0000950103-21-011717.txt : 20210802 0000950103-21-011717.hdr.sgml : 20210802 20210802162609 ACCESSION NUMBER: 0000950103-21-011717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210729 FILED AS OF DATE: 20210802 DATE AS OF CHANGE: 20210802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carpenter Michael J. CENTRAL INDEX KEY: 0001808921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 211136358 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 dp155619_4-carpenter.xml FORM 4 X0306 4 2021-07-29 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001808921 Carpenter Michael J. C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE CA 94086 0 1 0 0 PRES., GLBAL SALES & FLD OPS Class A common stock 2021-07-29 4 C 0 128168 A 302881 D Class A common stock 2021-07-29 4 S 0 18361 260.26 D 284520 D Class A common stock 2021-07-29 4 S 0 6256 261.01 D 278264 D Class A common stock 2021-07-29 4 S 0 33961 262.11 D 244303 D Class A common stock 2021-07-29 4 S 0 20043 263 D 224260 D Class A common stock 2021-07-29 4 S 0 27174 263.99 D 197086 D Class A common stock 2021-07-29 4 S 0 11102 265.18 D 185984 D Class A common stock 2021-07-29 4 S 0 11271 266.07 D 174713 D Class A common stock 2021-07-30 4 C 0 128168 A 302881 D Class A common stock 2021-07-30 4 S 0 11405 253.73 D 291476 D Class A common stock 2021-07-30 4 S 0 22106 254.55 D 269370 D Class A common stock 2021-07-30 4 S 0 28459 255.73 D 240911 D Class A common stock 2021-07-30 4 S 0 31098 256.72 D 209813 D Class A common stock 2021-07-30 4 S 0 18483 257.73 D 191330 D Class A common stock 2021-07-30 4 S 0 16617 258.81 D 174713 D Stock Options (Right to Buy) 1.76 2021-07-29 4 M 0 58295 0 D 2027-02-04 Class B common stock 58295 0 D Class B common stock 0 2021-07-29 4 M 0 58295 1.76 A Class A common stock 58295 58295 D Stock Options (Right to Buy) 1.76 2021-07-29 4 M 0 41489 0 D 2027-02-04 Class B common stock 41489 128168 D Class B common stock 0 2021-07-29 4 M 0 41489 1.76 A Class A common stock 41489 99784 D Stock Options (Right to Buy) 11.13 2021-07-29 4 M 0 28384 0 D 2028-09-25 Class B common stock 28384 21616 D Class B common stock 0 2021-07-29 4 M 0 28384 11.13 A Class A common stock 28384 128168 D Class B common stock 0 2021-07-29 4 C 0 128168 0 D Class A common stock 128168 0 D Stock Options (Right to Buy) 1.76 2021-07-30 4 M 0 128168 0 D 2027-02-04 Class B common stock 128168 0 D Class B common stock 0 2021-07-30 4 M 0 128168 1.76 A Class A common stock 128168 128168 D Class B common stock 0 2021-07-30 4 C 0 128168 0 D Class A common stock 128168 0 D The Class B common stock was converted into Class A common stock on a one-for-one basis. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). These transactions were executed in multiple trades at prices ranging from $259.61 to $260.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $260.61 to $261.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $261.61 to $262.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $262.61 to $263.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $263.61 to $264.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $264.62 to $265.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $265.64 to $266.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $253.067 to $254.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $254.08 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $255.13 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $256.13 to $257.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $257.19 to $258.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $258.32 to $259.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2019. The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018. All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. /s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter 2021-08-02