ROUCHON AS DIRECTOR

Management

FOR

FOR

O.15

RENEWAL OF THE TERM OF OFFICE OF MRS. ANDREE SAMAT AS DIRECTOR

Management

FOR

FOR

O.16

AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE SHARES OF THE COMPANY

Management

FOR

FOR

E.17

AMENDMENT TO ARTICLE 13 OF THE BYLAWS

Management

FOR

FOR

E.18

AMENDMENT TO ARTICLE 14 OF THE BYLAWS

Management

FOR

FOR

E.19

PUBLIC OFFERING

Management

FOR

FOR

E.20

POWERS TO CARRY OUT FORMALITIES

Management

FOR

FOR

CMMT

THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTO

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT

Management

NON-VOTING

NON-VOTING

CMMT

FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/document/202004062000753-42

Management

NON-VOTING

NON-VOTING

 

 

 

ANADARKO PETROLEUM CORPORATION
Meeting Date:  AUG 08, 2019
Record Date:  JUL 11, 2019
Meeting Type:  SPECIAL

Ticker:  APC
Security ID:  032511107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

 

 

ANIMA HOLDING S.P.A.
Meeting Date:  MAR 31, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  ANIM IM
Security ID:  IT0004998065

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

O.1

CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019, BOARD OF DIRECTORS' AND INTERNAL AND EXTERNAL AUDITORS' REPORTS. PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION PROPOSAL. RESOLUTIONS RELATED THERETO

Management

FOR

FOR

O.2.1

REPORTS ON SECTION I OF THE REWARDING POLICY AND EMOLUMENTS PAID AS PER ART. 123-TER OF THE ITALIAN LEGISLATIVE DECREE NO. 58/1998 (''TUF'')

Management

FOR

FOR

O.2.2

REPORTS ON SECTION II OF THE REWARDING POLICY AND EMOLUMENTS PAID AS PER ART. 123-TER OF THE ITALIAN LEGISLATIVE DECREE NO. 58/1998 (''TUF'')

Management

FOR

FOR

O.3.1

TO STATE BOARD OF DIRECTORS' NUMBER

Management

FOR

FOR

O.3.2

TO STATE DIRECTORS' TERM OF OFFICE

Management

FOR

FOR

O.3.3.1

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST FILED BY THE SHAREHOLDER BANCO BPM SPA, WITH A 14.27 PCT STAKE IN THE SHARE CAPITAL: LIVIO RAIMONDI (CHAIRMAN), ALESSANDRO MELZI D'ERIL, MARIA PATRIZIA GRIECO, RITA

Shareholder

NONE

FOR

O.3.3.2

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST FILED BY THE SHAREHOLDER POSTE ITALIANE SPA, WITH A 10.04 PCT STAKE IN THE SHARE CAPITAL: MELANY LIBRARO, FILOMENA PASSEGGIO AND NICOLO' DUBINI

Shareholder

NONE

CLEAR

O.3.3.3

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST FILED BY 8 INSTITUTIONAL INVESTORS, REPRESENTING TOGETHER 3.40 PCT OF THE SHARE CAPITAL: FRANCESCO VALSECCHI, PAOLO BRAGHIERI AND KAREN SYLVIE NAHUM

Shareholder

NONE

CLEAR

O.3.4

TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS

Management

FOR

FOR

O.3.5

TO STATE DIRECTORS' EMOLUMENT

Management

FOR

FOR

O.4.1.1

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT EFFECTIVE AND ALTERNATE MEMBERS OF THE BOARD OF INTERNAL AUDITORS FOR FINANCIAL YEARS 2020-2022: LIST FILED BY THE SHAREHOLDERS BANCO BPM SPA, WITH A 14.27 PCT STAKE IN THE SHARE CAPIT

Shareholder

NONE

FOR

O.4.1.2

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT EFFECTIVE AND ALTERNATE MEMBERS OF THE BOARD OF INTERNAL AUDITORS FOR FINANCIAL YEARS 2020-2022: LIST FILED BY 8 INSTITUTIONAL INVESTORS, REPRESENTING TOGETHER 3.40 PCT OF THE SHARE CA

Shareholder

NONE

AGAINST

O.4.2

TO APPOINT THE CHAIRMAN OF INTERNAL AUDITORS

Management

FOR

FOR

O.4.3

TO STATE EFFECTIVE INTERNAL AUDITORS' MEMBERS EMOLUMENT

Management

FOR

FOR

O.5

RENEWAL OF THE PROPOSAL OF AUTHORIZATION FOR THE PURCHASE AND DISPOSAL OF OWN SHARES AS PER ART. 2357 AND 2357-TER OF THE ITALIAN CIVIL CODE AND AS PER ART. 132 OF THE TUF. RESOLUTIONS RELATED THERETO

Management

FOR

FOR

E.1

TO ANNUL NO. 11,401,107 OWN SHARES (REPRESENTING 3 PCT OF EXISTING SHARES) WITHOUT REDUCING STOCK CAPITAL AND FURTHER AMENDMENT OF THE ART. 5 OF THE BY-LAWS. RESOLUTIONS RELATED THERETO

Management

FOR

FOR

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 371021 DUE TO SPLITTING OF RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR O

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS BELOW

Management

NON-VOTING

NON-VOTING

 

 

 

ANIXTER INTERNATIONAL INC.
Meeting Date:  FEB 04, 2020
Record Date:  DEC 31, 2019
Meeting Type:  SPECIAL

Ticker:  AXE
Security ID:  035290105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

The proposal to adopt the Second Amended and Restated Agreement and Plan of Merger, dated as of January 1, 2020, (as it may be further amended, "the merger agreement") by and among the Company, CD&R Arrow Parent, LLC, a Delaware limited liability company

Management

For

Do Not Vote

2

The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger.

Management

For

Do Not Vote

3

The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meet

Management

For

Do Not Vote
 

 

 

ANIXTER INTERNATIONAL INC.
Meeting Date:  APR 09, 2020
Record Date:  FEB 28, 2020
Meeting Type:  SPECIAL

Ticker:  AXE
Security ID:  035290105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

The proposal to adopt the Agreement and Plan of Merger, dated as of January 10, 2020 the "merger agreement"), by and among, Anixter International Inc., a Delaware corporation ("Anixter"), WESCO International, Inc., a Delaware corporation ("WESCO"), and Wa

Management

For

For

2.

The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Anixter's named executive officers that is based on or otherwise relates to the merger.

Management

For

For

3.

The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meet

Management

For

For

 

 

ANTHEM INC
Meeting Date:  MAY 21, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ANTM
Security ID:  036752103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Gail K. Boudreaux

Management

For

For

2

Elect R. Kerry Clark

Management

For

For

3

Elect Robert L. Dixon, Jr.

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Ratification of Auditor

Management

For

For

6

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

For
 

 

 

ANTHEM, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ANTM
Security ID:  036752103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gail K. Boudreaux

Management

For

For

1.2

Elect Director R. Kerry Clark

Management

For

For

1.3

Elect Director Robert L. Dixon, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

 

 

APELLIS PHARMACEUTICALS INC
Meeting Date:  JUN 01, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  APLS
Security ID:  03753U106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Gerald CHAN Lokchung

Management

For

For

1.002

Elect Cedric Francois

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

APPLE INC.
Meeting Date:  FEB 26, 2020
Record Date:  JAN 02, 2020
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect James A. Bell

Management

For

For

2

Elect Timothy D. Cook

Management

For

For

3

Elect Albert A. Gore

Management

For

For

4

Elect Andrea Jung

Management

For

For

5

Elect Arthur D. Levinson

Management

For

For

6

Elect Ronald D. Sugar

Management

For

For

7

Elect Susan L. Wagner

Management

For

For

8

Ratification of Auditor

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

10

Shareholder Proposal Regarding Proxy Access Bylaw Amendment

Shareholder

Against

Against

11

Shareholder Proposal Regarding Linking Executive Pay to Sustainability

Shareholder

Against

Against

12

Shareholder Proposal Regarding Freedom of Expression and Access to Information

Shareholder

Against

For

 

 

APPLE INC.
Meeting Date:  FEB 26, 2020
Record Date:  JAN 02, 2020
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James Bell

Management

For

For

1b

Elect Director Tim Cook

Management

For

For

1c

Elect Director Al Gore

Management

For

For

1d

Elect Director Andrea Jung

Management

For

For

1e

Elect Director Art Levinson

Management

For

For

1f

Elect Director Ron Sugar

Management

For

For

1g

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Proxy Access Amendments

Shareholder

Against

Against

5

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

6

Report on Freedom of Expression and Access to Information Policies

Shareholder

Against

For
 

 

 

APPLIED MATERIALS, INC.
Meeting Date:  MAR 12, 2020
Record Date:  JAN 16, 2020
Meeting Type:  ANNUAL

Ticker:  AMAT
Security ID:  038222105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Judy Bruner

Management

For

For

1b

Elect Director Xun (Eric) Chen

Management

For

For

1c

Elect Director Aart J. de Geus

Management

For

For

1d

Elect Director Gary E. Dickerson

Management

For

For

1e

Elect Director Stephen R. Forrest

Management

For

For

1f

Elect Director Thomas J. Iannotti

Management

For

For

1g

Elect Director Alexander A. Karsner

Management

For

For

1h

Elect Director Adrianna C. Ma

Management

For

For

1i

Elect Director Yvonne McGill

Management

For

For

1j

Elect Director Scott A. McGregor

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For

 

 

ARES CAPITAL CORPORATION
Meeting Date:  JUN 22, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  ARCC
Security ID:  04010L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Michael J Arougheti

Management

For

Abstain

1B.

Election of Director: Ann Torre Bates

Management

For

Abstain

1C.

Election of Director: Steven B McKeever

Management

For

Abstain

2.

To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020.

Management

For

Abstain
 

 

 

ARGEN X SE
Meeting Date:  NOV 25, 2019
Record Date:  OCT 28, 2019
Meeting Type:  SPECIAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase in Authorized Capital

Management

For

Abstain

2

Approval of the Amended Stock Option Plan

Management

For

For

3

Authority to Issue Stock Options

Management

For

For

 

 

ARGEN X SE
Meeting Date:  MAY 12, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Remuneration Policy

Management

For

For

2

Remuneration Report

Management

For

For

3

Accounts and Reports

Management

For

For

4

Allocation of Losses

Management

For

For

5

Ratification of Board Acts

Management

For

For

6

Elect Pamela Klein to the Board of Directors

Management

For

For

7

Authority to Issue Stock Options

Management

For

For

8

Authority to Issue Shares w/ or w/o Preemptive Rights

Management

For

For

9

Authority to Issue Shares w/ or w/o Preemptive Rights (Public Offering)

Management

For

For

10

Appointment of Auditor

Management

For

For
 

 

 

ASM INTERNATIONAL NV
Meeting Date:  MAY 18, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  ASM
Security ID:  N07045201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Agenda Item

Management

N/A

N/A

3

Non-Voting Agenda Item

Management

N/A

N/A

4

Remuneration Report

Management

For

For

5

Management Board Remuneration Policy

Management

For

For

6

Accounts and Reports

Management

For

For

7

Allocation of Profits/Dividends

Management

For

For

8

Allocation of Special Dividends

Management

For

For

9

Ratification of Management Board Acts

Management

For

For

10

Ratification of Supervisory Board Acts

Management

For

For

11

Elect Benjamin Gek Lim Loh to the Management Board

Management

For

For

12

Elect Monica de Virgiliis

Management

For

For

13

Elect Didier Lamouche

Management

For

For

14

Elect Martin C.J. van Pernis

Management

For

For

15

Amendments to Articles

Management

For

For

16

Appointment of Auditor

Management

For

For

17

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

18

Authority to Suppress Preemptive Rights

Management

For

For

19

Authority to Repurchase Shares

Management

For

For

20

Cancellation of Treasury Shares

Management

For

For

21

Non-Voting Agenda Item

Management

N/A

N/A

22

Non-Voting Agenda Item

Management

N/A

N/A

23

Non-Voting Meeting Note

Management

N/A

N/A

 

 

ASM PACIFIC TECHNOLOGY LTD.
Meeting Date:  MAY 12, 2020
Record Date:  MAY 06, 2020
Meeting Type:  ANNUAL

Ticker:  0522
Security ID:  G0535Q133

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Meeting Note

Management

N/A

N/A

3

Accounts and Reports

Management

For

For

4

Allocation of Profits/Dividends

Management

For

For

5

Appointment of Auditor and Authority to Set Fees

Management

For

For

6

Authority to Repurchase Shares

Management

For

For

7

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

8

Authority to Issue Repurchased Shares

Management

For

For

9

Elect Robin G. NG Cher Tat

Management

For

For

10

Elect Guenter Walter Lauber

Management

For

For

11

Directors' Fees

Management

For

For
 

 

 

ASML HOLDING N.V.
Meeting Date:  APR 22, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  ASML
Security ID:  N07059210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Remuneration Report

Management

For

For

2

Accounts and Reports

Management

For

For

3

Discussion of the Dividend Policy

Management

For

For

4

Ratification of Management Board Acts

Management

For

For

5

Ratification of Supervisory Board Acts

Management

For

For

6

Long Term Incentive Plan; Authority to Issue Shares

Management

For

For

7

Management Board Remuneration Policy

Management

For

For

8

Supervisory Board Remuneration Policy

Management

For

For

9

Elect Annet P. Aris to the Supervisory Board

Management

For

For

10

Elect D. Mark Durcan to the Supervisory Board

Management

For

For

11

Elect Warren A. East to the Supervisory Board

Management

For

For

12

Appointment of Auditor

Management

For

For

13

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

14

Authority to Suppress Preemptive Rights

Management

For

For

15

Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances

Management

For

For

16

Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions and Alliances

Management

For

For

17

Authority to Repurchase Ordinary Shares

Management

For

For

18

Authority to Repurchase Additional Ordinary Shares

Management

For

For

19

Authority to Cancel Repurchased Shares

Management

For

For
 

 

 

ASML HOLDING N.V.
Meeting Date:  APR 22, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL

Ticker:  ASML
Security ID:  N07059210

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Remuneration Report

Management

For

For

2

Accounts and Reports

Management

For

For

3

Allocation of Profits/Dividends

Management

For

For

4

Ratification of Management Board Acts

Management

For

For

5

Ratification of Supervisory Board Acts

Management

For

For

6

Long Term Incentive Plan; Authority to Issue Shares

Management

For

For

7

Management Board Remuneration Policy

Management

For

For

8

Supervisory Board Remuneration Policy

Management

For

For

9

Elect Annet P. Aris to the Supervisory Board

Management

For

For

10

Elect D. Mark Durcan to the Supervisory Board

Management

For

For

11

Elect Warren A. East to the Supervisory Board

Management

For

For

12

Appointment of Auditor

Management

For

For

13

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

14

Authority to Suppress Preemptive Rights

Management

For

For

15

Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances

Management

For

For

16

Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions and Alliances

Management

For

For

17

Authority to Repurchase Ordinary Shares

Management

For

For

18

Authority to Repurchase Additional Ordinary Shares

Management

For

For

19

Authority to Cancel Repurchased Shares

Management

For

For
 

 

 

ASSEMBLY BIOSCIENCES INC
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ASMB
Security ID:  045396108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Anthony E. Altig

Management

For

For

1.002

Elect Richard DiMarchi

Management

For

For

1.003

Elect Myron Z. Holubiak

Management

For

For

1.004

Elect Helen S. Kim

Management

For

Withhold

1.005

Elect Alan J. Lewis

Management

For

For

1.006

Elect Susan Mahony

Management

For

For

1.007

Elect John G. McHutchison

Management

For

For

1.008

Elect William Ringo

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Amendment to the 2018 Stock Incentive Plan

Management

For

For

5

Amendment to Threshold Required to Call a Special Meeting

Management

For

For

6

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

Against

 

 

ASTRAZENECA PLC
Meeting Date:  APR 29, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  AZN
Security ID:  046353108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

3

Appointment of Auditor

Management

For

For

4

Authority to Set Auditor's Fees

Management

For

For

5

Elect Leif Johansson

Management

For

For

6

Elect Pascal Soriot

Management

For

For

7

Elect Marc Dunoyer

Management

For

For

8

Elect Genevieve B. Berger

Management

For

Against

9

Elect Philip Broadley

Management

For

For

10

Elect Graham A. Chipchase

Management

For

For

11

Elect Michel Demare

Management

For

For

12

Elect Deborah DiSanzo Eldracher

Management

For

For

13

Elect Sheri McCoy

Management

For

For

14

Elect Tony SK MOK

Management

For

For

15

Elect Nazneen Rahman

Management

For

For

16

Elect Marcus Wallenberg

Management

For

For

17

Remuneration Report (Advisory)

Management

For

For

18

Remuneration Policy (Binding)

Management

For

For

19

Authorisation of Political Donations

Management

For

For

20

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

21

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

22

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Management

For

For

23

Authority to Repurchase Shares

Management

For

For

24

Authority to Set General Meeting Notice Period at 14 Days

Management

For

For

25

2020 Performance Share Plan

Management

For

For
 

 

 

AT&T INC.
Meeting Date:  APR 24, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  00206R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randall L. Stephenson

Management

For

For

1.2

Elect Director Samuel A. Di Piazza, Jr.

Management

For

For

1.3

Elect Director Richard W. Fisher

Management

For

For

1.4

Elect Director Scott T. Ford

Management

For

For

1.5

Elect Director Glenn H. Hutchins

Management

For

For

1.6

Elect Director William E. Kennard

Management

For

For

1.7

Elect Director Debra L. Lee

Management

For

For

1.8

Elect Director Stephen J. Luczo

Management

For

For

1.9

Elect Director Michael B. McCallister

Management

For

For

1.10

Elect Director Beth E. Mooney

Management

For

For

1.11

Elect Director Matthew K. Rose

Management

For

For

1.12

Elect Director Cynthia B. Taylor

Management

For

For

1.13

Elect Director Geoffrey Y. Yang

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

5

Approve Nomination of Employee Representative Director

Shareholder

Against

Against

6

Improve Guiding Principles of Executive Compensation

Shareholder

Against

Against
 

 

 

ATLAS AIR WORLDWIDE HOLDINGS, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  AAWW
Security ID:  049164205

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Timothy J. Bernlohr

Management

For

For

1B.

Election of Director: Charles F. Bolden, Jr.

Management

For

For

1C.

Election of Director: John W. Dietrich

Management

For

For

1D.

Election of Director: William J. Flynn

Management

For

For

1E.

Election of Director: Bobby J. Griffin

Management

For

For

1F.

Election of Director: Carol B. Hallett

Management

For

For

1G.

Election of Director: Jane H. Lute

Management

For

For

1H.

Election of Director: Duncan J. McNabb

Management

For

For

1I.

Election of Director: Sheila A. Stamps

Management

For

For

1J.

Election of Director: John K. Wulff

Management

For

For

2.

Ratification of the selection of Pricewaterhouse Coopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020

Management

For

For

3.

Advisory vote to approve the compensation of the Company's Named Executive Officers

Management

For

For

4.

Approval of an amendment to our 2018 Incentive Plan.

Management

For

For
 

 

 

ATLASSIAN CORPORATION PLC
Meeting Date:  DEC 04, 2019
Record Date:  OCT 07, 2019
Meeting Type:  ANNUAL

Ticker:  TEAM
Security ID:  G06242104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Remuneration Report (Advisory)

Management

For

For

3

Remuneration Policy (Binding)

Management

For

For

4

Appointment of Auditor

Management

For

For

5

Authority to Set Auditor's Fees

Management

For

For

6

Elect Shona L. Brown

Management

For

For

7

Elect Michael Cannon-Brookes

Management

For

For

8

Elect Scott Farquhar

Management

For

For

9

Elect Heather Mirjahangir Fernandez

Management

For

For

10

Elect Sasan Goodarzi

Management

For

For

11

Elect Jay Parikh

Management

For

For

12

Elect Enrique T. Salem

Management

For

For

13

Elect Steven J. Sordello

Management

For

For

14

Elect Richard Wong

Management

For

For

 

 

AUTOMATIC DATA PROCESSING, INC.
Meeting Date:  NOV 12, 2019
Record Date:  SEP 13, 2019
Meeting Type:  ANNUAL

Ticker:  ADP
Security ID:  053015103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Peter Bisson

Management

For

For

2

Elect Richard T. Clark

Management

For

For

3

Elect R. Glenn Hubbard

Management

For

For

4

Elect John P. Jones

Management

For

For

5

Elect Francine S. Katsoudas

Management

For

For

6

Elect Thomas J. Lynch

Management

For

For

7

Elect Scott F. Powers

Management

For

For

8

Elect William J. Ready

Management

For

For

9

Elect Carlos A. Rodriguez

Management

For

For

10

Elect Sandra S. Wijnberg

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For

12

Ratification of Auditor

Management

For

For
 

 

 

AUTOMATIC DATA PROCESSING, INC.
Meeting Date:  NOV 12, 2019
Record Date:  SEP 13, 2019
Meeting Type:  ANNUAL

Ticker:  ADP
Security ID:  053015103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter Bisson

Management

For

For

1b

Elect Director Richard T. Clark

Management

For

For

1c

Elect Director R. Glenn Hubbard

Management

For

For

1d

Elect Director John P. Jones

Management

For

For

1e

Elect Director Francine S. Katsoudas

Management

For

For

1f

Elect Director Thomas J. Lynch

Management

For

For

1g

Elect Director Scott F. Powers

Management

For

For

1h

Elect Director William J. Ready

Management

For

For

1i

Elect Director Carlos A. Rodriguez

Management

For

For

1j

Elect Director Sandra S. Wijnberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

 

AVALARA, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  AVLR
Security ID:  05338G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect William D. Ingram

Management

For

For

1.2

Elect Brian H. Sharples

Management

For

For

1.3

Elect Chelsea Stoner

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For

 

 

AVEDRO INC
Meeting Date:  NOV 19, 2019
Record Date:  OCT 15, 2019
Meeting Type:  SPECIAL

Ticker:  AVDR
Security ID:  05355N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Merger/Acquisition

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Right to Adjourn Meeting

Management

For

For

 

 

AXCELIS TECHNOLOGIES, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  ACLS
Security ID:  054540208

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect CHIU Tzu-Yin

Management

For

For

1.2

Elect Richard J. Faubert

Management

For

For

1.3

Elect R. John Fletcher

Management

For

For

1.4

Elect Arthur L. George Jr.

Management

For

For

1.5

Elect Joseph P. Keithley

Management

For

For

1.6

Elect John Kurtzweil

Management

For

For

1.7

Elect Mary G. Puma

Management

For

For

1.8

Elect Thomas St. Dennis

Management

For

For

1.9

Elect Jorge Titinger

Management

For

For

2

Approval of the 2020 Employee Stock Purchase Plan

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

BALL CORPORATION
Meeting Date:  APR 29, 2020
Record Date:  MAR 05, 2020
Meeting Type:  ANNUAL

Ticker:  BLL
Security ID:  058498106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John A. Hayes

Management

For

For

1.2

Elect Director Cathy D. Ross

Management

For

For

1.3

Elect Director Betty Sapp

Management

For

For

1.4

Elect Director Stuart A. Taylor, II

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

BANDWIDTH INC.
Meeting Date:  MAY 21, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  BAND
Security ID:  05988J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect David A. Morken

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

 

 

 

BANK OF AMERICA CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Susan S. Bies

Management

For

For

1c

Elect Director Jack O. Bovender, Jr.

Management

For

For

1d

Elect Director Frank P. Bramble, Sr.

Management

For

For

1e

Elect Director Pierre J.P. de Weck

Management

For

For

1f

Elect Director Arnold W. Donald

Management

For

For

1g

Elect Director Linda P. Hudson

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Thomas J. May

Management

For

For

1j

Elect Director Brian T. Moynihan

Management

For

For

1k

Elect Director Lionel L. Nowell, III

Management

For

For

1l

Elect Director Denise L. Ramos

Management

For

For

1m

Elect Director Clayton S. Rose

Management

For

For

1n

Elect Director Michael D. White

Management

For

For

1o

Elect Director Thomas D. Woods

Management

For

For

1p

Elect Director R. David Yost

Management

For

For

1q

Elect Director Maria T. Zuber

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Report on Gender Pay Gap

Shareholder

Against

Against

7

Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices

Shareholder

Against

Against

 

 

BARCLAYS PLC
Meeting Date:  MAY 07, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  BARC LN
Security ID:  GB0031348658

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

THAT THE REPORTS OF THE DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019, NOW LAID BEFORE THE MEETING, BE RECEIVED

Management

FOR

FOR

2

THAT THE DIRECTORS REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2019, NOW LAID BEFORE THE MEETING, BE APPROVED

Management

FOR

FOR

3

THAT THE DIRECTORS REMUNERATION POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019, NOW LAID BEFORE THE MEETING, BE APPROVED

Management

FOR

FOR

4

THAT DAWN FITZPATRICK BE APPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

5

THAT MOHAMED A. EL-ERIAN BE APPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

6

THAT BRIAN GILVARY BE APPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

7

THAT MIKE ASHLEY BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

8

THAT TIM BREEDON BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

9

THAT SIR IAN CHESHIRE BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

10

THAT MARY ANNE CITRINO BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

11

THAT MARY FRANCIS BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

12

THAT CRAWFORD GILLIES BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

13

THAT NIGEL HIGGINS BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

14

THAT TUSHAR MORZARIA BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

15

THAT DIANE SCHUENEMAN BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

16

THAT JAMES STALEY BE REAPPOINTED A DIRECTOR OF THE COMPANY

Management

FOR

FOR

17

THAT KPMG LLP, CHARTERED ACCOUNTANTS AND STATUTORY AUDITORS, BE REAPPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS AGM UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY

Management

FOR

FOR

18

THAT THE BOARD AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, BE AUTHORIZED TO SET THE REMUNERATION OF THE AUDITORS

Management

FOR

FOR

19

THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE ACT, THE COMPANY AND ANY COMPANY WHICH, AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT, IS A SUBSIDIARY OF THE COMPANY, BE AND ARE HEREBY AUTHORISED TO: (A) MAKE DONATIONS TO POLITIC

Management

FOR

FOR

20

THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES BUT WITHOUT PREJUDICE TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 23, IF PASSED, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE ACT TO EXERCISE

Management

FOR

FOR

21

THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES, BUT WITHOUT PREJUDICE TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTIONS 22 AND 24, IF PASSED, AND SUBJECT TO THE PASSING OF RESOLUTION 20, THE DIRECTORS BE GENERALLY AUTHORISED PURSUANT TO SECTION 570 AND

Management

FOR

FOR

22

THAT, IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTIONS 21 AND 24, IF PASSED, AND SUBJECT TO THE PASSING OF RESOLUTION 20, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT

Management

FOR

FOR

23

THAT, IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 20, IF PASSED, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE ACT TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES (AS DEFI

Management

FOR

FOR

24

THAT, IN ADDITION TO ANY AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 21 AND 22, IF PASSED, AND SUBJECT TO THE PASSING OF RESOLUTION 23, THE DIRECTORS BE GENERALLY AUTHORISED PURSUANT TO SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECT

Management

FOR

FOR

25

THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693 OF THE ACT) ON THE LONDON STOCK EXCHANGE OF UP TO AN AGGREGATE OF 1,733,216,055 ORDINARY SH

Management

FOR

FOR

26

THAT THE DIRECTORS BE AUTHORISED TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE AGM OF THE COMPANY TO BE HELD IN 2021 OR THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS T

Management

FOR

FOR

27

THAT THE RULES OF THE BARCLAYS GROUP SAYE SHARE OPTION SCHEME (THE "SHARESAVE PLAN"), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN APPENDIX 2 AND THE DRAFT RULES OF WHICH ARE PRODUCED TO THE MEETING AND SIGNED BY THE CHAIRMAN OF THE MEETING FOR THE PURP

Management

FOR

FOR

28

THAT THE RULES OF THE BARCLAYS GROUP SHARE VALUE PLAN (THE "SVP" ) BE HEREBY AMENDED TO INTRODUCE A FRENCH SCHEDULE IN ACCORDANCE WITH THE COPY OF THE RULES OF THE SVP MARKED TO SHOW THE PROPOSED AMENDMENTS, WHICH IS PRODUCED TO THE MEETING AND SIGNED BY

Management

FOR

FOR

29

THAT, TO PROMOTE THE LONG-TERM SUCCESS OF THE COMPANY, GIVEN THE RISKS AND OPPORTUNITIES ASSOCIATED WITH CLIMATE CHANGE, THE COMPANY AND THE DIRECTORS BE AUTHORISED AND DIRECTED BY THE SHAREHOLDERS TO: 1. SET AN AMBITION TO BE A NET ZERO BANK IN SCOPES 1,

Management

FOR

FOR

30

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO PROMOTE THE LONG-TERM SUCCESS OF THE COMPANY, GIVEN THE RISKS AND OPPORTUNITIES ASSOCIATED WITH CLIMATE CHANGE, WE AS SHAREHOLDERS DIRECT THE COMPANY TO SET AND DISCLOSE TARGETS TO PHASE OUT T

Shareholder

AGAINST

FOR
 

 

 

BATTALION OIL CORPORATION
Meeting Date:  MAY 18, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  BATL
Security ID:  07134L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott H. Germann

Management

For

Withhold

1.2

Elect Director Gregory S. Hinds

Management

For

Withhold

1.3

Elect Director Richard H. Little

Management

For

For

1.4

Elect Director William L. Transier

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

Against
 

 

 

BE SEMICONDUCTOR INDUSTRIES
Meeting Date:  APR 30, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  BESI
Security ID:  N13107144

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Agenda Item

Management

N/A

N/A

3

Non-Voting Agenda Item

Management

N/A

N/A

4

Remuneration Report

Management

For

For

5

Accounts and Reports

Management

For

For

6

Non-Voting Agenda Item

Management

N/A

N/A

7

Allocation of Profits/Dividends

Management

For

For

8

Ratification of Management Board Acts

Management

For

For

9

Ratification of Supervisory Board Acts

Management

For

For

10

Remuneration Policy Principles and Procedures

Management

For

For

11

Supervisory Board Remuneration Policy

Management

For

For

12

Elect Mona ElNaggar to the Supervisory Board

Management

For

For

13

Authority to Issue Shares w/ or w/o Preemptive Rights

Management

For

For

14

Authority to Repurchase Shares

Management

For

For

15

Cancellation of Shares

Management

For

For

16

Non-Voting Agenda Item

Management

N/A

N/A

17

Non-Voting Agenda Item

Management

N/A

N/A

18

Non-Voting Meeting Note

Management

N/A

N/A

 

 

BEST BUY CO., INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  BBY
Security ID:  086516101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Corie S. Barry

Management

For

For

1b

Elect Director Lisa M. Caputo

Management

For

For

1c

Elect Director J. Patrick Doyle

Management

For

For

1d

Elect Director Kathy J. Higgins Victor

Management

For

For

1e

Elect Director David W. Kenny

Management

For

For

1f

Elect Director Karen A. McLoughlin

Management

For

For

1g

Elect Director Thomas L. "Tommy" Millner

Management

For

For

1h

Elect Director Claudia F. Munce

Management

For

For

1i

Elect Director Richelle P. Parham

Management

For

For

1j

Elect Director Eugene A. Woods

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Eliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article IX

Management

For

For

6

Eliminate Supermajority Vote Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws

Management

For

For

7

Eliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article X

Management

For

For

8

Amend the Anti-Greenmail Provision Voting Standard in Article X, Section 2

Management

For

For
 

 

 

BIOGEN INC
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  BIIB
Security ID:  09062X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Alexander J. Denner

Management

For

For

2

Elect Caroline D. Dorsa

Management

For

For

3

Elect William A. Hawkins

Management

For

For

4

Elect Nancy L. Leaming

Management

For

For

5

Elect Jesus B. Mantas

Management

For

For

6

Elect Richard C. Mulligan

Management

For

For

7

Elect Robert W. Pangia

Management

For

For

8

Elect Stelios Papadopoulos

Management

For

For

9

Elect Brian S. Posner

Management

For

For

10

Elect Eric K. Rowinsky

Management

For

For

11

Elect Stephen A. Sherwin

Management

For

For

12

Elect Michel Vounatsos

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  BMRN
Security ID:  09061G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Jean-Jacques Bienaime

Management

For

For

1.2

Elect Elizabeth McKee Anderson

Management

For

For

1.3

Elect Willard H. Dere

Management

For

For

1.4

Elect Michael Grey

Management

For

For

1.5

Elect Elaine J. Heron

Management

For

For

1.6

Elect Robert J. Hombach

Management

For

For

1.7

Elect V. Bryan Lawlis

Management

For

For

1.8

Elect Richard A. Meier

Management

For

For

1.9

Elect David E.I. Pyott

Management

For

For

1.10

Elect Dennis J. Slamon

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

BLACKBAUD, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  BLKB
Security ID:  09227Q100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Timothy C.K. Chou

Management

For

For

2

Elect Joyce M. Nelson

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Ratification of Auditor

Management

For

For
 

 

 

BLUEPRINT MEDICINES CORP
Meeting Date:  JUN 23, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  BPMC
Security ID:  09627Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Alexis A. Borisy

Management

For

For

1.002

Elect Charles A. Rowland, Jr.

Management

For

For

1.003

Elect Lonnel Coats

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

BOLSAS Y MERCADOS ESPANOLES SHMSF, SA
Meeting Date:  APR 28, 2020
Record Date:  APR 23, 2020
Meeting Type:  ORDINARY GENERAL MEETING

Ticker:  
Security ID:  E8893G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS. APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS

Management

For

For

2

ALLOCATION OF RESULTS

Management

For

For

3

APPROVAL OF THE NON FINANCIAL INFORMATION REPORT

Management

For

For

4

REELECTION OF MS MARIA HELENA DOS SANTOS FERNANDES DE SANTANA AS DIRECTOR

Management

For

For

5

APPROVAL OF THE AMENDMENT OF THE REMUNERATION POLICY FOR DIRECTORS

Management

For

For

6

CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS

Management

For

For

7

RE-ELECTION OF AUDITORS: PRICEWATERHOUSECOOPERS

Management

For

For

8

AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION OF OWN SHARES

Management

For

For

9

DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING

Management

For

For

10

INFORMATION ABOUT THE AMENDMENTS OF THE REGULATION OF THE BOARD OF DIRECTORS

Management

None

Did not vote

CMMT

PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 29 APR 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN- VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU

Management

None

Did not vote
 

 

 

BOMBARDIER INC.
Meeting Date:  JUN 18, 2020
Record Date:  MAY 06, 2020
Meeting Type:  ANNUAL

Ticker:  BBD.B
Security ID:  097751200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pierre Beaudoin

Management

For

For

1.2

Elect Director Joanne Bissonnette

Management

For

For

1.3

Elect Director Charles Bombardier

Management

For

For

1.4

Elect Director Martha Finn Brooks

Management

For

For

1.5

Elect Director Diane Fontaine

Management

For

For

1.6

Elect Director Diane Giard

Management

For

For

1.7

Elect Director Anthony R. Graham

Management

For

For

1.8

Elect Director August W. Henningsen

Management

For

For

1.9

Elect Director Eric Martel

Management

For

For

1.10

Elect Director Douglas R. Oberhelman

Management

For

For

1.11

Elect Director Vikram Pandit

Management

For

For

1.12

Elect Director Antony N. Tyler

Management

For

For

1.13

Elect Director Beatrice Weder di Mauro

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

SP 1: Separate Disclosure of Voting Results by Class of Shares

Shareholder

Against

For

5

Amend By-Law One Re: Holding of Meetings with the Use of More Modern Communication Facilities

Management

For

For
 

 

 

BOOKING HOLDINGS INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  BKNG
Security ID:  09857L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy M. Armstrong

Management

For

For

1.2

Elect Director Jeffery H. Boyd

Management

For

For

1.3

Elect Director Glenn D. Fogel

Management

For

For

1.4

Elect Director Mirian M. Graddick-Weir

Management

For

For

1.5

Elect Director Wei Hopeman

Management

For

For

1.6

Elect Director Robert J. Mylod, Jr.

Management

For

For

1.7

Elect Director Charles H. Noski

Management

For

For

1.8

Elect Director Nicholas J. Read

Management

For

For

1.9

Elect Director Thomas E. Rothman

Management

For

For

1.10

Elect Director Bob van Dijk

Management

For

For

1.11

Elect Director Lynn M. Vojvodich

Management

For

For

1.12

Elect Director Vanessa A. Wittman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

BORGWARNER INC.
Meeting Date:  APR 29, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  BWA
Security ID:  099724106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Dennis C. Cuneo

Management

For

For

1B.

Election of Director: Michael S. Hanley

Management

For

For

1C.

Election of Director: Frederic B. Lissalde

Management

For

For

1D.

Election of Director: Paul A. Mascarenas

Management

For

For

1E.

Election of Director: John R. McKernan, Jr.

Management

For

For

1F.

Election of Director: Deborah D. McWhinney

Management

For

For

1G.

Election of Director: Alexis P. Michas

Management

For

For

1H.

Election of Director: Vicki L. Sato

Management

For

For

2.

Advisory approval of the compensation of our named executive officers.

Management

For

For

3.

Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company for 2020.

Management

For

For

4.

Stockholder proposal to require stockholder approval of all By- law Amendments.

Shareholder

Against

Against

 

 

BOSTON SCIENTIFIC CORP.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  BSX
Security ID:  101137107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Nelda J. Connors

Management

For

For

2

Elect Charles J. Dockendorff

Management

For

For

3

Elect Yoshiaki Fujimori

Management

For

For

4

Elect Donna A. James

Management

For

For

5

Elect Edward J. Ludwig

Management

For

For

6

Elect Stephen P. MacMillan

Management

For

For

7

Elect Michael F. Mahoney

Management

For

For

8

Elect David J. Roux

Management

For

For

9

Elect John E. Sununu

Management

For

For

10

Elect Ellen M. Zane

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For

12

Amendment to the 2011 Long-Term Incentive Plan

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board

Shareholder

Against

Against
 

 

 

BREMBO SPA
Meeting Date:  JUL 29, 2019
Record Date:  JUL 18, 2019
Meeting Type:  ORDINARY GENERAL MEETING

Ticker:  
Security ID:  T2204N116

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

TO APPOINT ONE DIRECTOR AS PER ART. 2386 OF THE ITALIAN CIVIL CODE UNTIL THE END OF THE TERM OF OFFICE OF THE CURRENT BOARD OF DIRECTORS. RESOLUTIONS RELATED THERETO: DANIELE SCHILLACI

Management

For

Do Not Vote

2

TO PROPOSE THE AMENDMENT OF THE EMOLUMENT OF THE BOARD OF DIRECTORS. RESOLUTIONS RELATED THERETO

Management

For

Do Not Vote

CMMT

01 JUL 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Management

None

Did not vote

 

 

BRENNTAG AG
Meeting Date:  JUN 10, 2020
Record Date:  JUN 03, 2020
Meeting Type:  ANNUAL

Ticker:  BNR GY
Security ID:  DE000A1DAHH0

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019

Management

NON-VOTING

NON-VOTING

2

APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.25 PER SHARE

Management

FOR

FOR

3

APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019

Management

FOR

FOR

4

APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019

Management

FOR

FOR

5

RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2020

Management

FOR

FOR

6.1

ELECT STEFANIE BERLINGER TO THE SUPERVISORY BOARD

Management

FOR

FOR

6.2

ELECT ANDREAS RITTSTIEG TO THE SUPERVISORY BOARD

Management

FOR

FOR

6.3

ELECT DOREEN NOWOTNE TO THE SUPERVISORY BOARD

Management

FOR

FOR

6.4

ELECT RICHARD RIDINGER TO THE SUPERVISORY BOARD

Management

FOR

FOR

7

CHANGE OF CORPORATE FORM TO SOCIETAS EUROPAEA (SE)

Management

FOR

FOR

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED

Management

NON-VOTING

NON-VOTING

CMMT

THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES

Management

NON-VOTING

NON-VOTING

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN

Management

NON-VOTING

NON-VOTING

CMMT

FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTL

Management

NON-VOTING

NON-VOTING
 

 

 

BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 05, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  BMY
Security ID:  110122108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Peter J. Arduini

Management

For

For

1B

Elect Director Robert Bertolini

Management

For

For

1C

Elect Director Michael W. Bonney

Management

For

Against

1D

Elect Director Giovanni Caforio

Management

For

For

1E

Elect Director Matthew W. Emmens

Management

For

For

1F

Elect Director Julia A. Haller

Management

For

For

1G

Elect Director Dinesh C. Paliwal

Management

For

For

1H

Elect Director Theodore R. Samuels

Management

For

For

1I

Elect Director Vicki L. Sato

Management

For

For

1J

Elect Director Gerald L. Storch

Management

For

For

1K

Elect Director Karen H. Vousden

Management

For

For

1L

Elect Director Phyllis R. Yale

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

BROADCOM INC.
Meeting Date:  MAR 30, 2020
Record Date:  FEB 06, 2020
Meeting Type:  ANNUAL

Ticker:  AVGO
Security ID:  11135F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Hock E. Tan

Management

For

For

1b

Elect Director Henry Samueli

Management

For

For

1c

Elect Director Eddy W. Hartenstein

Management

For

For

1d

Elect Director Diane M. Bryant

Management

For

For

1e

Elect Director Gayla J. Delly

Management

For

For

1f

Elect Director Raul J. Fernandez

Management

For

For

1g

Elect Director Check Kian Low

Management

For

For

1h

Elect Director Justine F. Page

Management

For

For

1i

Elect Director Harry L. You

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

BROADRIDGE FINANCIAL SOLUTIONS, INC.
Meeting Date:  NOV 14, 2019
Record Date:  SEP 19, 2019
Meeting Type:  ANNUAL

Ticker:  BR
Security ID:  11133T103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Pamela L. Carter

Management

For

For

1c

Elect Director Richard J. Daly

Management

For

For

1d

Elect Director Robert N. Duelks

Management

For

For

1e

Elect Director Timothy C. Gokey

Management

For

For

1f

Elect Director Brett A. Keller

Management

For

For

1g

Elect Director Maura A. Markus

Management

For

For

1h

Elect Director Thomas J. Perna

Management

For

For

1i

Elect Director Alan J. Weber

Management

For

For

1j

Elect Director Amit K. Zavery

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

BRP INC
Meeting Date:  MAY 28, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  05577W200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.12 AND 2. THANK YOU

Management

None

Did not vote

1.1

ELECTION OF DIRECTOR: PIERRE BEAUDOIN

Management

For

Do Not Vote

1.2

ELECTION OF DIRECTOR: JOSHUA BEKENSTEIN

Management

For

Do Not Vote

1.3

ELECTION OF DIRECTOR: JOSE BOISJOLI

Management

For

Do Not Vote

1.4

ELECTION OF DIRECTOR: CHARLES BOMBARDIER

Management

For

Do Not Vote

1.5

ELECTION OF DIRECTOR: MICHAEL HANLEY

Management

For

Do Not Vote

1.6

ELECTION OF DIRECTOR: LOUIS LAPORTE

Management

For

Do Not Vote

1.7

ELECTION OF DIRECTOR: ESTELLE METAYER

Management

For

Do Not Vote

1.8

ELECTION OF DIRECTOR: NICHOLAS NOMICOS

Management

For

Do Not Vote

1.9

ELECTION OF DIRECTOR: DANIEL J. O'NEILL

Management

For

Do Not Vote

1.10

ELECTION OF DIRECTOR: EDWARD PHILIP

Management

For

Do Not Vote

1.11

ELECTION OF DIRECTOR: JOSEPH ROBBINS

Management

For

Do Not Vote

1.12

ELECTION OF DIRECTOR: BARBARA SAMARDZICH

Management

For

Do Not Vote

2

APPOINTMENT OF DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE CORPORATION

Management

For

Do Not Vote

3

ADVISORY VOTE ON EXECUTIVE COMPENSATION: ADOPTION OF AN ADVISORY NON-BINDING RESOLUTION IN RESPECT OF THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR DATED APRIL 28, 2020, WHICH CAN BE

Management

For

Do Not Vote
 

 

 

BUZZI UNICEM SPA
Meeting Date:  MAY 08, 2020
Record Date:  APR 28, 2020
Meeting Type:  MIX

Ticker:  
Security ID:  T2320M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Did not vote

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 394863 DUE TO SPLITTING-OF RESOLUTION O.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.

Management

None

Did not vote

CMMT

PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 11 MAY 2020 (AND A THIRD CALL ON 12 MAY 2020). CONSEQUENTLY,-YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS-AMENDED. THANK YOU

Management

None

Did not vote

O.1

TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2019, MANAGEMENT'S AND INTERNAL AUDITORS REPORTS ON FINANCIAL YEAR 2019, RESOLUTIONS RELATED

Management

For

For

O.2

PROFIT ALLOCATION, RESOLUTIONS RELATED

Management

For

For

O.3

RESOLUTIONS RELATED TO THE PURCHASE AND DISPOSAL OF ITS OWN SHARES AS PER ART. 2357 AND 2357 TER OF THE ITALIAN CIVIL LAW

Management

For

For

O.4.1

TO STATE BOARD OF DIRECTORS' MEMBERS NUMBER

Management

For

For

O.4.2

TO STATE BOARD OF DIRECTORS' TERM OF OFFICE

Management

For

For

O.4.3

TO STATE BOARD OF DIRECTORS' EMOLUMENT

Management

For

For

O.4.4

RESOLUTIONS AS PER ART. 2390 OF THE ITALIAN CIVIL CODE (BAN IN COMPETITION)

Management

For

For

CMMT

PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR O

Management

None

Did not vote

O.451

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY FIMEDI S.P.A. AND PRESA S.P.A., REPRESENTING 58.943PCT OF THE STOCK CAPITAL. VERONICA BUZZI PIETRO BUZZI MICHELE BUZZI LUIGI BUZZI PAOLO BURLA

Shareholder

Against

For

O.452

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING OF THE FUNDS: ABERDEEN GLOBAL INFRASTRUCTURE FUND, REASSURANCE LIMITED, PTM EUROPEAN UNIT TRUST, AMUNDI

Shareholder

Against

Do Not Vote

CMMT

PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW

Management

None

Did not vote

O.511

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS. LIST PRESENTED BY FIMEDI S.P.A. AND PRESA S.P.A., REPRESENTING 58.943PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITORS: GIORGIO ZOPPI PAOLA LUCIA GIORDANO GIANNA LUZZ

Shareholder

Against

For

O.512

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS. LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING OF THE FUNDS: ABERDEEN GLOBAL INFRASTRUCTURE FUND, REASSURANCE LIMITED, PTM EUROPEAN UNIT TRUST, AMUNDI

Shareholder

Against

Against

O.5.2

TO STATE INTERNAL AUDITORS' EMOLUMENTS

Management

For

For

O.6.1

REWARDING POLICY AND EMOLUMENT PAID REPORT AS PER ART. 123 TER OF THE D.LGS. N. 58/1998: TO APPROVE REMUNERATION POLICY ( SECTION 1 OF THE REPORT),

Management

For

For

O.6.2

REWARDING POLICY AND EMOLUMENT PAID REPORT AS PER ART. 123 TER OF THE D.LGS. N. 58/1998: NON BINDING RESOLUTION ON EMOLUMENTS PAID (SECTION 2 OF THE REPORT)

Management

For

For

E.1

TO SPECIFY THE COMPANY'S OBJECT AND CONSEQUENTIAL AMENDMENT OF ART. 3 (COMPANY'S OBJECT) OF THE BY-LAW, RESOLUTIONS RELATED AND THERETO

Management

For

For

CMMT

28 APR 2020: PLEASE NOTE THAT AS PER ART. 106, ITEM 4, OF THE LEGISLATIVE-DECREE COVID19 THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN.-THANK YOU

Management

None

Did not vote

CMMT

28 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Management

None

Did not vote
 

 

 

CAESARS ENTERTAINMENT CORPORATION
Meeting Date:  NOV 15, 2019
Record Date:  OCT 04, 2019
Meeting Type:  SPECIAL

Ticker:  CZR
Security ID:  127686103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Merger Agreement and approve the Merger.

Management

For

For

2.

To approve, on an advisory basis, the compensation that will or may become payable to Caesars' named executive officers (as identified in accordance with Securities and Exchange Commission regulations) in connection with the Merger.

Management

For

For

3.

To approve one or more adjournments of the Caesars Special Meeting, if appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the Merger at the time of the Caesars Special Meeting.

Management

For

For

 

 

CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date:  APR 21, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  CP
Security ID:  13645T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

APPOINTMENT OF AUDITOR AS NAMED IN THE PROXY CIRCULAR

Management

For

Do Not Vote

2

ADVISORY VOTE TO APPROVE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY CIRCULAR

Management

For

Do Not Vote

3.1

DIRECTOR-THE HON. JOHN BAIRD

Management

For

Do Not Vote

3.2

DIRECTOR-ISABELLE COURVILLE

Management

For

Do Not Vote

3.3

DIRECTOR-KEITH E. CREEL

Management

For

Do Not Vote

3.4

DIRECTOR-GILLIAN H. DENHAM

Management

For

Do Not Vote

3.5

DIRECTOR-EDWARD R. HAMBERGER

Management

For

Do Not Vote

3.6

DIRECTOR-REBECCA MACDONALD

Management

For

Do Not Vote

3.7

DIRECTOR-EDWARD L. MONSER

Management

For

Do Not Vote

3.8

DIRECTOR-MATTHEW H. PAULL

Management

For

Do Not Vote

3.9

DIRECTOR-JANE L. PEVERETT

Management

For

Do Not Vote

3.10

DIRECTOR-ANDREA ROBERTSON

Management

For

Do Not Vote

3.11

DIRECTOR-GORDON T. TRAFTON

Management

For

Do Not Vote
 

 

 

CANFOR CORPORATION (NEW)
Meeting Date:  DEC 18, 2019
Record Date:  NOV 12, 2019
Meeting Type:  SPECIAL GENERAL MEETING

Ticker:  
Security ID:  137576104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Management

None

Did not vote

CMMT

PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS

Management

None

Did not vote

1

ARRANGEMENT RESOLUTION: TO CONSIDER, PURSUANT TO AN INTERIM ORDER OF THE SUPREME COURT OF BRITISH COLUMBIA DATED NOVEMBER 18, 2019 AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN APP

Management

For

For
 

 

 

CAPRI HOLDINGS LIMITED
Meeting Date:  AUG 01, 2019
Record Date:  MAY 31, 2019
Meeting Type:  ANNUAL

Ticker:  CPRI
Security ID:  VGG1890L1076

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a.

Election of Director: Judy Gibbons

Management

FOR

FOR

1b.

Election of Director: Jane Thompson

Management

FOR

FOR

2.

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 28, 2020.

Management

FOR

FOR

3.

To approve, on a non-binding advisory basis, executive compensation.

Management

FOR

FOR

4.

To approve, on a non-binding advisory basis, the frequency of future advisory votes on executive compensation.

Management

1 YEAR

1 YEAR

 

 

CARDTRONICS PLC
Meeting Date:  MAY 13, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  CATM
Security ID:  G1991C105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas L. Braunstein

Management

For

For

1b

Elect Director Michelle Moore

Management

For

For

1c

Elect Director G. Patrick Phillips

Management

For

For

2

Elect Director Rahul Gupta

Management

For

For

3

Ratify KPMG LLP (U.S.) as Auditors

Management

For

For

4

Reappoint KPMG LLP (U.K.) as Statutory Auditors

Management

For

For

5

Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

7

Authorize Share Repurchase Program

Management

For

For

8

Approve Directors' Remuneration Policy

Management

For

For

9

Advisory Vote to Ratify Directors' Compensation Report

Management

For

For

10

Accept Financial Statements and Statutory Reports

Management

For

For
 

 

 

CARMAX, INC.
Meeting Date:  JUN 23, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  KMX
Security ID:  143130102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter J. Bensen

Management

For

For

1b

Elect Director Ronald E. Blaylock

Management

For

For

1c

Elect Director Sona Chawla

Management

For

For

1d

Elect Director Thomas J. Folliard

Management

For

For

1e

Elect Director Shira Goodman

Management

For

For

1f

Elect Director Robert J. Hombach

Management

For

For

1g

Elect Director David W. McCreight

Management

For

For

1h

Elect Director William D. Nash

Management

For

For

1i

Elect Director Mark F. O'Neil

Management

For

For

1j

Elect Director Pietro Satriano

Management

For

For

1k

Elect Director Marcella Shinder

Management

For

For

1l

Elect Director Mitchell D. Steenrod

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

 

CARRIZO OIL & GAS, INC.
Meeting Date:  DEC 20, 2019
Record Date:  NOV 29, 2019
Meeting Type:  SPECIAL

Ticker:  CRZO
Security ID:  144577103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended by Amendment No. 1 thereto, dated as of August 19, 2019, and Amendment No. 2 thereto, dated as of November 13, 2019, as it may be further amended from time to time, the "merge

Management

For

Do Not Vote

2.

Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement.

Management

For

Do Not Vote

3.

Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting.

Management

For

Do Not Vote

 

 

CATERPILLAR INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  CAT
Security ID:  149123101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kelly A. Ayotte

Management

For

For

1.2

Elect Director David L. Calhoun

Management

For

For

1.3

Elect Director Daniel M. Dickinson

Management

For

For

1.4

Elect Director Juan Gallardo

Management

For

For

1.5

Elect Director William A. Osborn

Management

For

For

1.6

Elect Director Debra L. Reed-Klages

Management

For

For

1.7

Elect Director Edward B. Rust, Jr.

Management

For

For

1.8

Elect Director Susan C. Schwab

Management

For

For

1.9

Elect Director D. James Umpleby, III

Management

For

For

1.10

Elect Director Miles D. White

Management

For

For

1.11

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

CEDAR FAIR, L.P.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  FUN
Security ID:  150185106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Gina D. France

Management

For

Do Not Vote

1..2

DIRECTOR-Matthew A. Ouimet

Management

For

Do Not Vote

1..3

DIRECTOR-Richard A. Zimmerman

Management

For

Do Not Vote

2.

Confirm the appointment of Deloitte & Touche LLP as our independent registered public accounting firm

Management

For

Do Not Vote

3.

Approve, on an advisory basis, the compensation of our named executive officers

Management

For

Do Not Vote

 

 

CEMEX SAB DE CV
Meeting Date:  MAR 26, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL

Ticker:  CEMEXCPO
Security ID:  151290889

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Allocation of Income

Management

For

For

3

Present Share Repurchase Report

Management

For

For

4

Set Maximum Amount of Share Repurchase Reserve

Management

For

For

5A

Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019

Management

For

For

5B

Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019

Management

For

For

5C

Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020

Management

For

For

6

Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees

Management

For

Against

7

Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees

Management

For

For

8

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For
 

 

 

CENTENE CORP.
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  CNC
Security ID:  15135B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Michael F. Neidorff

Management

For

For

2

Elect H. James Dallas

Management

For

For

3

Elect Robert K. Ditmore

Management

For

For

4

Elect Richard A. Gephardt

Management

For

For

5

Elect Lori J. Robinson

Management

For

For

6

Elect William L. Trubeck

Management

For

For

7

Advisory Vote on Executive Compensation

Management

For

Against

8

Ratification of Auditor

Management

For

For

9

Amendment to the 2002 Employee Stock Purchase Plan

Management

For

For

10

Shareholder Proposal Regarding Political Contributions and Expenditures Report

Shareholder

Against

For

11

Shareholder Proposal Regarding Simple Majority Vote

Shareholder

Against

For
 

 

 

CERIDIAN HCM HOLDING INC.
Meeting Date:  APR 28, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  CDAY
Security ID:  15677J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Deborah A. Farrington

Management

For

For

1.2

Elect Thomas M. Hagerty

Management

For

For

2

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

3

Advisory Vote on Executive Compensation

Management

For

Against

4

Ratification of Auditor

Management

For

For

 

 

CHARTER COMMUNICATIONS, INC.
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  CHTR
Security ID:  16119P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect W. Lance Conn

Management

For

For

2

Elect Kim C. Goodman

Management

For

For

3

Elect Craig A. Jacobson

Management

For

For

4

Elect Gregory B. Maffei

Management

For

Against

5

Elect John D. Markley, Jr.

Management

For

For

6

Elect David C. Merritt

Management

For

For

7

Elect James E. Meyer

Management

For

Against

8

Elect Steven A. Miron

Management

For

For

9

Elect Balan Nair

Management

For

Against

10

Elect Michael A. Newhouse

Management

For

Against

11

Elect Mauricio Ramos

Management

For

For

12

Elect Thomas M. Rutledge

Management

For

For

13

Elect Eric L. Zinterhofer

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

15

Ratification of Auditor

Management

For

For

16

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

For
 

 

 

CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
Meeting Date:  MAR 06, 2020
Record Date:  FEB 28, 2020
Meeting Type:  SPECIAL

Ticker:  606
Security ID:  Y1375F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement Involving Reduction of the Share Capital, Increase in the Share Capital, Allotment and Issuance of New Shares and Related Transactions

Management

For

For

 

 

CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
Meeting Date:  MAR 06, 2020
Record Date:  FEB 28, 2020
Meeting Type:  COURT

Ticker:  606
Security ID:  Y1375F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

 

 

CHINA TOWER CORPORATION LIMITED
Meeting Date:  JUL 31, 2019
Record Date:  JUN 28, 2019
Meeting Type:  SPECIAL

Ticker:  788
Security ID:  Y15076105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Meeting Note

Management

N/A

N/A

3

Elect GU Xiaomin

Management

For

For

4

Elect LI Tienan as Supervisor

Management

For

For

5

Non-Voting Meeting Note

Management

N/A

N/A
 

 

 

CHINA TOWER CORPORATION LIMITED
Meeting Date:  MAY 21, 2020
Record Date:  APR 20, 2020
Meeting Type:  OTHER

Ticker:  0788
Security ID:  Y15076105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Meeting Note

Management

N/A

N/A

3

Amendments to Articles

Management

For

Against

 

 

CHINA TOWER CORPORATION LIMITED
Meeting Date:  MAY 21, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  0788
Security ID:  Y15076105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Meeting Note

Management

N/A

N/A

3

Accounts and Reports

Management

For

For

4

Allocation of Profits/Dividends

Management

For

For

5

Appointment of Auditor and Authority to Set Fees

Management

For

For

6

Elect Mai Yanzhou

Management

For

For

7

Elect Deng Shiji

Management

For

For

8

Amendments to Articles of Association and Procedural Rules

Management

For

Against

9

Authority to Issue Domestic and/or H Shares w/o Preemptive Rights

Management

For

Against
 

 

 

CHOCOLADEFABRIKEN LINDT & SPRUENGLI AG
Meeting Date:  APR 24, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  LISN
Security ID:  H49983176

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report (Non-Binding)

Management

For

For

3

Approve Discharge of Board and Senior Management

Management

For

For

4.1

Approve Allocation of Income and Dividends of CHF 720 per Registered Share and CHF 72 per Participation Certificate and a Special Dividend of CHF 700 per Registered Share and CHF 70 per Participation Certificate

Management

For

For

4.2

Approve Transfer of CHF 80.3 Million from Capital Contribution Reserves to Free Reserves and Dividends of CHF 330 per Registered Share and CHF 33 per Participation Certificate from Free Reserves

Management

For

For

5

Approve CHF 43,600 Reduction in Share Capital and CHF 466,150 Reduction in Participation Capital via Cancellation of Repurchased Shares

Management

For

For

6.1.1

Reelect Ernst Tanner as Director and Board Chairman

Management

For

For

6.1.2

Reelect Antonio Bulgheroni as Director

Management

For

For

6.1.3

Reelect Rudolf Spruengli as Director

Management

For

For

6.1.4

Reelect Elisabeth Guertler as Director

Management

For

For

6.1.5

Reelect Thomas Rinderknecht as Director

Management

For

For

6.1.6

Reelect Silvio Denz as Director

Management

For

For

6.2.1

Reappoint Rudolf Spruengli as Member of the Compensation Committee

Management

For

Against

6.2.2

Reappoint Antonio Bulgheroni as Member of the Compensation Committee

Management

For

Against

6.2.3

Appoint Silvio Denz as Member of the Compensation Committee

Management

For

For

6.3

Designate Patrick Schleiffer as Independent Proxy

Management

For

For

6.4

Ratify PricewaterhouseCoopers AG as Auditors

Management

For

For

7.1

Approve Remuneration of Directors in the Amount of CHF 3.2 Million

Management

For

For

7.2

Approve Remuneration of Executive Committee in the Amount of CHF 18 Million

Management

For

For

8

Transact Other Business (Voting)

Management

For

Against
 

 

 

CIGNA CORP.
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  CI
Security ID:  125523100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect David M. Cordani

Management

For

For

2

Elect William J. DeLaney

Management

For

For

3

Elect Eric J. Foss

Management

For

For

4

Elect Elder Granger

Management

For

For

5

Elect Isaiah Harris, Jr.

Management

For

For

6

Elect Roman Martinez IV

Management

For

For

7

Elect Kathleen M. Mazzarella

Management

For

For

8

Elect Mark B. McClellan

Management

For

For

9

Elect John M. Partridge

Management

For

For

10

Elect William L. Roper

Management

For

For

11

Elect Eric C. Wiseman

Management

For

For

12

Elect Donna F. Zarcone

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

Against

14

Ratification of Auditor

Management

For

For

15

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

For

16

Shareholder Proposal Regarding Median Gender Pay Equity Report

Shareholder

Against

Against

 

 

CINEPLEX INC
Meeting Date:  FEB 11, 2020
Record Date:  DEC 31, 2019
Meeting Type:  SPECIAL GENERAL MEETING

Ticker:  
Security ID:  172454100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Management

None

Did not vote

CMMT

PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS

Management

None

Did not vote

1

TO CONSIDER, PURSUANT TO AN INTERIM ORDER OF THE ONTARIO SUPERIOR COURT OF JUSTICE (COMMERCIAL LIST) DATED JANUARY 9, 2020, AS SAME MAY BE AMENDED, AND, IF THOUGHT ADVISABLE TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION TO APPROVE A PROPOSED PL

Management

For

For
 

 

 

CINTAS CORPORATION
Meeting Date:  OCT 29, 2019
Record Date:  SEP 04, 2019
Meeting Type:  ANNUAL

Ticker:  CTAS
Security ID:  172908105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerald S. Adolph

Management

For

For

1b

Elect Director John F. Barrett

Management

For

For

1c

Elect Director Melanie W. Barstad

Management

For

For

1d

Elect Director Karen L. Carnahan

Management

For

For

1e

Elect Director Robert E. Coletti

Management

For

For

1f

Elect Director Scott D. Farmer

Management

For

For

1g

Elect Director James J. Johnson

Management

For

For

1h

Elect Director Joseph Scaminace

Management

For

For

1i

Elect Director Ronald W. Tysoe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Political Contributions

Shareholder

Against

For
 

 

 

CISCO SYSTEMS, INC.
Meeting Date:  DEC 10, 2019
Record Date:  OCT 11, 2019
Meeting Type:  ANNUAL

Ticker:  CSCO
Security ID:  17275R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director M. Michele Burns

Management

For

For

1b

Elect Director Wesley G. Bush

Management

For

For

1c

Elect Director Michael D. Capellas

Management

For

For

1d

Elect Director Mark Garrett

Management

For

For

1e

Elect Director Kristina M. Johnson

Management

For

For

1f

Elect Director Roderick C. McGeary

Management

For

For

1g

Elect Director Charles H. Robbins

Management

For

For

1h

Elect Director Arun Sarin

Management

For

For

1i

Elect Director Brenton L. Saunders

Management

For

For

1j

Elect Director Carol B. Tome

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

 

 

CITIGROUP INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  C
Security ID:  172967424

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael L. Corbat

Management

For

For

1b

Elect Director Ellen M. Costello

Management

For

For

1c

Elect Director Grace E. Dailey

Management

For

For

1d

Elect Director Barbara J. Desoer

Management

For

Against

1e

Elect Director John C. Dugan

Management

For

For

1f

Elect Director Duncan P. Hennes

Management

For

For

1g

Elect Director Peter B. Henry

Management

For

For

1h

Elect Director S. Leslie Ireland

Management

For

For

1i

Elect Director Lew W. (Jay) Jacobs, IV

Management

For

For

1j

Elect Director Renee J. James

Management

For

For

1k

Elect Director Gary M. Reiner

Management

For

For

1l

Elect Director Diana L. Taylor

Management

For

For

1m

Elect Director James S. Turley

Management

For

For

1n

Elect Director Deborah C. Wright

Management

For

For

1o

Elect Director Alexander R. Wynaendts

Management

For

For

1p

Elect Director Ernesto Zedillo Ponce de Leon

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

Against

6

Review on Governance Documents

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

CLEARWAY ENERGY, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL

Ticker:  CWEN
Security ID:  18539C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Jonathan Bram

Management

For

For

1..2

DIRECTOR-Nathaniel Anschuetz

Management

For

For

1..3

DIRECTOR-Brian R. Ford

Management

For

For

1..4

DIRECTOR-Bruce MacLennan

Management

For

For

1..5

DIRECTOR-Ferrell P. McClean

Management

For

For

1..6

DIRECTOR-Daniel B. More

Management

For

For

1..7

DIRECTOR-E. Stanley O'Neal

Management

For

For

1..8

DIRECTOR-Christopher S. Sotos

Management

For

For

1..9

DIRECTOR-Scott Stanley

Management

For

For

2.

To approve the amendment and restatement of Clearway Energy, Inc.'s restated certificate of incorporation to make certain technical changes as described in the proxy statement.

Management

For

For

3.

To approve, on a non-binding advisory basis, Clearway Energy, Inc.'s executive compensation.

Management

For

For

4.

To ratify the appointment of KPMG LLP as Clearway Energy, Inc.'s independent registered public accounting firm for the 2020 fiscal year.

Management

For

For
 

 

 

COHERENT, INC.
Meeting Date:  APR 27, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  COHR
Security ID:  192479103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Jay T. Flatley

Management

For

For

2

Elect Pamela Fletcher

Management

For

For

3

Elect Andreas W. Mattes

Management

For

For

4

Elect Beverly Kay Matthews

Management

For

For

5

Elect Michael R. McMullen

Management

For

For

6

Elect Garry W. Rogerson

Management

For

For

7

Elect Steve Skaggs

Management

For

For

8

Elect Sandeep S. Vij

Management

For

For

9

Approval of the Equity Incentive Plan

Management

For

For

10

Ratification of Auditor

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For

 

 

COMCAST CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Kenneth J. Bacon

Management

For

For

1.2

Elect Madeline S. Bell

Management

For

For

1.3

Elect Naomi M. Bergman

Management

For

For

1.4

Elect Edward D. Breen

Management

For

For

1.5

Elect Gerald L. Hassell

Management

For

For

1.6

Elect Jeffrey A. Honickman

Management

For

For

1.7

Elect Maritza Gomez Montiel

Management

For

For

1.8

Elect Asuka Nakahara

Management

For

For

1.9

Elect David C. Novak

Management

For

For

1.10

Elect Brian L. Roberts

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Amendment to the 2003 Stock Option Plan

Management

For

For

4

Amendment to the 2002 Restricted Stock Plan

Management

For

For

5

Advisory vote on executive compensation

Management

For

For

6

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

For

7

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

Against

8

Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment

Shareholder

Against

Against
 

 

 

COMCAST CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth J. Bacon

Management

For

For

1.2

Elect Director Madeline S. Bell

Management

For

For

1.3

Elect Director Naomi M. Bergman

Management

For

For

1.4

Elect Director Edward D. Breen

Management

For

For

1.5

Elect Director Gerald L. Hassell

Management

For

For

1.6

Elect Director Jeffrey A. Honickman

Management

For

For

1.7

Elect Director Maritza G. Montiel

Management

For

For

1.8

Elect Director Asuka Nakahara

Management

For

For

1.9

Elect Director David C. Novak

Management

For

For

1.10

Elect Director Brian L. Roberts

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Amend Stock Option Plan

Management

For

For

4

Amend Restricted Stock Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

For

7

Require Independent Board Chair

Shareholder

Against

For

8

Report on Risks Posed by Failing to Prevent Sexual Harassment

Shareholder

Against

For
 

 

 

CORNING INCORPORATED
Meeting Date:  APR 30, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  GLW
Security ID:  219350105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Donald W. Blair

Management

For

For

2

Elect Leslie A. Brun

Management

For

For

3

Elect Stephanie A. Burns

Management

For

For

4

Elect Richard T. Clark

Management

For

For

5

Elect Robert F. Cummings, Jr.

Management

For

For

6

Elect Deborah A. Henretta

Management

For

For

7

Elect Daniel P. Huttenlocher

Management

For

For

8

Elect Kurt M. Landgraf

Management

For

For

9

Elect Kevin J. Martin

Management

For

For

10

Elect Deborah D. Rieman

Management

For

For

11

Elect Hansel E. Tookes II

Management

For

For

12

Elect Wendell P. Weeks

Management

For

For

13

Elect Mark S. Wrighton

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

15

Ratification of Auditor

Management

For

For

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Michael R. Klein

Management

For

For

2

Elect Andrew C. Florance

Management

For

For

3

Elect Laura Cox Kaplan

Management

For

For

4

Elect Michael J. Glosserman

Management

For

For

5

Elect John W. Hill

Management

For

For

6

Elect Robert W. Musslewhite

Management

For

For

7

Elect Christopher J. Nassetta

Management

For

For

8

Elect Louise S. Sams

Management

For

For

9

Ratification of Auditor

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

COSTCO WHOLESALE CORPORATION
Meeting Date:  JAN 22, 2020
Record Date:  NOV 18, 2019
Meeting Type:  ANNUAL

Ticker:  COST
Security ID:  22160K105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan L. Decker

Management

For

For

1.2

Elect Director Richard A. Galanti

Management

For

For

1.3

Elect Director Sally Jewell

Management

For

For

1.4

Elect Director Charles T. Munger

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause

Management

For

For

5

Disclose Board Diversity and Qualifications Matrix

Shareholder

Against

Against

 

 

CRAY INC.
Meeting Date:  AUG 27, 2019
Record Date:  JUN 24, 2019
Meeting Type:  SPECIAL

Ticker:  CRAY
Security ID:  225223304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Merger/Acquisition

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Right to Adjourn Meeting

Management

For

For
 

 

 

CRISPR THERAPEUTICS AG
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  CRSP
Security ID:  H17182108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

3

Ratification of Board and Management Acts

Management

For

For

4

Elect Rodger Novak

Management

For

For

5

Elect Samarth Kulkarni

Management

For

For

6

Elect Ali Behbahani

Management

For

Against

7

Elect Bradley J. Bolzon

Management

For

For

8

Elect Simeon J. George

Management

For

For

9

Elect John T. Greene

Management

For

For

10

Elect Katherine A. High

Management

For

For

11

Elect Douglas A. Treco

Management

For

For

12

Elect Ali Behbahani

Management

For

For

13

Elect Simeon J. George

Management

For

For

14

Elect John T. Greene

Management

For

For

15

Board Compensation (Fixed)

Management

For

For

16

Board Compensation (Variable)

Management

For

For

17

Executive Compensation (Fixed)

Management

For

For

18

Executive Compensation (Short-Term Variable)

Management

For

For

19

Executive Compensation (Long-Term Variable)

Management

For

For

20

Increase in Conditional Capital for Employee Benefit Plans

Management

For

Abstain

21

Amendment to the 2018 Stock Option and Incentive Plan

Management

For

For

22

Increase in Authorized Capital

Management

For

Abstain

23

Appointment of Independent Proxy

Management

For

For

24

Appointment of Auditor

Management

For

For

25

Transaction of Other Business

Management

For

Against
 

 

 

CROWN HOLDINGS, INC.
Meeting Date:  APR 23, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  CCK
Security ID:  228368106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John W. Conway

Management

For

For

1.2

Elect Director Timothy J. Donahue

Management

For

For

1.3

Elect Director Richard H. Fearon

Management

For

For

1.4

Elect Director Andrea J. Funk

Management

For

For

1.5

Elect Director Stephen J. Hagge

Management

For

For

1.6

Elect Director Rose Lee

Management

For

For

1.7

Elect Director James H. Miller

Management

For

For

1.8

Elect Director Josef M. Muller

Management

For

For

1.9

Elect Director B. Craig Owens

Management

For

For

1.10

Elect Director Caesar F. Sweitzer

Management

For

For

1.11

Elect Director Jim L. Turner

Management

For

For

1.12

Elect Director William S. Urkiel

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

 

 

CSX CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  CSX
Security ID:  126408103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Donna M. Alvarado

Management

For

For

1b

Elect Director Pamela L. Carter

Management

For

For

1c

Elect Director James M. Foote

Management

For

For

1d

Elect Director Steven T. Halverson

Management

For

For

1e

Elect Director Paul C. Hilal

Management

For

For

1f

Elect Director John D. McPherson

Management

For

For

1g

Elect Director David M. Moffett

Management

For

For

1h

Elect Director Linda H. Riefler

Management

For

For

1i

Elect Director Suzanne M. Vautrinot

Management

For

For

1j

Elect Director J. Steven Whisler

Management

For

For

1k

Elect Director John J. Zillmer

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

CYPRESS SEMICONDUCTOR CORPORATION
Meeting Date:  AUG 27, 2019
Record Date:  JUL 11, 2019
Meeting Type:  SPECIAL

Ticker:  CY
Security ID:  232806109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation ("Cypress"), Infineon Technologies AG and IFX Merger Sub Inc. (the "merger agreement") and the

Management

For

For

2.

To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger.

Management

For

For

3.

To approve any proposal to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement.

Management

For

For

 

 

CYTOKINETICS INC
Meeting Date:  MAY 13, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  CYTK
Security ID:  23282W605

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect L. Patrick Gage

Management

For

For

1.002

Elect Edward M. Kaye

Management

For

For

1.003

Elect Wendell Wierenga

Management

For

For

2

Amendment to the Employee Stock Purchase Plan

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

D.R. HORTON, INC.
Meeting Date:  JAN 22, 2020
Record Date:  DEC 02, 2019
Meeting Type:  ANNUAL

Ticker:  DHI
Security ID:  23331A109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Donald R. Horton

Management

For

Do Not Vote

1B.

Election of director: Barbara K. Allen

Management

For

Do Not Vote

1C.

Election of director: Brad S. Anderson

Management

For

Do Not Vote

1D.

Election of Director: Michael R. Buchanan

Management

For

Do Not Vote

1E.

Election of Director: Michael W. Hewatt

Management

For

Do Not Vote

1F.

Election of Director: Maribess L. Miller

Management

For

Do Not Vote

2.

Proposal Two: Approval of the advisory resolution on executive compensation.

Management

For

Do Not Vote

3.

Proposal Three: Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm.

Management

For

Do Not Vote

 

 

 

DANAHER CORP.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  DHR
Security ID:  235851102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Linda P. Hefner Filler

Management

For

For

2

Elect Thomas P. Joyce, Jr.

Management

For

For

3

Elect Teri List-Stoll

Management

For

For

4

Elect Walter G. Lohr, Jr.

Management

For

For

5

Elect Jessica L. Mega

Management

For

For

6

Elect Pardis C. Sabeti

Management

For

For

7

Elect Mitchell P. Rales

Management

For

For

8

Elect Steven M. Rales

Management

For

For

9

Elect John T. Schwieters

Management

For

For

10

Elect Alan G. Spoon

Management

For

For

11

Elect Raymond C. Stevens

Management

For

For

12

Elect Elias A. Zerhouni

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

15

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

For

 

 

DARDEN RESTAURANTS, INC.
Meeting Date:  SEP 18, 2019
Record Date:  JUL 24, 2019
Meeting Type:  ANNUAL

Ticker:  DRI
Security ID:  237194105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Margaret Shan Atkins

Management

For

For

1.2

Elect Director James P. Fogarty

Management

For

For

1.3

Elect Director Cynthia T. Jamison

Management

For

For

1.4

Elect Director Eugene I. (Gene) Lee, Jr.

Management

For

For

1.5

Elect Director Nana Mensah

Management

For

For

1.6

Elect Director William S. Simon

Management

For

For

1.7

Elect Director Charles M. (Chuck) Sonsteby

Management

For

For

1.8

Elect Director Timothy J. Wilmott

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

DAVIDE CAMPARI-MILANO SPA
Meeting Date:  MAR 27, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  CPR
Security ID:  T3490M150

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Appoint Lisa Vascellari Dal Fiol as Alternate Internal Statutory Auditor

Shareholder

None

For

2

Approve Financial Statements, Statutory Reports, and Allocation of Income

Management

For

For

3i

Approve Remuneration Policy

Management

For

Against

3ii

Approve Second Section of the Remuneration Report

Management

For

Against

4

Approve Stock Option Plan

Management

For

Against

5

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

Management

For

Against

6

Approve Change in the Location of the Company's Registered Headquarters to Amsterdam (Netherlands); Adopt New Bylaws

Management

For

Against

A

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

Management

None

Against

 

 

DECIPHERA PHARMACEUTICALS INC
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  DCPH
Security ID:  24344T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Patricia L. Allen

Management

For

For

1.002

Elect Edward J. Benz, Jr.

Management

For

For

1.003

Elect Dennis L. Walsh

Management

For

For

2

Ratification of Auditor

Management

For

For
 

 

 

DEERE & COMPANY
Meeting Date:  FEB 26, 2020
Record Date:  DEC 31, 2019
Meeting Type:  ANNUAL

Ticker:  DE
Security ID:  244199105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Samuel R. Allen

Management

For

For

1b

Elect Director Alan C. Heuberger

Management

For

For

1c

Elect Director Charles O. Holliday, Jr.

Management

For

For

1d

Elect Director Dipak C. Jain

Management

For

For

1e

Elect Director Michael O. Johanns

Management

For

For

1f

Elect Director Clayton M. Jones

Management

For

For

1g

Elect Director John C. May

Management

For

For

1h

Elect Director Gregory R. Page

Management

For

For

1i

Elect Director Sherry M. Smith

Management

For

For

1j

Elect Director Dmitri L. Stockton

Management

For

For

1k

Elect Director Sheila G. Talton

Management

For

For

2

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

6

Disclose Board Qualifications Matrix

Shareholder

Against

Against

 

 

DELL TECHNOLOGIES INC.
Meeting Date:  JUL 09, 2019
Record Date:  MAY 13, 2019
Meeting Type:  ANNUAL

Ticker:  DELL
Security ID:  24703L202

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael S. Dell

Management

For

Withhold

1.2

Elect Director David W. Dorman

Management

For

Withhold

1.3

Elect Director Egon Durban

Management

For

Withhold

1.4

Elect Director William D. Green

Management

For

Withhold

1.5

Elect Director Ellen J. Kullman

Management

For

Withhold

1.6

Elect Director Simon Patterson

Management

For

Withhold

1.7

Elect Director Lynn M. Vojvodich

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

Against
 

 

 

DELTA AIR LINES, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 30, 2020
Meeting Type:  ANNUAL

Ticker:  DAL
Security ID:  247361702

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Edward H. Bastian

Management

For

For

1b

Elect Director Francis S. Blake

Management

For

For

1c

Elect Director Ashton B. Carter

Management

For

For

1d

Elect Director David G. DeWalt

Management

For

For

1e

Elect Director William H. Easter, III

Management

For

For

1f

Elect Director Christopher A. Hazleton

Management

For

For

1g

Elect Director Michael P. Huerta

Management

For

For

1h

Elect Director Jeanne P. Jackson

Management

For

For

1i

Elect Director George N. Mattson

Management

For

For

1j

Elect Director Sergio A. L. Rial

Management

For

For

1k

Elect Director David S. Taylor

Management

For

For

1l

Elect Director Kathy N. Waller

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

5

Report on Climate Lobbying

Shareholder

Against

For

6

Report on Political Contributions

Shareholder

Against

For

7

Report on Sexual Harassment Policy

Shareholder

Against

For
 

 

 

DENALI THERAPEUTICS INC
Meeting Date:  JUN 03, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  DNLI
Security ID:  24823R105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect David P. Schenkein

Management

For

For

1.002

Elect Jennifer Cook

Management

For

For

1.003

Elect Ryan J. Watts

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

 

 

DEXCOM, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  DXCM
Security ID:  252131107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Richard A. Collins

Management

For

For

2

Elect Mark G. Foletta

Management

For

For

3

Elect Eric Topol

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

 

 

DOMINION ENERGY, INC.
Meeting Date:  MAY 06, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  D
Security ID:  25746U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James A. Bennett

Management

For

For

1b

Elect Director Helen E. Dragas

Management

For

For

1c

Elect Director James O. Ellis, Jr.

Management

For

For

1d

Elect Director Thomas F. Farrell, II

Management

For

For

1e

Elect Director D. Maybank Hagood

Management

For

For

1f

Elect Director John W. Harris

Management

For

For

1g

Elect Director Ronald W. Jibson

Management

For

Against

1h

Elect Director Mark J. Kington

Management

For

For

1i

Elect Director Joseph M. Rigby

Management

For

For

1j

Elect Director Pamela J. Royal

Management

For

For

1k

Elect Director Robert H. Spilman, Jr.

Management

For

For

1l

Elect Director Susan N. Story

Management

For

For

1m

Elect Director Michael E. Szymanczyk

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

5

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

DOMINO'S PIZZA, INC.
Meeting Date:  APR 21, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  DPZ
Security ID:  25754A201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David A. Brandon

Management

For

For

1.2

Elect Director Richard E. Allison, Jr.

Management

For

For

1.3

Elect Director C. Andrew Ballard

Management

For

For

1.4

Elect Director Andrew B. Balson

Management

For

For

1.5

Elect Director Corie S. Barry

Management

For

For

1.6

Elect Director Diana F. Cantor

Management

For

For

1.7

Elect Director Richard L. Federico

Management

For

For

1.8

Elect Director James A. Goldman

Management

For

For

1.9

Elect Director Patricia E. Lopez

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

DSV A/S
Meeting Date:  SEP 24, 2019
Record Date:  SEP 17, 2019
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  K3013J154

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS C

Management

None

Did not vote

CMMT

PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION.

Management

None

Did not vote

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY Q

Management

None

Did not vote

CMMT

03 SEP 2019: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR-'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2.A. THANK YOU

Management

None

Did not vote

1

CHANGE COMPANY NAME TO DSV PANALPINA A/S ADD DSV A/S AS SECONDARY NAME

Management

For

For

2.A

ELECT BEAT WALTI AS NEW DIRECTOR

Management

For

For

3

APPROVE CREATION OF DKK 48.3 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS

Management

For

For

4

APPROVE DKK 6.5 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION

Management

For

For

5

AMEND ARTICLES RE: IN ADDITION TO DANISH, MAKE ENGLISH CORPORATE LANGUAGE

Management

For

For

6

AMEND ARTICLES RE: GENERAL MEETINGS CAN BE HELD IN DANISH OR ENGLISH DOCUMENTS IN CONNECTION WITH GENERAL MEETINGS AND COMPANY ANNOUNCEMENTS WILL BE IN ENGLISH ONLY

Management

For

For

CMMT

03 SEP 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 2.A AND CHANGE IN THE TEXT OF COMMENT. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK

Management

None

Did not vote
 

 

 

DSV A/S
Meeting Date:  MAR 16, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  K3013J154

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS C

Management

None

Did not vote

CMMT

PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION.

Management

None

Did not vote

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY Q

Management

None

Did not vote

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.7. THANK YOU

Management

None

Did not vote

1

REPORT OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD ON THE ACTIVITIES OF-THE COMPANY IN 2019

Management

None

Did not vote

2

PRESENTATION OF THE 2019 ANNUAL REPORT WITH THE AUDIT REPORT FOR ADOPTION

Management

For

For

3

APPROVAL OF THE PROPOSED REMUNERATION OF THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR

Management

For

For

4

RESOLUTION ON THE APPLICATION OF PROFITS OR COVERAGE OF LOSSES AS PER THE APPROVED 2019 ANNUAL REPORT: DKK 2.50 PER SHARE

Management

For

For

5.1

RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: THOMAS PLENBORG

Management

For

For

5.2

RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: ANNETTE SADOLIN

Management

For

For

5.3

RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BIRGIT W. NORGAARD

Management

For

For

5.4

RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: JORGEN MOLLER

Management

For

For

5.5

RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: MALOU AAMUND

Management

For

For

5.6

RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BEAT WALTI

Management

For

For

5.7

ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: NIELS SMEDEGAARD

Management

For

For

6

RE-ELECTION OF AUDITOR(S): PRICEWATERHOUSECOOPERS (ORG. 33 77 12 31)

Management

For

For

7.1

PROPOSED RESOLUTION: REDUCTION OF THE SHARE CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION

Management

For

For

7.2

PROPOSED RESOLUTION: AUTHORISATION TO ACQUIRE TREASURY SHARES

Management

For

For

7.3

PROPOSED RESOLUTION: AMENDMENT OF THE REMUNERATION POLICY AND ARTICLE 4B OF THE ARTICLES OF ASSOCIATION

Management

For

For

7.4

PROPOSED RESOLUTION: AMENDMENTS TO ARTICLE 9 IN THE ARTICLES OF ASSOCIATION

Management

For

For

7.5

PROPOSED RESOLUTION: AMENDMENTS TO ARTICLE 8 IN THE ARTICLES OF ASSOCIATION

Management

For

For

8

ANY OTHER BUSINESS

Management

None

Did not vote

CMMT

25 FEB 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Management

None

Did not vote
 

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael G. Browning

Management

For

For

1.2

Elect Director Annette K. Clayton

Management

For

For

1.3

Elect Director Theodore F. Craver, Jr.

Management

For

For

1.4

Elect Director Robert M. Davis

Management

For

For

1.5

Elect Director Daniel R. DiMicco

Management

For

For

1.6

Elect Director Nicholas C. Fanandakis

Management

For

For

1.7

Elect Director Lynn J. Good

Management

For

For

1.8

Elect Director John T. Herron

Management

For

For

1.9

Elect Director William E. Kennard

Management

For

For

1.10

Elect Director E. Marie McKee

Management

For

For

1.11

Elect Director Marya M. Rose

Management

For

For

1.12

Elect Director Thomas E. Skains

Management

For

For

1.13

Elect Director William E. Webster, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

5

Eliminate Supermajority Vote Requirement

Shareholder

None

For

6

Report on Political Contributions

Shareholder

Against

For

7

Report on Lobbying Payments and Policy

Shareholder

Against

For
 

 

 

E*TRADE FINANCIAL CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  ETFC
Security ID:  269246401

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Richard J. Carbone

Management

For

For

1B.

Election of Director: Robert J. Chersi

Management

For

For

1C.

Election of Director: Jaime W. Ellertson

Management

For

For

1D.

Election of Director: James P. Healy

Management

For

For

1E.

Election of Director: Kevin T. Kabat

Management

For

For

1F.

Election of Director: James Lam

Management

For

For

1G.

Election of Director: Rodger A. Lawson

Management

For

For

1H.

Election of Director: Shelley B. Leibowitz

Management

For

For

1I.

Election of Director: Michael A. Pizzi

Management

For

For

1J.

Election of Director: Rebecca Saeger

Management

For

For

1K.

Election of Director: Donna L. Weaver

Management

For

For

1L.

Election of Director: Joshua A. Weinreich

Management

For

For

2.

To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers (the "Say-on-Pay Vote"), as disclosed in the Proxy Statement for the 2020 Annual Meeting.

Management

For

For

3.

To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020.

Management

For

For

4.

A stockholder proposal regarding simple majority voting.

Shareholder

Against

Abstain
 

 

 

EATON CORPORATION PLC
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  ETN
Security ID:  G29183103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Craig Arnold

Management

For

For

1b

Elect Director Christopher M. Connor

Management

For

For

1c

Elect Director Michael J. Critelli

Management

For

For

1d

Elect Director Richard H. Fearon

Management

For

Against

1e

Elect Director Olivier Leonetti

Management

For

For

1f

Elect Director Deborah L. McCoy

Management

For

For

1g

Elect Director Silvio Napoli

Management

For

For

1h

Elect Director Gregory R. Page

Management

For

For

1i

Elect Director Sandra Pianalto

Management

For

For

1j

Elect Director Lori J. Ryerkerk

Management

For

For

1k

Elect Director Gerald B. Smith

Management

For

For

1l

Elect Director Dorothy C. Thompson

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Authorize Issue of Equity with Pre-emptive Rights

Management

For

For

6

Authorize Issue of Equity without Pre-emptive Rights

Management

For

For

7

Authorize Share Repurchase of Issued Share Capital

Management

For

For

 

 

EBAY INC.
Meeting Date:  JUN 29, 2020
Record Date:  MAY 11, 2020
Meeting Type:  ANNUAL

Ticker:  EBAY
Security ID:  US2786421030

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of director: Anthony J. Bates

Management

FOR

FOR

1B.

Election of director: Adriane M. Brown

Management

FOR

FOR

1C.

Election of director: Jesse A. Cohn

Management

FOR

FOR

1D.

Election of director: Diana Farrell

Management

FOR

FOR

1E.

Election of director: Logan D. Green

Management

FOR

FOR

1F.

Election of director: Bonnie S. Hammer

Management

FOR

FOR

1G.

Election of director: Jamie Iannone

Management

FOR

FOR

1H.

Election of director: Kathleen C. Mitic

Management

FOR

FOR

1I.

Election of director: Matthew J. Murphy

Management

FOR

FOR

1J.

Election of director: Pierre M. Omidyar

Management

FOR

FOR

1K.

Election of director: Paul S. Pressler

Management

FOR

FOR

1L.

Election of director: Robert H. Swan

Management

FOR

FOR

1M.

Election of director: Perry M. Traquina

Management

FOR

FOR

2.

Ratification of appointment of independent auditors.

Management

FOR

FOR

4.

Stockholder proposal regarding written consent, if properly presented.

Shareholder

AGAINST

FOR

3.

Advisory vote to approve named executive officer compensation.

Management

FOR

FOR
 

 

 

EDENRED
Meeting Date:  MAY 07, 2020
Record Date:  MAY 04, 2020
Meeting Type:  MIX

Ticker:  EDEN
Security ID:  F3192L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Meeting Note

Management

N/A

N/A

3

Non-Voting Meeting Note

Management

N/A

N/A

4

Accounts and Reports; Non Tax-Deductible Expenses

Management

For

For

5

Consolidated Accounts and Reports

Management

For

For

6

Allocation of Profits/Dividends

Management

For

For

7

Scrip Dividend

Management

For

For

8

Elect Jean-Paul Bailly

Management

For

For

9

Elect Dominique D'Hinnin

Management

For

For

10

Elect Alexandre De Juniac

Management

For

For

11

Remuneration Policy (Chair and CEO)

Management

For

For

12

Remuneration Policy (Board of Directors)

Management

For

For

13

Directors' Fees

Management

For

For

14

Remuneration Report

Management

For

For

15

Remuneration of Bertrand Dumazy, Chair and CEO

Management

For

For

16

Special Auditors Report on Regulated Agreements

Management

For

For

17

Authority to Repurchase and Reissue Shares

Management

For

For

18

Authority to Cancel Shares and Reduce Capital

Management

For

For

19

Authority to Issue Shares and Convertible Debt w/ Preemptive Rights

Management

For

For

20

Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offers

Management

For

For

21

Authority to Issue Shares and Convertible Debt Through Private Placement

Management

For

For

22

Greenshoe

Management

For

For

23

Authority to Increase Capital in Consideration for Contributions In Kind

Management

For

For

24

Authority to Increase Capital Through Capitalisations

Management

For

For

25

Employee Stock Purchase Plan

Management

For

For

26

Authority to Issue Performance Shares

Management

For

For

27

Amendments to Articles Regarding Written Consultation

Management

For

For

28

Amendments to Articles

Management

For

For

29

Authorisation of Legal Formalities

Management

For

For

30

Non-Voting Meeting Note

Management

N/A

N/A

31

Non-Voting Meeting Note

Management

N/A

N/A
 

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Michael A. Mussallem

Management

For

For

2

Elect Kieran T. Gallahue

Management

For

For

3

Elect Leslie S. Heisz

Management

For

For

4

Elect William J. Link

Management

For

For

5

Elect Steven R. Loranger

Management

For

For

6

Elect Martha H. Marsh

Management

For

For

7

Elect Ramona Sequeira

Management

For

For

8

Elect Nicholas J. Valeriani

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

10

Approval of the 2020 Non-Employee Directors Stock Incentive Plan

Management

For

For

11

Increase of Authorized Common Stock for Stock Split

Management

For

For

12

Ratification of Auditor

Management

For

For

13

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

ELI LILLY AND COMPANY
Meeting Date:  MAY 04, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  LLY
Security ID:  532457108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Michael L. Eskew

Management

For

For

2

Elect William G. Kaelin, Jr.

Management

For

For

3

Elect David A. Ricks

Management

For

For

4

Elect Marschall S. Runge

Management

For

For

5

Elect Karen Walker

Management

For

For

6

Advisory Vote on Executive Compensation

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Repeal of Classified Board

Management

For

For

9

Elimination of Supermajority Requirement

Management

For

For

10

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

Against

11

Shareholder Proposal Regarding Forced Swim Test

Shareholder

Against

Against

12

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

For

13

Shareholder Proposal Regarding Disclosure of Board Qualifications

Shareholder

Against

Against

14

Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing

Shareholder

Against

For

15

Shareholder Proposal Regarding Bonus Deferral Policy

Shareholder

Against

For

16

Shareholder Proposal Regarding Recoupment Report

Shareholder

Against

For
 

 

 

ELI LILLY AND COMPANY
Meeting Date:  MAY 04, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  LLY
Security ID:  532457108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael L. Eskew

Management

For

For

1b

Elect Director William G. Kaelin, Jr.

Management

For

For

1c

Elect Director David A. Ricks

Management

For

For

1d

Elect Director Marschall S. Runge

Management

For

For

1e

Elect Director Karen Walker

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Eliminate Supermajority Voting Provisions

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

For

7

Report on Forced Swim Test

Shareholder

Against

Against

8

Require Independent Board Chairman

Shareholder

Against

For

9

Disclose Board Matrix Including Ideological Perspectives

Shareholder

Against

Against

10

Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements

Shareholder

Against

Against

11

Adopt Policy on Bonus Banking

Shareholder

Against

For

12

Clawback Disclosure of Recoupment Activity from Senior Officers

Shareholder

Against

For
 

 

 

ENPHASE ENERGY, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  ENPH
Security ID:  29355A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Benjamin Kortlang

Management

For

For

1.2

Elect Director Richard S. Mora

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Report on Sustainability

Shareholder

Against

For

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

ENTERGY CORPORATION
Meeting Date:  MAY 08, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  ETR
Security ID:  29364G103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John R. Burbank

Management

For

For

1b

Elect Director Patrick J. Condon

Management

For

For

1c

Elect Director Leo P. Denault

Management

For

For

1d

Elect Director Kirkland H. Donald

Management

For

For

1e

Elect Director Philip L. Frederickson

Management

For

For

1f

Elect Director Alexis M. Herman

Management

For

For

1g

Elect Director M. Elise Hyland

Management

For

For

1h

Elect Director Stuart L. Levenick

Management

For

For

1i

Elect Director Blanche Lambert Lincoln

Management

For

For

1j

Elect Director Karen A. Puckett

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

EPAM SYSTEMS, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  EPAM
Security ID:  29414B104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Eugene Roman

Management

For

For

2

Elect Jill B. Smart

Management

For

For

3

Elect Ronald P. Vargo

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

 

 

EQUIFAX INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  EFX
Security ID:  294429105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Mark W. Begor

Management

For

For

2

Elect Mark L. Feidler

Management

For

For

3

Elect G. Thomas Hough

Management

For

For

4

Elect Robert D. Marcus

Management

For

For

5

Elect Siri S. Marshall

Management

For

For

6

Elect Scott A. McGregor

Management

For

For

7

Elect John A. McKinley

Management

For

For

8

Elect Robert W. Selander

Management

For

For

9

Elect Elane B. Stock

Management

For

For

10

Elect Heather H. Wilson

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For

12

Ratification of Auditor

Management

For

For

13

Approval of the Employee Stock Purchase Plan

Management

For

For
 

 

 

EUROFINS SCIENTIFIC SE
Meeting Date:  JUN 26, 2020
Record Date:  JUN 12, 2020
Meeting Type:  ANNUAL

Ticker:  ERF FP
Security ID:  FR0000038259

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A.1

RECEIVE AND APPROVE BOARD'S REPORTS

Management

FOR

FOR

A.2

RECEIVE AND APPROVE DIRECTOR'S SPECIAL REPORTS RE: OPERATIONS CARRIED OUT UNDER THE AUTHORIZED CAPITAL ESTABLISHED

Management

FOR

FOR

A.3

RECEIVE AND APPROVE AUDITOR'S REPORTS

Management

FOR

FOR

A.4

APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

FOR

FOR

A.5

APPROVE FINANCIAL STATEMENTS

Management

FOR

FOR

A.6

APPROVE ALLOCATION OF INCOME

Management

FOR

FOR

A.7

APPROVE DISCHARGE OF DIRECTORS

Management

FOR

FOR

A.8

APPROVE DISCHARGE OF AUDITORS

Management

FOR

FOR

A.9

APPROVE REMUNERATION POLICY

Management

FOR

FOR

A.10

APPROVE REMUNERATION REPORT

Management

FOR

FOR

A.11

REELECT ANTHONY STUART ANDERSON AS DIRECTOR

Management

FOR

FOR

A.12

REELECT GILLES MARTIN AS DIRECTOR

Management

FOR

FOR

A.13

REELECT VALERIE HANOTE AS DIRECTOR

Management

FOR

FOR

A.14

REELECT YVES-LOIC MARTIN AS DIRECTOR

Management

FOR

FOR

A.15

ELECT PASCAL RAKOVSKY AS DIRECTOR

Management

FOR

FOR

A.16

RENEW APPOINTMENT OF DELOITTE AUDIT AS AUDITOR

Management

FOR

FOR

A.17

APPROVE REMUNERATION OF DIRECTORS

Management

FOR

FOR

A.18

ACKNOWLEDGE INFORMATION ON REPURCHASE PROGRAM

Management

FOR

FOR

A.19

AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS

Management

FOR

FOR

S.1

APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

Management

FOR

AGAINST

S.2

AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS

Management

FOR

FOR

CMMT

PLEASE NOTE THAT THIS IS A EUROPEAN COMPANY FOR WHICH ABSTAIN VOTES ARE ALLOWED

Management

NON-VOTING

NON-VOTING

CMMT

THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTO

Management

NON-VOTING

NON-VOTING

CMMT

IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR

Management

NON-VOTING

NON-VOTING
 

 

 

EVERGY, INC.
Meeting Date:  MAY 05, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL

Ticker:  EVRG
Security ID:  30034W106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kirkland B. Andrews

Management

For

For

1b

Elect Director Terry Bassham

Management

For

Against

1c

Elect Director Mollie Hale Carter

Management

For

For

1d

Elect Director Richard L. Hawley

Management

For

For

1e

Elect Director Thomas D. Hyde

Management

For

For

1f

Elect Director B. Anthony Isaac

Management

For

For

1g

Elect Director Paul M. Keglevic

Management

For

For

1h

Elect Director Sandra A.J. Lawrence

Management

For

For

1i

Elect Director Ann D. Murtlow

Management

For

For

1j

Elect Director Sandra J. Price

Management

For

For

1k

Elect Director Mark A. Ruelle

Management

For

Against

1l

Elect Director S. Carl Soderstrom, Jr.

Management

For

For

1m

Elect Director John Arthur Stall

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

EXACT SCIENCES CORPORATION
Meeting Date:  JUL 25, 2019
Record Date:  MAY 30, 2019
Meeting Type:  ANNUAL

Ticker:  EXAS
Security ID:  30063P105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Kevin T. Conroy

Management

For

For

1.2

Elect Katherine S. Zanotti

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Approval of the 2019 Omnibus Long-Term Incentive Plan

Management

For

For

 

 

EXLSERVICE HOLDINGS, INC.
Meeting Date:  JUN 15, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  EXLS
Security ID:  302081104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Rohit Kapoor

Management

For

For

2

Elect David B. Kelso

Management

For

For

3

Elect Anne E. Minto

Management

For

For

4

Elect Som Mittal

Management

For

For

5

Elect Clyde W. Ostler

Management

For

For

6

Elect Jaynie M. Studenmund

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

EXPEDIA GROUP, INC.
Meeting Date:  DEC 03, 2019
Record Date:  OCT 07, 2019
Meeting Type:  ANNUAL

Ticker:  EXPE
Security ID:  30212P303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Samuel Altman

Management

For

For

2

Elect Susan C. Athey

Management

For

Abstain

3

Elect A. George Battle

Management

For

Abstain

4

Elect Chelsea Clinton

Management

For

Abstain

5

Elect Barry Diller

Management

For

Abstain

6

Elect Craig A. Jacobson

Management

For

Abstain

7

Elect Victor A. Kaufman

Management

For

Abstain

8

Elect Peter M. Kern

Management

For

Abstain

9

Elect Dara Khosrowshahi

Management

For

Abstain

10

Elect Mark Okerstrom

Management

For

For

11

Elect Alexander von Furstenberg

Management

For

Abstain

12

Elect Julie Whalen

Management

For

For

13

Transfer Restrictions and Automatic Conversion Provisions in Respect of Class B Common Stock

Management

For

For

14

Limit the Ability of the Company to Participate in Certain Change of Control Transactions

Management

For

For

15

Ratification of Auditor

Management

For

For

 

 

EXPEDIA GROUP, INC.
Meeting Date:  DEC 03, 2019
Record Date:  OCT 07, 2019
Meeting Type:  ANNUAL

Ticker:  EXPE
Security ID:  30212P303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Samuel Altman

Management

For

For

1b

Elect Director Susan C. Athey

Management

For

For

1c

Elect Director A. George 'Skip' Battle

Management

For

For

1d

Elect Director Chelsea Clinton

Management

For

For

1e

Elect Director Barry Diller

Management

For

Withhold

1f

Elect Director Craig A. Jacobson

Management

For

Withhold

1g

Elect Director Victor A. Kaufman

Management

For

Withhold

1h

Elect Director Peter M. Kern

Management

For

Withhold

1i

Elect Director Dara Khosrowshahi

Management

For

Withhold

1j

Elect Director Mark D. Okerstrom

Management

For

Withhold

1k

Elect Director Alexander von Furstenberg

Management

For

Withhold

1l

Elect Director Julie Whalen

Management

For

For

2a

Approve Securities Transfer Restrictions

Management

For

For

2b

Approve Change-of-Control Clause

Management

For

For

3

Ratify Ernst & Young as Auditors

Management

For

For
 

 

 

EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  EXPD
Security ID:  302130109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert R. Wright

Management

For

For

1.2

Elect Director Glenn M. Alger

Management

For

For

1.3

Elect Director Robert P. Carlile

Management

For

For

1.4

Elect Director James "Jim" M. DuBois

Management

For

For

1.5

Elect Director Mark A. Emmert

Management

For

For

1.6

Elect Director Diane H. Gulyas

Management

For

For

1.7

Elect Director Jeffrey S. Musser

Management

For

For

1.8

Elect Director Liane J. Pelletier

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For

5

Adopt a Policy on Board Diversity

Shareholder

Against

For
 

 

 

EXPERIAN PLC
Meeting Date:  JUL 24, 2019
Record Date:  
Meeting Type:  ANNUAL

Ticker:  EXPN
Security ID:  G32655105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Remuneration Report (Advisory)

Management

For

For

3

Elect Ruba Borno

Management

For

For

4

Elect Brian Cassin

Management

For

For

5

Elect Caroline F. Donahue

Management

For

For

6

Elect Luiz Fernando Vendramini Fleury

Management

For

For

7

Elect Deirdre Mahlan

Management

For

For

8

Elect Lloyd Pitchford

Management

For

For

9

Elect Mike Rogers

Management

For

For

10

Elect George Rose

Management

For

For

11

Elect Kerry Williams

Management

For

For

12

Appointment of Auditor

Management

For

For

13

Authority to Set Auditor's Fees

Management

For

For

14

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

15

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

16

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

Management

For

For

17

Authority to Repurchase Shares

Management

For

For

 

 

FACEBOOK, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  30303M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Peggy Alford

Management

For

Withhold

1.2

Elect Marc L. Andreessen

Management

For

Withhold

1.3

Elect Andrew W. Houston

Management

For

For

1.4

Elect Nancy Killefer

Management

For

For

1.5

Elect Robert M. Kimmitt

Management

For

For

1.6

Elect Sheryl K. Sandberg

Management

For

For

1.7

Elect Peter A. Thiel

Management

For

For

1.8

Elect Tracey T. Travis

Management

For

For

1.9

Elect Mark Zuckerberg

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Director Compensation Policy

Management

For

For

4

Shareholder Proposal Regarding Recapitalization

Shareholder

Against

For

5

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

For

6

Shareholder Proposal Regarding Majority Vote for Election of Directors

Shareholder

Against

For

7

Shareholder Proposal Regarding Report on Political Advertising

Shareholder

Against

For

8

Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board

Shareholder

Against

Against

9

Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks

Shareholder

Against

For

10

Shareholder Proposal Regarding Report on Online Child Exploitation

Shareholder

Against

For

11

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

Shareholder

Against

Against
 

 

 

FACEBOOK, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  US30303M1027

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.A

DIRECTOR

Management

FOR

FOR

1.B

DIRECTOR

Management

FOR

FOR

1.C

DIRECTOR

Management

FOR

FOR

1.D

DIRECTOR

Management

FOR

FOR

1.E

DIRECTOR

Management

FOR

FOR

1.F

DIRECTOR

Management

FOR

FOR

1.G

DIRECTOR

Management

FOR

FOR

1.H

DIRECTOR

Management

FOR

FOR

1.I

DIRECTOR

Management

FOR

FOR

2.

To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020.

Management

FOR

FOR

3.

To approve the director compensation policy.

Management

FOR

FOR

4.

A stockholder proposal regarding change in stockholder voting.

Shareholder

AGAINST

FOR

5.

A stockholder proposal regarding an independent chair.

Shareholder

AGAINST

FOR

6.

A stockholder proposal regarding majority voting for directors.

Shareholder

AGAINST

FOR

7.

A stockholder proposal regarding political advertising.

Shareholder

AGAINST

FOR

8.

A stockholder proposal regarding human/civil rights expert on board.

Shareholder

AGAINST

FOR

9.

A stockholder proposal regarding report on civil and human rights risks.

Shareholder

AGAINST

FOR

10.

A stockholder proposal regarding child exploitation.

Shareholder

AGAINST

FOR

11.

A stockholder proposal regarding median gender/racial pay gap.

Shareholder

AGAINST

FOR
 

 

 

FATE THERAPEUTICS INC
Meeting Date:  MAY 01, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  FATE
Security ID:  31189P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Robert S. Epstein

Management

For

For

1.002

Elect John D. Mendlein

Management

For

For

1.003

Elect Karin Jooss

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against
 

 

 

FIDELITY NATIONAL FINANCIAL, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  FNF
Security ID:  31620R303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William P. Foley, II

Management

For

For

1.2

Elect Director Douglas K. Ammerman

Management

For

For

1.3

Elect Director Thomas M. Hagerty

Management

For

For

1.4

Elect Director Peter O. Shea, Jr.

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date:  MAY 28, 2020
Record Date:  APR 01, 2020
Meeting Type:  ANNUAL

Ticker:  FIS
Security ID:  31620M106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lee Adrean

Management

For

For

1b

Elect Director Ellen R. Alemany

Management

For

For

1c

Elect Director Lisa A. Hook

Management

For

For

1d

Elect Director Keith W. Hughes

Management

For

Against

1e

Elect Director Gary L. Lauer

Management

For

Against

1f

Elect Director Gary A. Norcross

Management

For

For

1g

Elect Director Louise M. Parent

Management

For

For

1h

Elect Director Brian T. Shea

Management

For

For

1i

Elect Director James B. Stallings, Jr.

Management

For

Against

1j

Elect Director Jeffrey E. Stiefler

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

FIRST QUANTUM MINERALS LTD
Meeting Date:  MAY 07, 2020
Record Date:  MAR 16, 2020
Meeting Type:  MIX

Ticker:  
Security ID:  335934105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1 AND 4 TO 7 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 2.1 TO 2.8 AND 3. THANK YOU

Management

None

Did not vote

1

TO SET THE NUMBER OF DIRECTORS AT 8

Management

For

Do Not Vote

2.1

ELECTION OF DIRECTOR: PHILIP K.R. PASCALL

Management

For

Do Not Vote

2.2

ELECTION OF DIRECTOR: G. CLIVE NEWALL

Management

For

Do Not Vote

2.3

ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON

Management

For

Do Not Vote

2.4

ELECTION OF DIRECTOR: PETER ST. GEORGE

Management

For

Do Not Vote

2.5

ELECTION OF DIRECTOR: ANDREW B. ADAMS

Management

For

Do Not Vote

2.6

ELECTION OF DIRECTOR: ROBERT J. HARDING

Management

For

Do Not Vote

2.7

ELECTION OF DIRECTOR: SIMON J. SCOTT

Management

For

Do Not Vote

2.8

ELECTION OF DIRECTOR: JOANNE K. WARNER

Management

For

Do Not Vote

3

APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (CANADA) AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION

Management

For

Do Not Vote

4

BE IT RESOLVED, ON AN ADVISORY BASIS, AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF THE COMPANY, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULA

Management

For

Do Not Vote

5

THE ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020, TO APPROVE AND RATIFY THE SHAREHOLDER RIGHTS PLAN OF THE COMPANY AS SET FORTH IN THE SHAREHOLDER RIGHTS PLAN AGREEMENT BETWEE

Management

For

Do Not Vote

6

THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020, TO APPROVE THE AMENDMENT TO THE ARTICLES OF THE COMPANY TO INCORPORATE THE ADVANCE NOTICE PROVISIONS AS SET OUT IN SCHEDULE "B

Management

For

Do Not Vote

7

THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020, TO APPROVE THE AMENDMENT TO THE ARTICLES OF THE COMPANY IN ACCORDANCE WITH SCHEDULE "C" OF THE COMPANY'S MANAGEMENT INFORMATIO

Management

For

Do Not Vote
 

 

 

FIRSTENERGY CORP.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  FE
Security ID:  337932107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael J. Anderson

Management

For

For

1.2

Elect Director Steven J. Demetriou

Management

For

For

1.3

Elect Director Julia L. Johnson

Management

For

For

1.4

Elect Director Charles E. Jones

Management

For

For

1.5

Elect Director Donald T. Misheff

Management

For

For

1.6

Elect Director Thomas N. Mitchell

Management

For

For

1.7

Elect Director James F. O'Neil, III

Management

For

For

1.8

Elect Director Christopher D. Pappas

Management

For

For

1.9

Elect Director Sandra Pianalto

Management

For

For

1.10

Elect Director Luis A. Reyes

Management

For

For

1.11

Elect Director Leslie M. Turner

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Amend Code of Regulations to Authorize Board to Make Certain Future Amendments

Management

For

For

6

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

FLEETCOR TECHNOLOGIES, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  FLT
Security ID:  339041105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Steven T. Stull

Management

For

For

2

Elect Michael Buckman

Management

For

For

3

Elect Thomas M. Hagerty

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

6

Shareholder Proposal Regarding Right to Call Special Meetings

Shareholder

Against

For

7

Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation

Shareholder

Against

Against

 

 

FLEX LTD.
Meeting Date:  AUG 20, 2019
Record Date:  JUN 17, 2019
Meeting Type:  ANNUAL

Ticker:  FLEX
Security ID:  Y2573F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Revathi Advaithi

Management

For

For

2

Elect Michael D. Capellas

Management

For

For

3

Elect Jill Greenthal

Management

For

For

4

Elect Jennifer Xin-Zhe Li

Management

For

For

5

Elect Marc A. Onetto

Management

For

For

6

Elect Willy C. Shih

Management

For

For

7

Elect Charles K Stevens, III

Management

For

For

8

Elect Lay Koon Tan

Management

For

For

9

Elect William D. Watkins

Management

For

For

10

Elect Lawrence A. Zimmerman

Management

For

For

11

Elect Willy C. Shih

Management

For

For

12

Elect William D. Watkins

Management

For

For

13

Elect Revathi Advaithi

Management

For

For

14

Elect Jill Greenthal

Management

For

For

15

Elect Charles K Stevens, III

Management

For

For

16

Appointment of Auditor and Authority to Set Fees

Management

For

For

17

Authority to Issue Ordinary Shares

Management

For

For

18

Advisory Vote on Executive Compensation

Management

For

For

19

Renewal of Share Purchase Mandate

Management

For

For

1

Repeal of Classified Board

Management

For

For

2

Change in Board Size

Management

For

For

3

Technical Amendments to Charter/Bylaw

Management

For

For
 

 

 

GARMIN LTD.
Meeting Date:  JUN 05, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  GRMN
Security ID:  H2906T109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Consolidated Financial Statements and Statutory Reports

Management

For

For

2

Approve Allocation of Income and Dividends

Management

For

For

3

Approve Dividends

Management

For

For

4

Approve Discharge of Board and Senior Management

Management

For

For

5.1

Elect Director Jonathan C. Burrell

Management

For

For

5.2

Elect Director Joseph J. Hartnett

Management

For

For

5.3

Elect Director Min H. Kao

Management

For

For

5.4

Elect Director Catherine A. Lewis

Management

For

For

5.5

Elect Director Charles W. Peffer

Management

For

For

5.6

Elect Director Clifton A. Pemble

Management

For

For

6

Elect Min H. Kao as Board Chairman

Management

For

For

7.1

Appoint Jonathan C. Burrell as Member of the Compensation Committee

Management

For

For

7.2

Appoint Joseph J. Hartnett as Member of the Compensation Committee

Management

For

For

7.3

Appoint Catherine A. Lewis as Member of the Compensation Committee

Management

For

For

7.4

Appoint Charles W. Peffer as Member of the Compensation Committee

Management

For

For

8

Designate Wuersch & Gering LLP as Independent Proxy

Management

For

For

9

Ratify Ernst & Young LLP as Auditor

Management

For

For

10

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

11

Approve Fiscal Year 2021 Maximum Aggregate Compensation for the Executive Management

Management

For

For

12

Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2020 AGM and the 2021 AGM

Management

For

For

13

Approve the Renewal of Authorized Share Capital without Preemptive Rights

Management

For

For
 

 

 

GENERAL MILLS, INC.
Meeting Date:  SEP 24, 2019
Record Date:  JUL 26, 2019
Meeting Type:  ANNUAL

Ticker:  GIS
Security ID:  370334104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director R. Kerry Clark

Management

For

For

1b

Elect Director David M. Cordani

Management

For

For

1c

Elect Director Roger W. Ferguson, Jr.

Management

For

For

1d

Elect Director Jeffrey L. Harmening

Management

For

For

1e

Elect Director Maria G. Henry

Management

For

For

1f

Elect Director Elizabeth C. Lempres

Management

For

For

1g

Elect Director Diane L. Neal

Management

For

For

1h

Elect Director Steve Odland

Management

For

For

1i

Elect Director Maria A. Sastre

Management

For

For

1j

Elect Director Eric D. Sprunk

Management

For

For

1k

Elect Director Jorge A. Uribe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

GENESEE & WYOMING INC.
Meeting Date:  OCT 03, 2019
Record Date:  AUG 19, 2019
Meeting Type:  SPECIAL

Ticker:  GWR
Security ID:  371559105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt the Agreement and Plan of Merger, dated as of July 1, 2019, among Genesee & Wyoming Inc., DJP XX, LLC and MKM XXII Corp., as amended or modified from time to time.

Management

For

For

2.

To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Genesee & Wyoming Inc. to its named executive officers that is based on or otherwise relates to the merger.

Management

For

For

3.

To adjourn the special meeting of stockholders of Genesee & Wyoming Inc. from time to time, if necessary or appropriate, for the purpose of soliciting additional votes if there are insufficient votes at the time of the special meeting to adopt the Agreeme

Management

For

For

 

 

 

GENESEE & WYOMING INC.
Meeting Date:  OCT 03, 2019
Record Date:  AUG 19, 2019
Meeting Type:  SPECIAL

Ticker:  GWR
Security ID:  371559105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

3

Adjourn Meeting

Management

For

For

 

 

GENPACT LIMITED
Meeting Date:  MAY 20, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  G
Security ID:  G3922B107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect N.V. Tyagarajan

Management

For

For

2

Elect James C. Madden

Management

For

For

3

Elect Ajay Agrawal

Management

For

For

4

Elect Stacey Cartwright

Management

For

For

5

Elect Laura Conigliaro

Management

For

For

6

Elect Carol Lindstrom

Management

For

For

7

Elect Cecelia Morken

Management

For

For

8

Elect Mark Nunnelly

Management

For

For

9

Elect Mark Verdi

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For

11

Ratification of Auditor

Management

For

For

 

 

GERRESHEIMER AG
Meeting Date:  JUN 24, 2020
Record Date:  JUN 02, 2020
Meeting Type:  ANNUAL

Ticker:  GXI GY
Security ID:  DE000A0LD6E6

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019

Management

NON-VOTING

NON-VOTING

2

APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.20 PER SHARE

Management

FOR

FOR

3

APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019

Management

FOR

FOR

4

APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019

Management

FOR

FOR

5

RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2020

Management

FOR

FOR

6

AMEND ARTICLES RE: PROOF OF ENTITLEMENT

Management

FOR

FOR

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY

Management

NON-VOTING

NON-VOTING

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN

Management

NON-VOTING

NON-VOTING

CMMT

INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE

Management

NON-VOTING

NON-VOTING
 

 

 

GILEAD SCIENCES, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  GILD
Security ID:  375558103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Jacqueline K. Barton, Ph.D.

Management

For

Do Not Vote

1B.

Election of Director: Sandra J. Horning, M.D.

Management

For

Do Not Vote

1C.

Election of Director: Kelly A. Kramer

Management

For

Do Not Vote

1D.

Election of Director: Kevin E. Lofton

Management

For

Do Not Vote

1E.

Election of Director: Harish Manwani

Management

For

Do Not Vote

1F.

Election of Director: Daniel P. O'Day

Management

For

Do Not Vote

1G.

Election of Director: Richard J. Whitley, M.D.

Management

For

Do Not Vote

1H.

Election of Director: Per Wold-Olsen

Management

For

Do Not Vote

2.

To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020.

Management

For

Do Not Vote

3.

To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement.

Management

For

Do Not Vote

4.

To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director.

Shareholder

Against

Do Not Vote

5.

To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent.

Shareholder

Against

Do Not Vote
 

 

 

GLOBAL PAYMENTS INC.
Meeting Date:  AUG 29, 2019
Record Date:  JUL 22, 2019
Meeting Type:  SPECIAL

Ticker:  GPN
Security ID:  37940X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Stock Issuance for Merger

Management

For

For

2

Increase of Authorized Common Stock

Management

For

For

3

Declassification of Board

Management

For

For

4

Right to Adjourn Meeting

Management

For

For

 

 

GLOBAL PAYMENTS INC.
Meeting Date:  APR 29, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  GPN
Security ID:  37940X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect F. Thaddeus Arroyo

Management

For

For

2

Elect Robert H.B. Baldwin, Jr.

Management

For

For

3

Elect John G. Bruno

Management

For

For

4

Elect Kriss Cloninger III

Management

For

For

5

Elect William I. Jacobs

Management

For

For

6

Elect Joia M. Johnson

Management

For

For

7

Elect Ruth Ann Marshall

Management

For

For

8

Elect Connie D. McDaniel

Management

For

For

9

Elect William B. Plummer

Management

For

For

10

Elect Jeffrey S. Sloan

Management

For

For

11

Elect John T. Turner

Management

For

For

12

Elect M. Troy Woods

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

For

14

Elimination of Supermajority Requirement

Management

For

For

15

Ratification of Auditor

Management

For

For
 

 

 

GLOBALWAFERS COMPANY LIMITED
Meeting Date:  JUN 23, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  6488
Security ID:  Y2722U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

3

Amendments to Articles

Management

For

For

4

Amendments to Procedural Rules-Endorsement and Guarantees

Management

For

Against

5

Elect CHIU Hsien-Chin as Independent Director

Management

For

For

 

 

GODADDY INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  GDDY
Security ID:  380237107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Mark Garrett

Management

For

For

1.2

Elect Ryan Roslansky

Management

For

For

1.3

Elect Lee E. Wittlinger

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

GOSSAMER BIO INC
Meeting Date:  JUN 17, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  GOSS
Security ID:  38341P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Joshua H. Bilenker

Management

For

Withhold

1.002

Elect Faheem Hasnain

Management

For

For

2

Ratification of Auditor

Management

For

For
 

 

 

GRANDVISION N.V.
Meeting Date:  JUN 30, 2020
Record Date:  JUN 02, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  N36915200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Did not vote

1

OPENING AND ANNOUNCEMENTS

Management

None

Did not vote

2.A

DISCUSSION OF THE ANNUAL REPORT 2019 INCLUDING CORPORATE GOVERNANCE

Management

None

Did not vote

2.B

APPROVAL REMUNERATION REPORT 2019

Management

For

Do Not Vote

2.C

ADOPTION OF ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR OF 2019

Management

For

Do Not Vote

3

DISCUSSION OF THE RESERVES AND DIVIDENDS POLICY

Management

None

Did not vote

4.A

DISCHARGE OF MANAGING DIRECTORS FOR THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR

Management

For

Do Not Vote

4.B

DISCHARGE OF SUPERVISORY DIRECTORS FOR THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR

Management

For

Do Not Vote

5

CONDITIONAL APPOINTMENT OF MS. G. LOEBSACK AS SUPERVISORY DIRECTOR

Management

For

Do Not Vote

6

CONDITIONAL APPOINTMENT OF MS. S. FRANCESCUTTO AS SUPERVISORY DIRECTOR

Management

For

Do Not Vote

7

CONDITIONAL APPOINTMENT OF MS. C. GIGANTI AS SUPERVISORY DIRECTOR

Management

For

Do Not Vote

8

CONDITIONAL APPOINTMENT OF MR. E. LEONARD AS SUPERVISORY DIRECTOR

Management

For

Do Not Vote

9

APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTS N.V. AS EXTERNAL AUDITOR FOR FINANCIAL YEAR 2021

Management

For

Do Not Vote

10.A

AUTHORISATION OF SUPERVISORY BOARD TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES

Management

For

Do Not Vote

10.B

AUTHORISATION OF SUPERVISORY BOARD TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS

Management

For

Do Not Vote

11

AUTHORISATION OF MANAGEMENT BOARD TO REPURCHASE SHARES

Management

For

Do Not Vote

12

CLOSE MEETING

Management

None

Did not vote

CMMT

08 JUN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF- RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Management

None

Did not vote
 

 

 

GUARDANT HEALTH INC
Meeting Date:  JUN 12, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  GH
Security ID:  40131M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Ian T. Clark

Management

For

For

2

Elect Samir Kaul

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year
 

 

 

GUIDEWIRE SOFTWARE, INC.
Meeting Date:  DEC 17, 2019
Record Date:  OCT 21, 2019
Meeting Type:  ANNUAL

Ticker:  GWRE
Security ID:  40171V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Margaret Dillon

Management

For

For

1.2

Elect Michael Keller

Management

For

For

1.3

Elect Michael Rosenbaum

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Repeal of Classified Board

Management

For

For

5

Shareholder Proposal Regarding Majority Vote for Election of Directors

Shareholder

Against

For

 

 

H&R BLOCK, INC.
Meeting Date:  SEP 12, 2019
Record Date:  JUL 12, 2019
Meeting Type:  ANNUAL

Ticker:  HRB
Security ID:  093671105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Angela N. Archon

Management

For

For

1b

Elect Director Paul J. Brown

Management

For

For

1c

Elect Director Robert A. Gerard

Management

For

For

1d

Elect Director Richard A. Johnson

Management

For

For

1e

Elect Director Jeffrey J. Jones, II

Management

For

For

1f

Elect Director David Baker Lewis

Management

For

For

1g

Elect Director Victoria J. Reich

Management

For

For

1h

Elect Director Bruce C. Rohde

Management

For

For

1i

Elect Director Matthew E. Winter

Management

For

For

1j

Elect Director Christianna Wood

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

HARLEY-DAVIDSON, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  HOG
Security ID:  412822108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Troy Alstead

Management

For

For

1..2

DIRECTOR-R. John Anderson

Management

For

For

1..3

DIRECTOR-Michael J. Cave

Management

For

For

1..4

DIRECTOR-Allan Golston

Management

For

For

1..5

DIRECTOR-Sara L. Levinson

Management

For

For

1..6

DIRECTOR-N. Thomas Linebarger

Management

For

For

1..7

DIRECTOR-Brian R. Niccol

Management

For

For

1..8

DIRECTOR-Maryrose T. Sylvester

Management

For

For

1..9

DIRECTOR-Jochen Zeitz

Management

For

For

2.

To approve, by advisory vote, the compensation of our Named Executive Officers.

Management

For

For

3.

To approve amendments to our Restated Articles of Incorporation to allow us to implement proxy access.

Management

For

For

4.

To approve the Harley-Davidson, Inc. 2020 Incentive Stock Plan.

Management

For

For

5.

To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020.

Management

For

For

 

 

HEICO CORPORATION
Meeting Date:  MAR 20, 2020
Record Date:  JAN 24, 2020
Meeting Type:  ANNUAL

Ticker:  HEI
Security ID:  422806109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas M. Culligan

Management

For

For

1.2

Elect Director Adolfo Henriques

Management

For

For

1.3

Elect Director Mark H. Hildebrandt

Management

For

For

1.4

Elect Director Eric A. Mendelson

Management

For

For

1.5

Elect Director Laurans A. Mendelson

Management

For

For

1.6

Elect Director Victor H. Mendelson

Management

For

For

1.7

Elect Director Julie Neitzel

Management

For

For

1.8

Elect Director Alan Schriesheim

Management

For

For

1.9

Elect Director Frank J. Schwitter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

HEWLETT PACKARD ENTERPRISE COMPANY
Meeting Date:  APR 01, 2020
Record Date:  FEB 03, 2020
Meeting Type:  ANNUAL

Ticker:  HPE
Security ID:  42824C109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel Ammann

Management

For

For

1b

Elect Director Pamela L. Carter

Management

For

For

1c

Elect Director Jean M. Hobby

Management

For

For

1d

Elect Director George R. Kurtz

Management

For

For

1e

Elect Director Raymond J. Lane

Management

For

For

1f

Elect Director Ann M. Livermore

Management

For

For

1g

Elect Director Antonio F. Neri

Management

For

For

1h

Elect Director Charles H. Noski

Management

For

For

1i

Elect Director Raymond E. Ozzie

Management

For

For

1j

Elect Director Gary M. Reiner

Management

For

For

1k

Elect Director Patricia F. Russo

Management

For

For

1l

Elect Director Lip-Bu Tan

Management

For

Against

1m

Elect Director Mary Agnes Wilderotter

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against
 

 

 

HIKMA PHARMACEUTICALS PLC
Meeting Date:  APR 30, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  HIK LN
Security ID:  GB00B0LCW083

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

TO RECEIVE THE ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON

Management

FOR

FOR

2

TO DECLARE A FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2019

Management

FOR

FOR

3

TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY

Management

FOR

FOR

4

TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS' REMUNERATION

Management

FOR

FOR

5

TO ELECT CYNTHIA SCHWALM AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

6

TO RE-ELECT SAID DARWAZAH AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

7

TO RE-ELECT SIGGI OLAFSSON AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

8

TO RE-ELECT MAZEN DARWAZAH AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

9

TO RE-SET ROBERT PICKERING AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

10

TO RE-ELECT ALI AL-HUSRY AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

11

TO RE-ELECT PATRICK BUTLER AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

12

TO RE-ELECT DR. PAMELA KIRBY AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

13

TO RE-ELECT DR. JOCHEN GANN AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

14

TO RE-ELECT JOHN CASTELLANI AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

15

TO RE-ELECT NINA HENDERSON AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

16

TO APPROVE THE DIRECTOR'S REMUNERATION POLICY, AS SET OUT ON PAGES 79-85 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019

Management

FOR

FOR

17

TO RECEIVE AND APPROVE THE REMUNERATION COMMITTEE REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019

Management

FOR

FOR

18

AUTHORISE DIRECTORS TO ALLOT SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 8,077,634

Management

FOR

FOR

19

THAT SUBJECT TO PASSING RESOLUTION 18 ABOVE, THE DIRECTORS BE EMPOWERED TO ALLOT EQUITY SECURITIES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO THE AGGREGATE NOMINAL AMOUNT OF GBP 1,211,645

Management

FOR

FOR

20

THAT SUBJECT TO THE PASSING OF RESOLUTION 18, THE AUTHORITY UNDER RESOLUTION 19 BE FURTHER EXTENDED TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,211,645 TO BE USED ONLY FOR THE PURPOSES OF FINANCING A TRANSACTION WHICH IS DETERMINED TO BE AN ACQUISITION OR OTH

Management

FOR

FOR

21

GRANT AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES, UP TO GBP 2,423,290 REPRESENTING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY

Management

FOR

FOR

22

THAT A GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE

Management

FOR

FOR
 

 

 

HONEYWELL INTERNATIONAL INC.
Meeting Date:  APR 27, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  HON
Security ID:  438516106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Darius Adamczyk

Management

For

For

1B

Elect Director Duncan B. Angove

Management

For

For

1C

Elect Director William S. Ayer

Management

For

For

1D

Elect Director Kevin Burke

Management

For

For

1E

Elect Director D. Scott Davis

Management

For

For

1F

Elect Director Linnet F. Deily

Management

For

For

1G

Elect Director Deborah Flint

Management

For

For

1H

Elect Director Judd Gregg

Management

For

For

1I

Elect Director Clive Hollick

Management

For

For

1J

Elect Director Grace D. Lieblein

Management

For

For

1K

Elect Director Raymond T. Odierno

Management

For

For

1L

Elect Director George Paz

Management

For

For

1M

Elect Director Robin L. Washington

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

4

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

For
 

 

 

HOPE BANCORP, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  HOPE
Security ID:  43940T109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Donald D. Byun

Management

For

For

1.2

Elect Director Jinho Doo

Management

For

For

1.3

Elect Director Daisy Y. Ha

Management

For

For

1.4

Elect Director James U. Hwang

Management

For

For

1.5

Elect Director Jin Chul Jhung

Management

For

For

1.6

Elect Director Joon K. Kim

Management

For

For

1.7

Elect Director Kevin S. Kim

Management

For

For

1.8

Elect Director Steven S. Koh

Management

For

For

1.9

Elect Director Chung Hyun Lee

Management

For

For

1.10

Elect Director William J. Lewis

Management

For

For

1.11

Elect Director David P. Malone

Management

For

For

1.12

Elect Director John R. Taylor

Management

For

For

1.13

Elect Director Scott Yoon-Suk Whang

Management

For

For

1.14

Elect Director Dale S. Zuehls

Management

For

For

2

Ratify Crowe LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

HP INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  HPQ
Security ID:  40434L105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Aida M. Alvarez

Management

For

For

1..2

DIRECTOR-Shumeet Banerji

Management

For

For

1..3

DIRECTOR-Robert R. Bennett

Management

For

For

1..4

DIRECTOR-Charles V. Bergh

Management

For

For

1..5

DIRECTOR-Stacy Brown-Philpot

Management

For

For

1..6

DIRECTOR-Stephanie A. Burns

Management

For

For

1..7

DIRECTOR-Mary Anne Citrino

Management

For

For

1..8

DIRECTOR-Richard Clemmer

Management

For

For

1..9

DIRECTOR-Enrique Lores

Management

For

For

1..10

DIRECTOR-Yoky Matsuoka

Management

For

For

1..11

DIRECTOR-Stacey Mobley

Management

For

For

1..12

DIRECTOR-Subra Suresh

Management

For

For

2.

To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2020

Management

For

For

3.

To approve, on an advisory basis, HP Inc.'s executive compensation

Management

For

For

4.

To approve HP Inc.'s 2021 Employee Stock Purchase Plan

Management

For

For

5.

Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the annual meeting

Shareholder

Against

For
 

 

 

HP INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  HPQ
Security ID:  40434L105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Aida M. Alvarez

Management

For

For

1.2

Elect Director Shumeet Banerji

Management

For

For

1.3

Elect Director Robert R. Bennett

Management

For

For

1.4

Elect Director Charles "Chip" V. Bergh

Management

For

For

1.5

Elect Director Stacy Brown-Philpot

Management

For

For

1.6

Elect Director Stephanie A. Burns

Management

For

For

1.7

Elect Director Mary Anne Citrino

Management

For

For

1.8

Elect Director Richard L. Clemmer

Management

For

For

1.9

Elect Director Enrique Lores

Management

For

For

1.10

Elect Director Yoky Matsuoka

Management

For

For

1.11

Elect Director Stacey Mobley

Management

For

For

1.12

Elect Director Subra Suresh

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

Against

 

 

HP INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  HPQ
Security ID:  40434L105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Aida M. Alvarez

Management

For

For

1.2

Elect Director Shumeet Banerji

Management

For

For

1.3

Elect Director Robert R. Bennett

Management

For

For

1.4

Elect Director Charles "Chip" V. Bergh

Management

For

For

1.5

Elect Director Stacy Brown-Philpot

Management

For

For

1.6

Elect Director Stephanie A. Burns

Management

For

For

1.7

Elect Director Mary Anne Citrino

Management

For

For

1.8

Elect Director Richard L. Clemmer

Management

For

For

1.9

Elect Director Enrique Lores

Management

For

For

1.10

Elect Director Yoky Matsuoka

Management

For

For

1.11

Elect Director Stacey Mobley

Management

For

For

1.12

Elect Director Subra Suresh

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

HUBSPOT, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  HUBS
Security ID:  443573100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Julie Herendeen

Management

For

For

2

Elect Michael Simon

Management

For

For

3

Elect Jay Simons

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

 

 

HUMANA INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  HUM
Security ID:  444859102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Kurt J. Hilzinger

Management

For

For

2

Elect Frank J. Bisignano

Management

For

For

3

Elect Bruce D. Broussard

Management

For

For

4

Elect Frank A. D'Amelio

Management

For

For

5

Elect W. Roy Dunbar

Management

For

For

6

Elect Wayne A.I. Frederick

Management

For

For

7

Elect John W. Garratt

Management

For

For

8

Elect David A. Jones Jr.

Management

For

For

9

Elect Karen W. Katz

Management

For

For

10

Elect William J. McDonald

Management

For

For

11

Elect James J. O'Brien

Management

For

For

12

Elect Marissa T. Peterson

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

HUMANA INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  HUM
Security ID:  444859102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kurt J. Hilzinger

Management

For

For

1b

Elect Director Frank J. Bisignano

Management

For

For

1c

Elect Director Bruce D. Broussard

Management

For

For

1d

Elect Director Frank A. D'Amelio

Management

For

For

1e

Elect Director W. Roy Dunbar

Management

For

For

1f

Elect Director Wayne A.I. Frederick

Management

For

For

1g

Elect Director John W. Garratt

Management

For

For

1h

Elect Director David A. Jones, Jr.

Management

For

For

1i

Elect Director Karen W. Katz

Management

For

For

1j

Elect Director William J. McDonald

Management

For

For

1k

Elect Director James J. O'Brien

Management

For

For

1l

Elect Director Marissa T. Peterson

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

HURON CONSULTING GROUP INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  HURN
Security ID:  447462102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect H. Eugene Lockhart

Management

For

For

1.2

Elect James H. Roth

Management

For

For

2

Amendment to the 2010 Omnibus Incentive Plan

Management

For

For

3

Amendment to the Stock Ownership Participation Program

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Ratification of Auditor

Management

For

For

 

 

ILLINOIS TOOL WORKS INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  ITW
Security ID:  452308109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel J. Brutto

Management

For

For

1b

Elect Director Susan Crown

Management

For

For

1c

Elect Director James W. Griffith

Management

For

For

1d

Elect Director Jay L. Henderson

Management

For

For

1e

Elect Director Richard H. Lenny

Management

For

For

1f

Elect Director E. Scott Santi

Management

For

For

1g

Elect Director David B. Smith, Jr.

Management

For

For

1h

Elect Director Pamela B. Strobel

Management

For

For

1i

Elect Director Kevin M. Warren

Management

For

For

1j

Elect Director Anre D. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

ILLUMINA INC
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Caroline D. Dorsa

Management

For

For

2

Elect Robert S. Epstein

Management

For

For

3

Elect Scott Gottlieb

Management

For

For

4

Elect Philip W. Schiller

Management

For

For

5

Ratification of Auditor

Management

For

For

6

Advisory Vote on Executive Compensation

Management

For

For

7

Shareholder Proposal Regarding Political Contributions and Expenditures Report

Shareholder

Against

For

 

 

IMCD N.V.
Meeting Date:  JUN 30, 2020
Record Date:  JUN 02, 2020
Meeting Type:  ANNUAL

Ticker:  IMCD NA
Security ID:  NL0010801007

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

OPENING

Management

NON-VOTING

NON-VOTING

2.A

PRESENTATION BY THE MANAGEMENT BOARD ON THE FINANCIAL YEAR 2019

Management

NON-VOTING

NON-VOTING

2.B

REMUNERATION REPORT 2019

Management

FOR

FOR

2.C

PRESENTATION BY THE EXTERNAL AUDITOR ON THE AUDIT OF THE 2019 FINANCIAL STATEMENTS

Management

NON-VOTING

NON-VOTING

2.D

PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS 2019

Management

FOR

FOR

2.E

PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.90 PER SHARE IN CASH

Management

FOR

FOR

3.A

DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE MANAGEMENT BOARD FOR THE PERFORMANCE OF THEIR DUTIES IN 2019

Management

FOR

FOR

3.B

DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES IN 2019

Management

FOR

FOR

4.A

PROPOSAL TO ADOPT THE REVISED REMUNERATION POLICY FOR THE MANAGEMENT BOARD

Management

FOR

FOR

4.B

PROPOSAL TO ADOPT A REMUNERATION POLICY FOR THE SUPERVISORY BOARD

Management

FOR

FOR

5.A

COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO REAPPOINT JANUS SMALBRAAK

Management

FOR

FOR

5.B

COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT VALERIE DIELE-BRAUN

Management

FOR

FOR

5.C

COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT AMY HEBERT

Management

FOR

FOR

6.A

DESIGNATION OF THE MANAGEMENT BOARD TO ISSUE SHARES AND EXCLUDE PRE-EMPTIVE RIGHTS: DESIGNATION TO ISSUE SHARES

Management

FOR

AGAINST

6.B

DESIGNATION OF THE MANAGEMENT BOARD TO ISSUE SHARES AND EXCLUDE PRE-EMPTIVE RIGHTS: DESIGNATION TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS ON SHARES AS DESCRIBED UNDER 6.A

Management

FOR

AGAINST

7

AUTHORIZATION OF THE MANAGEMENT BOARD TO ACQUIRE SHARES

Management

FOR

FOR

8

ANY OTHER BUSINESS

Management

NON-VOTING

NON-VOTING

9

CLOSING

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.

Management

NON-VOTING

NON-VOTING
 

 

 

IMMUNOMEDICS, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  IMMU
Security ID:  452907108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Behzad Aghazadeh

Management

For

For

2

Elect Robert Azelby

Management

For

For

3

Elect Charles M. Baum

Management

For

For

4

Elect Scott A. Canute

Management

For

For

5

Elect Barbara G. Duncan

Management

For

For

6

Elect Peter Barton Hutt

Management

For

For

7

Elect Khalid Islam

Management

For

For

8

Elect Harout Semerjian

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

10

Increase of Authorized Common Stock

Management

For

For

11

Amendment to the 2014 Long Term Incentive Plan

Management

For

For

12

Approval of the 2020 Employee Stock Purchase Plan

Management

For

For

13

Ratification of Auditor

Management

For

For

 

 

INGEVITY CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  NGVT
Security ID:  45688C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jean S. Blackwell

Management

For

For

1b

Elect Director Luis Fernandez-Moreno

Management

For

For

1c

Elect Director J. Michael Fitzpatrick

Management

For

For

1d

Elect Director Diane H. Gulyas

Management

For

For

1e

Elect Director Richard B. Kelson

Management

For

For

1f

Elect Director Frederick J. Lynch

Management

For

For

1g

Elect Director Karen G. Narwold

Management

For

For

1h

Elect Director Daniel F. Sansone

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

INNOVENT BIOLOGICS INC
Meeting Date:  JUN 12, 2020
Record Date:  JUN 08, 2020
Meeting Type:  SPECIAL

Ticker:  
Security ID:  G4818G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

3

Grant Restricted Shares to Michael YU De-Chao

Management

For

For

4

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Yu

Management

For

For

5

Grant Restricted Shares to Ronald EDE Hao Xi

Management

For

For

6

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Mr. Ede

Management

For

For

7

Grant Restricted Shares to Charles Leland Cooney

Management

For

For

8

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Cooney

Management

For

For

9

Grant Restricted Shares to Joyce HSU I-Yin

Management

For

For

10

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Ms. Hsu

Management

For

For

11

Grant Restricted Shares to CHEN Kaixian

Management

For

For

12

Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Chen

Management

For

For

13

Authority to Issue Shares under the Scheme

Management

For

For

14

Board Authority to Issue Shares under the 2020 RS Plan

Management

For

For

 

 

INNOVENT BIOLOGICS INC
Meeting Date:  JUN 12, 2020
Record Date:  JUN 08, 2020
Meeting Type:  ANNUAL

Ticker:  
Security ID:  G4818G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

3

Accounts and Reports

Management

For

For

4

Elect Ronald EDE Hao Xi

Management

For

For

5

Elect Charles L. Cooney

Management

For

For

6

Directors' Fees

Management

For

For

7

Appointment of Auditor and Authority to Set Fees

Management

For

For

8

Authority to Repurchase Shares

Management

For

For

9

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

10

Authority to Issue Repurchased Shares

Management

For

Against
 

 

 

INTEL CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James J. Goetz

Management

For

For

1b

Elect Director Alyssa Henry

Management

For

For

1c

Elect Director Omar Ishrak

Management

For

For

1d

Elect Director Risa Lavizzo-Mourey

Management

For

For

1e

Elect Director Tsu-Jae King Liu

Management

For

For

1f

Elect Director Gregory D. Smith

Management

For

For

1g

Elect Director Robert 'Bob' H. Swan

Management

For

For

1h

Elect Director Andrew Wilson

Management

For

For

1i

Elect Director Frank D. Yeary

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

Against

6

Report on Global Median Gender/Racial Pay Gap

Shareholder

Against

Against
 

 

 

INTERTRUST N.V.
Meeting Date:  NOV 28, 2019
Record Date:  OCT 31, 2019
Meeting Type:  SPECIAL

Ticker:  INTER NA
Security ID:  NL0010937058

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

OPENING

Management

NON-VOTING

NON-VOTING

2.A

REMUNERATION: AMENDMENT OF THE REMUNERATION POLICY

Management

FOR

AGAINST

2.B

REMUNERATION: APPROVAL OF A NEW PERFORMANCE SHARE PLAN FOR MEMBERS OF THE MANAGEMENT BOARD

Management

FOR

AGAINST

3

PROPOSAL TO APPOINT MR. R.M.S. VAN WIJK AS MEMBER OF THE MANAGEMENT BOARD

Management

FOR

FOR

4

CLOSING

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.

Management

NON-VOTING

NON-VOTING

 

 

INTERTRUST N.V.
Meeting Date:  MAY 14, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  INTER NA
Security ID:  NL0010937058

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

OPENING

Management

NON-VOTING

NON-VOTING

2

REPORT OF THE MANAGEMENT BOARD FOR 2019

Management

NON-VOTING

NON-VOTING

3

REMUNERATION REPORT 2019

Management

FOR

FOR

4.A

ANNUAL ACCOUNTS 2019: ADOPTION ANNUAL ACCOUNTS 2019

Management

FOR

FOR

4.B

ANNUAL ACCOUNTS 2019: DIVIDEND POLICY

Management

NON-VOTING

NON-VOTING

4.C

ANNUAL ACCOUNTS 2019: DIVIDEND OVER FINANCIAL YEAR 2019: EUR 0.30 PER ORDINARY SHARE

Management

NON-VOTING

NON-VOTING

5

DISCHARGE MEMBERS OF THE MANAGEMENT BOARD

Management

FOR

FOR

6

DISCHARGE MEMBERS OF THE SUPERVISORY BOARD

Management

FOR

FOR

7

APPOINTMENT OF EXTERNAL AUDITOR: KPMG

Management

FOR

FOR

8.A

DESIGNATION OF THE MANAGEMENT BOARD: TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES

Management

FOR

AGAINST

8.B

DESIGNATION OF THE MANAGEMENT BOARD: TO LIMIT OR EXCLUDE THE PRE-EMPTIVE RIGHTS

Management

FOR

AGAINST

9

AUTHORISATION OF THE MANAGEMENT BOARD TO REPURCHASE SHARES

Management

FOR

FOR

10

ANY OTHER BUSINESS

Management

NON-VOTING

NON-VOTING

11

CLOSING

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.

Management

NON-VOTING

NON-VOTING
 

 

 

INTERXION HOLDING N V
Meeting Date:  FEB 27, 2020
Record Date:  JAN 30, 2020
Meeting Type:  SPECIAL

Ticker:  INXN
Security ID:  N47279109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To approve the Legal Merger in accordance with the Legal Merger Proposal.

Management

For

Against

2.

To approve the Legal Demerger in accordance with the Legal Demerger Proposal.

Management

For

Against

3.

To approve (A) the Asset Sale and (B) the Post-Demerger Share Sale.

Management

For

Against

4.

To approve (A) the dissolution of the Company, (B) the appointment of Stichting Vereffening InterXion (a foundation under Dutch law) as liquidator of the Company and approval of reimbursement of the Liquidator's reasonable salary and costs, and (C) the ap

Management

For

Against

5.

To grant full and final discharge to each member of the Company's Board for their acts of management or supervision, as applicable, up to the date of the Extraordinary General Meeting.

Management

For

Against

6.

To approve the proposed conversion into a private company with limited liability (een besloten vennootschap met beperkte aansprakelijkheid) and amendment of the articles of association of the Company as set forth in Annex C of the proxy statement and to a

Management

For

Against

7.

To appoint the following nominees: (i) Jeff Tapley as executive director, and (ii) Andrew P. Power, (iii) Gregory S. Wright and (iv) Joshua A. Mills, as non-executive members of the Company's Board to replace the resigning directors of the Company's Board

Management

For

Against
 

 

 

INTUIT INC.
Meeting Date:  JAN 23, 2020
Record Date:  NOV 25, 2019
Meeting Type:  ANNUAL

Ticker:  INTU
Security ID:  461202103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Eve Burton

Management

For

For

2

Elect Scott D. Cook

Management

For

For

3

Elect Richard Dalzell

Management

For

For

4

Elect Sasan Goodarzi

Management

For

For

5

Elect Deborah Liu

Management

For

For

6

Elect Suzanne Nora Johnson

Management

For

For

7

Elect Dennis D. Powell

Management

For

For

8

Elect Brad D. Smith

Management

For

For

9

Elect Thomas J. Szkutak

Management

For

For

10

Elect Raul Vazquez

Management

For

For

11

Elect Jeff Weiner

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw

Shareholder

Against

Against
 

 

 

INTUIT INC.
Meeting Date:  JAN 23, 2020
Record Date:  NOV 25, 2019
Meeting Type:  ANNUAL

Ticker:  INTU
Security ID:  461202103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Eve Burton

Management

For

For

1b

Elect Director Scott D. Cook

Management

For

For

1c

Elect Director Richard L. Dalzell

Management

For

For

1d

Elect Director Sasan K. Goodarzi

Management

For

For

1e

Elect Director Deborah Liu

Management

For

For

1f

Elect Director Suzanne Nora Johnson

Management

For

For

1g

Elect Director Dennis D. Powell

Management

For

For

1h

Elect Director Brad D. Smith

Management

For

For

1i

Elect Director Thomas Szkutak

Management

For

For

1j

Elect Director Raul Vazquez

Management

For

For

1k

Elect Director Jeff Weiner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Adopt a Mandatory Arbitration Bylaw

Shareholder

Against

Against

 

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Craig H. Barratt

Management

For

For

2

Elect Joseph C. Beery

Management

For

For

3

Elect Gary S. Guthart

Management

For

For

4

Elect Amal M. Johnson

Management

For

For

5

Elect Don R. Kania

Management

For

For

6

Elect Amy L. Ladd

Management

For

For

7

Elect Keith R. Leonard, Jr.

Management

For

For

8

Elect Alan J. Levy

Management

For

For

9

Elect Jami Dover Nachtsheim

Management

For

For

10

Elect Mark J. Rubash

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For

12

Ratification of Auditor

Management

For

For

13

Amendment to the 2010 Incentive Award Plan

Management

For

For

14

Elimination of Supermajority Requirements

Management

For

For

15

Approval of Shareholder Right to Call a Special Meeting

Management

For

For

 

 

INVITAE CORP
Meeting Date:  JUN 08, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  NVTA
Security ID:  46185L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Geoffrey S. Crouse

Management

For

For

1.002

Elect Christine M. Gorjanc

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For
 

 

 

IQVIA HOLDINGS INC
Meeting Date:  APR 06, 2020
Record Date:  FEB 12, 2020
Meeting Type:  ANNUAL

Ticker:  IQV
Security ID:  46266C105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Carol J. Burt

Management

For

For

1.002

Elect Colleen A. Goggins

Management

For

For

1.003

Elect Ronald A. Rittenmeyer

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

Against

3

Ratification of Auditor

Management

For

For

 

 

IRHYTHM TECHNOLOGIES INC
Meeting Date:  JUN 19, 2020
Record Date:  APR 28, 2020
Meeting Type:  ANNUAL

Ticker:  IRTC
Security ID:  450056106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Kevin M. King

Management

For

For

1.002

Elect Raymond W. Scott

Management

For

For

2

Repeal of Classified Board

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

 

 

IRON MOUNTAIN INCORPORATED
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  IRM
Security ID:  46284V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jennifer Allerton

Management

For

For

1b

Elect Director Pamela M. Arway

Management

For

For

1c

Elect Director Clarke H. Bailey

Management

For

For

1d

Elect Director Kent P. Dauten

Management

For

For

1e

Elect Director Paul F. Deninger

Management

For

For

1f

Elect Director Monte Ford

Management

For

For

1g

Elect Director Per-Kristian Halvorsen

Management

For

For

1h

Elect Director Robin L. Matlock

Management

For

For

1i

Elect Director William L. Meaney

Management

For

For

1j

Elect Director Wendy J. Murdock

Management

For

For

1k

Elect Director Walter C. Rakowich

Management

For

For

1l

Elect Director Doyle R. Simons

Management

For

For

1m

Elect Director Alfred J. Verrecchia

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

ISRA VISION AG
Meeting Date:  MAY 14, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  D36816136

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS: PRESENTATION OF-THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018/2019 FINANCIAL YEAR- WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE-GROUP ANNUAL REPORT, AN

Management

None

Did not vote

2

RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 21,303,627.22 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.18 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 17,364,013.30 SHALL BE CARRIED FORWARD EX

Management

For

For

3

RATIFICATION OF THE ACTS OF THE BOARD OF MDS

Management

For

For

4

RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD

Management

For

For

5

APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: RSM GMBH, DUSSELDORF

Management

For

For

6.A

ELECTION TO THE SUPERVISORY BOARD: HERIBERT J. WIEDENHUES

Management

For

For

6.B

ELECTION TO THE SUPERVISORY BOARD: HENNING TOLLE

Management

For

For

6.C

ELECTION TO THE SUPERVISORY BOARD: BURKHARD BONSELS

Management

For

For

6.D

ELECTION TO THE SUPERVISORY BOARD: HANS-PETER SOLLINGER

Management

For

For

7

RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES: THE BOARD OF MDS SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF THE COMPANY'S SHARE CAPITAL, THROUGH THE STOCK EXCHANGE AT A PRICE NOT DEVIATING MORE THAN 5 PERCENT FROM THE MARKET P

Management

For

For

8

RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION: THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 6,574,333.20

Management

For

For

9

RESOLUTION ON AN AMENDMENT TO SECTION 18(1) OF THE ARTICLES OF ASSOCIATION IN RESPECT OF THE CHAIRMANSHIP OF THE SHAREHOLDERS' MEETING

Management

For

For

10

RESOLUTION ON AMENDMENTS TO SECTIONS 17(1) AND 17(2) OF THE ARTICLES OF ASSOCIATION IN RESPECT OF THE SHAREHOLDERS' RIGHT TO PARTICIPATE IN THE SHAREHOLDERS' MEETING IN ACCORDANCE WITH THE GERMAN ACT IMPLEMENTING THE SECOND SHAREHOLDERS' RIGHTS DIRECTIVE

Management

For

For

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN

Management

None

Did not vote

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN

Management

None

Did not vote

CMMT

INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE

Management

None

Did not vote
 

 

 

ITV PLC
Meeting Date:  APR 24, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL

Ticker:  ITV LN
Security ID:  GB0033986497

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

FOR

FOR

2

APPROVE REMUNERATION REPORT

Management

FOR

FOR

3

APPROVE REMUNERATION POLICY

Management

FOR

FOR

4

RE-ELECT SALMAN AMIN AS DIRECTOR

Management

FOR

FOR

5

RE-ELECT PETER BAZALGETTE AS DIRECTOR

Management

FOR

FOR

6

RE-ELECT EDWARD BONHAM CARTER AS DIRECTOR

Management

FOR

FOR

7

RE-ELECT MARGARET EWING AS DIRECTOR

Management

FOR

FOR

8

RE-ELECT ROGER FAXON AS DIRECTOR

Management

FOR

FOR

9

RE-ELECT MARY HARRIS AS DIRECTOR

Management

FOR

FOR

10

RE-ELECT CHRIS KENNEDY AS DIRECTOR

Management

FOR

FOR

11

RE-ELECT ANNA MANZ AS DIRECTOR

Management

FOR

FOR

12

RE-ELECT CAROLYN MCCALL AS DIRECTOR

Management

FOR

FOR

13

RE-ELECT DUNCAN PAINTER AS DIRECTOR

Management

FOR

FOR

14

REAPPOINT KPMG LLP AS AUDITORS

Management

FOR

FOR

15

AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS

Management

FOR

FOR

16

AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE

Management

FOR

AGAINST

17

AUTHORISE ISSUE OF EQUITY

Management

FOR

FOR

18

AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS

Management

FOR

FOR

19

AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT

Management

FOR

FOR

20

AUTHORISE MARKET PURCHASE OF ORDINARY SHARES

Management

FOR

FOR

21

AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE

Management

FOR

FOR
 

 

 

JOHNSON & JOHNSON
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary C. Beckerle

Management

For

For

1b

Elect Director D. Scott Davis

Management

For

For

1c

Elect Director Ian E. L. Davis

Management

For

For

1d

Elect Director Jennifer A. Doudna

Management

For

For

1e

Elect Director Alex Gorsky

Management

For

For

1f

Elect Director Marillyn A. Hewson

Management

For

For

1g

Elect Director Hubert Joly

Management

For

For

1h

Elect Director Mark B. McClellan

Management

For

For

1i

Elect Director Anne M. Mulcahy

Management

For

For

1j

Elect Director Charles Prince

Management

For

Against

1k

Elect Director A. Eugene Washington

Management

For

For

1l

Elect Director Mark A. Weinberger

Management

For

For

1m

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on Governance Measures Implemented Related to Opioids

Shareholder

Against

For
 

 

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linda B. Bammann

Management

For

For

1b

Elect Director Stephen B. Burke

Management

For

For

1c

Elect Director Todd A. Combs

Management

For

For

1d

Elect Director James S. Crown

Management

For

For

1e

Elect Director James Dimon

Management

For

For

1f

Elect Director Timothy P. Flynn

Management

For

For

1g

Elect Director Mellody Hobson

Management

For

For

1h

Elect Director Michael A. Neal

Management

For

For

1i

Elect Director Lee R. Raymond

Management

For

For

1j

Elect Director Virginia M. Rometty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.

Shareholder

Against

Against

6

Report on Climate Change

Shareholder

Against

For

7

Amend Shareholder Written Consent Provisions

Shareholder

Against

Against

8

Report on Charitable Contributions

Shareholder

Against

Against

9

Report on Gender/Racial Pay Gap

Shareholder

Against

Against
 

 

 

KANSAS CITY SOUTHERN
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  KSU
Security ID:  485170302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Lydia I. Beebe

Management

For

For

1B.

Election of Director: Lu M. Cordova

Management

For

For

1C.

Election of Director: Robert J. Druten

Management

For

For

1D.

Election of Director: Antonio O. Garza, Jr.

Management

For

For

1E.

Election of Director: David Garza-Santos

Management

For

For

1F.

Election of Director: Janet H. Kennedy

Management

For

For

1G.

Election of Director: Mitchell J. Krebs

Management

For

For

1H.

Election of Director: Henry J. Maier

Management

For

For

1I.

Election of Director: Thomas A. McDonnell

Management

For

For

1J.

Election of Director: Patrick J. Ottensmeyer

Management

For

For

2.

Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020.

Management

For

For

3.

An Advisory vote to approve the 2019 compensation of our named executive officers.

Management

For

For

4.

Stockholder proposal to allow stockholder action by written consent

Shareholder

Against

Against

 

 

 

KANSAS CITY SOUTHERN
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  KSU
Security ID:  485170302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lydia I. Beebe

Management

For

For

1.2

Elect Director Lu M. Cordova

Management

For

For

1.3

Elect Director Robert J. Druten

Management

For

For

1.4

Elect Director Antonio O. Garza, Jr.

Management

For

For

1.5

Elect Director David Garza-Santos

Management

For

For

1.6

Elect Director Janet H. Kennedy

Management

For

For

1.7

Elect Director Mitchell J. Krebs

Management

For

For

1.8

Elect Director Henry J. Maier

Management

For

For

1.9

Elect Director Thomas A. McDonnell

Management

For

For

1.10

Elect Director Patrick J. Ottensmeyer

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

 

 

KB HOME
Meeting Date:  APR 09, 2020
Record Date:  FEB 07, 2020
Meeting Type:  ANNUAL

Ticker:  KBH
Security ID:  48666K109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Dorene C. Dominguez

Management

For

For

1B.

Election of Director: Timothy W. Finchem

Management

For

For

1C.

Election of Director: Dr. Stuart A. Gabriel

Management

For

For

1D.

Election of Director: Dr. Thomas W. Gilligan

Management

For

For

1E.

Election of Director: Kenneth M. Jastrow, II

Management

For

For

1F.

Election of Director: Robert L. Johnson

Management

For

For

1G.

Election of Director: Melissa Lora

Management

For

For

1H.

Election of Director: Jeffrey T. Mezger

Management

For

For

1I.

Election of Director: James C. Weaver

Management

For

For

1J.

Election of Director: Michael M. Wood

Management

For

For

2.

Advisory vote to approve named executive officer compensation.

Management

For

For

3.

Ratify Ernst & Young LLP's appointment as KB Home's independent registered public accounting firm for the fiscal year ending November 30, 2020.

Management

For

For
 

 

 

KLA CORPORATION
Meeting Date:  NOV 05, 2019
Record Date:  SEP 09, 2019
Meeting Type:  ANNUAL

Ticker:  KLAC
Security ID:  482480100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Edward W. Barnholt

Management

For

For

2

Elect Robert M. Calderoni

Management

For

For

3

Elect Jeneanne Hanley

Management

For

For

4

Elect Emiko Higashi

Management

For

For

5

Elect Kevin J. Kennedy

Management

For

For

6

Elect Gary B. Moore

Management

For

For

7

Elect Kiran M. Patel

Management

For

For

8

Elect Victor Peng

Management

For

For

9

Elect Robert A. Rango

Management

For

For

10

Elect Richard P. Wallace

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

 

 

L BRANDS, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  LB
Security ID:  501797104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Eliminate Supermajority Vote Requirement

Management

For

For

2

Declassify the Board of Directors

Management

For

For

3.1

Elect Director Donna A. James

Management

For

For

3.2

Elect Director Michael G. Morris

Management

For

For

3.3

Elect Director Robert H. Schottenstein

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

L3HARRIS TECHNOLOGIES, INC.
Meeting Date:  OCT 25, 2019
Record Date:  AUG 30, 2019
Meeting Type:  ANNUAL

Ticker:  LHX
Security ID:  502431109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Sallie B. Bailey

Management

For

For

2

Elect William M. Brown

Management

For

For

3

Elect Peter W. Chiarelli

Management

For

For

4

Elect Thomas A. Corcoran

Management

For

For

5

Elect Thomas A. Dattilo

Management

For

For

6

Elect Roger Fradin

Management

For

For

7

Elect Lewis Hay III

Management

For

For

8

Elect Lewis Kramer

Management

For

For

9

Elect Christopher E. Kubasik

Management

For

For

10

Elect Rita S. Lane

Management

For

For

11

Elect Robert B. Millard

Management

For

For

12

Elect Lloyd W. Newton

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

For

14

Ratification of Auditor

Management

For

For

 

 

L3HARRIS TECHNOLOGIES, INC.
Meeting Date:  APR 24, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  LHX
Security ID:  502431109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Sallie B. Bailey

Management

For

For

2

Elect William M. Brown

Management

For

For

3

Elect Peter W. Chiarelli

Management

For

For

4

Elect Thomas A. Corcoran

Management

For

For

5

Elect Thomas A. Dattilo

Management

For

For

6

Elect Roger Fradin

Management

For

For

7

Elect Lewis Hay III

Management

For

For

8

Elect Lewis Kramer

Management

For

For

9

Elect Christopher E. Kubasik

Management

For

For

10

Elect Rita S. Lane

Management

For

For

11

Elect Robert B. Millard

Management

For

For

12

Elect Lloyd W. Newton

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

For

14

Ratification of Auditor

Management

For

For

15

Elimination of Supermajority Voting and "Fair Price" Requirement for Business Combinations Involving Interested Shareholders

Management

For

For

16

Amendment Regarding the Elimination of the Anti-Greenmail Provision

Management

For

For

17

Elimination of Cumulative Voting Provision

Management

For

For

18

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

LAFARGEHOLCIM LTD
Meeting Date:  MAY 12, 2020
Record Date:  MAY 04, 2020
Meeting Type:  ANNUAL

Ticker:  LHN SW
Security ID:  CH0012214059

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD

Management

FOR

FOR

1.2

ADVISORY VOTE ON THE COMPENSATION REPORT

Management

FOR

FOR

2

DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT

Management

FOR

FOR

3.1

APPROPRIATION OF AVAILABLE EARNINGS

Management

FOR

FOR

3.2

DISTRIBUTION PAYABLE OUT OF CAPITAL CONTRIBUTION RESERVES

Management

FOR

FOR

4.1.1

RE-ELECTION OF DR. BEAT HESS AS A MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.2

RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.3

RE-ELECTION OF COLIN HALL AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.4

RE-ELECTION OF NAINA LAL KIDWAI AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.5

RE-ELECTION OF PATRICK KRON AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.6

RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.7

RE-ELECTION OF JURG OLEAS AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.8

RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.9

RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.1.10

RE-ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.2.1

ELECTION OF PROF. DR. PHILIPPE BLOCK AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.2.2

ELECTION OF KIM FAUSING AS A MEMBER OF THE BOARD OF DIRECTORS

Management

FOR

FOR

4.3.1

RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE

Management

FOR

FOR

4.3.2

RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE

Management

FOR

FOR

4.3.3

RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE

Management

FOR

FOR

4.4.1

ELECTION OF COLIN HALL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE

Management

FOR

FOR

4.4.2

ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE

Management

FOR

FOR

4.5.1

RE-ELECTION OF THE AUDITOR: CONFERRAL OF THE MANDATE FOR THE AUDITOR FOR THE FINANCIAL YEAR 2020 ON DELOITTE AG, ZURICH, SWITZERLAND

Management

FOR

FOR

4.5.2

ELECTION OF THE INDEPENDENT PROXY: DR. SABINE BURKHALTER KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW, STADTTURMSTRASSE 19, 5401 BADEN, SWITZERLAND

Management

FOR

FOR

5.1

COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE

Management

FOR

FOR

5.2

COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021

Management

FOR

FOR

6

GENERAL INSTRUCTIONS ON UNANNOUNCED PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN ACCORDANCE WITH THE BOARD OF DIRECTORS, AGAINST = REJECTION, ABSTAIN = ABSTENTION

Management

FOR

FOR

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.

Management

NON-VOTING

NON-VOTING

CMMT

PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SH

Management

NON-VOTING

NON-VOTING
 

 

 

LATTICE SEMICONDUCTOR CORPORATION
Meeting Date:  MAY 05, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  LSCC
Security ID:  518415104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect James R. Anderson

Management

For

For

1.2

Elect Robin A. Abrams

Management

For

For

1.3

Elect John E. Bourgoin

Management

For

For

1.4

Elect Mark E. Jensen

Management

For

For

1.5

Elect Anjali Joshi

Management

For

For

1.6

Elect James P. Lederer

Management

For

For

1.7

Elect John E. Major

Management

For

For

1.8

Elect Krishna Rangasayee

Management

For

For

1.9

Elect D. Jeffrey Richardson

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Amendment to the 2013 Incentive Plan

Management

For

For

 

 

LECTA SA
Meeting Date:  DEC 19, 2019
Record Date:  
Meeting Type:  COURT MEETING

Ticker:  
Security ID:  L59738AG6

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. THERE ARE CURRENTLY NO-PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU-MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE.-THANK YOU

Management

None

Did not vote
 

 

 

LECTA SA
Meeting Date:  JAN 29, 2020
Record Date:  
Meeting Type:  COURT MEETING

Ticker:  
Security ID:  L59738AG6

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. THERE ARE CURRENTLY NO-PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU-MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE.-THANK YOU

Management

None

Did not vote

 

 

LEGG MASON, INC.
Meeting Date:  MAY 15, 2020
Record Date:  APR 14, 2020
Meeting Type:  SPECIAL

Ticker:  LM
Security ID:  524901105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To consider and vote on a proposal to approve the merger of Alpha Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of Franklin Resources, Inc. ("Franklin") with and into Legg Mason, Inc. (the "Company") (which we refer to as the "merger"), with the Com

Management

For

For

2.

To consider and vote on a proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger and the other transactions con

Management

For

For

3.

To consider and vote on a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger and the other transactions contemplated by the merger agree

Management

For

For
 

 

 

LEGG MASON, INC.
Meeting Date:  MAY 15, 2020
Record Date:  APR 14, 2020
Meeting Type:  SPECIAL

Ticker:  LM
Security ID:  524901105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

LEIDOS HOLDINGS, INC.
Meeting Date:  MAY 01, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  LDOS
Security ID:  525327102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gregory R. Dahlberg

Management

For

For

1b

Elect Director David G. Fubini

Management

For

For

1c

Elect Director Miriam E. John

Management

For

For

1d

Elect Director Frank Kendall, III

Management

For

For

1e

Elect Director Robert C. Kovarik, Jr.

Management

For

For

1f

Elect Director Harry M.J. Kraemer, Jr.

Management

For

For

1g

Elect Director Roger A. Krone

Management

For

For

1h

Elect Director Gary S. May

Management

For

For

1i

Elect Director Surya N. Mohapatra

Management

For

For

1j

Elect Director Lawrence C. Nussdorf

Management

For

For

1k

Elect Director Robert S. Shapard

Management

For

For

1l

Elect Director Susan M. Stalnecker

Management

For

For

1m

Elect Director Noel B. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Eliminate Cumulative Voting

Management

For

For

5

Eliminate Supermajority Vote Requirement

Management

For

For

6

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

LIVENT CORPORATION
Meeting Date:  APR 29, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  LTHM
Security ID:  53814L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Paul W. Graves

Management

For

For

2

Elect Andrea E. Utecht

Management

For

For

3

Elect Christina Lampe-Onnerud

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

6

Repeal of Classified Board

Management

For

For

7

Elimination of Supermajority Requirements

Management

For

For

 

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel F. Akerson

Management

For

For

1.2

Elect Director David B. Burritt

Management

For

For

1.3

Elect Director Bruce A. Carlson

Management

For

Against

1.4

Elect Director Joseph F. Dunford, Jr.

Management

For

For

1.5

Elect Director James O. Ellis, Jr.

Management

For

For

1.6

Elect Director Thomas J. Falk

Management

For

For

1.7

Elect Director Ilene S. Gordon

Management

For

For

1.8

Elect Director Marillyn A. Hewson

Management

For

For

1.9

Elect Director Vicki A. Hollub

Management

For

For

1.10

Elect Director Jeh C. Johnson

Management

For

For

1.11

Elect Director Debra L. Reed-Klages

Management

For

For

1.12

Elect Director James D. Taiclet, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

LOGMEIN, INC
Meeting Date:  MAR 12, 2020
Record Date:  FEB 04, 2020
Meeting Type:  SPECIAL

Ticker:  LOGM
Security ID:  54142L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Adoption of the Agreement and Plan of Merger, dated December 17, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan M

Management

For

For

2.

Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.

Management

For

For

3.

Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement.

Management

For

For

 

 

 

LOUISIANA-PACIFIC CORPORATION
Meeting Date:  MAY 22, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  LPX
Security ID:  546347105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Class II Director: Kurt M. Landgraf

Management

For

For

1B.

Election of Class II Director: Stephen E. Macadam

Management

For

For

2.

Ratification of the selection of Deloitte & Touche LLP as LP's independent auditor for 2020.

Management

For

For

3.

Advisory vote to approve named executive officer compensation.

Management

For

For

 

 

LPL FINANCIAL HOLDINGS INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  LPLA
Security ID:  50212V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Dan H. Arnold

Management

For

For

1b

Elect Director Edward C. Bernard

Management

For

For

1c

Elect Director H. Paulett Eberhart

Management

For

For

1d

Elect Director William F. Glavin, Jr.

Management

For

For

1e

Elect Director Allison H. Mnookin

Management

For

For

1f

Elect Director Anne M. Mulcahy

Management

For

For

1g

Elect Director James S. Putnam

Management

For

For

1h

Elect Director Richard P. Schifter

Management

For

For

1i

Elect Director Corey E. Thomas

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

LUMENTUM HOLDINGS INC.
Meeting Date:  NOV 14, 2019
Record Date:  SEP 20, 2019
Meeting Type:  ANNUAL

Ticker:  LITE
Security ID:  55024U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Penelope Herscher

Management

For

For

2

Elect Harold L. Covert

Management

For

For

3

Elect Julia S. Johnson

Management

For

For

4

Elect Brian J. Lillie

Management

For

For

5

Elect Alan S. Lowe

Management

For

For

6

Elect Ian S. Small

Management

For

For

7

Elect Samuel F. Thomas

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

For

9

Ratification of Auditor

Management

For

For
 

 

 

LUNDIN MINING CORP
Meeting Date:  MAY 11, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  550372106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.8 AND 2. THANK YOU

Management

None

Did not vote

1.1

ELECTION OF DIRECTOR: DONALD K. CHARTER

Management

For

For

1.2

ELECTION OF DIRECTOR: JOHN H. CRAIG

Management

For

For

1.3

ELECTION OF DIRECTOR: C.ASHLEY HEPPENSTALL

Management

For

For

1.4

ELECTION OF DIRECTOR: MARIE INKSTER

Management

For

For

1.5

ELECTION OF DIRECTOR: PETER C. JONES

Management

For

For

1.6

ELECTION OF DIRECTOR: LUKAS H. LUNDIN

Management

For

For

1.7

ELECTION OF DIRECTOR: DALE C. PENIUK

Management

For

For

1.8

ELECTION OF DIRECTOR: CATHERINE J. G. STEFAN

Management

For

For

2

APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION

Management

For

For

3

CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING AN ORDINARY, NON-BINDING RESOLUTION, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION'S MANAG

Management

For

For

4

CONSIDERING AND IF DEEMED APPROPRIATE, PASSING WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED INCENTIVE STOCK OPTION PLAN TO INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER BY 12,0

Management

For

For
 

 

 

LVMH MOET HENNESSY LOUIS VUITTON SE
Meeting Date:  JUN 30, 2020
Record Date:  JUN 26, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  MC
Security ID:  F58485115

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 4.80 per Share

Management

For

For

4

Approve Auditors' Special Report on Related-Party Transactions

Management

For

Against

5

Reelect Delphine Arnault as Director

Management

For

For

6

Reelect Antonio Belloni as Director

Management

For

For

7

Reelect Diego Della Valle as Director

Management

For

Against

8

Reelect Marie-Josee Kravis as Director

Management

For

For

9

Reelect Marie-Laure Sauty de Chalon as Director

Management

For

For

10

Elect Natacha Valla as Director

Management

For

For

11

Appoint Lord Powell of Bayswater as Censor

Management

For

Against

12

Approve Compensation Report of Corporate Officers

Management

For

Against

13

Approve Compensation of Bernard Arnault, Chairman and CEO

Management

For

Against

14

Approve Compensation of Antonio Belloni, Vice-CEO

Management

For

Against

15

Approve Remuneration Policy of Corporate Officers

Management

For

For

16

Approve Remuneration Policy of Chairman and CEO

Management

For

Against

17

Approve Remuneration Policy of Vice-CEO

Management

For

Against

18

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

19

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

20

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

Management

For

Against

21

Amend Article 11 of Bylaws Re: Employee Representative

Management

For

For

22

Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation

Management

For

For

23

Amend Article 14 of Bylaws Re: Board Powers

Management

For

For

24

Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes

Management

For

For
 

 

 

LYONDELLBASELL INDUSTRIES N.V.
Meeting Date:  SEP 12, 2019
Record Date:  AUG 15, 2019
Meeting Type:  SPECIAL

Ticker:  LYB
Security ID:  N53745100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

2

Approve the Cancellation of Shares

Management

For

For
 

 

 

MADRIGAL PHARMACEUTICALS INC
Meeting Date:  JUN 17, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  MDGL
Security ID:  558868105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Paul A. Friedman

Management

For

For

1.002

Elect Kenneth M. Bate

Management

For

For

1.003

Elect James M. Daly

Management

For

Withhold

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Transaction of Other Business

Management

For

Against

 

 

MAGELLAN MIDSTREAM PARTNERS, L.P.
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  MMP
Security ID:  559080106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Chansoo Joung

Management

For

For

1.2

Elect Director Michael N. Mears

Management

For

For

1.3

Elect Director James R. Montague

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Richard Haythornthwaite

Management

For

For

2

Elect Ajay Banga

Management

For

For

3

Elect Richard K. Davis

Management

For

For

4

Elect Steven J. Freiberg

Management

For

For

5

Elect Julius Genachowski

Management

For

For

6

Elect Choon Phong Goh

Management

For

For

7

Elect Merit E. Janow

Management

For

For

8

Elect Oki Matsumoto

Management

For

For

9

Elect Youngme E. Moon

Management

For

For

10

Elect Rima Qureshi

Management

For

For

11

Elect Jose Octavio Reyes Lagunes

Management

For

For

12

Elect Gabrielle Sulzberger

Management

For

For

13

Elect Jackson P. Tai

Management

For

For

14

Elect Lance Uggla

Management

For

For

15

Advisory Vote on Executive Compensation

Management

For

For

16

Ratification of Auditor

Management

For

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Richard Haythornthwaite

Management

For

Do Not Vote

1B.

Election of Director: Ajay Banga

Management

For

Do Not Vote

1C.

Election of Director: Richard K. Davis

Management

For

Do Not Vote

1D.

Election of Director: Steven J. Freiberg

Management

For

Do Not Vote

1E.

Election of Director: Julius Genachowski

Management

For

Do Not Vote

1F.

Election of Director: Choon Phong Goh

Management

For

Do Not Vote

1G.

Election of Director: Merit E. Janow

Management

For

Do Not Vote

1H.

Election of Director: Oki Matsumoto

Management

For

Do Not Vote

1I.

Election of Director: Youngme Moon

Management

For

Do Not Vote

1J.

Election of Director: Rima Qureshi

Management

For

Do Not Vote

1K.

Election of Director: Jose Octavio Reyes Lagunes

Management

For

Do Not Vote

1L.

Election of Director: Gabrielle Sulzberger

Management

For

Do Not Vote

1M.

Election of Director: Jackson Tai

Management

For

Do Not Vote

1N.

Election of Director: Lance Uggla

Management

For

Do Not Vote

2.

Advisory approval of Mastercard's executive compensation

Management

For

Do Not Vote

3.

Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020

Management

For

Do Not Vote
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Haythornthwaite

Management

For

Against

1b

Elect Director Ajay Banga

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Steven J. Freiberg

Management

For

For

1e

Elect Director Julius Genachowski

Management

For

For

1f

Elect Director Choon Phong Goh

Management

For

For

1g

Elect Director Merit E. Janow

Management

For

For

1h

Elect Director Oki Matsumoto

Management

For

For

1i

Elect Director Youngme Moon

Management

For

For

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Gabrielle Sulzberger

Management

For

For

1m

Elect Director Jackson Tai

Management

For

For

1n

Elect Director Lance Uggla

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Haythornthwaite

Management

For

For

1b

Elect Director Ajay Banga

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Steven J. Freiberg

Management

For

For

1e

Elect Director Julius Genachowski

Management

For

For

1f

Elect Director Choon Phong Goh

Management

For

For

1g

Elect Director Merit E. Janow

Management

For

For

1h

Elect Director Oki Matsumoto

Management

For

For

1i

Elect Director Youngme Moon

Management

For

For

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Gabrielle Sulzberger

Management

For

For

1m

Elect Director Jackson Tai

Management

For

For

1n

Elect Director Lance Uggla

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

MAXLINEAR, INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  MXL
Security ID:  57776J100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Carolyn D. Beaver

Management

For

For

2

Elect Albert J. Moyer

Management

For

For

3

Elect Theodore L. Tewksbury

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Ratification of Auditor

Management

For

For

 

 

MCDONALD'S CORPORATION
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  MCD
Security ID:  580135101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd Dean

Management

For

Against

1b

Elect Director Robert Eckert

Management

For

Against

1c

Elect Director Catherine Engelbert

Management

For

For

1d

Elect Director Margaret Georgiadis

Management

For

For

1e

Elect Director Enrique Hernandez, Jr.

Management

For

Against

1f

Elect Director Christopher Kempczinski

Management

For

For

1g

Elect Director Richard Lenny

Management

For

Against

1h

Elect Director John Mulligan

Management

For

For

1i

Elect Director Sheila Penrose

Management

For

Against

1j

Elect Director John Rogers, Jr.

Management

For

Against

1k

Elect Director Paul Walsh

Management

For

Against

1l

Elect Director Miles White

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

6

Report on Sugar and Public Health

Shareholder

Against

Against
 

 

 

MCDONALD'S CORPORATION
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  MCD
Security ID:  580135101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd Dean

Management

For

For

1b

Elect Director Robert Eckert

Management

For

For

1c

Elect Director Catherine Engelbert

Management

For

For

1d

Elect Director Margaret Georgiadis

Management

For

For

1e

Elect Director Enrique Hernandez, Jr.

Management

For

For

1f

Elect Director Christopher Kempczinski

Management

For

For

1g

Elect Director Richard Lenny

Management

For

For

1h

Elect Director John Mulligan

Management

For

For

1i

Elect Director Sheila Penrose

Management

For

For

1j

Elect Director John Rogers, Jr.

Management

For

For

1k

Elect Director Paul Walsh

Management

For

For

1l

Elect Director Miles White

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

6

Report on Sugar and Public Health

Shareholder

Against

Against

 

 

MCKESSON CORPORATION
Meeting Date:  JUL 31, 2019
Record Date:  JUN 04, 2019
Meeting Type:  ANNUAL

Ticker:  MCK
Security ID:  58155Q103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dominic J. Caruso

Management

For

For

1.2

Elect Director N. Anthony Coles

Management

For

Against

1.3

Elect Director M. Christine Jacobs

Management

For

For

1.4

Elect Director Donald R. Knauss

Management

For

For

1.5

Elect Director Marie L. Knowles

Management

For

For

1.6

Elect Director Bradley E. Lerman

Management

For

Against

1.7

Elect Director Edward A. Mueller

Management

For

Against

1.8

Elect Director Susan R. Salka

Management

For

Against

1.9

Elect Director Brian S. Tyler

Management

For

Against

1.10

Elect Director Kenneth E. Washington

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on Lobbying Payments and Policy

Shareholder

Against

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For
 

 

 

MEDIATEK INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 10, 2020
Meeting Type:  ANNUAL

Ticker:  2454
Security ID:  Y5945U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

3

Allocation of Dividends from Capital Reserve

Management

For

For

4

Non-compete Restriction for Directors

Management

For

For

 

 

MEDIDATA SOLUTIONS, INC.
Meeting Date:  AUG 16, 2019
Record Date:  JUL 19, 2019
Meeting Type:  SPECIAL

Ticker:  MDSO
Security ID:  58471A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For
 

 

 

MEDTRONIC PLC
Meeting Date:  DEC 06, 2019
Record Date:  OCT 10, 2019
Meeting Type:  ANNUAL

Ticker:  MDT
Security ID:  G5960L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard H. Anderson

Management

For

For

1b

Elect Director Craig Arnold

Management

For

For

1c

Elect Director Scott C. Donnelly

Management

For

For

1d

Elect Director Andrea J. Goldsmith

Management

For

For

1e

Elect Director Randall J. Hogan, III

Management

For

For

1f

Elect Director Omar Ishrak

Management

For

For

1g

Elect Director Michael O. Leavitt

Management

For

For

1h

Elect Director James T. Lenehan

Management

For

For

1i

Elect Director Geoffrey S. Martha

Management

For

For

1j

Elect Director Elizabeth G. Nabel

Management

For

For

1k

Elect Director Denise M. O'Leary

Management

For

For

1l

Elect Director Kendall J. Powell

Management

For

Against

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Renew the Board's Authority to Issue Shares Under Irish Law

Management

For

For

5

Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law

Management

For

For

6

Authorize Overseas Market Purchases of Ordinary Shares

Management

For

For
 

 

 

MELLANOX TECHNOLOGIES LTD.
Meeting Date:  JUL 25, 2019
Record Date:  JUN 17, 2019
Meeting Type:  ANNUAL

Ticker:  MLNX
Security ID:  M51363113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a.

Election of Director: Glenda Dorchak

Management

For

For

1b.

Election of Director: Irwin Federman

Management

For

For

1c.

Election of Director: Amal M. Johnson

Management

For

For

1d.

Election of Director: Jack Lazar

Management

For

For

1e.

Election of Director: Jon A. Olson

Management

For

For

1f.

Election of Director: Umesh Padval

Management

For

For

1g.

Election of Director: David Perlmutter

Management

For

For

1h.

Election of Director: Steve Sanghi

Management

For

For

1i.

Election of Director: Eyal Waldman

Management

For

For

1j.

Election of Director: Gregory Waters

Management

For

For

2.

Advisory vote to approve the compensation of the Company's named executive officers ("say-on-pay vote") as disclosed in the compensation discussion and analysis, compensation tables and narrative discussion set forth in the proxy statement.

Management

For

For

3.

Approval of the Fourth Restated Plan.

Management

For

For

4.

Approval of certain changes to the annual retainer fees and equity awards to the Company's non-employee directors.

Management

For

For

5a.

Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal.

Management

For

Do Not Vote

5b.

Approval of the Company's Compensation Philosophy.

Management

For

For

6.

Approval of the appointment of EY Israel as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019 and authorization of audit committee to determine its fiscal 2019 remuneration in accordance with the volu

Management

For

For
 

 

 

MERCADOLIBRE, INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  MELI
Security ID:  58733R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Susan L. Segal

Management

For

For

1.2

Elect Mario Eduardo Vazquez

Management

For

For

1.3

Elect Alejandro Nicolas Aguzin

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

MERCK & CO INC
Meeting Date:  MAY 26, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Leslie A. Brun

Management

For

For

2

Elect Thomas R. Cech

Management

For

For

3

Elect Mary Ellen Coe

Management

For

For

4

Elect Pamela J. Craig

Management

For

For

5

Elect Kenneth C. Frazier

Management

For

For

6

Elect Thomas H. Glocer

Management

For

For

7

Elect Risa Lavizzo-Mourey

Management

For

For

8

Elect Paul B. Rothman

Management

For

For

9

Elect Patricia F. Russo

Management

For

For

10

Elect Christine E. Seidman

Management

For

For

11

Elect Inge G. Thulin

Management

For

For

12

Elect Kathy J. Warden

Management

For

For

13

Elect Peter C. Wendell

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

15

Ratification of Auditor

Management

For

For

16

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

For

17

Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act

Shareholder

Against

Against
 

 

 

MERCK & CO., INC.
Meeting Date:  MAY 26, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Thomas R. Cech

Management

For

For

1c

Elect Director Mary Ellen Coe

Management

For

For

1d

Elect Director Pamela J. Craig

Management

For

For

1e

Elect Director Kenneth C. Frazier

Management

For

For

1f

Elect Director Thomas H. Glocer

Management

For

For

1g

Elect Director Risa J. Lavizzo-Mourey

Management

For

For

1h

Elect Director Paul B. Rothman

Management

For

For

1i

Elect Director Patricia F. Russo

Management

For

For

1j

Elect Director Christine E. Seidman

Management

For

For

1k

Elect Director Inge G. Thulin

Management

For

For

1l

Elect Director Kathy J. Warden

Management

For

For

1m

Elect Director Peter C. Wendell

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Corporate Tax Savings Allocation

Shareholder

Against

Against

 

 

METTLER-TOLEDO INTERNATIONAL INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  MTD
Security ID:  592688105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert F. Spoerry

Management

For

For

1.2

Elect Director Wah-Hui Chu

Management

For

For

1.3

Elect Director Domitille Doat-Le Bigot

Management

For

For

1.4

Elect Director Olivier A. Filliol

Management

For

For

1.5

Elect Director Elisha W. Finney

Management

For

For

1.6

Elect Director Richard Francis

Management

For

For

1.7

Elect Director Michael A. Kelly

Management

For

For

1.8

Elect Director Thomas P. Salice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

MICRON TECHNOLOGY, INC.
Meeting Date:  JAN 16, 2020
Record Date:  NOV 18, 2019
Meeting Type:  ANNUAL

Ticker:  MU
Security ID:  595112103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Robert L. Bailey

Management

For

For

2

Elect Richard M. Beyer

Management

For

For

3

Elect Steven J. Gomo

Management

For

For

4

Elect Mary Pat McCarthy

Management

For

For

5

Elect Sanjay Mehrotra

Management

For

For

6

Elect Robert E. Switz

Management

For

For

7

Elect MaryAnn Wright

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

For

9

Ratification of Auditor

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 04, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect William H. Gates III

Management

For

For

2

Elect Reid G. Hoffman

Management

For

For

3

Elect Hugh F. Johnston

Management

For

For

4

Elect Teri L. List-Stoll

Management

For

For

5

Elect Satya Nadella

Management

For

For

6

Elect Sandra E. Peterson

Management

For

For

7

Elect Penny S. Pritzker

Management

For

For

8

Elect Charles W. Scharf

Management

For

For

9

Elect Arne M. Sorenson

Management

For

For

10

Elect John W. Stanton

Management

For

For

11

Elect John W. Thompson

Management

For

For

12

Elect Emma N. Walmsley

Management

For

For

13

Elect Padmasree Warrior

Management

For

For

14

Advisory Vote on Executive Compensation

Management

For

For

15

Ratification of Auditor

Management

For

For

16

Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board

Shareholder

Against

Against

17

Shareholder Proposal Regarding Median Gender Pay Equity Report

Shareholder

Against

Against
 

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 04, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H. Gates, III

Management

For

For

1.2

Elect Director Reid G. Hoffman

Management

For

For

1.3

Elect Director Hugh F. Johnston

Management

For

For

1.4

Elect Director Teri L. List-Stoll

Management

For

For

1.5

Elect Director Satya Nadella

Management

For

For

1.6

Elect Director Sandra E. Peterson

Management

For

For

1.7

Elect Director Penny S. Pritzker

Management

For

For

1.8

Elect Director Charles W. Scharf

Management

For

For

1.9

Elect Director Arne M. Sorenson

Management

For

For

1.10

Elect Director John W. Stanton

Management

For

For

1.11

Elect Director John W. Thompson

Management

For

For

1.12

Elect Director Emma N. Walmsley

Management

For

For

1.13

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against

5

Report on Gender Pay Gap

Shareholder

Against

Against
 

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 04, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H. Gates, III

Management

For

For

1.2

Elect Director Reid G. Hoffman

Management

For

For

1.3

Elect Director Hugh F. Johnston

Management

For

For

1.4

Elect Director Teri L. List-Stoll

Management

For

For

1.5

Elect Director Satya Nadella

Management

For

For

1.6

Elect Director Sandra E. Peterson

Management

For

For

1.7

Elect Director Penny S. Pritzker

Management

For

For

1.8

Elect Director Charles W. Scharf

Management

For

For

1.9

Elect Director Arne M. Sorenson

Management

For

For

1.10

Elect Director John W. Stanton

Management

For

For

1.11

Elect Director John W. Thompson

Management

For

For

1.12

Elect Director Emma N. Walmsley

Management

For

For

1.13

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against

5

Report on Gender Pay Gap

Shareholder

Against

For
 

 

 

MIRATI THERAPEUTICS INC
Meeting Date:  MAY 12, 2020
Record Date:  MAR 19, 2020
Meeting Type:  ANNUAL

Ticker:  MRTX
Security ID:  60468T105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Charles M. Baum

Management

For

For

1.002

Elect Bruce L.A. Carter

Management

For

For

1.003

Elect Julie M. Cherrington

Management

For

For

1.004

Elect Aaron I. Davis

Management

For

For

1.005

Elect Henry J. Fuchs

Management

For

Withhold

1.006

Elect Michael Grey

Management

For

For

1.007

Elect Faheem Hasnain

Management

For

For

1.008

Elect Craig A. Johnson

Management

For

For

1.009

Elect Maya Martinez-Davis

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

MOMENTA PHARMACEUTICALS INC
Meeting Date:  JUN 23, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  MNTA
Security ID:  60877T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Bruce L. Downey

Management

For

For

2

Elect Georges Gemayel

Management

For

For

3

Ratification of Auditor

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Amendment to the 2013 Incentive Award Plan

Management

For

For

 

 

MOODY'S CORPORATION
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  MCO
Security ID:  615369105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Basil L. Anderson

Management

For

For

1b

Elect Director Jorge A. Bermudez

Management

For

For

1c

Elect Director Therese Esperdy

Management

For

For

1d

Elect Director Vincent A. Forlenza

Management

For

For

1e

Elect Director Kathryn M. Hill

Management

For

For

1f

Elect Director Raymond W. McDaniel, Jr.

Management

For

For

1g

Elect Director Henry A. McKinnell, Jr.

Management

For

For

1h

Elect Director Leslie F. Seidman

Management

For

For

1i

Elect Director Bruce Van Saun

Management

For

For

2a

Eliminate Supermajority Vote Requirements to Amend Charter and Bylaws

Management

For

For

2b

Eliminate Supermajority Vote Requirement to Remove Directors

Management

For

For

2c

Eliminate Supermajority Vote Requirement for Filling Open Board Seats

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

NATERA INC
Meeting Date:  MAY 28, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  NTRA
Security ID:  632307104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Rowan Chapman

Management

For

For

1.002

Elect Herm Rosenman

Management

For

For

1.003

Elect Jonathan Sheena

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

4

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year
 

 

 

NETFLIX, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  NFLX
Security ID:  64110L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Reed Hastings

Management

For

For

2

Elect Jay C. Hoag

Management

For

For

3

Elect Mathias Dopfner

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

6

Approval of the 2020 Stock Plan

Management

For

For

7

Shareholder Proposal Regarding Political Contributions and Expenditures Report

Shareholder

Against

For

8

Shareholder Proposal Regarding Simple Majority Vote

Shareholder

Against

For

9

Shareholder Proposal Regarding EEO Policy Risk Report

Shareholder

Against

Against

 

 

NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  NBIX
Security ID:  64125C109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Kevin C. Gorman

Management

For

For

1.002

Elect Gary A. Lyons

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Approval of the 2020 Equity Incentive Plan

Management

For

For

4

Ratification of Auditor

Management

For

For

 

 

NEXI SPA
Meeting Date:  JUN 29, 2020
Record Date:  JUN 18, 2020
Meeting Type:  SPECIAL

Ticker:  NEXI
Security ID:  T6S18J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Conversion of Equity-Linked Bond; Authority to Issue Shares w/o Preemptive Rights

Management

For

For

3

Non-Voting Meeting Note

Management

N/A

N/A
 

 

 

NEXTCURE INC
Meeting Date:  JUN 11, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  NXTC
Security ID:  65343E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Judith J. Li

Management

For

For

2

Elect Garry A. Nicholson

Management

For

For

3

Elect Stella Xu

Management

For

For

4

Ratification of Auditor

Management

For

For

 

 

NORTHROP GRUMMAN CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL

Ticker:  NOC
Security ID:  666807102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kathy J. Warden

Management

For

For

1.2

Elect Director Marianne C. Brown

Management

For

For

1.3

Elect Director Donald E. Felsinger

Management

For

For

1.4

Elect Director Ann M. Fudge

Management

For

For

1.5

Elect Director Bruce S. Gordon

Management

For

For

1.6

Elect Director William H. Hernandez

Management

For

For

1.7

Elect Director Madeleine A. Kleiner

Management

For

For

1.8

Elect Director Karl J. Krapek

Management

For

For

1.9

Elect Director Gary Roughead

Management

For

For

1.10

Elect Director Thomas M. Schoewe

Management

For

For

1.11

Elect Director James S. Turley

Management

For

For

1.12

Elect Director Mark A. Welsh, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Human Rights Impact Assessment

Shareholder

Against

Against

5

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

For
 

 

 

NORTONLIFELOCK INC.
Meeting Date:  DEC 19, 2019
Record Date:  NOV 01, 2019
Meeting Type:  ANNUAL

Ticker:  
Security ID:  871503108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Sue Barsamian

Management

For

For

1B.

Election of Director: Frank E. Dangeard

Management

For

For

1C.

Election of Director: Nora M. Denzel

Management

For

For

1D.

Election of Director: Peter A. Feld

Management

For

For

1E.

Election of Director: Kenneth Y. Hao

Management

For

For

1F.

Election of Director: David W. Humphrey

Management

For

For

1G.

Election of Director: Vincent Pilette

Management

For

For

1H.

Election of Director: V. Paul Unruh

Management

For

For

2.

Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year.

Management

For

For

3.

Advisory vote to approve executive compensation.

Management

For

For

4.

Stockholder proposal regarding independent board chairman.

Shareholder

Against

Against

 

 

NORTONLIFELOCK INC.
Meeting Date:  DEC 19, 2019
Record Date:  NOV 01, 2019
Meeting Type:  ANNUAL

Ticker:  NLOK
Security ID:  871503108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sue Barsamian

Management

For

For

1b

Elect Director Frank E. Dangeard

Management

For

For

1c

Elect Director Nora M. Denzel

Management

For

For

1d

Elect Director Peter A. Feld

Management

For

For

1e

Elect Director Kenneth Y. Hao

Management

For

For

1f

Elect Director David W. Humphrey

Management

For

For

1g

Elect Director Vincent Pilette

Management

For

For

1h

Elect Director V. Paul Unruh

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Require Independent Board Chairman

Shareholder

Against

For
 

 

 

NOVARTIS AG
Meeting Date:  FEB 28, 2020
Record Date:  JAN 30, 2020
Meeting Type:  ANNUAL

Ticker:  NVS
Security ID:  66987V109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Ratification of Board and Management Acts

Management

For

For

3

Allocation of Profits/Dividends

Management

For

For

4

Cancellation of Shares and Reduction in Share Capital

Management

For

For

5

Board Compensation

Management

For

For

6

Executive Compensation

Management

For

For

7

Compensation Report

Management

For

For

8

Elect Jorg Reinhardt as Board Chair

Management

For

For

9

Elect Nancy C. Andrews

Management

For

For

10

Elect Ton Buchner

Management

For

For

11

Elect Patrice Bula

Management

For

For

12

Elect Srikant M. Datar

Management

For

For

13

Elect Elizabeth Doherty

Management

For

For

14

Elect Ann M. Fudge

Management

For

For

15

Elect Frans van Houten

Management

For

For

16

Elect Andreas von Planta

Management

For

For

17

Elect Charles L. Sawyers

Management

For

For

18

Elect Enrico Vanni

Management

For

For

19

Elect William T. Winters

Management

For

For

20

Elect Bridgette P. Heller

Management

For

For

21

Elect Simon Moroney

Management

For

For

22

Elect Patrice Bula as Compensation Committee Member

Management

For

For

23

Elect Srikant M. Datar as Compensation Committee Member

Management

For

For

24

Elect Enrico Vanni as Compensation Committee Member

Management

For

For

25

Elect William T. Winters as Compensation Committee Member

Management

For

For

26

Elect Bridgette P. Heller as Compensation Committee Member

Management

For

For

27

Appointment of Auditor

Management

For

For

28

Appointment of Independent Proxy

Management

For

For

29

Additional or Amended Proposals

Management

For

Against
 

 

 

NVIDIA CORPORATION
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Robert K. Burgess

Management

For

Do Not Vote

1B.

Election of Director: Tench Coxe

Management

For

Do Not Vote

1C.

Election of Director: Persis S. Drell

Management

For

Do Not Vote

1D.

Election of Director: Jen-Hsun Huang

Management

For

Do Not Vote

1E.

Election of Director: Dawn Hudson

Management

For

Do Not Vote

1F.

Election of Director: Harvey C. Jones

Management

For

Do Not Vote

1G.

Election of Director: Michael G. McCaffery

Management

For

Do Not Vote

1H.

Election of Director: Stephen C. Neal

Management

For

Do Not Vote

1I.

Election of Director: Mark L. Perry

Management

For

Do Not Vote

1J.

Election of Director: A. Brooke Seawell

Management

For

Do Not Vote

1K.

Election of Director: Mark A. Stevens

Management

For

Do Not Vote

2.

Approval of our executive compensation.

Management

For

Do Not Vote

3.

Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021.

Management

For

Do Not Vote

4.

Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan.

Management

For

Do Not Vote

5.

Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan.

Management

For

Do Not Vote
 

 

 

NVIDIA CORPORATION
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert K. Burgess

Management

For

For

1b

Elect Director Tench Coxe

Management

For

For

1c

Elect Director Persis S. Drell

Management

For

For

1d

Elect Director Jen-Hsun Huang

Management

For

For

1e

Elect Director Dawn Hudson

Management

For

For

1f

Elect Director Harvey C. Jones

Management

For

For

1g

Elect Director Michael G. McCaffery

Management

For

For

1h

Elect Director Stephen C. Neal

Management

For

For

1i

Elect Director Mark L. Perry

Management

For

For

1j

Elect Director A. Brooke Seawell

Management

For

For

1k

Elect Director Mark A. Stevens

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

NVR, INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  NVR
Security ID:  62944T105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: C. E. Andrews

Management

For

For

1B.

Election of Director: Sallie B. Bailey

Management

For

For

1C.

Election of Director: Thomas D. Eckert

Management

For

For

1D.

Election of Director: Alfred E. Festa

Management

For

For

1E.

Election of Director: Manuel H. Johnson

Management

For

For

1F.

Election of Director: Alexandra A. Jung

Management

For

For

1G.

Election of Director: Mel Martinez

Management

For

For

1H.

Election of Director: William A. Moran

Management

For

For

1I.

Election of Director: David A. Preiser

Management

For

For

1J.

Election of Director: W. Grady Rosier

Management

For

For

1K.

Election of Director: Susan Williamson Ross

Management

For

For

1L.

Election of Director: Dwight C. Schar

Management

For

For

2.

Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2020.

Management

For

For

3.

Advisory vote to approve executive compensation.

Management

For

For
 

 

 

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  DEC 31, 2019
Record Date:  JUL 11, 2019
Meeting Type:  PROXY CONTEST

Ticker:  OXY
Security ID:  674599105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1

Revoke Consent to Request to Fix a Record Date

Shareholder

For

Against

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Card

1

Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote

 

 

OMNICOM GROUP INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  OMC
Security ID:  681919106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John D. Wren

Management

For

For

1.2

Elect Director Mary C. Choksi

Management

For

For

1.3

Elect Director Leonard S. Coleman, Jr.

Management

For

For

1.4

Elect Director Susan S. Denison

Management

For

For

1.5

Elect Director Ronnie S. Hawkins

Management

For

For

1.6

Elect Director Deborah J. Kissire

Management

For

For

1.7

Elect Director Gracia C. Martore

Management

For

For

1.8

Elect Director Linda Johnson Rice

Management

For

For

1.9

Elect Director Valerie M. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

ORACLE CORPORATION
Meeting Date:  NOV 19, 2019
Record Date:  SEP 20, 2019
Meeting Type:  ANNUAL

Ticker:  ORCL
Security ID:  68389X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey S. Berg

Management

For

For

1.2

Elect Director Michael J. Boskin

Management

For

For

1.3

Elect Director Safra A. Catz

Management

For

For

1.4

Elect Director Bruce R. Chizen

Management

For

For

1.5

Elect Director George H. Conrades

Management

For

Withhold

1.6

Elect Director Lawrence J. Ellison

Management

For

For

1.7

Elect Director Rona A. Fairhead

Management

For

For

1.8

Elect Director Hector Garcia-Molina *Withdrawn Resolution*

Management

None

None

1.9

Elect Director Jeffrey O. Henley

Management

For

For

1.10

Elect Director Mark V. Hurd - Deceased

Management

None

None

1.11

Elect Director Renee J. James

Management

For

For

1.12

Elect Director Charles W. Moorman, IV

Management

For

Withhold

1.13

Elect Director Leon E. Panetta

Management

For

Withhold

1.14

Elect Director William G. Parrett

Management

For

For

1.15

Elect Director Naomi O. Seligman

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Gender Pay Gap

Shareholder

Against

For

5

Require Independent Board Chairman

Shareholder

Against

For

 

 

OSRAM LICHT AG
Meeting Date:  FEB 18, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  OSR
Security ID:  D5963B154

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Omission of Dividends

Management

For

For

3.1

Approve Discharge of Management Board Member Olaf Berlien for Fiscal 2018/19

Management

For

For

3.2

Approve Discharge of Management Board Member Ingo Bank for Fiscal 2018/19

Management

For

For

3.3

Approve Discharge of Management Board Member Stefan Kampmann for Fiscal 2018/19

Management

For

For

4.1

Approve Discharge of Supervisory Board Member Peter Bauer for Fiscal 2018/19

Management

For

For

4.2

Approve Discharge of Supervisory Board Member Klaus Abel (from May 7, 2019) for Fiscal 2018/19

Management

For

For

4.3

Approve Discharge of Supervisory Board Member Roland Busch for Fiscal 2018/19

Management

For

For

4.4

Approve Discharge of Supervisory Board Member Christine Bortenlaenger for Fiscal 2018/19

Management

For

For

4.5

Approve Discharge of Supervisory Board Member Margarete Haase for Fiscal 2018/19

Management

For

For

4.6

Approve Discharge of Supervisory Board Member Michael Knuth (until May 7, 2019) for Fiscal 2018/19

Management

For

For

4.7

Approve Discharge of Supervisory Board Member Frank Lakerveld for Fiscal 2018/19

Management

For

For

4.8

Approve Discharge of Supervisory Board Member Arunjai Mittal for Fiscal 2018/19

Management

For

For

4.9

Approve Discharge of Supervisory Board Member Alexander Mueller for Fiscal 2018/19

Management

For

For

4.10

Approve Discharge of Supervisory Board Member Ulrike Salb for Fiscal 2018/19

Management

For

For

4.11

Approve Discharge of Supervisory Board Member Irene Schulz for Fiscal 2018/19

Management

For

For

4.12

Approve Discharge of Supervisory Board Member Irene Weininger for Fiscal 2018/19

Management

For

For

4.13

Approve Discharge of Supervisory Board Member Thomas Wetzel for Fiscal 2018/19

Management

For

For

5

Ratify Ernst & Young GmbH as Auditors for Fiscal 2019/20

Management

For

For
 

 

 

PACIRA BIOSCIENCES, INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL

Ticker:  PCRX
Security ID:  695127100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Christopher Christie

Management

For

For

1.2

Elect Director Yvonne Greenstreet

Management

For

For

1.3

Elect Director Gary Pace

Management

For

For

1.4

Elect Director David Stack

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PATTERN ENERGY GROUP INC.
Meeting Date:  MAR 10, 2020
Record Date:  JAN 31, 2020
Meeting Type:  SPECIAL

Ticker:  PEGI
Security ID:  70338P100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

PAYCHEX, INC.
Meeting Date:  OCT 17, 2019
Record Date:  AUG 19, 2019
Meeting Type:  ANNUAL

Ticker:  PAYX
Security ID:  704326107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director B. Thomas Golisano

Management

For

For

1b

Elect Director Thomas F. Bonadio

Management

For

For

1c

Elect Director Joseph G. Doody

Management

For

For

1d

Elect Director David J.S. Flaschen

Management

For

For

1e

Elect Director Pamela A. Joseph

Management

For

For

1f

Elect Director Martin Mucci

Management

For

For

1g

Elect Director Joseph M. Tucci

Management

For

For

1h

Elect Director Joseph M. Velli

Management

For

For

1i

Elect Director Kara Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  PYPL
Security ID:  70450Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Rodney C. Adkins

Management

For

For

2

Elect Jonathan Christodoro

Management

For

For

3

Elect John J. Donahoe II

Management

For

For

4

Elect David W. Dorman

Management

For

For

5

Elect Belinda J. Johnson

Management

For

For

6

Elect Gail J. McGovern

Management

For

For

7

Elect Deborah M. Messemer

Management

For

For

8

Elect David M. Moffett

Management

For

For

9

Elect Ann M. Sarnoff

Management

For

For

10

Elect Daniel H. Schulman

Management

For

For

11

Elect Frank D. Yeary

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Ratification of Auditor

Management

For

For

14

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against

15

Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents

Shareholder

Against

Against
 

 

 

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  PYPL
Security ID:  US70450Y1038

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Rodney C. Adkins

Management

FOR

FOR

1B.

Election of Director: Jonathan Christodoro

Management

FOR

FOR

1C.

Election of Director: John J. Donahoe

Management

FOR

FOR

1D.

Election of Director: David W. Dorman

Management

FOR

FOR

1E.

Election of Director: Belinda J. Johnson

Management

FOR

FOR

1F.

Election of Director: Gail J. McGovern

Management

FOR

FOR

1G.

Election of Director: Deborah M. Messemer

Management

FOR

FOR

1H.

Election of Director: David M. Moffett

Management

FOR

FOR

1I.

Election of Director: Ann M. Sarnoff

Management

FOR

FOR

1J.

Election of Director: Daniel H. Schulman

Management

FOR

FOR

1K.

Election of Director: Frank D. Yeary

Management

FOR

FOR

2.

Advisory vote to approve named executive officer compensation.

Management

FOR

FOR

3.

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020.

Management

FOR

FOR

4.

Stockholder Proposal - Stockholder right to act by written consent.

Shareholder

AGAINST

AGAINST

5.

Stockholder Proposal - Human and indigenous peoples' rights.

Shareholder

AGAINST

FOR

 

 

PEGASYSTEMS INC.
Meeting Date:  JUN 23, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  PEGA
Security ID:  705573103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan Trefler

Management

For

For

1.2

Elect Director Peter Gyenes

Management

For

For

1.3

Elect Director Ronald Hovsepian

Management

For

For

1.4

Elect Director Richard Jones

Management

For

For

1.5

Elect Director Christopher Lafond

Management

For

For

1.6

Elect Director Dianne Ledingham

Management

For

For

1.7

Elect Director Sharon Rowlands

Management

For

For

1.8

Elect Director Larry Weber

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Adopt Simple Majority Vote

Shareholder

Against

Against

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

PETS AT HOME GROUP PLC
Meeting Date:  JUL 11, 2019
Record Date:  JUN 11, 2019
Meeting Type:  ANNUAL

Ticker:  PETS LN
Security ID:  GB00BJ62K685

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 28 MARCH 2019, TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS' REPORTS SET OUT IN THE ANNUAL REPORT FOR THE YEAR ENDED 28 MARCH 2019 ('2019 ANNUAL REPORT')

Management

FOR

FOR

2

TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 28 MARCH 2019 AS SET OUT IN PAGES 101 TO 106 OF THE 2019 ANNUAL REPORT

Management

FOR

FOR

3

TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 5 PENCE PER ORDINARY SHARE

Management

FOR

FOR

4.A

TO RE-ELECT TONY DENUNZIO AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

4.B

TO RE-ELECT PETER PRITCHARD AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

4.C

TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

4.D

TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

4.E

TO RE-ELECT PAUL MOODY AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

4.F

TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

4.G

TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

4.H

TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY

Management

FOR

FOR

5

TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY

Management

FOR

FOR

6

TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY

Management

FOR

FOR

7

AUTHORITY TO ALLOT SHARES

Management

FOR

AGAINST

8

AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE

Management

FOR

AGAINST

9

PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS

Management

FOR

AGAINST

10

ADDITIONAL PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS

Management

FOR

AGAINST

11

AUTHORITY TO PURCHASE OWN SHARES

Management

FOR

FOR

12

THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE

Management

FOR

FOR
 

 

 

PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  PM
Security ID:  718172109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andre Calantzopoulos

Management

For

For

1b

Elect Director Louis C. Camilleri

Management

For

For

1c

Elect Director Werner Geissler

Management

For

For

1d

Elect Director Lisa A. Hook

Management

For

For

1e

Elect Director Jennifer Li

Management

For

For

1f

Elect Director Jun Makihara

Management

For

For

1g

Elect Director Kalpana Morparia

Management

For

For

1h

Elect Director Lucio A. Noto

Management

For

For

1i

Elect Director Frederik Paulsen

Management

For

For

1j

Elect Director Robert B. Polet

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers SA as Auditor

Management

For

For
 

 

 

PHILLIPS 66
Meeting Date:  MAY 06, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  PSX
Security ID:  718546104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charles M. Holley

Management

For

For

1b

Elect Director Glenn F. Tilton

Management

For

For

1c

Elect Director Marna C. Whittington

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Risks of Gulf Coast Petrochemical Investments

Shareholder

Against

For

 

 

PIRELLI & C.SPA
Meeting Date:  JUN 18, 2020
Record Date:  JUN 09, 2020
Meeting Type:  MIX

Ticker:  
Security ID:  T76434264

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Did not vote

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 402447 DUE TO RECEIVED-SLATES UNDER RESOLUTION 2.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU

Management

None

Did not vote

O.1.1

BALANCE SHEET AS OF 31 DECEMBER 2019: TO APPROVE BALANCE SHEET

Management

For

Do Not Vote

O.1.2

BALANCE SHEET AS OF 31 DECEMBER 2019: NET INCOME ALLOCATION

Management

For

Do Not Vote

O.2.1

TO APPOINT BOARD OF DIRECTORS': TO STATE BOARD OF DIRECTORS MEMBERS' NUMBER

Management

For

Do Not Vote

CMMT

PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO

Management

None

Did not vote

O.221

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: LIST PRESENTED BY MARCO POLO INTERNATIONAL ITALY SRL AND CAMFIN SPA, REPRESENTING TOGETHER 56.132 PCT OF THE STOCK CAPITAL: NING GAONING, TRONCHETTI PROVERA MARCO, YANG XINGQIANG, BAI XINPING, WE

Shareholder

Against

Do Not Vote

O.222

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS - REASSURE LIMITED; ACOMEA SGR S.P.A. MANAGING THE FUNDS: ACOMEA PATRIMONIO AGGRESSIVO, ACOMEA EUROPA, ACOMEA GLOBALE, ACOMEA ITALIA, ACOMEA PATRIM

Shareholder

Against

Do Not Vote

O.2.3

TO APPOINT BOARD OF DIRECTORS': TO APPOINT BOARD OF DIRECTORS' CHAIRMAN

Management

For

Do Not Vote

O.2.4

TO APPOINT BOARD OF DIRECTORS': TO STATE BOARD OF DIRECTORS MEMBERS' ANNUAL EMOLUMENT

Management

For

Do Not Vote

O.3.1

REWARDING POLICY AND EMOLUMENT PAID REPORT: TO APPROVE 2020 REWARDING POLICY

Management

For

Do Not Vote

O.3.2

REWARDING POLICY AND EMOLUMENT PAID REPORT: ADVISORY VOTE ON 2019 EXERCISE EMOLUMENT PAID

Management

For

Do Not Vote

O.4.1

MONETARY INCENTIVE PLAN (2020/2022) FOR PIRELLI GROUP MANAGEMENT. RESOLUTIONS RELATED THERETO

Management

For

Do Not Vote

O.5.1

INSURANCE POLICY SO CALLED 'DIRECTORS AND OFFICERS LIABILITY INSURANCE'. RESOLUTIONS RELATED THERETO

Management

For

Do Not Vote

E.1

TO AMEND ARTICLE 6 (SHARE CAPITAL), ARTICLE 9 (MEETING), 10, 11, 12, 13 (COMPANY ADMINISTRATION) AND 16 (INTERNAL AUDITORS) OF THE BY-LAW. RESOLUTIONS RELATED THERETO

Management

For

Do Not Vote
 

 

 

PIVOTAL SOFTWARE INC
Meeting Date:  DEC 27, 2019
Record Date:  NOV 04, 2019
Meeting Type:  SPECIAL

Ticker:  PVTL
Security ID:  72582H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

The proposal to adopt and approve the Agreement and Plan of Merger, dated as of August 22, 2019, among Pivotal Software, Inc., a Delaware Corporation, VMware, Inc., a Delaware corporation, and Raven Transaction Sub, Inc., a newly formed Delaware corporati

Management

For

For

2.

The proposal to approve the adjournment or postponement of the special meeting, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to adopt and approve the merger

Management

For

For
 

 

 

PIVOTAL SOFTWARE, INC.
Meeting Date:  DEC 27, 2019
Record Date:  NOV 04, 2019
Meeting Type:  SPECIAL

Ticker:  PVTL
Security ID:  72582H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

POOL CORPORATION
Meeting Date:  APR 29, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  POOL
Security ID:  73278L105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter D. Arvan

Management

For

For

1b

Elect Director Andrew W. Code

Management

For

For

1c

Elect Director Timothy M. Graven

Management

For

For

1d

Elect Director Debra S. Oler

Management

For

For

1e

Elect Director Manuel J. Perez de la Mesa

Management

For

For

1f

Elect Director Harlan F. Seymour

Management

For

For

1g

Elect Director Robert C. Sledd

Management

For

For

1h

Elect Director John E. Stokely

Management

For

For

1i

Elect Director David G. Whalen

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

POSTMEDIA NETWORK CANADA CORP.
Meeting Date:  FEB 12, 2020
Record Date:  DEC 16, 2019
Meeting Type:  ANNUAL/SPECIAL

Ticker:  PCDAF
Security ID:  73752W502

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1 

Elect Director Paul Godfrey

Management

FOR

FOR

1.2 

Elect Director John Bode

Management

FOR

FOR

1.3 

Elect Director Janet Ecker

Management

FOR

FOR

1.4 

Elect Director Wendy Henkelman

Management

FOR

FOR

1.5 

Elect Director Mary Junck

Management

FOR

FOR

1.6 

Elect Director Andrew MacLeod

Management

FOR

FOR

1.7 

Elect Director Daniel Rotstein

Management

FOR

FOR

1.8 

Elect Director Graham Savage

Management

FOR

FOR

1.9 

Elect Director Peter Sharpe

Management

FOR

FOR

2   

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

FOR

FOR

3   

Amend Restricted Share Unit Plan

Management

FOR

FOR

4   

Approve Shareholder Rights Plan

Management

FOR

FOR

 

 

PRIMO WATER CORPORATION
Meeting Date:  MAY 05, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  PRMW
Security ID:  74167P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Britta Bomhard

Management

For

Do Not Vote

1..2

DIRECTOR-Susan E. Cates

Management

For

Do Not Vote

1..3

DIRECTOR-Jerry Fowden

Management

For

Do Not Vote

1..4

DIRECTOR-Stephen H. Halperin

Management

For

Do Not Vote

1..5

DIRECTOR-Thomas J. Harrington

Management

For

Do Not Vote

1..6

DIRECTOR-Betty Jane Hess

Management

For

Do Not Vote

1..7

DIRECTOR-Gregory Monahan

Management

For

Do Not Vote

1..8

DIRECTOR-Mario Pilozzi

Management

For

Do Not Vote

1..9

DIRECTOR-Billy D. Prim

Management

For

Do Not Vote

1..10

DIRECTOR-Eric Rosenfeld

Management

For

Do Not Vote

1..11

DIRECTOR-Graham W. Savage

Management

For

Do Not Vote

1..12

DIRECTOR-Steven P. Stanbrook

Management

For

Do Not Vote

2.

Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm.

Management

For

Do Not Vote

3.

Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers..

Management

For

Do Not Vote
 

 

PRINCIPIA BIOPHARMA INC
Meeting Date:  JUN 04, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  PRNB
Security ID:  74257L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Dan Becker

Management

For

For

1.002

Elect Patrick Machado

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

PROQR THERAPEUTICS N.V
Meeting Date:  JUN 23, 2020
Record Date:  MAY 26, 2020
Meeting Type:  ANNUAL

Ticker:  PRQR
Security ID:  N71542109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Ratification of Management Acts

Management

For

For

3

Ratification of Supervisory Board Acts

Management

For

For

4

Elect Dinko Valerio to the Supervisory Board

Management

For

For

5

Elect James S. Shannon to the Supervisory Board

Management

For

For

6

Appointment of Auditor

Management

For

For

7

Amendment to the Equity Incentive Plan

Management

For

For

8

Supervisory Board Remuneration Policy

Management

For

Abstain

9

Management Board Remuneration Policy

Management

For

For

10

Authority to Issue Shares w/ or w/o Preemptive Rights

Management

For

For

11

Authority to Repurchase Shares

Management

For

For

 

 

QIAGEN NV
Meeting Date:  JUN 30, 2020
Record Date:  JUN 02, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  N72482123

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU

Management

None

Did not vote

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 416995 DUE TO CHANGE-RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU

Management

None

Did not vote

1

OPENING

Management

None

Did not vote

2

MANAGING BOARD REPORT FOR THE YEAR ENDED DECEMBER 31, 2019 ("CALENDAR YEAR-2019")

Management

None

Did not vote

3

SUPERVISORY BOARD REPORT ON THE COMPANY'S ANNUAL ACCOUNTS (THE "ANNUAL-ACCOUNTS") FOR CALENDAR YEAR 2019

Management

None

Did not vote

4

ADOPTION OF THE ANNUAL ACCOUNTS FOR CALENDAR YEAR 2019

Management

For

Do Not Vote

5

ADVISORY VOTE ON THE REMUNERATION REPORT 2019

Management

For

Do Not Vote

6

RESERVATION AND DIVIDEND POLICY

Management

None

Did not vote

7

DISCHARGE FROM LIABILITY OF THE MANAGING DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING CALENDAR YEAR 2019

Management

For

Do Not Vote

8

DISCHARGE FROM LIABILITY OF THE SUPERVISORY DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING CALENDAR YEAR 2019

Management

For

Do Not Vote

9.A

REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. STEPHANE BANCEL

Management

For

Do Not Vote

9.B

REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: DR. HAKAN BJORKLUND

Management

For

Do Not Vote

9.C

REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: DR. METIN COLPAN

Management

For

Do Not Vote

9.D

REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: PROF. DR. ROSS L. LEVINE

Management

For

Do Not Vote

9.E

REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: PROF. DR. ELAINE MARDIS

Management

For

Do Not Vote

9.F

REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. LAWRENCE A. ROSEN

Management

For

Do Not Vote

9.G

REAPPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MS. ELIZABETH E. TALLETT

Management

For

Do Not Vote

10.A

RE-APPOINTMENT OF THE MANAGING DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. ROLAND SACKERS

Management

For

Do Not Vote

10.B

RE-APPOINTMENT OF THE MANAGING DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. THIERRY BERNARD

Management

For

Do Not Vote

11

ADOPTION OF THE REMUNERATION POLICY WITH RESPECT TO THE MANAGING BOARD

Management

For

Do Not Vote

12.A

REMUNERATION OF THE SUPERVISORY BOARD: ADOPTION OF THE REMUNERATION POLICY WITH RESPECT TO THE SUPERVISORY BOARD

Management

For

Do Not Vote

12.B

REMUNERATION OF THE SUPERVISORY BOARD: DETERMINATION OF THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD

Management

For

Do Not Vote

13

REAPPOINTMENT OF KPMG ACCOUNTANTS N.V. AS AUDITORS OF THE COMPANY FOR THE CALENDAR YEAR ENDING DECEMBER 31, 2020

Management

For

Do Not Vote

14.A

AUTHORIZATION OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO ISSUE A NUMBER OF ORDINARY SHARES AND FINANCING PREFERENCE SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR SUCH SHARES, THE AGGREGATE PAR VALUE OF WHICH SHALL BE EQUAL TO THE AGGREGATE PAR VALUE

Management

For

Do Not Vote

14.B

AUTHORIZATION OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS WITH RESPECT TO ISSUING ORDINARY SHARES OR GRANTING SUBSCRIPTION RIGHTS, THE AGGREGATE PAR VALUE OF SUCH SHARES OR SUBSCRIPTION RIGHTS SHALL BE U

Management

For

Do Not Vote

14.C

AUTHORIZATION OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO SOLELY FOR THE PURPOSE OF STRATEGIC TRANSACTIONS SUCH AS MERGERS, ACQUISITIONS OR STRATEGIC ALLIANCES, RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS WITH RESPECT TO ISSUING ADDITIONAL ORDINAR

Management

For

Do Not Vote

15

AUTHORIZATION OF THE MANAGING BOARD, UNTIL DECEMBER 30, 2021, TO ACQUIRE SHARES IN THE COMPANY'S OWN SHARE CAPITAL

Management

For

Do Not Vote

CMMT

PLEASE NOTE THAT ITEMS RELATING TO THE RECOMMENDED OFFER MADE BY THERMO-FISHER SCIENTIFIC INC., THROUGH QUEBEC B.V

Management

None

Did not vote

16

EXPLANATION ON THE RECOMMENDED OFFER MADE BY THERMO FISHER SCIENTIFIC INC.,-THROUGH QUEBEC B.V

Management

None

Did not vote

17

CONDITIONAL AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION (PART I)

Management

For

Do Not Vote

18

CONDITIONAL BACK-END RESOLUTION TO I. GRANT THE TOP UP OPTION; II. EXCLUDE THE PRE-EMPTIVE RIGHTS THAT WOULD OTHERWISE ARISE PURSUANT TO THE GRANT OF THE TOP UP OPTION; III. AMEND THE COMPANY'S ARTICLES OF ASSOCIATION (PART II); IV. SUBJECT TO THE MERGER

Management

For

Do Not Vote

19.A

CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: DR. HAKAN BJORKLUND

Management

For

Do Not Vote

19.B

CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. MICHAEL A. BOXER

Management

For

Do Not Vote

19.C

CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. PAUL G. PARKER

Management

For

Do Not Vote

19.D

CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. GIANLUCA PETTITI

Management

For

Do Not Vote

19.E

CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. ANTHONY H. SMITH

Management

For

Do Not Vote

19.F

CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MS. BARBARA W. WALL

Management

For

Do Not Vote

19.G

CONDITIONAL RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. STEFAN WOLF

Management

For

Do Not Vote

20

CONDITIONAL ACCEPTANCE OF THE RESIGNATION OF, AND DISCHARGE FROM LIABILITY OF THE RESIGNING SUPERVISORY DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES UP TO THE DATE OF THE ANNUAL GENERAL MEETING

Management

For

Do Not Vote

21

CONDITIONAL AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION (PART III)

Management

For

Do Not Vote

22

QUESTIONS

Management

None

Did not vote

23

CLOSING

Management

None

Did not vote
 

 

 

QUALCOMM INCORPORATED
Meeting Date:  MAR 10, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL

Ticker:  QCOM
Security ID:  747525103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Mark Fields

Management

For

For

2

Elect Jeffrey W. Henderson

Management

For

For

3

Elect Ann M. Livermore

Management

For

For

4

Elect Harish Manwani

Management

For

For

5

Elect Mark D. McLaughlin

Management

For

For

6

Elect Steven M. Mollenkopf

Management

For

For

7

Elect Clark T. Randt, Jr.

Management

For

For

8

Elect Irene B. Rosenfeld

Management

For

For

9

Elect Neil Smit

Management

For

For

10

Elect Anthony J. Vinciquerra

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Amendment to the 2016 Long-Term Incentive Plan

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

Against

14

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year
 

 

 

QUALCOMM INCORPORATED
Meeting Date:  MAR 10, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL

Ticker:  QCOM
Security ID:  747525103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Mark Fields

Management

For

For

1B.

Election of Director: Jeffrey W. Henderson

Management

For

For

1C.

Election of Director: Ann M. Livermore

Management

For

For

1D.

Election of Director: Harish Manwani

Management

For

For

1E.

Election of Director: Mark D. McLaughlin

Management

For

For

1F.

Election of Director: Steve Mollenkopf

Management

For

For

1G.

Election of Director: Clark T. Randt, Jr.

Management

For

For

1H.

Election of Director: Irene B. Rosenfeld

Management

For

For

1I.

Election of Director: Kornelis "Neil" Smit

Management

For

For

1J.

Election of Director: Anthony J. Vinciquerra

Management

For

For

2.

To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020.

Management

For

For

3.

To approve the amended and restated 2016 Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares.

Management

For

For

4.

To approve, on an advisory basis, our executive compensation.

Management

For

For

5.

To approve, on an advisory basis, the frequency of future advisory votes on our executive compensation.

Management

1 Year

1 Year

 

 

QUALCOMM INCORPORATED
Meeting Date:  MAR 10, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL

Ticker:  QCOM
Security ID:  747525103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark Fields

Management

For

For

1b

Elect Director Jeffrey W. Henderson

Management

For

For

1c

Elect Director Ann M. Livermore

Management

For

For

1d

Elect Director Harish Manwani

Management

For

Against

1e

Elect Director Mark D. McLaughlin

Management

For

For

1f

Elect Director Steve Mollenkopf

Management

For

For

1g

Elect Director Clark T. "Sandy" Randt, Jr.

Management

For

For

1h

Elect Director Irene B. Rosenfeld

Management

For

Against

1i

Elect Director Kornelis "Neil" Smit

Management

For

For

1j

Elect Director Anthony J. Vinciquerra

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

RA PHARMACEUTICALS, INC.
Meeting Date:  DEC 17, 2019
Record Date:  NOV 12, 2019
Meeting Type:  SPECIAL

Ticker:  RARX
Security ID:  74933V108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

The proposal to adopt the Merger Agreement.

Management

For

For

2.

The proposal to approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting.

Management

For

For

 

 

RAMBUS INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL

Ticker:  RMBS
Security ID:  750917106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Charles Kissner

Management

For

For

2

Elect Necip Sayiner

Management

For

For

3

Elect Luc Seraphin

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

6

Amendment to the 2015 Equity Incentive Plan

Management

For

For

7

Amendment to the 2015 Employee Stock Purchase Plan

Management

For

For
 

 

 

REALTEK SEMICONDUCTOR CORP.
Meeting Date:  JUN 10, 2020
Record Date:  APR 10, 2020
Meeting Type:  ANNUAL

Ticker:  2379
Security ID:  Y7220N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

3

Amendments to Articles

Management

For

For

 

 

RED HAT, INC.
Meeting Date:  JUL 31, 2019
Record Date:  JUN 17, 2019
Meeting Type:  ANNUAL

Ticker:  
Security ID:  756577102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Election of Director: Sohaib Abbasi

Management

For

For

1.2

Election of Director: W. Steve Albrecht

Management

For

For

1.3

Election of Director: Charlene T. Begley

Management

For

For

1.4

Election of Director: Narendra K. Gupta

Management

For

For

1.5

Election of Director: Kimberly L. Hammonds

Management

For

For

1.6

Election of Director: William S. Kaiser

Management

For

For

1.7

Election of Director: Kevin M. Murai

Management

For

For

1.8

Election of Director: James M. Whitehurst

Management

For

For

1.9

Election of Director: Alfred W. Zollar

Management

For

For

2.

To approve, on an advisory basis, a resolution relating to Red Hat's executive compensation

Management

For

For

3.

To ratify the selection of PricewaterhouseCoopers LLP as Red Hat's independent registered public accounting firm for the fiscal year ending February 29, 2020

Management

For

For
 

 

 

REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 12, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  REGN
Security ID:  75886F107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect N. Anthony Coles

Management

For

For

2

Elect Joseph L. Goldstein

Management

For

For

3

Elect Christine A. Poon

Management

For

For

4

Elect P. Roy Vagelos

Management

For

For

5

Elect Huda Y. Zoghbi

Management

For

For

6

Ratification of Auditor

Management

For

For

7

Amendment to the 2014 Long-Term Incentive Plan

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

For

 

 

RENESAS ELECTRONICS CORPORATION
Meeting Date:  MAR 27, 2020
Record Date:  DEC 31, 2019
Meeting Type:  ANNUAL

Ticker:  6723
Security ID:  J4881V107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Elect Tetsuya Tsurumaru

Management

For

For

3

Elect Hidetoshi Shibata

Management

For

For

4

Elect Tetsuro Toyoda

Management

For

For

5

Elect Jiro Iwasaki

Management

For

For

6

Elect Selena Loh Lacroix

Management

For

For

7

Elect Arunjai Mittal

Management

For

For

8

Elect Kazuki Fukuda as Statutory Auditor

Management

For

For

9

Equity Compensation Plan

Management

For

For
 

 

 

REPLIGEN CORP.
Meeting Date:  MAY 13, 2020
Record Date:  APR 01, 2020
Meeting Type:  ANNUAL

Ticker:  RGEN
Security ID:  759916109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Nicolas M. Barthelemy

Management

For

For

2

Elect Karen Dawes

Management

For

For

3

Elect Tony J. Hunt

Management

For

For

4

Elect Rohin Mhatre

Management

For

For

5

Elect Glenn P. Muir

Management

For

For

6

Elect Thomas F. Ryan, Jr.

Management

For

For

7

Ratification of Auditor

Management

For

For

8

Advisory Vote on Executive Compensation

Management

For

Against

 

 

REPUBLIC SERVICES, INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  RSG
Security ID:  760759100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Manuel Kadre

Management

For

For

1b

Elect Director Tomago Collins

Management

For

For

1c

Elect Director Thomas W. Handley

Management

For

For

1d

Elect Director Jennifer M. Kirk

Management

For

For

1e

Elect Director Michael Larson

Management

For

For

1f

Elect Director Kim S. Pegula

Management

For

For

1g

Elect Director Donald W. Slager

Management

For

For

1h

Elect Director James P. Snee

Management

For

For

1i

Elect Director Sandra M. Volpe

Management

For

For

1j

Elect Director Katharine B. Weymouth

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

REVANCE THERAPEUTICS INC
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Jill Beraud

Management

For

For

1.002

Elect Robert Byrnes

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against

 

 

RIB SOFTWARE SE
Meeting Date:  JUN 26, 2020
Record Date:  JUN 19, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  D6529D148

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN

Management

None

Did not vote

CMMT

PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED

Management

None

Did not vote

CMMT

THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES

Management

None

Did not vote

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN

Management

None

Did not vote

CMMT

FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECT

Management

None

Did not vote

1

PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED-CONSOLIDATED FINANCIAL STATEMENTS OF RIB SOFTWARE SE FOR THE 2019 FINANCIAL-YEAR, THE COMBINED GROUP MANAGEMENT REPORT AND THE MANAGEMENT REPORT FOR THE- 2019 FINANCIAL YEAR, THE REP

Management

None

Did not vote

2

RESOLUTION ON THE APPROPRIATION OF PROFITS: DISTRIBUTION TO THE SHAREHOLDERS OF A DIVIDEND IN THE AMOUNT OF EUR 0.12 PER SHARE WITH DIVIDEND

Management

For

Do Not Vote

3

RESOLUTION ON THE FORMAL APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE ADMINISTRATIVE BOARD OF RIB SOFTWARE SE FOR THE 2019 FINANCIAL YEAR

Management

For

Do Not Vote

4

RESOLUTION ON THE FORMAL APPROVAL OF THE ACTIONS OF THE MANAGING DIRECTORS OF RIB SOFTWARE SE FOR THE 2019 FINANCIAL YEAR

Management

For

Do Not Vote

5

RESOLUTION ON THE ELECTION OF THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR: BW PARTNER BAUER SCHAETZ HASENCLEVER PARTNERSCHAFT MBB WIRTSCHAFTSPRUEFUNGSGESELLSCH AFT, STEUERBERATUNGSG

Management

For

Do Not Vote

6

RESOLUTION ON THE CANCELLATION OF THE RESOLUTION REGARDING THE STOCK OPTION PROGRAMME 2015, ON A NEW AUTHORISATION TO GRANT SUBSCRIPTION RIGHTS TO MEMBERS OF THE MANAGEMENT OR TO EMPLOYEES OF RIB SOFTWARE SE OR AN AFFILIATED COMPANY (STOCK OPTION PROGRAMM

Management

For

Do Not Vote
 

 

 

RSA INSURANCE GROUP PLC
Meeting Date:  MAY 07, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  RSA LN
Security ID:  GB00BKKMKR23

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019

Management

FOR

FOR

2

TO APPROVE THE DIRECTORS REMUNERATION POLICY

Management

FOR

FOR

3

TO APPROVE THE DIRECTORS REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS REMUNERATION POLICY

Management

FOR

FOR

4

TO APPROVE THE FINAL DIVIDEND

Management

FOR

FOR

5

TO RE-ELECT MARTIN SCICLUNA AS A DIRECTOR

Management

FOR

FOR

6

TO RE-ELECT STEPHEN HESTER AS A DIRECTOR

Management

FOR

FOR

7

TO RE-ELECT SCOTT EGAN AS A DIRECTOR

Management

FOR

FOR

8

TO RE-ELECT CHARLOTTE JONES AS A DIRECTOR

Management

FOR

FOR

9

TO RE-ELECT ALASTAIR BARBOUR AS A DIRECTOR

Management

FOR

FOR

10

TO RE-ELECT SONIA BAXENDALE AS A DIRECTOR

Management

FOR

FOR

11

TO ELECT CLARE BOUSFIELD AS A DIRECTOR

Management

FOR

FOR

12

TO RE-ELECT KATH CATES AS A DIRECTOR

Management

FOR

FOR

13

TO RE-ELECT ENRICO CUCCHIANI AS A DIRECTOR

Management

FOR

FOR

14

TO RE-ELECT MARTIN STROBEL AS A DIRECTOR

Management

FOR

FOR

15

TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY

Management

FOR

FOR

16

TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION

Management

FOR

FOR

17

TO GIVE AUTHORITY FOR THE GROUP TO MAKE DONATIONS TO POLITICAL PARTIES INDEPENDENT ELECTION CANDIDATES AND POLITICAL ORGANISATIONS AND TO INCUR POLITICAL

Management

FOR

AGAINST

18

TO APPROVE THE INCREASE TO THE CAP ON DIRECTORS FEES

Management

FOR

FOR

19

TO PERMIT THE DIRECTORS TO ALLOT FURTHER SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY

Management

FOR

FOR

20

TO GIVE GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS

Management

FOR

FOR

21

TO GIVE ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS

Management

FOR

FOR

22

TO GIVE AUTHORITY TO ALLOT NEW ORDINARY SHARES IN RELATION TO AN ISSUE OF MANDATORY CONVERTIBLE SECURITIES

Management

FOR

FOR

23

TO GIVE AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER THE AUTHORITY GIVEN UNDER RESOLUTION 22

Management

FOR

FOR

24

TO GIVE AUTHORITY FOR THE COMPANY TO BUY BACK UP TO 10 PERCENT OF ISSUED ORDINARY SHARES

Management

FOR

FOR

25

TO ADOPT NEW ARTICLES OF ASSOCIATION

Management

FOR

FOR

26

TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS

Management

FOR

FOR

CMMT

23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO THE CHANGE IN VOTING STATUS OF RESOLUTION 4, WHICH HAD PREVIOUSLY BEEN WITHDRAWN. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 398071, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGIN

Management

NON-VOTING

NON-VOTING
 

 

 

S&P GLOBAL INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  SPGI
Security ID:  78409V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marco Alvera

Management

For

For

1.2

Elect Director William J. Amelio

Management

For

For

1.3

Elect Director William D. Green

Management

For

For

1.4

Elect Director Charles E. Haldeman, Jr.

Management

For

For

1.5

Elect Director Stephanie C. Hill

Management

For

For

1.6

Elect Director Rebecca J. Jacoby

Management

For

For

1.7

Elect Director Monique F. Leroux

Management

For

For

1.8

Elect Director Maria R. Morris

Management

For

For

1.9

Elect Director Douglas L. Peterson

Management

For

For

1.10

Elect Director Edward B. Rust, Jr.

Management

For

For

1.11

Elect Director Kurt L. Schmoke

Management

For

For

1.12

Elect Director Richard E. Thornburgh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Provide Directors May Be Removed With or Without Cause

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

SAFECHARGE INTERNATIONAL GROUP LIMITED
Meeting Date:  JUL 17, 2019
Record Date:  
Meeting Type:  ORDINARY GENERAL MEETING

Ticker:  
Security ID:  G7740U106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

THAT FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME: A. THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. WITH EFFECT FROM THE PASSING OF

Management

For

For

 

 

SAFECHARGE INTERNATIONAL GROUP LIMITED
Meeting Date:  JUL 17, 2019
Record Date:  
Meeting Type:  COURT MEETING

Ticker:  
Security ID:  G7740U106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

THAT THE SCHEME BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS, A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND, FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN HEREOF IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION

Management

For

For

CMMT

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT

Management

None

Did not vote
 

 

 

SAGE THERAPEUTICS INC
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  SAGE
Security ID:  78667J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Michael F. Cola

Management

For

For

1.002

Elect Jeffrey M. Jonas

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Marc R. Benioff

Management

For

For

2

Elect Craig A. Conway

Management

For

For

3

Elect Parker Harris

Management

For

For

4

Elect Alan G. Hassenfeld

Management

For

For

5

Elect Neelie Kroes

Management

For

For

6

Elect Colin L. Powell

Management

For

For

7

Elect Sanford R. Robertson

Management

For

For

8

Elect John V. Roos

Management

For

For

9

Elect Robin L. Washington

Management

For

For

10

Elect Maynard G. Webb

Management

For

For

11

Elect Susan D. Wojcicki

Management

For

For

12

Amendment to the 2013 Equity Incentive Plan

Management

For

For

13

Amendment to the 2004 Employee Stock Purchase Plan

Management

For

For

14

Ratification of Auditor

Management

For

For

15

Advisory Vote on Executive Compensation

Management

For

For

16

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

SAP SE
Meeting Date:  MAY 20, 2020
Record Date:  MAY 07, 2020
Meeting Type:  ANNUAL

Ticker:  SAP GY
Security ID:  DE0007164600

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED GROUP ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP MANAGEMENT REPORT OF SAP SE,INCLUDING THE COMPENSATION REPORT AND THE EXECUTIVE BOARD'S EXPLANATORY NOTES

Management

NON-VOTING

NON-VOTING

2

RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2019

Management

FOR

FOR

3

RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2019

Management

FOR

FOR

4

RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2019

Management

FOR

FOR

5

APPOINTMENT OF THE AUDITORS OF THE ANNUAL FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2020: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN,GERMANY, BE APPOINTED AUDITORS

Management

FOR

FOR

6.A

RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL I FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS (IN RESPECT OF FRACTIONAL SHARES ONLY), AND ON THE CORRESPONDING AMENDMENT OF

Management

FOR

FOR

6.B

RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL II FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH OR IN KIND, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (6) OF THE ARTIC

Management

FOR

FOR

7

RESOLUTION ON THE APPROVAL OF THE COMPENSATION SYSTEM FOR THE EXECUTIVE BOARD MEMBERS

Management

FOR

FOR

8

RESOLUTION ON THE CONFIRMATION OF THE COMPENSATION OF THE SUPERVISORY BOARD MEMBERS

Management

FOR

FOR

CMMT

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY

Management

NON-VOTING

NON-VOTING

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN

Management

NON-VOTING

NON-VOTING

CMMT

INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE

Management

NON-VOTING

NON-VOTING
 

 

 

SAREPTA THERAPEUTICS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  SRPT
Security ID:  803607100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Douglas S. Ingram

Management

For

For

2

Elect Hans Wigzell

Management

For

For

3

Elect Mary Ann Gray

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Increase of Authorized Common Stock

Management

For

For

6

Amendment to the 2018 Equity Incentive Plan

Management

For

For

7

Ratification of Auditor

Management

For

For

 

 

SERVICENOW, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect William R. McDermott

Management

For

For

2

Elect Anita M. Sands

Management

For

For

3

Elect Dennis M. Woodside

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Ratification of Auditor

Management

For

For

6

Repeal of Classified Board

Management

For

For

7

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year
 

 

 

SHANGHAI JUNSHI BIOSCIENCES CO LTD
Meeting Date:  SEP 23, 2019
Record Date:  AUG 16, 2019
Meeting Type:  SPECIAL

Ticker:  
Security ID:  Y768ER100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2

Transactions for Purchase and Sale of Goods, Provisions of Labor Services

Management

For

For

3

Condition of Related Leases

Management

For

For

4

Key Management Personnel Compensation

Management

For

For

5

Incidental Transactions

Management

For

For

6

Announcement of Uncovered Deficit

Management

For

For

7

Share Subscription

Management

For

Abstain

8

Drug Combination Clinical Research Cooperation Agreement

Management

For

For

9

Lending from a Related Party

Management

For

For

10

Enter into Cooperation Agreement with a Related Party

Management

For

For

11

Change of Registered Address and Amendments to Articles

Management

For

For

 

 

SHIP FINANCE INTERNATIONAL LIMITED
Meeting Date:  SEP 13, 2019
Record Date:  JUL 25, 2019
Meeting Type:  ANNUAL

Ticker:  SFL
Security ID:  G81075106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors

Management

For

For

2

Authorize Board to Fill Vacancies

Management

For

For

3

Elect Director Harald Thorstein

Management

For

Against

4

Elect Director Bert M. Bekker

Management

For

For

5

Elect Director Gary Vogel

Management

For

For

6

Elect Director Keesjan Cordia

Management

For

For

7

Elect Director James O'Shaughnessy

Management

For

For

8

Change Company Name to SFL Corporation Ltd.

Management

For

For

9

Approve Moore Stephens, P.C. as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

10

Approve Remuneration of Directors

Management

For

For
 

 

 

SHOCKWAVE MEDICAL INC
Meeting Date:  JUN 24, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  SWAV
Security ID:  82489T104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect C. Raymond Larkin, Jr.

Management

For

Withhold

1.002

Elect Laura Francis

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

SHUTTERFLY, INC.
Meeting Date:  AUG 28, 2019
Record Date:  JUL 26, 2019
Meeting Type:  SPECIAL

Ticker:  SFLY
Security ID:  82568P304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Adopt Agreement and Plan of Merger, among Photo Holdings, LLC, a Delaware limited liability company ("Newco"), Photo Holdings Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Newco, and Shutterfly, Inc., a Delaware corporation ("Shu

Management

For

For

2.

To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shutterfly's named executive officers that is based on or otherwise relates to the Merger.

Management

For

For

3.

To approve the adjournment of the special meeting to a later date or dates, if Shutterfly's board of directors determines that it is necessary or appropriate and is permitted by the Merger Agreement, to solicit additional proxies if (a) there is not a quo

Management

For

For
 

 

 

SINCLAIR BROADCAST GROUP, INC.
Meeting Date:  JUN 04, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  SBGI
Security ID:  829226109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-David D. Smith

Management

For

For

1..2

DIRECTOR-Frederick G. Smith

Management

For

For

1..3

DIRECTOR-J. Duncan Smith

Management

For

For

1..4

DIRECTOR-Robert E. Smith

Management

For

For

1..5

DIRECTOR-Howard E. Friedman

Management

For

For

1..6

DIRECTOR-Lawrence E. McCanna

Management

For

For

1..7

DIRECTOR-Daniel C. Keith

Management

For

For

1..8

DIRECTOR-Martin R. Leader

Management

For

For

1..9

DIRECTOR-Benson E. Legg

Management

For

For

2.

Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2020.

Management

For

For

3.

Non-binding advisory vote on our executive compensation.

Management

For

For

4.

Shareholder proposal relating to the voting basis used in the election of the Board of Directors.

Shareholder

Against

For

 

 

SIX FLAGS ENTERTAINMENT CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  SIX
Security ID:  83001A102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-B. Ben Baldanza

Management

For

For

1..2

DIRECTOR-Selim Bassoul

Management

For

For

1..3

DIRECTOR-Kurt M. Cellar

Management

For

For

1..4

DIRECTOR-Nancy A. Krejsa

Management

For

For

1..5

DIRECTOR-Richard W. Roedel

Management

For

For

1..6

DIRECTOR-Arik Ruchim

Management

For

For

1..7

DIRECTOR-Michael Spanos

Management

For

For

2.

Advisory vote to ratify the appointment of KPMG LLP as independent registered public accounting firm for the year ending December 31, 2020.

Management

For

For

3.

Advisory vote to approve executive compensation.

Management

For

For
 

 

 

SK HYNIX INC.
Meeting Date:  MAR 20, 2020
Record Date:  DEC 31, 2019
Meeting Type:  ANNUAL

Ticker:  000660
Security ID:  Y8085F100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Financial Statements and Allocation of Profits/Dividends

Management

For

For

2

Amendments to Articles

Management

For

For

3

Elect LEE Seok Hee as Executive Director

Management

For

Against

4

Elect PARK Jung Ho as Non-Executive Director

Management

For

For

5

Elect SHIN Chang Hwan

Management

For

For

6

Elect HAN Ae Ra

Management

For

For

7

Election of Audit Committee Member: HA Yung Ku

Management

For

For

8

Election of Audit Committee Member: SHIN Chang Hwan

Management

For

For

9

Election of Audit Committee Member: HAN Ae Ra

Management

For

For

10

Directors' Fees

Management

For

For

11

Share Option Plan

Management

For

For

12

Share Option Plan

Management

For

For

13

Amendments to Executive Officer Retirement Allowance Policy

Management

For

For
 

 

 

SKYWORKS SOLUTIONS, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  SWKS
Security ID:  83088M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David J. Aldrich

Management

For

For

1b

Elect Director Alan S. Batey

Management

For

For

1c

Elect Director Kevin L. Beebe

Management

For

For

1d

Elect Director Timothy R. Furey

Management

For

For

1e

Elect Director Liam K. Griffin

Management

For

For

1f

Elect Director Christine King

Management

For

For

1g

Elect Director David P. McGlade

Management

For

For

1h

Elect Director Robert A. Schriesheim

Management

For

For

1i

Elect Director Kimberly S. Stevenson

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Eliminate Supermajority Vote Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities

Management

For

For

6

Eliminate Supermajority Vote Requirement to Approve Business Combination

Management

For

For

7

Eliminate Supermajority Vote Requirement to Amend Charter Provisions Governing Directors

Management

For

For

8

Eliminate Supermajority Vote Requirement to Amend Charter Provision Governing Action by Stockholders

Management

For

For

9

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

SLACK TECHNOLOGIES, INC.
Meeting Date:  JUN 19, 2020
Record Date:  APR 21, 2020
Meeting Type:  ANNUAL

Ticker:  WORK
Security ID:  83088V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Stewart Butterfield

Management

For

For

1.2

Elect John OFarrell

Management

For

For

2

Ratification of Auditor

Management

For

For
 

 

 

SMITHS GROUP PLC
Meeting Date:  NOV 13, 2019
Record Date:  OCT 11, 2019
Meeting Type:  ANNUAL

Ticker:  SMIN LN
Security ID:  GB00B1WY2338

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

ADOPTION OF ANNUAL REPORT FY2019

Management

FOR

FOR

2

APPROVAL OF DIRECTORS REMUNERATION REPORT

Management

FOR

FOR

3

DECLARATION OF A FINAL DIVIDEND

Management

FOR

FOR

4

RE-ELECTION OF BRUNO ANGELICI AS A DIRECTOR

Management

FOR

AGAINST

5

RE-ELECTION OF OLIVIER BOHUON AS A DIRECTOR

Management

FOR

FOR

6

RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR

Management

FOR

FOR

7

RE-ELECTION OF DAME ANN DOWLING AS A DIRECTOR

Management

FOR

FOR

8

RE-ELECTION OF TANYA FRATTO AS A DIRECTOR

Management

FOR

AGAINST

9

RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR

Management

FOR

AGAINST

10

RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR

Management

FOR

FOR

11

RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR

Management

FOR

FOR

12

RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR

Management

FOR

FOR

13

RE-ELECTION OF NOEL TATA AS A DIRECTOR

Management

FOR

FOR

14

APPOINTMENT OF KPMG LLP AS AUDITORS

Management

FOR

FOR

15

AUDITORS REMUNERATION

Management

FOR

FOR

16

AUTHORITY TO ISSUE SHARES

Management

FOR

AGAINST

17

AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS

Management

FOR

AGAINST

18

ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS

Management

FOR

AGAINST

19

AUTHORITY TO MAKE MARKET PURCHASES OF SHARES

Management

FOR

FOR

20

AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE

Management

FOR

FOR

21

AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE

Management

FOR

AGAINST
 

 

 

SONY CORPORATION
Meeting Date:  JUN 26, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  J76379106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles to: Change Official Company Name

Management

For

Do Not Vote

2.1

Appoint a Director Yoshida, Kenichiro

Management

For

Do Not Vote

2.2

Appoint a Director Totoki, Hiroki

Management

For

Do Not Vote

2.3

Appoint a Director Sumi, Shuzo

Management

For

Do Not Vote

2.4

Appoint a Director Tim Schaaff

Management

For

Do Not Vote

2.5

Appoint a Director Matsunaga, Kazuo

Management

For

Do Not Vote

2.6

Appoint a Director Oka, Toshiko

Management

For

Do Not Vote

2.7

Appoint a Director Akiyama, Sakie

Management

For

Do Not Vote

2.8

Appoint a Director Wendy Becker

Management

For

Do Not Vote

2.9

Appoint a Director Hatanaka, Yoshihiko

Management

For

Do Not Vote

2.10

Appoint a Director Adam Crozier

Management

For

Do Not Vote

2.11

Appoint a Director Kishigami, Keiko

Management

For

Do Not Vote

2.12

Appoint a Director Joseph A. Kraft Jr.

Management

For

Do Not Vote

3

Approve Issuance of Share Acquisition Rights as Stock Options

Management

For

Do Not Vote
 

 

 

SOTHEBY'S
Meeting Date:  SEP 05, 2019
Record Date:  AUG 06, 2019
Meeting Type:  SPECIAL

Ticker:  BID
Security ID:  835898107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 16, 2019, as it may be amended from time to time (the "merger agreement"), by and among Sotheby's, BidFair USA LLC, ("Parent"), and BidFair MergeRight Inc., a w

Management

For

Do Not Vote

2.

To consider and vote on a proposal to approve, by non-binding, advisory vote, certain compensation arrangements for Sotheby's named executive officers in connection with the merger.

Management

For

Do Not Vote
 

 

 

SOTHEBY'S
Meeting Date:  SEP 05, 2019
Record Date:  AUG 06, 2019
Meeting Type:  SPECIAL

Ticker:  BID
Security ID:  835898107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

 

 

SPARK THERAPEUTICS, INC.
Meeting Date:  SEP 05, 2019
Record Date:  JUL 16, 2019
Meeting Type:  ANNUAL

Ticker:  ONCE
Security ID:  84652J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Anand Mehra, MD

Management

For

For

1..2

DIRECTOR-Robert J. Perez

Management

For

For

1..3

DIRECTOR-Lota Zoth

Management

For

For

2.

To approve, on an advisory basis, the compensation paid to the Company's named executive officers.

Management

For

For

3.

To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

For

 

 

SPLUNK INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  SPLK
Security ID:  848637104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect John G. Connors

Management

For

For

2

Elect Patricia Morrison

Management

For

For

3

Elect Stephen Newberry

Management

For

For

4

Ratification of Auditor

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

SPORTS DIRECT INTERNATIONAL PLC
Meeting Date:  SEP 11, 2019
Record Date:  AUG 14, 2019
Meeting Type:  ANNUAL

Ticker:  FRAS LN
Security ID:  GB00B1QH8P22

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR 2018-19

Management

FOR

FOR

2

TO APPROVE THE DIRECTORS' REMUNERATION REPORT

Management

FOR

FOR

3

THAT DAVID DALY BE RE-ELECTED AS A DIRECTOR

Management

FOR

FOR

4

THAT MIKE ASHLEY BE RE-ELECTED AS A DIRECTOR

Management

FOR

FOR

5

THAT DAVID BRAYSHAW BE RE-ELECTED AS A DIRECTOR

Management

FOR

FOR

6

THAT RICHARD BOTTOMLEY BE ELECTED AS A DIRECTOR

Management

FOR

FOR

7

THAT CALLY PRICE BE ELECTED AS A DIRECTOR

Management

FOR

FOR

8

THAT NICOLA FRAMPTON BE ELECTED AS A DIRECTOR

Management

FOR

FOR

9

TO RE-APPOINT GRANT THORNTON UK LLP AS THE COMPANY'S AUDITORS

Management

FOR

AGAINST

10

TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS

Management

FOR

FOR

11

TO GRANT AUTHORITY FOR THE DIRECTORS TO ALLOT SHARES

Management

FOR

AGAINST

12

TO GRANT ADDITIONAL AUTHORITY FOR THE DIRECTORS TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE

Management

FOR

AGAINST

13

THAT THE BOARD BE AND HEREBY IS EMPOWERED PURSUANT TO SECTION 570 AND 573 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GIVEN BY RESOLUTIONS 11 AND 12 (AS APPLICABLE) AND/OR WHERE T

Management

FOR

AGAINST

14

THAT SUBJECT TO THE PASSING OF RESOLUTIONS 11, 12 AND 13, AND IN ADDITION TO THE POWER GIVEN TO IT PURSUANT TO RESOLUTION 13, THE BOARD BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 AND SECTION 573 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANIN

Management

FOR

AGAINST

15

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES

Management

FOR

FOR

16

TO REDUCE THE NOTICE PERIOD FOR ALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS

Management

FOR

FOR

17

TO AUTHORISE THE MAKING OF POLITICAL DONATIONS

Management

FOR

AGAINST
 

 

 

SPORTS DIRECT INTERNATIONAL PLC
Meeting Date:  DEC 16, 2019
Record Date:  NOV 26, 2019
Meeting Type:  ANNUAL

Ticker:  FRAS LN
Security ID:  GB00B1QH8P22

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

APPROVE CHANGE OF COMPANY NAME TO FRASERS GROUP PLC

Management

FOR

FOR

CMMT

27 NOV 2019: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Management

NON-VOTING

NON-VOTING
 

 

 

SPOTIFY TECHNOLOGY S.A.
Meeting Date:  JAN 08, 2020
Record Date:  NOV 25, 2019
Meeting Type:  SPECIAL

Ticker:  SPOT
Security ID:  L8681T102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Barry McCarthy

Management

For

For

 

 

SPOTIFY TECHNOLOGY S.A.
Meeting Date:  APR 22, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  SPOT
Security ID:  L8681T102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

For

2

Allocation of Profits/Dividends

Management

For

For

3

Ratification of Board Acts

Management

For

For

4

Elect Daniel Ek

Management

For

For

5

Elect Martin Lorentzon

Management

For

For

6

Elect Shishir S. Mehrotra

Management

For

For

7

Elect Christopher P. Marshall

Management

For

Against

8

Elect Barry McCarthy

Management

For

For

9

Elect Heidi O'Neill

Management

For

For

10

Elect Theodore A. Sarandos

Management

For

For

11

Elect Thomas O. Staggs

Management

For

For

12

Elect Cristina Stenbeck

Management

For

For

13

Elect Padmasree Warrior

Management

For

For

14

Appointment of Auditor

Management

For

For

15

Directors' Fees

Management

For

Against

16

Authorization of Legal Formalities

Management

For

For

 

 

SPRING BANK PHARMACEUTICALS INC
Meeting Date:  JUL 10, 2019
Record Date:  MAY 20, 2019
Meeting Type:  ANNUAL

Ticker:  SBPH
Security ID:  849431101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Timothy Clackson

Management

For

For

1.002

Elect Pamela Klein

Management

For

For

2

Ratification of Auditor

Management

For

For
 

 

 

SPRINGWORKS THERAPEUTICS INC
Meeting Date:  MAY 20, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL

Ticker:  SWTX
Security ID:  85205L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Saqib Islam

Management

For

For

1.002

Elect Stephen P. Squinto

Management

For

Withhold

2

Ratification of Auditor

Management

For

For

 

 

STAR BULK CARRIERS CORP.
Meeting Date:  JUL 09, 2019
Record Date:  MAY 13, 2019
Meeting Type:  ANNUAL

Ticker:  SBLK
Security ID:  Y8162K204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Petros Pappas

Management

For

Do Not Vote

1..2

DIRECTOR-Spyros Capralos

Management

For

Do Not Vote

1..3

DIRECTOR-Arne Blystad

Management

For

Do Not Vote

1..4

DIRECTOR-Raffaele Zagari

Management

For

Do Not Vote

2.

To approve the appointment of Deloitte Certified Public Accountants S.A. as the Company's independent auditors for the fiscal year ending December 31, 2019.

Management

For

Do Not Vote
 

 

 

STAR BULK CARRIERS CORP.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  SBLK
Security ID:  Y8162K204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Mahesh Balakrishnan

Management

For

Do Not Vote

1..2

DIRECTOR-Nikolaos Karellis

Management

For

Do Not Vote

1..3

DIRECTOR-Eleni Vrettou

Management

For

Do Not Vote

1..4

DIRECTOR-Katherine Ralph

Management

For

Do Not Vote

2.

To approve the delisting of the Company's common shares, par value $0.01 per share, from trading on the Oslo Bors under the ticker symbol "SBLK".

Management

For

Do Not Vote

3.

To approve the appointment of Deloitte Certified Public Accountants S.A. as the Company's independent auditors for the fiscal year ending December 31, 2020.

Management

For

Do Not Vote

 

 

STARBUCKS CORPORATION
Meeting Date:  MAR 18, 2020
Record Date:  JAN 10, 2020
Meeting Type:  ANNUAL

Ticker:  SBUX
Security ID:  855244109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard E. Allison, Jr.

Management

For

Against

1b

Elect Director Rosalind G. Brewer

Management

For

For

1c

Elect Director Andrew Campion

Management

For

For

1d

Elect Director Mary N. Dillon

Management

For

Against

1e

Elect Director Isabel Ge Mahe

Management

For

For

1f

Elect Director Mellody Hobson

Management

For

For

1g

Elect Director Kevin R. Johnson

Management

For

For

1h

Elect Director Jorgen Vig Knudstorp

Management

For

For

1i

Elect Director Satya Nadella

Management

For

Against

1j

Elect Director Joshua Cooper Ramo

Management

For

For

1k

Elect Director Clara Shih

Management

For

Against

1l

Elect Director Javier G. Teruel

Management

For

Against

1m

Elect Director Myron E. Ullman, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Risks of Omitting Viewpoint and Ideology from EEO Policy

Shareholder

Against

Against
 

 

 

STONECO LTD
Meeting Date:  NOV 14, 2019
Record Date:  OCT 14, 2019
Meeting Type:  ANNUAL

Ticker:  STNE
Security ID:  G85158106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Andre Street

Management

For

For

1.2

Elect Eduardo Cunha Monnerat Solon de Pontes

Management

For

For

1.3

Elect Roberto Moses Thompson Motta

Management

For

For

1.4

Elect Thomas A. Patterson

Management

For

For

1.5

Elect Ali Zaynalabidin Haeri Mazanderani

Management

For

For

1.6

Elect Silvio Jose Morais

Management

For

For

2

Adoption and Ratification of the Financial Statements

Management

For

For

 

 

SUNTRUST BANKS, INC.
Meeting Date:  JUL 30, 2019
Record Date:  JUN 24, 2019
Meeting Type:  SPECIAL

Ticker:  STI
Security ID:  867914103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust B

Management

For

For

2.

To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement.

Management

For

For

3.

To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amend

Management

For

For
 

 

 

SVMK INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  SVMK
Security ID:  78489X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Ryan Finley

Management

For

For

1.2

Elect Benjamin C. Spero

Management

For

For

1.3

Elect Serena J. Williams

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

4

Ratification of Auditor

Management

For

For

 

 

T-MOBILE US, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  TMUS
Security ID:  872590104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Marcelo Claure

Management

For

Withhold

1.2

Elect Srikant M. Datar

Management

For

For

1.3

Elect Ronald D. Fisher

Management

For

Withhold

1.4

Elect Srini Gopalan

Management

For

Withhold

1.5

Elect Lawrence H. Guffey

Management

For

For

1.6

Elect Timotheus Hottges

Management

For

Withhold

1.7

Elect Christian P. Illek

Management

For

Withhold

1.8

Elect Stephen R. Kappes

Management

For

For

1.9

Elect Raphael Kubler

Management

For

Withhold

1.10

Elect Thorsten Langheim

Management

For

Withhold

1.11

Elect G. Michael Sievert

Management

For

For

1.12

Elect Teresa A. Taylor

Management

For

Withhold

1.13

Elect Kelvin R. Westbrook

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against

4

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

Shareholder

Against

For
 

 

 

T-MOBILE US, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  TMUS
Security ID:  872590104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Marcelo Claure

Management

For

For

1..2

DIRECTOR-Srikant M. Datar

Management

For

For

1..3

DIRECTOR-Ronald D. Fisher

Management

For

For

1..4

DIRECTOR-Srini Gopalan

Management

For

For

1..5

DIRECTOR-Lawrence H. Guffey

Management

For

For

1..6

DIRECTOR-Timotheus Hottges

Management

For

For

1..7

DIRECTOR-Christian P. Illek

Management

For

For

1..8

DIRECTOR-Stephen R. Kappes

Management

For

For

1..9

DIRECTOR-Raphael Kubler

Management

For

For

1..10

DIRECTOR-Thorsten Langheim

Management

For

For

1..11

DIRECTOR-G. Michael Sievert

Management

For

For

1..12

DIRECTOR-Teresa A. Taylor

Management

For

For

1..13

DIRECTOR-Kelvin R. Westbrook

Management

For

For

2.

Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020.

Management

For

For

3.

Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019.

Management

For

For

4.

Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control.

Shareholder

Against

Against
 

 

 

T. ROWE PRICE GROUP, INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  TROW
Security ID:  74144T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark S. Bartlett

Management

For

For

1b

Elect Director Mary K. Bush

Management

For

For

1c

Elect Director Dina Dublon

Management

For

For

1d

Elect Director Freeman A. Hrabowski, III

Management

For

For

1e

Elect Director Robert F. MacLellan

Management

For

For

1f

Elect Director Olympia J. Snowe

Management

For

For

1g

Elect Director Robert J. Stevens

Management

For

For

1h

Elect Director William J. Stromberg

Management

For

For

1i

Elect Director Richard R. Verma

Management

For

For

1j

Elect Director Sandra S. Wijnberg

Management

For

For

1k

Elect Director Alan D. Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Report on and Assess Proxy Voting Policies in Relation to Climate Change Position

Shareholder

Against

Against
 

 

 

TABULA RASA HEALTHCARE INC
Meeting Date:  JUN 12, 2020
Record Date:  APR 21, 2020
Meeting Type:  ANNUAL

Ticker:  TRHC
Security ID:  873379101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Jan Berger

Management

For

For

1.002

Elect Katherine O'Brien

Management

For

For

1.003

Elect Michael Purcell

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

TAKEAWAY.COM N.V.
Meeting Date:  JAN 09, 2020
Record Date:  DEC 12, 2019
Meeting Type:  EXTRAORDINARY GENERAL MEETING

Ticker:  
Security ID:  N84437107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Did not vote

1

OPENING AND ANNOUNCEMENTS

Management

None

Did not vote

2.A

RESOLUTIONS IN RELATION TO THE COMBINATION: APPROVAL OF THE COMBINATION PURSUANT TO SECTION 2:107A DUTCH CIVIL CODE

Management

For

Do Not Vote

2.B

RESOLUTIONS IN RELATION TO THE COMBINATION: AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY

Management

For

Do Not Vote

2.C

RESOLUTIONS IN RELATION TO THE COMBINATION: DELEGATION OF THE RIGHT TO ISSUE SHARES AND/OR TO GRANT RIGHTS TO ACQUIRE SHARES TO THE MANAGEMENT BOARD IN CONNECTION WITH THE COMBINATION

Management

For

Do Not Vote

2.D

RESOLUTIONS IN RELATION TO THE COMBINATION: DELEGATION OF THE RIGHT TO EXCLUDE OR LIMIT PRE- EMPTIVE RIGHTS TO THE MANAGEMENT BOARD IN CONNECTION WITH THE COMBINATION

Management

For

Do Not Vote

2.E

RESOLUTIONS IN RELATION TO THE COMBINATION: APPOINTMENT OF PAUL HARRISON AS CFO AND AS MEMBER OF THE MANAGEMENT BOARD

Management

For

Do Not Vote

2.F

RESOLUTIONS IN RELATION TO THE COMBINATION: APPOINTMENT OF MIKE EVANS AS CHAIRMAN AND AS MEMBER OF THE SUPERVISORY BOARD

Management

For

Do Not Vote

2.G

RESOLUTIONS IN RELATION TO THE COMBINATION: APPOINTMENT OF GWYN BURR AS MEMBER OF THE SUPERVISORY BOARD

Management

For

Do Not Vote

2.H

RESOLUTIONS IN RELATION TO THE COMBINATION: APPOINTMENT OF JAMBU PALANIAPPAN AS MEMBER OF THE SUPERVISORY BOARD

Management

For

Do Not Vote

2.I

RESOLUTIONS IN RELATION TO THE COMBINATION: APPOINTMENT OF ROISIN DONNELLY AS MEMBER OF THE SUPERVISORY BOARD

Management

For

Do Not Vote

2.J

RESOLUTIONS IN RELATION TO THE COMBINATION: APPROVAL OF A SUPPLEMENT TO THE REMUNERATION POLICY OF THE MANAGEMENT BOARD IN RESPECT OF PAUL HARRISON

Management

For

Do Not Vote

2.K

RESOLUTIONS IN RELATION TO THE COMBINATION: APPROVAL OF THE REMUNERATION OF THE NEW MEMBERS OF THE SUPERVISORY BOARD

Management

For

Do Not Vote

3

ANY OTHER BUSINESS

Management

None

Did not vote

4

CLOSING OF THE MEETING

Management

None

Did not vote
 

 

 

TALLGRASS ENERGY, LP
Meeting Date:  APR 16, 2020
Record Date:  MAR 12, 2020
Meeting Type:  SPECIAL

Ticker:  TGE
Security ID:  874696107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

 

 

TANDEM DIABETES CARE INC
Meeting Date:  MAY 27, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  TNDM
Security ID:  875372203

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Kim D. Blickenstaff

Management

For

For

1.002

Elect Christopher J. Twomey

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against

 

 

TAPESTRY, INC.
Meeting Date:  NOV 07, 2019
Record Date:  SEP 06, 2019
Meeting Type:  ANNUAL

Ticker:  TPR
Security ID:  US8760301072

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Darrell Cavens

Management

FOR

FOR

1B.

Election of Director: David Denton

Management

FOR

FOR

1C.

Election of Director: Anne Gates

Management

FOR

FOR

1D.

Election of Director: Andrea Guerra

Management

FOR

FOR

1E.

Election of Director: Susan Kropf

Management

FOR

AGAINST

1F.

Election of Director: Annabelle Yu Long

Management

FOR

FOR

1G.

Election of Director: Ivan Menezes

Management

FOR

AGAINST

1H.

Election of Director: Jide Zeitlin

Management

FOR

FOR

2.

Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 27, 2020

Management

FOR

AGAINST

4.

Approval of the Amended and Restated Tapestry, Inc. 2018 Stock Incentive Plan

Management

FOR

FOR

3.

Advisory vote to approve the Company's executive compensation as discussed and described in the proxy statement

Management

FOR

FOR
 

 

 

TARGET CORPORATION
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Douglas M. Baker, Jr.

Management

For

For

1B.

Election of Director: George S. Barrett

Management

For

For

1C.

Election of Director: Brian C. Cornell

Management

For

For

1D.

Election of Director: Calvin Darden

Management

For

For

1E.

Election of Director: Robert L. Edwards

Management

For

For

1F.

Election of Director: Melanie L. Healey

Management

For

For

1G.

Election of Director: Donald R. Knauss

Management

For

For

1H.

Election of Director: Monica C. Lozano

Management

For

For

1I.

Election of Director: Mary E. Minnick

Management

For

For

1J.

Election of Director: Kenneth L. Salazar

Management

For

For

1K.

Election of Director: Dmitri L. Stockton

Management

For

For

2.

Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm.

Management

For

For

3.

Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay).

Management

For

For

4.

Company proposal to approve the Target Corporation 2020 Long-Term Incentive Plan.

Management

For

For
 

 

 

TARGET CORPORATION
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. Baker, Jr.

Management

For

For

1b

Elect Director George S. Barrett

Management

For

For

1c

Elect Director Brian C. Cornell

Management

For

For

1d

Elect Director Calvin Darden

Management

For

For

1e

Elect Director Robert L. Edwards

Management

For

For

1f

Elect Director Melanie L. Healey

Management

For

For

1g

Elect Director Donald R. Knauss

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Mary E. Minnick

Management

For

For

1j

Elect Director Kenneth L. Salazar

Management

For

Against

1k

Elect Director Dmitri L. Stockton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

TAUBMAN CENTERS, INC.
Meeting Date:  JUN 25, 2020
Record Date:  JUN 05, 2020
Meeting Type:  SPECIAL

Ticker:  TCO
Security ID:  876664103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For
 

 

 

TD AMERITRADE HOLDING CORPORATION
Meeting Date:  JUN 04, 2020
Record Date:  APR 27, 2020
Meeting Type:  SPECIAL

Ticker:  AMTD
Security ID:  87236Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 24, 2019, by and among The Charles Schwab Corporation, Americano Acquisition Corp. and TD Ameritrade Holding Corporation ("TD Ameritrade"), as it may be amended from time

Management

For

For

2.

Proposal to approve, on a non-binding, advisory basis, certain compensation arrangements that may be paid or become payable to TD Ameritrade's named executive officers in connection with the merger contemplated by the merger agreement.

Management

For

For

3.

Proposal to approve the adjournment of the TD Ameritrade special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve and adopt the merger agreement at the time of the TD Ameritrade special meet

Management

For

For

 

 

TECH DATA CORPORATION
Meeting Date:  FEB 12, 2020
Record Date:  JAN 09, 2020
Meeting Type:  SPECIAL

Ticker:  TECD
Security ID:  878237106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Approve and adopt the Agreement and Plan of Merger, dated as of November 12, 2019, as amended on November 27, 2019 by that certain Amendment No. 1 to the Agreement and Plan of Merger, among Tech Data Corporation, Tiger Midco, LLC and Tiger Merger Sub Co.

Management

For

For

2.

Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Tech Data Corporation's named executive officers in connection with the merger.

Management

For

For

3.

Approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1 (to approve and adopt the Merger Agreement) or in

Management

For

For
 

 

 

TECK RESOURCES LIMITED
Meeting Date:  APR 21, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL AND SPECIAL MEETING

Ticker:  TECK
Security ID:  878742204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

DIRECTOR-M.M. Ashar

Management

For

Withheld

1.2

DIRECTOR-T. Higo

Management

For

Withheld

1.3

DIRECTOR-T.L. McVicar

Management

For

Withheld

1.4

DIRECTOR-Q. Chong

Management

For

Withheld

1.5

DIRECTOR-N.B. Keevil III

Management

For

Withheld

1.6

DIRECTOR-K.W. Pickering

Management

For

Withheld

1.7

DIRECTOR-E.C. Dowling

Management

For

Withheld

1.8

DIRECTOR-D.R. Lindsay

Management

For

Withheld

1.9

DIRECTOR-U.M. Power

Management

For

Withheld

1.10

DIRECTOR-E. Fukuda

Management

For

Withheld

1.11

DIRECTOR-S.A. Murray

Management

For

Withheld

1.12

DIRECTOR-T.R. Snider

Management

For

Withheld

2

To appoint PricewaterhouseCoopers LLP as Auditor of the Corporation and to authorize the directors to fix the Auditor's remuneration.

Management

For

Withheld

3

To approve the advisory resolution on the Corporation's approach to executive compensation.

Management

For

Against

4

To approve the resolutions increasing the number of Class B subordinate voting shares available for issuance under the 2010 Plan by 18,000,000 and ratifying the grant of 3,690,130 stock options, as more particularly described in the management proxy circu

Management

For

Against
 

 

 

TELADOC HEALTH INC
Meeting Date:  MAY 28, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  TDOC
Security ID:  87918A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Helen Darling

Management

For

For

1.002

Elect William H. Frist

Management

For

For

1.003

Elect Michael Goldstein

Management

For

For

1.004

Elect Jason Gorevic

Management

For

For

1.005

Elect Catherine A. Jacobson

Management

For

For

1.006

Elect Thomas G. McKinley

Management

For

For

1.007

Elect Kenneth H. Paulus

Management

For

For

1.008

Elect David L. Shedlarz

Management

For

For

1.009

Elect Mark Douglas Smith

Management

For

For

1.010

Elect David B. Snow, Jr.

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

Against

3

Ratification of Auditor

Management

For

For

 

 

TELECOM ITALIA SPA
Meeting Date:  APR 23, 2020
Record Date:  APR 14, 2020
Meeting Type:  MIX

Ticker:  
Security ID:  T92778108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Did not vote

O.1.1

ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

For

Do Not Vote

O.1.2

APPROVE ALLOCATION OF INCOME

Management

For

Do Not Vote

O.2.1

ELECT SALVATORE ROSSI AS DIRECTOR

Management

For

Do Not Vote

O.2.2

ELECT FRANCK CADORET AS DIRECTOR

Management

For

Do Not Vote

O.3.1

APPROVE REMUNERATION POLICY

Management

For

Do Not Vote

O.3.2

APPROVE SECOND SECTION OF THE REMUNERATION REPORT

Management

For

Do Not Vote

O.4

APPROVE LONG TERM INCENTIVE PLAN

Management

For

Do Not Vote

E.5

AUTHORIZE BOARD TO INCREASE CAPITAL TO SERVICE LONG TERM INCENTIVE PLAN

Management

For

Do Not Vote

E.6

AUTHORIZE BOARD TO INCREASE CAPITAL TO SERVICE EMPLOYEE SHARE PLAN

Management

For

Do Not Vote

E.7

AMEND COMPANY BYLAWS RE: ARTICLE 9

Management

For

Do Not Vote
 

 

 

TELEFLEX INCORPORATED
Meeting Date:  MAY 01, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  TFX
Security ID:  879369106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect George Babich, Jr.

Management

For

For

2

Elect Gretchen R. Haggerty

Management

For

For

3

Elect Liam J. Kelly

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Ratification of Auditor

Management

For

For

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 13, 2020
Record Date:  MAY 07, 2020
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Non-Voting Meeting Note

Management

N/A

N/A

2

Non-Voting Meeting Note

Management

N/A

N/A

3

Accounts and Reports

Management

For

For

4

Allocation of Profits/Dividends

Management

For

For

5

Elect Martin LAU Chi Ping

Management

For

For

6

Elect Charles St. Leger Searle

Management

For

Against

7

Elect Ke Yang

Management

For

For

8

Directors' Fees

Management

For

For

9

Appointment of Auditor and Authority to Set Fees

Management

For

For

10

Authority to Issue Shares w/o Preemptive Rights

Management

For

Against

11

Authority to Repurchase Shares

Management

For

For

12

Authority to Issue Repurchased Shares

Management

For

For

13

Amendments to Articles

Management

For

For
 

 

 

TENCENT HOLDINGS LTD
Meeting Date:  MAY 13, 2020
Record Date:  MAY 07, 2020
Meeting Type:  ANNUAL

Ticker:  700 HK
Security ID:  KYG875721634

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019

Management

FOR

FOR

2

TO DECLARE A FINAL DIVIDEND

Management

FOR

FOR

3.A

TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR

Management

FOR

FOR

3.B

TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR

Management

FOR

FOR

3.C

TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR

Management

FOR

FOR

3.D

TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION

Management

FOR

FOR

4

TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION

Management

FOR

FOR

5

TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES

Management

FOR

FOR

6

TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES

Management

FOR

FOR

7

TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED

Management

FOR

FOR

8

TO APPROVE THE PROPOSED AMENDMENTS TO THE EXISTING AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY

Management

FOR

FOR

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2020/0407/2020040701452.pdf,

Management

NON-VOTING

NON-VOTING

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Management

NON-VOTING

NON-VOTING
 

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Jean M. Hobby

Management

For

For

1g

Elect Director Michael D. Hsu

Management

For

For

1h

Elect Director Ronald Kirk

Management

For

For

1i

Elect Director Pamela H. Patsley

Management

For

For

1j

Elect Director Robert E. Sanchez

Management

For

For

1k

Elect Director Richard k. Templeton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

THE AES CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  AES
Security ID:  00130H105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Janet G. Davidson

Management

For

For

1.2

Elect Director Andres R. Gluski

Management

For

For

1.3

Elect Director Tarun Khanna

Management

For

For

1.4

Elect Director Holly K. Koeppel

Management

For

For

1.5

Elect Director Julia M. Laulis

Management

For

For

1.6

Elect Director James H. Miller

Management

For

For

1.7

Elect Director Alain Monie

Management

For

For

1.8

Elect Director John B. Morse, Jr.

Management

For

For

1.9

Elect Director Moises Naim

Management

For

For

1.10

Elect Director Jeffrey W. Ubben

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors

Shareholder

Against

Against

 

 

THE ALLSTATE CORPORATION
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  ALL
Security ID:  020002101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kermit R. Crawford

Management

For

For

1b

Elect Director Michael L. Eskew

Management

For

For

1c

Elect Director Margaret M. Keane

Management

For

For

1d

Elect Director Siddharth N. (Bobby) Mehta

Management

For

For

1e

Elect Director Jacques P. Perold

Management

For

For

1f

Elect Director Andrea Redmond

Management

For

For

1g

Elect Director Gregg M. Sherrill

Management

For

For

1h

Elect Director Judith A. Sprieser

Management

For

For

1i

Elect Director Perry M. Traquina

Management

For

For

1j

Elect Director Thomas J. Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

THE GREENBRIER COMPANIES, INC.
Meeting Date:  JAN 08, 2020
Record Date:  NOV 06, 2019
Meeting Type:  ANNUAL

Ticker:  GBX
Security ID:  393657101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Wanda F. Felton

Management

For

Do Not Vote

1..2

DIRECTOR-Graeme A. Jack

Management

For

Do Not Vote

1..3

DIRECTOR-David L. Starling

Management

For

Do Not Vote

1..4

DIRECTOR-Wendy L. Teramoto

Management

For

Do Not Vote

2.

Advisory approval of the compensation of the Company's named executive officers.

Management

For

Do Not Vote

3.

Ratification of the appointment of KPMG LLP as the Company's independent auditors for 2020.

Management

For

Do Not Vote
 

 

 

THE HOME DEPOT, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  HD
Security ID:  437076102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerard J. Arpey

Management

For

For

1b

Elect Director Ari Bousbib

Management

For

For

1c

Elect Director Jeffery H. Boyd

Management

For

For

1d

Elect Director Gregory D. Brenneman

Management

For

For

1e

Elect Director J. Frank Brown

Management

For

For

1f

Elect Director Albert P. Carey

Management

For

For

1g

Elect Director Helena B. Foulkes

Management

For

For

1h

Elect Director Linda R. Gooden

Management

For

For

1i

Elect Director Wayne M. Hewett

Management

For

For

1j

Elect Director Manuel Kadre

Management

For

For

1k

Elect Director Stephanie C. Linnartz

Management

For

For

1l

Elect Director Craig A. Menear

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Shareholder Written Consent Provisions

Shareholder

Against

For

5

Prepare Employment Diversity Report and Report on Diversity Policies

Shareholder

Against

Against

6

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

7

Report on Congruency Political Analysis and Electioneering Expenditures

Shareholder

Against

Against

 

 

THE HOME DEPOT, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  HD
Security ID:  437076102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerard J. Arpey

Management

For

For

1b

Elect Director Ari Bousbib

Management

For

For

1c

Elect Director Jeffery H. Boyd

Management

For

For

1d

Elect Director Gregory D. Brenneman

Management

For

For

1e

Elect Director J. Frank Brown

Management

For

For

1f

Elect Director Albert P. Carey

Management

For

For

1g

Elect Director Helena B. Foulkes

Management

For

For

1h

Elect Director Linda R. Gooden

Management

For

For

1i

Elect Director Wayne M. Hewett

Management

For

For

1j

Elect Director Manuel Kadre

Management

For

For

1k

Elect Director Stephanie C. Linnartz

Management

For

For

1l

Elect Director Craig A. Menear

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Shareholder Written Consent Provisions

Shareholder

Against

Against

5

Prepare Employment Diversity Report and Report on Diversity Policies

Shareholder

Against

For

6

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

For

7

Report on Congruency Political Analysis and Electioneering Expenditures

Shareholder

Against

For
 

 

 

THE INTERPUBLIC GROUP OF COMPANIES, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  IPG
Security ID:  460690100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jocelyn Carter-Miller

Management

For

For

1.2

Elect Director Mary J. Steele Guilfoile

Management

For

For

1.3

Elect Director Dawn Hudson

Management

For

For

1.4

Elect Director Jonathan F. Miller

Management

For

For

1.5

Elect Director Patrick Q. Moore

Management

For

For

1.6

Elect Director Michael I. Roth

Management

For

For

1.7

Elect Director Linda S. Sanford

Management

For

For

1.8

Elect Director David M. Thomas

Management

For

For

1.9

Elect Director E. Lee Wyatt, Jr.

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For
 

 

 

THE SHERWIN-WILLIAMS COMPANY
Meeting Date:  APR 22, 2020
Record Date:  FEB 27, 2020
Meeting Type:  ANNUAL

Ticker:  SHW
Security ID:  824348106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kerrii B. Anderson

Management

For

For

1.2

Elect Director Arthur F. Anton

Management

For

For

1.3

Elect Director Jeff M. Fettig

Management

For

For

1.4

Elect Director Richard J. Kramer

Management

For

For

1.5

Elect Director Susan J. Kropf

Management

For

For

1.6

Elect Director John G. Morikis

Management

For

For

1.7

Elect Director Christine A. Poon

Management

For

For

1.8

Elect Director Michael H. Thaman

Management

For

For

1.9

Elect Director Matthew Thornton, III

Management

For

For

1.10

Elect Director Steven H. Wunning

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

THE STARS GROUP INC.
Meeting Date:  APR 24, 2020
Record Date:  MAR 13, 2020
Meeting Type:  SPECIAL

Ticker:  TSG
Security ID:  85570W100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

To consider, and, if deemed advisable, to approve, with or without variation, a special resolution, the full text of which is set forth in Appendix A of the accompanying management information circular dated March 26, 2020 (the "Information Circular"), to

Management

For

For
 

 

 

THE TJX COMPANIES, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TJX
Security ID:  872540109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Zein Abdalla

Management

For

Do Not Vote

1B.

Election of Director: Alan M. Bennett

Management

For

Do Not Vote

1C.

Election of Director: Rosemary T. Berkery

Management

For

Do Not Vote

1D.

Election of Director: David T. Ching

Management

For

Do Not Vote

1E.

Election of Director: Ernie Herrman

Management

For

Do Not Vote

1F.

Election of Director: Michael F. Hines

Management

For

Do Not Vote

1G.

Election of Director: Amy B. Lane

Management

For

Do Not Vote

1H.

Election of Director: Carol Meyrowitz

Management

For

Do Not Vote

1I.

Election of Director: Jackwyn L. Nemerov

Management

For

Do Not Vote

1J.

Election of Director: John F. O'Brien

Management

For

Do Not Vote

1K.

Election of Director: Willow B. Shire

Management

For

Do Not Vote

2.

Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2021

Management

For

Do Not Vote

3.

Advisory approval of TJX's executive compensation (the say-on-pay vote)

Management

For

Do Not Vote

4.

Shareholder proposal for a report on reduction in chemical footprint

Shareholder

Against

Do Not Vote

5.

Shareholder proposal for a report on animal welfare

Shareholder

Against

Do Not Vote

6.

Shareholder proposal for setting target amounts for CEO compensation

Shareholder

Against

Do Not Vote

7.

Shareholder proposal for disclosure regarding executive share retention

Shareholder

Against

Do Not Vote
 

 

 

THE TORO COMPANY
Meeting Date:  MAR 17, 2020
Record Date:  JAN 21, 2020
Meeting Type:  ANNUAL

Ticker:  TTC
Security ID:  891092108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey M. Ettinger

Management

For

For

1.2

Elect Director Katherine J. Harless

Management

For

For

1.3

Elect Director D. Christian Koch

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

THE WALT DISNEY COMPANY
Meeting Date:  MAR 11, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL

Ticker:  DIS
Security ID:  254687106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan E. Arnold

Management

For

For

1b

Elect Director Mary T. Barra

Management

For

For

1c

Elect Director Safra A. Catz

Management

For

For

1d

Elect Director Francis A. deSouza

Management

For

For

1e

Elect Director Michael B.G. Froman

Management

For

For

1f

Elect Director Robert A. Iger

Management

For

For

1g

Elect Director Maria Elena Lagomasino

Management

For

For

1h

Elect Director Mark G. Parker

Management

For

For

1i

Elect Director Derica W. Rice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

 

 

THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  TMO
Security ID:  883556102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc N. Casper

Management

For

For

1b

Elect Director Nelson J. Chai

Management

For

For

1c

Elect Director C. Martin Harris

Management

For

For

1d

Elect Director Tyler Jacks

Management

For

For

1e

Elect Director Judy C. Lewent

Management

For

For

1f

Elect Director Thomas J. Lynch

Management

For

For

1g

Elect Director Jim P. Manzi

Management

For

For

1h

Elect Director James C. Mullen

Management

For

For

1i

Elect Director Lars R. Sorensen

Management

For

For

1j

Elect Director Debora L. Spar

Management

For

For

1k

Elect Director Scott M. Sperling

Management

For

For

1l

Elect Director Dion J. Weisler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For
 

 

 

TIFFANY & CO.
Meeting Date:  FEB 04, 2020
Record Date:  JAN 02, 2020
Meeting Type:  SPECIAL

Ticker:  TIF
Security ID:  886547108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

TIFFANY & CO.
Meeting Date:  JUN 01, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  TIF
Security ID:  886547108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Alessandro Bogliolo

Management

For

For

1B.

Election of Director: Rose Marie Bravo

Management

For

For

1C.

Election of Director: Hafize Gaye Erkan

Management

For

For

1D.

Election of Director: Roger N. Farah

Management

For

For

1E.

Election of Director: Jane Hertzmark Hudis

Management

For

For

1F.

Election of Director: Abby F. Kohnstamm

Management

For

For

1G.

Election of Director: James E. Lillie

Management

For

For

1H.

Election of Director: William A. Shutzer

Management

For

For

1I.

Election of Director: Robert S. Singer

Management

For

For

1J.

Election of Director: Annie Young-Scrivner

Management

For

For

2.

Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's consolidated financial statements for Fiscal 2020.

Management

For

For

3.

Approval, on an advisory basis, of the compensation paid to the Company's named executive officers in Fiscal 2019.

Management

For

For
 

 

 

TIFFANY & CO.
Meeting Date:  JUN 01, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  TIF
Security ID:  886547108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alessandro Bogliolo

Management

For

For

1b

Elect Director Rose Marie Bravo

Management

For

For

1c

Elect Director Hafize Gaye Erkan

Management

For

For

1d

Elect Director Roger N. Farah

Management

For

For

1e

Elect Director Jane Hertzmark Hudis

Management

For

For

1f

Elect Director Abby F. Kohnstamm

Management

For

For

1g

Elect Director James E. Lillie

Management

For

For

1h

Elect Director William A. Shutzer

Management

For

For

1i

Elect Director Robert S. Singer

Management

For

For

1j

Elect Director Annie Young-Scrivner

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

TOTAL SYSTEM SERVICES INC.
Meeting Date:  AUG 29, 2019
Record Date:  JUL 22, 2019
Meeting Type:  SPECIAL

Ticker:  TSS
Security ID:  891906109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Merger with Global Payments

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Advisory Vote on Declassification of Global Payments Board

Management

For

For

4

Right to Adjourn Meeting

Management

For

For
 

 

 

TOTAL SYSTEM SERVICES, INC.
Meeting Date:  AUG 29, 2019
Record Date:  JUL 22, 2019
Meeting Type:  SPECIAL

Ticker:  TSS
Security ID:  891906109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Approval of the Agreement and Plan of Merger, dated as of May 27, 2019 (as amended from time to time, the "merger agreement"), by and between Total System Services, Inc. ("TSYS") and Global Payments Inc. ("Global Payments") and the transactions contemplat

Management

For

For

2.

Approval, on an advisory (non-binding) basis, of the executive officer compensation that will or may be paid to or become payable to TSYS' named executive officers in connection with the merger.

Management

For

For

3.

Approval, on an advisory (non-binding) basis, of an amendment to Global Payments' articles of incorporation to declassify Global Payments' board of directors and provide for the annual election of directors.

Management

For

For

4.

Approval of the adjournment of the TSYS special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve Proposal 1.

Management

For

For

 

 

TRANSUNION
Meeting Date:  MAY 12, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TRU
Security ID:  89400J107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Repeal of Classified Board

Management

For

For

2

Elimination of Supermajority Requirements to Amend Governance Documents

Management

For

For

3

Elimination of Supermajority Requirements to Remove Directors

Management

For

For

4

Amend the Charter to Remove the Corporate Opportunity Waiver

Management

For

For

5

Amend the Articles to Remove Certain Provisions Related to the Company's Former Sponsors

Management

For

For

6

Elect Suzanne P. Clark

Management

For

For

7

Elect Kermit R. Crawford

Management

For

For

8

Elect Thomas L. Monahan III

Management

For

For

9

Amendment to the 2015 Omnibus Incentive Plan

Management

For

For

10

Ratification of Auditor

Management

For

For
 

 

 

TRINET GROUP, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  TNET
Security ID:  896288107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Michael J. Angelakis

Management

For

For

1.2

Elect Burton M. Goldfield

Management

For

For

1.3

Elect David C. Hodgson

Management

For

For

1.4

Elect Jacqueline B. Kosecoff

Management

For

For

2

Advisory Vote on Executive Compensation

Management

For

For

3

Ratification of Auditor

Management

For

For

 

 

TRINITY INDUSTRIES, INC.
Meeting Date:  MAY 04, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TRN
Security ID:  896522109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John L. Adams

Management

For

For

1.2

Elect Director Brandon B. Boze

Management

For

For

1.3

Elect Director John J. Diez

Management

For

For

1.4

Elect Director Leldon E. Echols

Management

For

For

1.5

Elect Director Charles W. Matthews

Management

For

For

1.6

Elect Director E. Jean Savage

Management

For

For

1.7

Elect Director Dunia A. Shive

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

TRUPANION, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  TRUP
Security ID:  898202106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Dan Levitan

Management

For

For

1.2

Elect Murray Low

Management

For

For

1.3

Elect Howard Rubin

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For

 

 

TURNING POINT THERAPEUTICS INC
Meeting Date:  JUN 15, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  TPTX
Security ID:  90041T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.001

Elect Athena Countouriotis

Management

For

For

1.002

Elect Patrick Machado

Management

For

For

1.003

Elect Garry A. Nicholson

Management

For

For

2

Ratification of Auditor

Management

For

For

 

 

UBER TECHNOLOGIES, INC.
Meeting Date:  MAY 11, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  UBER
Security ID:  90353T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Ronald D. Sugar

Management

For

For

2

Elect Ursula M. Burns

Management

For

For

3

Elect Robert A. Eckert

Management

For

For

4

Elect Amanda Ginsberg

Management

For

For

5

Elect Dara Kosorowshahi

Management

For

For

6

Elect Wan Ling Martello

Management

For

For

7

Elect Yasir bin Othman Al-Rumayyan

Management

For

For

8

Elect John A. Thain

Management

For

For

9

Elect David Trujillo

Management

For

For

10

Advisory Vote on Executive Compensation

Management

For

For

11

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

12

Ratification of Auditor

Management

For

For
 

 

 

ULTA BEAUTY, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  ULTA
Security ID:  90384S303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michelle L. Collins

Management

For

For

1.2

Elect Director Patricia A. Little

Management

For

For

1.3

Elect Director Michael C. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

UNILEVER NV
Meeting Date:  APR 30, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  UNA NA
Security ID:  NL0000388619

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

CONSIDERATION OF THE ANNUAL REPORT AND ACCOUNTS FOR THE 2019 FINANCIAL YEAR

Management

NON-VOTING

NON-VOTING

2

TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2019 FINANCIAL YEAR

Management

FOR

FOR

3

TO CONSIDER, AND IF THOUGH FIT, APPROVE THE DIRECTORS' REMUNERATION REPORT

Management

FOR

FOR

4

TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2019 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK

Management

FOR

FOR

5

TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2019 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK

Management

FOR

FOR

6

TO REAPPOINT MR N ANDERSEN AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

7

TO REAPPOINT MS L CHA AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

8

TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

9

TO REAPPOINT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

10

TO REAPPOINT MR A JOPE AS AN EXECUTIVE DIRECTOR

Management

FOR

FOR

11

TO REAPPOINT MS A JUNG AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

12

TO REAPPOINT MS S KILSBY AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

13

TO REAPPOINT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

14

TO REAPPOINT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

15

TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR

Management

FOR

FOR

16

TO REAPPOINT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

17

TO REAPPOINT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR

Management

FOR

FOR

18

TO APPOINT KPMG AS THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2020 FINANCIAL YEAR

Management

FOR

FOR

19

TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY

Management

FOR

FOR

20

TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO RESTRICT OR EXCLUDE THE STATUTORY PRE-EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF SHARES FOR GENERAL CORPORATE PURPOSES

Management

FOR

FOR

21

TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO RESTRICT OR EXCLUDE THE STATUTORY PRE-EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF SHARES FOR ACQUISITION OR SPECIFIED CAPITAL INVESTMENT PURPOSES

Management

FOR

FOR

22

TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY

Management

FOR

FOR

23

TO REDUCE THE CAPITAL WITH RESPECT TO ORDINARY SHARES HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL

Management

FOR

FOR

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.

Management

NON-VOTING

NON-VOTING
 

 

 

UNION PACIFIC CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  UNP
Security ID:  907818108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew H. Card, Jr.

Management

For

For

1b

Elect Director William J. DeLaney

Management

For

For

1c

Elect Director David B. Dillon

Management

For

For

1d

Elect Director Lance M. Fritz

Management

For

For

1e

Elect Director Deborah C. Hopkins

Management

For

For

1f

Elect Director Jane H. Lute

Management

For

For

1g

Elect Director Michael R. McCarthy

Management

For

For

1h

Elect Director Thomas F. McLarty, III

Management

For

For

1i

Elect Director Bhavesh V. Patel

Management

For

For

1j

Elect Director Jose H. Villarreal

Management

For

For

1k

Elect Director Christopher J. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

5

Report on Climate Change

Shareholder

Against

Against

 

 

UNIQURE N.V.
Meeting Date:  JUN 17, 2020
Record Date:  MAY 20, 2020
Meeting Type:  ANNUAL

Ticker:  QURE
Security ID:  N90064101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accounts and Reports

Management

For

Against

2

Ratification of Management Acts

Management

For

For

3

Elect Madhavan Balachandran

Management

For

For

4

Elect Jack Kaye

Management

For

For

5

Elect Jeremy Springhorn

Management

For

For

6

Elect Leonard Post

Management

For

For

7

Authority to Issue Ordinary Shares

Management

For

For

8

Authority to Suppress Preemptive Rights

Management

For

For

9

Authority to Repurchase Ordinary Shares

Management

For

For

10

Ratification of Auditor

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

UNITED TECHNOLOGIES CORPORATION
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL

Ticker:  UTX
Security ID:  913017109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Mer

Management

For

For

2.

Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance pr

Management

For

For

 

 

UNITED TECHNOLOGIES CORPORATION
Meeting Date:  OCT 11, 2019
Record Date:  SEP 04, 2019
Meeting Type:  SPECIAL

Ticker:  UTX
Security ID:  913017109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Mer

Management

For

For

2.

Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance pr

Management

For

For
 

 

 

UNITED TECHNOLOGIES CORPORATION
Meeting Date:  APR 27, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  UTX
Security ID:  913017109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Lloyd J. Austin III

Management

For

Do Not Vote

1B.

Election of Director: Gregory J. Hayes

Management

For

Do Not Vote

1C.

Election of Director: Marshall O. Larsen

Management

For

Do Not Vote

1D.

Election of Director: Robert K. (Kelly) Ortberg

Management

For

Do Not Vote

1E.

Election of Director: Margaret L. O'Sullivan

Management

For

Do Not Vote

1F.

Election of Director: Denise L. Ramos

Management

For

Do Not Vote

1G.

Election of Director: Fredric G. Reynolds

Management

For

Do Not Vote

1H.

Election of Director: Brian C. Rogers

Management

For

Do Not Vote

2.

Advisory Vote to Approve Executive Compensation.

Management

For

Do Not Vote

3.

Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2020.

Management

For

Do Not Vote

4.

Shareowner Proposal regarding a Simple Majority Vote Requirement.

Shareholder

Against

Do Not Vote

5.

Shareowner Proposal to Create a Committee to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects.

Shareholder

Against

Do Not Vote
 

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 01, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Richard T. Burke

Management

For

For

2

Elect Timothy P. Flynn

Management

For

For

3

Elect Stephen J. Hemsley

Management

For

For

4

Elect Michele J. Hooper

Management

For

For

5

Elect F. William McNabb, III

Management

For

For

6

Elect Valerie C. Montgomery Rice

Management

For

For

7

Elect John H. Noseworthy

Management

For

For

8

Elect Glenn M. Renwick

Management

For

For

9

Elect David S. Wichmann

Management

For

For

10

Elect Gail R. Wilensky

Management

For

For

11

Advisory Vote on Executive Compensation

Management

For

For

12

Ratification of Auditor

Management

For

For

13

Approval of the 2020 Stock Incentive Plan

Management

For

For

14

Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments

Shareholder

Against

Against

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 01, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard T. Burke

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Stephen J. Hemsley

Management

For

For

1d

Elect Director Michele J. Hooper

Management

For

For

1e

Elect Director F. William McNabb, III

Management

For

For

1f

Elect Director Valerie C. Montgomery Rice

Management

For

For

1g

Elect Director John H. Noseworthy

Management

For

For

1h

Elect Director Glenn M. Renwick

Management

For

For

1i

Elect Director David S. Wichmann

Management

For

For

1j

Elect Director Gail R. Wilensky

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against
 

 

 

VERISIGN, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  VRSN
Security ID:  92343E102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect D. James Bidzos

Management

For

For

2

Elect Yehuda Ari Buchalter

Management

For

For

3

Elect Kathleen A. Cote

Management

For

For

4

Elect Thomas F. Frist, III

Management

For

For

5

Elect Jamie S. Gorelick

Management

For

For

6

Elect Roger H. Moore

Management

For

For

7

Elect Louis A. Simpson

Management

For

For

8

Elect Timothy Tomlinson

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

10

Ratification of Auditor

Management

For

For

11

Shareholder Proposal Regarding Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  VZ
Security ID:  92343V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye L. Archambeau

Management

For

For

1.2

Elect Director Mark T. Bertolini

Management

For

For

1.3

Elect Director Vittorio Colao

Management

For

For

1.4

Elect Director Melanie L. Healey

Management

For

For

1.5

Elect Director Clarence Otis, Jr.

Management

For

For

1.6

Elect Director Daniel H. Schulman

Management

For

For

1.7

Elect Director Rodney E. Slater

Management

For

For

1.8

Elect Director Hans E. Vestberg

Management

For

For

1.9

Elect Director Gregory G. Weaver

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Eliminate Above-Market Earnings in Executive Retirement Plans

Shareholder

Against

Against

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

For

7

Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

8

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

 

 

VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  VRTX
Security ID:  92532F100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Sangeeta N. Bhatia

Management

For

For

2

Elect Lloyd A. Carney

Management

For

For

3

Elect Alan M. Garber

Management

For

For

4

Elect Terrence C. Kearney

Management

For

For

5

Elect Reshma Kewalramani

Management

For

For

6

Elect Yuchun Lee

Management

For

For

7

Elect Jeffrey M. Leiden

Management

For

For

8

Elect Margaret G. McGlynn

Management

For

For

9

Elect Diana McKenzie

Management

For

For

10

Elect Bruce I. Sachs

Management

For

For

11

Ratification of Auditor

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Shareholder Proposal Regarding Lobbying Report

Shareholder

Against

Against
 

 

 

VICI PROPERTIES INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  VICI
Security ID:  925652109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: James R. Abrahamson

Management

For

For

1B.

Election of Director: Diana F. Cantor

Management

For

For

1C.

Election of Director: Monica H. Douglas

Management

For

For

1D.

Election of Director: Elizabeth I. Holland

Management

For

For

1E.

Election of Director: Craig Macnab

Management

For

For

1F.

Election of Director: Edward B. Pitoniak

Management

For

For

1G.

Election of Director: Michael D. Rumbolz

Management

For

For

2.

To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020.

Management

For

For

3.

To approve (on a non-binding, advisory basis) the compensation of our named executive officers.

Management

For

For

4.

To amend our bylaws to eliminate all supermajority voting provisions.

Management

For

For
 

 

 

VISA INC.
Meeting Date:  JAN 28, 2020
Record Date:  NOV 29, 2019
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Lloyd A. Carney

Management

For

For

2

Elect Mary B. Cranston

Management

For

For

3

Elect Francisco Javier Fernandez-Carbajal

Management

For

For

4

Elect Alfred F. Kelly, Jr.

Management

For

For

5

Elect Ramon L. Laguarta

Management

For

For

6

Elect John F. Lundgren

Management

For

For

7

Elect Robert W. Matschullat

Management

For

For

8

Elect Denise M. Morrison

Management

For

For

9

Elect Suzanne Nora Johnson

Management

For

For

10

Elect John A.C. Swainson

Management

For

For

11

Elect Maynard G. Webb, Jr.

Management

For

For

12

Advisory Vote on Executive Compensation

Management

For

For

13

Ratification of Auditor

Management

For

For

 

 

VISA INC.
Meeting Date:  JAN 28, 2020
Record Date:  NOV 29, 2019
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd A. Carney

Management

For

For

1b

Elect Director Mary B. Cranston

Management

For

For

1c

Elect Director Francisco Javier Fernandez-Carbajal

Management

For

For

1d

Elect Director Alfred F. Kelly, Jr.

Management

For

For

1e

Elect Director Ramon L. Laguarta

Management

For

For

1f

Elect Director John F. Lundgren

Management

For

For

1g

Elect Director Robert W. Matschullat

Management

For

For

1h

Elect Director Denise M. Morrison

Management

For

For

1i

Elect Director Suzanne Nora Johnson

Management

For

For

1j

Elect Director John A. C. Swainson

Management

For

For

1k

Elect Director Maynard G. Webb, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

VODAFONE GROUP PLC
Meeting Date:  JUL 23, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  VOD
Security ID:  92857W308

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Sanjiv Ahuja as Director

Management

For

For

3

Elect David Thodey as Director

Management

For

For

4

Re-elect Gerard Kleisterlee as Director

Management

For

For

5

Re-elect Nick Read as Director

Management

For

For

6

Re-elect Margherita Della Valle as Director

Management

For

For

7

Re-elect Sir Crispin Davis as Director

Management

For

For

8

Re-elect Michel Demare as Director

Management

For

For

9

Re-elect Dame Clara Furse as Director

Management

For

For

10

Re-elect Valerie Gooding as Director

Management

For

For

11

Re-elect Renee James as Director

Management

For

For

12

Re-elect Maria Amparo Moraleda Martinez as Director

Management

For

For

13

Re-elect David Nish as Director

Management

For

For

14

Approve Final Dividend

Management

For

For

15

Approve Remuneration Report

Management

For

For

16

Appoint Ernst & Young LLP as Auditors

Management

For

For

17

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

21

Authorise Market Purchase of Ordinary Shares

Management

For

For

22

Authorise EU Political Donations and Expenditure

Management

For

For

23

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

WALMART INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  WMT
Security ID:  931142103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Cesar Conde

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Sarah J. Friar

Management

For

For

1d

Elect Director Carla A. Harris

Management

For

Against

1e

Elect Director Thomas W. Horton

Management

For

Against

1f

Elect Director Marissa A. Mayer

Management

For

Against

1g

Elect Director C. Douglas McMillon

Management

For

Against

1h

Elect Director Gregory B. Penner

Management

For

Against

1i

Elect Director Steven S Reinemund

Management

For

Against

1j

Elect Director S. Robson Walton

Management

For

Against

1k

Elect Director Steuart L. Walton

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Report on Impacts of Single-Use Plastic Bags

Shareholder

Against

Against

6

Report on Supplier Antibiotics Use Standards

Shareholder

Against

Against

7

Adopt Policy to Include Hourly Associates as Director Candidates

Shareholder

Against

Against

8

Report on Strengthening Prevention of Workplace Sexual Harassment

Shareholder

Against

Against
 

 

 

WEST FRASER TIMBER CO.LTD
Meeting Date:  MAY 26, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  952845105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.10 AND 2. THANK YOU

Management

None

Did not vote

1.1

ELECTION OF DIRECTOR: HANK KETCHAM

Management

For

For

1.2

ELECTION OF DIRECTOR: REID E. CARTER

Management

For

For

1.3

ELECTION OF DIRECTOR: RAYMOND FERRIS

Management

For

For

1.4

ELECTION OF DIRECTOR: JOHN N. FLOREN

Management

For

For

1.5

ELECTION OF DIRECTOR: BRIAN G. KENNING

Management

For

For

1.6

ELECTION OF DIRECTOR: JOHN K. KETCHAM

Management

For

For

1.7

ELECTION OF DIRECTOR: GERALD J. MILLER

Management

For

For

1.8

ELECTION OF DIRECTOR: ROBERT L. PHILLIPS

Management

For

For

1.9

ELECTION OF DIRECTOR: JANICE G. RENNIE

Management

For

For

1.10

ELECTION OF DIRECTOR: GILLIAN D. WINCKLER

Management

For

For

2

TO APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AT THE REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

3

TO ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR FOR THE MEETING

Management

For

For

4

TO APPROVE THE RATIFICATION OF THE COMPANY'S SHAREHOLDER RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR FOR THE MEETING

Management

For

For
 

 

 

WESTERN DIGITAL CORPORATION
Meeting Date:  NOV 14, 2019
Record Date:  SEP 16, 2019
Meeting Type:  ANNUAL

Ticker:  WDC
Security ID:  958102105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Kimberly E. Alexy

Management

For

For

2

Elect Martin I. Cole

Management

For

For

3

Elect Kathleen A. Cote

Management

For

For

4

Elect Tunc Doluca

Management

For

For

5

Elect Len J. Lauer

Management

For

For

6

Elect Matthew E. Massengill

Management

For

For

7

Elect Stephen D. Milligan

Management

For

For

8

Elect Stephanie A. Streeter

Management

For

For

9

Advisory Vote on Executive Compensation

Management

For

For

10

Amendment to the 2017 Performance Incentive Plan

Management

For

For

11

Ratification of Auditor

Management

For

For

 

 

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Meeting Date:  MAY 15, 2020
Record Date:  MAR 17, 2020
Meeting Type:  ANNUAL

Ticker:  WAB
Security ID:  929740108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Rafael Santana

Management

For

Do Not Vote

1..2

DIRECTOR-Lee B. Foster, II

Management

For

Do Not Vote

2.

Approve an advisory (non-binding) resolution relating to the approval of 2019 named executive officer compensation.

Management

For

Do Not Vote

3.

Approve the amendment to the 2011 Stock Incentive Plan to increase the number of shares available under the Plan.

Management

For

Do Not Vote

4.

Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2020 fiscal year.

Management

For

Do Not Vote
 

 

 

WESTJET AIRLINES LTD
Meeting Date:  JUL 23, 2019
Record Date:  JUN 12, 2019
Meeting Type:  SPECIAL GENERAL MEETING

Ticker:  
Security ID:  960410504

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Management

None

Did not vote

1

A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED JUNE 19, 2019 (THE CIRCULAR) TO APPROVE A PROPOSED ARRANGEMENT INVOLVING WESTJET, KESTREL BIDCO INC. (THE PURCHASER) AND SECU

Management

For

For

CMMT

PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS-'AGAINST' FOR RESOLUTION NUMBER 2. THANK YOU

Management

None

Did not vote

2

THE UNDERSIGNED CERTIFIES THAT IT HAS MADE REASONABLE INQUIRIES AS TO THE CANADIAN STATUS OF THE REGISTERED HOLDER AND THE BENEFICIAL OWNER OF THE SHARES REPRESENTED BY THIS PROXY AND HAS READ THE DEFINITIONS FOUND

Management

For

For

CMMT

PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS

Management

None

Did not vote
 

 

 

WESTJET AIRLINES LTD.
Meeting Date:  JUL 23, 2019
Record Date:  JUN 12, 2019
Meeting Type:  SPECIAL

Ticker:  WJA
Security ID:  960410504

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition of All Issued and Outstanding Common and Variable Voting Shares by Kestrel Bidco Inc. of WestJet

Management

For

For

2

The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted.

Management

None

Abstain

 

 

WEX INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 17, 2020
Meeting Type:  ANNUAL

Ticker:  WEX
Security ID:  96208T104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Susan Sobbott

Management

For

For

2

Elect Stephen Smith

Management

For

For

3

Elect James R. Groch

Management

For

For

4

Advisory Vote on Executive Compensation

Management

For

For

5

Ratification of Auditor

Management

For

For

 

 

WORKDAY, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  WDAY
Security ID:  98138H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Michael C. Bush

Management

For

For

1.2

Elect Christa Davies

Management

For

For

1.3

Elect Michael Stankey

Management

For

For

1.4

Elect George J. Still Jr.

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

WORLDPAY INC.
Meeting Date:  JUL 24, 2019
Record Date:  JUN 03, 2019
Meeting Type:  SPECIAL

Ticker:  WP
Security ID:  981558109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

To adopt and approve the Agreement and Plan of Merger (the "merger agreement"), dated March 17, 2019, by and among Worldpay, Inc. ("Worldpay"), Fidelity National Information Services, Inc. and Wrangler Merger Sub, Inc.

Management

For

For

2.

To approve, on a non-binding, advisory basis, the compensation payments that will or may be made to Worldpay's named executive officers in connection with the transaction contemplated by the merger agreement.

Management

For

For

3.

To adjourn the Worldpay Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement.

Management

For

For

 

 

WRIGHT MEDICAL GROUP N V
Meeting Date:  APR 24, 2020
Record Date:  MAR 27, 2020
Meeting Type:  SPECIAL

Ticker:  WMGI
Security ID:  N96617118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Spencer S. Stiles as executive director

Management

For

For

1B.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): William E. Berry, Jr. as non-executive director

Management

For

For

1C.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Dean H. Bergy as non-executive director

Management

For

For

1D.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Jeanne M. Blondia as non-executive director

Management

For

For

1E.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): David G. Furgason as non-executive director

Management

For

For

2A.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Robert J. Palmisano as executive director

Management

For

For

2B.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): J. Patrick Mackin as non-executive director

Management

For

For

2C.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): John L. Miclot as non-executive director

Management

For

For

2D.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Kevin O'Boyle as non-executive director

Management

For

For

2E.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Amy S. Paul as non-executive director

Management

For

For

2F

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Richard F. Wallman as non-executive director

Management

For

For

2G.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Elizabeth H. Weatherman as non-executive director

Management

For

For

3.

Granting of full and final discharge to each member of Wright's ...(due to space limits, see proxy material for full proposal).

Management

For

For

4.

Conditional approval of the sale, transfer and assumption of ...(due to space limits, see proxy material for full proposal).

Management

For

For

5.

Conditional resolution to (i) dissolve Wright in accordance ...(due to space limits, see proxy material for full proposal).

Management

For

For

6.

Resolution to amend Wright's articles of association to fix the ...(due to space limits, see proxy material for full proposal).

Management

For

For

7.

Approval of the Mergers, including the entry into by Wright of ...(due to space limits, see proxy material for full proposal).

Management

For

For

8.

Resolution to amend Wright's articles of association to ...(due to space limits, see proxy material for full proposal).

Management

For

For

9A.

Conditional resolution to: Convert Wright into a private company with limited liability.

Management

For

For

9B.

Conditional resolution to: Amend Wright's articles of association.

Management

For

For

10.

Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal).

Management

For

For

11.

Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal).

Management

For

For

12.

To approve, by non-binding advisory vote, the compensation that ...(due to space limits, see proxy material for full proposal).

Management

For

For
 

 

 

WRIGHT MEDICAL GROUP N V
Meeting Date:  APR 24, 2020
Record Date:  MAR 13, 2020
Meeting Type:  SPECIAL

Ticker:  WMGI
Security ID:  N96617118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Spencer S. Stiles as executive director

Management

For

Do Not Vote

1B.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): William E. Berry, Jr. as non-executive director

Management

For

Do Not Vote

1C.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Dean H. Bergy as non-executive director

Management

For

Do Not Vote

1D.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Jeanne M. Blondia as non-executive director

Management

For

Do Not Vote

1E.

The conditional appointment of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): David G. Furgason as non-executive director

Management

For

Do Not Vote

2A.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Robert J. Palmisano as executive director

Management

For

Do Not Vote

2B.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): J. Patrick Mackin as non-executive director

Management

For

Do Not Vote

2C.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): John L. Miclot as non-executive director

Management

For

Do Not Vote

2D.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Kevin O'Boyle as non-executive director

Management

For

Do Not Vote

2E.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Amy S. Paul as non-executive director

Management

For

Do Not Vote

2F

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Richard F. Wallman as non-executive director

Management

For

Do Not Vote

2G.

The conditional acceptance of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Elizabeth H. Weatherman as non-executive director

Management

For

Do Not Vote

3.

Granting of full and final discharge to each member of Wright's ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote

4.

Conditional approval of the sale, transfer and assumption of ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote

5.

Conditional resolution to (i) dissolve Wright in accordance ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote

6.

Resolution to amend Wright's articles of association to fix the ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote

7.

Approval of the Mergers, including the entry into by Wright of ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote

8.

Resolution to amend Wright's articles of association to ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote

9A.

Conditional resolution to: Convert Wright into a private company with limited liability.

Management

For

Do Not Vote

9B.

Conditional resolution to: Amend Wright's articles of association.

Management

For

Do Not Vote

10.

Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote

11.

Conditional resolution to amend Wright's articles of ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote

12.

To approve, by non-binding advisory vote, the compensation that ...(due to space limits, see proxy material for full proposal).

Management

For

Do Not Vote
 

 

 

WRIGHT MEDICAL GROUP N.V.
Meeting Date:  APR 24, 2020
Record Date:  MAR 27, 2020
Meeting Type:  SPECIAL

Ticker:  WMGI
Security ID:  N96617118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A

Discuss the Tender Offer by Stryker B.V. on all Outstanding Ordinary Shares of the Company

Management

None

None

1a

Elect Director Spencer S. Stiles

Management

For

For

1b

Elect Director William E. Berry, Jr.

Management

For

For

1c

Elect Director Dean H. Bergy

Management

For

For

1d

Elect Director Jeanne M. Blondia

Management

For

For

1e

Elect Director David G. Furgason

Management

For

For

2a

Accept Resignation of Robert J. Palmisano as Executive Director

Management

For

For

2b

Accept Resignation of J. Patrick Mackin as Non-Executive Director

Management

For

For

2c

Accept Resignation of John L. Miclot as Non-Executive Director

Management

For

For

2d

Accept Resignation of Kevin O'Boyle as Non-Executive Director

Management

For

For

2e

Accept Resignation of Amy S. Paul as Non-Executive Director

Management

For

For

2f

Accept Resignation of Richard F. Wallman as Non-Executive Director

Management

For

For

2g

Accept Resignation of Elizabeth H. Weatherman as Non-Executive Director

Management

For

For

3

Approve Discharge of Management and Supervisory Boards

Management

For

For

4

Approve Conditional Sale of Company Assets

Management

For

For

5

Appoint Stichting Vereffening Wright Medical Group as the Liquidator; Appoint Purchaser as the Custodian of the Books and Records of Wright; and Approve Reimbursement of the Liquidator's Salary and Costs

Management

For

For

6

Amend Articles Re: Compensation of Dissenting Shareholders

Management

For

For

7

Approval of the Mergers

Management

For

For

8

Approve Proposal to Resolve on the Demerger of the Company

Management

For

For

9a

Change the Company Form to a Privately Held Limited Liability Company

Management

For

For

9b

Amend Articles Association

Management

For

For

10

Amend Articles Re: Delisting from The Nasdaq Stock Market LLC

Management

For

For

11

Amend Articles Re: Change Financial Year

Management

For

For

12

Advisory Vote on Golden Parachutes

Management

For

Against
 

 

 

WUXI BIOLOGICS (CAYMAN) INC.
Meeting Date:  JUN 09, 2020
Record Date:  JUN 03, 2020
Meeting Type:  ANNUAL

Ticker:  
Security ID:  G97008109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

3

Accounts and Reports

Management

For

For

4

Elect Ge Li

Management

For

For

5

Elect Zhisheng Chen

Management

For

For

6

Elect Kenneth Walton Hitchner III

Management

For

For

7

Directors' Fees

Management

For

For

8

Appointment of Auditor and Authority to Set Fees

Management

For

For

9

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

10

Authority to Repurchase Shares

Management

For

For

11

Authority to Issue Repurchased Shares

Management

For

Against

12

Specific Mandate to Issue Connected Awarded Shares

Management

For

For

13

Board Authority to Issue Connected Restricted Shares

Management

For

For

14

Grant of 392,932 Connected Rewarded Shares to Zhisheng Chen

Management

For

For

15

Grant of 117,879 Connected Restricted Shares to Weichang Zhou

Management

For

For

16

Grant of 4,560 Connected Restricted Shares to Edward Hu

Management

For

For

17

Grant of 2,280 Connected Restricted Shares to William Robert Keller

Management

For

For

18

Grant of 4,560 Connected Restricted Shares to Walter KWAUK Teh-Ming

Management

For

For
 

 

 

WYNN RESORTS, LIMITED
Meeting Date:  JUN 25, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  WYNN
Security ID:  983134107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Richard J. Byrne

Management

For

Do Not Vote

1..2

DIRECTOR-Patricia Mulroy

Management

For

Do Not Vote

1..3

DIRECTOR-Clark T. Randt, Jr.

Management

For

Do Not Vote

2.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020.

Management

For

Do Not Vote

3.

To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement.

Management

For

Do Not Vote

4.

To approve an amendment to our 2014 Omnibus Incentive Plan to increase the authorized shares by 1,500,000 shares.

Management

For

Do Not Vote

 

 

YANDEX N.V.
Meeting Date:  DEC 20, 2019
Record Date:  NOV 22, 2019
Meeting Type:  SPECIAL

Ticker:  YNDX
Security ID:  N97284108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Prior Approval of Amendments to Articles

Management

For

For

2

Amendments to Articles (Bundled)

Management

For

For

3

Repurchase the Priority Share

Management

For

For

4

Elect Alexey Komissarov

Management

For

For

5

Elect Aleksei A. Yakovitskiy

Management

For

For

6

Cancellation of Class C Ordinary Shares

Management

For

For
 

 

 

YUM CHINA HOLDINGS, INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 17, 2020
Meeting Type:  ANNUAL

Ticker:  YUMC
Security ID:  98850P109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fred Hu

Management

For

For

1b

Elect Director Joey Wat

Management

For

For

1c

Elect Director Peter A. Bassi

Management

For

For

1d

Elect Director Christian L. Campbell

Management

For

For

1e

Elect Director Ed Yiu-Cheong Chan

Management

For

For

1f

Elect Director Edouard Ettedgui

Management

For

For

1g

Elect Director Cyril Han

Management

For

For

1h

Elect Director Louis T. Hsieh

Management

For

For

1i

Elect Director Ruby Lu

Management

For

For

1j

Elect Director Zili Shao

Management

For

For

1k

Elect Director William Wang

Management

For

For

2

Ratify KPMG Huazhen LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

YUM! BRANDS, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  YUM
Security ID:  988498101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Paget L. Alves

Management

For

For

1b

Elect Director Keith Barr

Management

For

For

1c

Elect Director Michael J. Cavanagh

Management

For

For

1d

Elect Director Christopher M. Connor

Management

For

For

1e

Elect Director Brian C. Cornell

Management

For

For

1f

Elect Director Tanya L. Domier

Management

For

For

1g

Elect Director David W. Gibbs

Management

For

For

1h

Elect Director Mirian M. Graddick-Weir

Management

For

For

1i

Elect Director Thomas C. Nelson

Management

For

For

1j

Elect Director P. Justin Skala

Management

For

For

1k

Elect Director Elane B. Stock

Management

For

For

1l

Elect Director Annie Young-Scrivner

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Supply Chain Impact on Deforestation

Shareholder

Against

Against
 

 

 

ZAYO GROUP HOLDINGS INC
Meeting Date:  JUL 26, 2019
Record Date:  JUN 21, 2019
Meeting Type:  SPECIAL

Ticker:  ZAYO
Security ID:  98919V105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Approval of the proposal to adopt the merger agreement.

Management

For

For

2.

The approval, on a non-binding advisory basis, of the golden parachute compensation that will or may be received by the Company's named executive officers in connection with the merger.

Management

For

For

3.

The proposal to approve one or more adjournments of the special meeting, if necessary or appropriate and permitted under the merger agreement.

Management

For

For

 

 

ZAYO GROUP HOLDINGS INC
Meeting Date:  NOV 05, 2019
Record Date:  SEP 09, 2019
Meeting Type:  ANNUAL

Ticker:  ZAYO
Security ID:  98919V105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Rick Connor

Management

For

For

1..2

DIRECTOR-Cathy Morris

Management

For

For

1..3

DIRECTOR-Emily White

Management

For

For

2.

Ratification of KPMG LLP as the independent registered public accounting firm of Zayo Group Holdings, Inc. for its fiscal year ending June 30, 2020

Management

For

For

3.

Approve, on an advisory basis, executive compensation as disclosed in the proxy statement.

Management

For

For
 

 

 

ZAYO GROUP HOLDINGS, INC.
Meeting Date:  JUL 26, 2019
Record Date:  JUN 21, 2019
Meeting Type:  SPECIAL

Ticker:  ZAYO
Security ID:  98919V105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

ZAYO GROUP HOLDINGS, INC.
Meeting Date:  NOV 05, 2019
Record Date:  SEP 09, 2019
Meeting Type:  ANNUAL

Ticker:  ZAYO
Security ID:  98919V105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rick Connor

Management

For

For

1.2

Elect Director Cathy Morris

Management

For

For

1.3

Elect Director Emily White

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ZIMMER BIOMET HOLDINGS INC
Meeting Date:  MAY 08, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  ZBH
Security ID:  98956P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Christopher B. Begley

Management

For

For

2

Elect Betsy J. Bernard

Management

For

For

3

Elect Gail K. Boudreaux

Management

For

For

4

Elect Michael J. Farrell

Management

For

For

5

Elect Larry C. Glasscock

Management

For

For

6

Elect Robert A. Hagemann

Management

For

For

7

Elect Bryan C Hanson

Management

For

For

8

Elect Arthur J. Higgins

Management

For

For

9

Elect Maria Teresa Hilado

Management

For

For

10

Elect Syed Jafry

Management

For

For

11

Elect Michael W. Michelson

Management

For

For

12

Ratification of Auditor

Management

For

For

13

Advisory Vote on Executive Compensation

Management

For

For
 

 

 

ZOETIS INC
Meeting Date:  MAY 20, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  ZTS
Security ID:  98978V103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Gregory Norden

Management

For

For

2

Elect Louise M. Parent

Management

For

For

3

Elect Kristin C. Peck

Management

For

For

4

Elect Robert W. Scully

Management

For

For

5

Advisory Vote on Executive Compensation

Management

For

For

6

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

7

Ratification of Auditor

Management

For

For

 

 

ZOETIS INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  ZTS
Security ID:  98978V103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gregory Norden

Management

For

For

1b

Elect Director Louise M. Parent

Management

For

For

1c

Elect Director Kristin C. Peck

Management

For

For

1d

Elect Director Robert W. Scully

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditor

Management

For

For
 

 

 

ZSCALER, INC.
Meeting Date:  JAN 10, 2020
Record Date:  NOV 15, 2019
Meeting Type:  ANNUAL

Ticker:  ZS
Security ID:  98980G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Andrew William Fraser Brown

Management

For

For

1.2

Elect Scott Darling

Management

For

For

1.3

Elect David Schneider

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Frequency of Advisory Vote on Executive Compensation

Management

1 Year

1 Year

Franklin K2 Global Macro Opportunities Fund

VOTES BY FRANKLIN K2 GLOBAL MACRO OPPORTUNITES FUND ARE PRIOR TO THE LIQUIDATION EFFECTIVE September 11, 2019

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

Franklin K2 Long Short Credit Fund-Master

 

ALTICE EUROPE N.V.
Meeting Date:  JUN 26, 2020
Record Date:  MAY 29, 2020
Meeting Type:  ANNUAL GENERAL MEETING

Ticker:  
Security ID:  N0R25F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Do Not Vote

1

OPEN MEETING

Management

None

Do Not Vote

2.A

RECEIVE REPORT OF MANAGEMENT BOARD

Management

None

Do Not Vote

2.B

RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY

Management

None

Do Not Vote

2.C

ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

For

Abstain

2.D

APPROVE REMUNERATION REPORT

Management

For

Abstain

3.A

APPROVE DISCHARGE OF EXECUTIVE BOARD MEMBERS

Management

For

Abstain

3.B

APPROVE DISCHARGE OF NON EXECUTIVE BOARD MEMBERS

Management

For

Abstain

4.A

APPROVE EXECUTIVE ANNUAL CASH BONUS PLAN FOR A. WEILL

Management

For

Abstain

4.B

APPROVE EXECUTIVE ANNUAL CASH BONUS PLAN FOR N. MARTY

Management

For

Abstain

4.C

APPROVE INTERIM PAYMENT UNDER THE CASH PERFORMANCE BONUS OF N. MARTY

Management

For

Abstain

4.D

AMEND REMUNERATION OF N. MARTY

Management

For

Abstain

4.E

AMEND REMUNERATION POLICY

Management

For

Abstain

5.A

GRANT BOARD AUTHORITY TO ISSUE SHARES AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS

Management

For

Abstain

5.B

AUTHORIZE REPURCHASE OF SHARES

Management

For

Abstain

6

APPROVE CANCELLATION OF REPURCHASED SHARES

Management

For

Abstain

7

AMEND ARTICLES OF ASSOCIATION AND AUTHORIZE EACH LAWYER AND PARALEGAL EMPLOYED BY DE BRAUW TO EXECUTE THE DEED OF AMENDMENT OF THE ARTICLES OF ASSOCIATION

Management

For

Abstain

8

OTHER BUSINESS

Management

None

Do Not Vote

9

CLOSE MEETING

Management

None

Do Not Vote
 

 

 

ARES CAPITAL CORPORATION
Meeting Date:  JUN 22, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  ARCC
Security ID:  04010L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Michael J Arougheti

Management

For

Abstain

1B.

Election of Director: Ann Torre Bates

Management

For

Abstain

1C.

Election of Director: Steven B McKeever

Management

For

Abstain

2.

To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020.

Management

For

Abstain

 

 

CLEARWAY ENERGY, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL

Ticker:  CWEN
Security ID:  18539C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-Jonathan Bram

Management

For

For

1..2

DIRECTOR-Nathaniel Anschuetz

Management

For

For

1..3

DIRECTOR-Brian R. Ford

Management

For

For

1..4

DIRECTOR-Bruce MacLennan

Management

For

For

1..5

DIRECTOR-Ferrell P. McClean

Management

For

For

1..6

DIRECTOR-Daniel B. More

Management

For

For

1..7

DIRECTOR-E. Stanley O'Neal

Management

For

For

1..8

DIRECTOR-Christopher S. Sotos

Management

For

For

1..9

DIRECTOR-Scott Stanley

Management

For

For

2.

To approve the amendment and restatement of Clearway Energy, Inc.'s restated certificate of incorporation to make certain technical changes as described in the proxy statement.

Management

For

For

3.

To approve, on a non-binding advisory basis, Clearway Energy, Inc.'s executive compensation.

Management

For

For

4.

To ratify the appointment of KPMG LLP as Clearway Energy, Inc.'s independent registered public accounting firm for the 2020 fiscal year.

Management

For

For
 

 

 

GARRETT MOTION INC.
Meeting Date:  MAY 28, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  GTX
Security ID:  366505105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Class II director for a two-year term ending at the 2022 Annual Meeting of Stockholders: Courtney M. Enghauser

Management

For

Abstain

1B.

Election of Class II director for a two-year term ending at the 2022 Annual Meeting of Stockholders: Carsten J. Reinhardt

Management

For

Abstain

1C.

Election of Class II director for a two-year term ending at the 2022 Annual Meeting of Stockholders: Jerome Stoll

Management

For

Abstain

2.

The ratification of the appointment of Deloitte SA as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.

Management

For

Abstain

3.

The approval, on an advisory (non-binding) basis, of the compensation of the Company's named executive officers.

Management

For

Abstain

 

 

LECTA S.A.
Meeting Date:  JAN 29, 2020
Record Date:  
Meeting Type:  COURT MEETING

Ticker:  
Security ID:  L59738AH4

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. THERE ARE CURRENTLY NO-PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU-MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE.-THANK YOU

Management

None

Do Not Vote
 

 

 

LECTA SA
Meeting Date:  DEC 19, 2019
Record Date:  
Meeting Type:  COURT MEETING

Ticker:  
Security ID:  L59738AG6

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. THERE ARE CURRENTLY NO-PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU-MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE.-THANK YOU

Management

None

Do Not Vote

 

 

LECTA SA
Meeting Date:  JAN 29, 2020
Record Date:  
Meeting Type:  COURT MEETING

Ticker:  
Security ID:  L59738AG6

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. THERE ARE CURRENTLY NO-PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU-MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE.-THANK YOU

Management

None

Do Not Vote
 

 

 

POSTMEDIA NETWORK CANADA CORP.
Meeting Date:  FEB 12, 2020
Record Date:  DEC 16, 2019
Meeting Type:  ANNUAL/SPECIAL

Ticker:  PCDAF
Security ID:  73752W502

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1 

Elect Director Paul Godfrey

Management

FOR

FOR

1.2 

Elect Director John Bode

Management

FOR

FOR

1.3 

Elect Director Janet Ecker

Management

FOR

FOR

1.4 

Elect Director Wendy Henkelman

Management

FOR

FOR

1.5 

Elect Director Mary Junck

Management

FOR

FOR

1.6 

Elect Director Andrew MacLeod

Management

FOR

FOR

1.7 

Elect Director Daniel Rotstein

Management

FOR

FOR

1.8 

Elect Director Graham Savage

Management

FOR

FOR

1.9 

Elect Director Peter Sharpe

Management

FOR

FOR

2   

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

FOR

FOR

3   

Amend Restricted Share Unit Plan

Management

FOR

FOR

4   

Approve Shareholder Rights Plan

Management

FOR

FOR

 

 

SINCLAIR BROADCAST GROUP, INC.
Meeting Date:  JUN 04, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  SBGI
Security ID:  829226109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1..1

DIRECTOR-David D. Smith

Management

For

For

1..2

DIRECTOR-Frederick G. Smith

Management

For

For

1..3

DIRECTOR-J. Duncan Smith

Management

For

For

1..4

DIRECTOR-Robert E. Smith

Management

For

For

1..5

DIRECTOR-Howard E. Friedman

Management

For

For

1..6

DIRECTOR-Lawrence E. McCanna

Management

For

For

1..7

DIRECTOR-Daniel C. Keith

Management

For

For

1..8

DIRECTOR-Martin R. Leader

Management

For

For

1..9

DIRECTOR-Benson E. Legg

Management

For

For

2.

Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2020.

Management

For

For

3.

Non-binding advisory vote on our executive compensation.

Management

For

For

4.

Shareholder proposal relating to the voting basis used in the election of the Board of Directors.

Shareholder

Against

For
 

 

 

TELECOM ITALIA SPA
Meeting Date:  APR 23, 2020
Record Date:  APR 14, 2020
Meeting Type:  MIX

Ticker:  
Security ID:  T92778108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

CMMT

PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.

Management

None

Do Not Vote

O.1.1

ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

For

Do Not Vote

O.1.2

APPROVE ALLOCATION OF INCOME

Management

For

Do Not Vote

O.2.1

ELECT SALVATORE ROSSI AS DIRECTOR

Management

For

Do Not Vote

O.2.2

ELECT FRANCK CADORET AS DIRECTOR

Management

For

Do Not Vote

O.3.1

APPROVE REMUNERATION POLICY

Management

For

Do Not Vote

O.3.2

APPROVE SECOND SECTION OF THE REMUNERATION REPORT

Management

For

Do Not Vote

O.4

APPROVE LONG TERM INCENTIVE PLAN

Management

For

Do Not Vote

E.5

AUTHORIZE BOARD TO INCREASE CAPITAL TO SERVICE LONG TERM INCENTIVE PLAN

Management

For

Do Not Vote

E.6

AUTHORIZE BOARD TO INCREASE CAPITAL TO SERVICE EMPLOYEE SHARE PLAN

Management

For

Do Not Vote

E.7

AMEND COMPANY BYLAWS RE: ARTICLE 9

Management

For

Do Not Vote
 

 

 

VEDANTA LTD
Meeting Date:  DEC 06, 2019
Record Date:  NOV 14, 2019
Meeting Type:  SPECIAL

Ticker:  VEDL
Security ID:  92242Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Special resolution: To approve continuation of Directorship of Mr. Krishnamurthi Venkataramanan (DIN:00001647) as Non- Executive Independent Director beyond the age of 75 years in his current tenure.

Management

For

Abstain

2.

Special resolution: To approve the re- appointment of Mr. Krishnamurthi Venkataramanan (DIN:00001647) as Non- Executive Independent Director for a second and final term of 1 year effective from April 01, 2020 till March 31, 2021, notwithstanding that he h

Management

For

Abstain

 

 

VEDANTA LTD
Meeting Date:  JUN 24, 2020
Record Date:  JUN 08, 2020
Meeting Type:  SPECIAL

Ticker:  VEDL
Security ID:  92242Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Special resolution: Approval for Voluntary Delisting of the Equity Shares of the Company from BSE Limited ("BSE") and National Stock Exchange of India Limited ("NSE") and withdrawal of "Permitted to Trade" status on the Metropolitan Stock Exchange of Indi

Management

For

Against
 

 

 

WAYFAIR INC
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  W
Security ID:  94419L101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A.

Election of Director: Niraj Shah

Management

For

Do Not Vote

1B.

Election of Director: Steven Conine

Management

For

Do Not Vote

1C.

Election of Director: Julie Bradley

Management

For

Do Not Vote

1D.

Election of Director: Andrea Jung

Management

For

Do Not Vote

1E.

Election of Director: Michael Kumin

Management

For

Do Not Vote

1F.

Election of Director: James Miller

Management

For

Do Not Vote

1G.

Election of Director: Jeffrey Naylor

Management

For

Do Not Vote

1H.

Election of Director: Anke Schaferkordt

Management

For

Do Not Vote

2.

To ratify the appointment of Ernst & Young LLP as the Corporation's independent registered public accountants for the fiscal year ending December 31, 2020.

Management

For

Do Not Vote

3.

A non-binding advisory resolution to approve executive compensation.

Management

For

Do Not Vote

 

 

 

Franklin Pelagos Commodities Strategy Fund

 

Votes by Franklin Pelagos Commodities Strategy Fund are prior to the liquidation effective August 23, 2019

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Franklin Alternative Strategies Funds         

 

 

By (Signature and Title)* /s/Matthew T. Hinkle                    

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

Date August 26, 2020   

 

* Print the name and title of each signing officer under his or her signature.