0000950103-21-011717.txt : 20210802
0000950103-21-011717.hdr.sgml : 20210802
20210802162609
ACCESSION NUMBER: 0000950103-21-011717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210729
FILED AS OF DATE: 20210802
DATE AS OF CHANGE: 20210802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carpenter Michael J.
CENTRAL INDEX KEY: 0001808921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38933
FILM NUMBER: 211136358
MAIL ADDRESS:
STREET 1: CROWDSTRIKE HOLDINGS, INC.
STREET 2: 150 MATHILDA PLACE, SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc.
CENTRAL INDEX KEY: 0001535527
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 453788918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 150 MATHILDA PLACE
STREET 2: SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 888-512-8906
MAIL ADDRESS:
STREET 1: 150 MATHILDA PLACE
STREET 2: SUITE 300
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
4
1
dp155619_4-carpenter.xml
FORM 4
X0306
4
2021-07-29
0
0001535527
CrowdStrike Holdings, Inc.
CRWD
0001808921
Carpenter Michael J.
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300
SUNNYVALE
CA
94086
0
1
0
0
PRES., GLBAL SALES & FLD OPS
Class A common stock
2021-07-29
4
C
0
128168
A
302881
D
Class A common stock
2021-07-29
4
S
0
18361
260.26
D
284520
D
Class A common stock
2021-07-29
4
S
0
6256
261.01
D
278264
D
Class A common stock
2021-07-29
4
S
0
33961
262.11
D
244303
D
Class A common stock
2021-07-29
4
S
0
20043
263
D
224260
D
Class A common stock
2021-07-29
4
S
0
27174
263.99
D
197086
D
Class A common stock
2021-07-29
4
S
0
11102
265.18
D
185984
D
Class A common stock
2021-07-29
4
S
0
11271
266.07
D
174713
D
Class A common stock
2021-07-30
4
C
0
128168
A
302881
D
Class A common stock
2021-07-30
4
S
0
11405
253.73
D
291476
D
Class A common stock
2021-07-30
4
S
0
22106
254.55
D
269370
D
Class A common stock
2021-07-30
4
S
0
28459
255.73
D
240911
D
Class A common stock
2021-07-30
4
S
0
31098
256.72
D
209813
D
Class A common stock
2021-07-30
4
S
0
18483
257.73
D
191330
D
Class A common stock
2021-07-30
4
S
0
16617
258.81
D
174713
D
Stock Options (Right to Buy)
1.76
2021-07-29
4
M
0
58295
0
D
2027-02-04
Class B common stock
58295
0
D
Class B common stock
0
2021-07-29
4
M
0
58295
1.76
A
Class A common stock
58295
58295
D
Stock Options (Right to Buy)
1.76
2021-07-29
4
M
0
41489
0
D
2027-02-04
Class B common stock
41489
128168
D
Class B common stock
0
2021-07-29
4
M
0
41489
1.76
A
Class A common stock
41489
99784
D
Stock Options (Right to Buy)
11.13
2021-07-29
4
M
0
28384
0
D
2028-09-25
Class B common stock
28384
21616
D
Class B common stock
0
2021-07-29
4
M
0
28384
11.13
A
Class A common stock
28384
128168
D
Class B common stock
0
2021-07-29
4
C
0
128168
0
D
Class A common stock
128168
0
D
Stock Options (Right to Buy)
1.76
2021-07-30
4
M
0
128168
0
D
2027-02-04
Class B common stock
128168
0
D
Class B common stock
0
2021-07-30
4
M
0
128168
1.76
A
Class A common stock
128168
128168
D
Class B common stock
0
2021-07-30
4
C
0
128168
0
D
Class A common stock
128168
0
D
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
These transactions were executed in multiple trades at prices ranging from $259.61 to $260.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $260.61 to $261.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $261.61 to $262.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $262.61 to $263.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $263.61 to $264.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $264.62 to $265.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $265.64 to $266.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $253.067 to $254.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $254.08 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $255.13 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $256.13 to $257.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $257.19 to $258.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $258.32 to $259.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.
Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2019.
The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018.
All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.
/s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter
2021-08-02