The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN STD GLOBAL INFRASTR | COM SHS BEN INT | 00326W106 | 447 | 22,199 | SH | SOLE | 22,199 | 0 | 0 | ||
ACKRELL SPAC PARTNERS I CO | UNIT 99/99/9999 | 00461L303 | 283 | 27,683 | SH | SOLE | 27,683 | 0 | 0 | ||
AFC GAMMA INC | COM | 00109K105 | 719 | 37,582 | SH | SOLE | 37,582 | 0 | 0 | ||
AGBA ACQUISITION LTD | SHS | G0120M109 | 196 | 17,545 | SH | SOLE | 17,545 | 0 | 0 | ||
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 218 | 19,526 | SH | SOLE | 19,526 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 506 | 13,202 | SH | SOLE | 13,202 | 0 | 0 | ||
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 214 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
BCLS ACQUISITION CORP | COM CL A | G0904B105 | 2,075 | 210,276 | SH | SOLE | 210,276 | 0 | 0 | ||
BETTER WORLD ACQUISITION COR | COM | 08772B104 | 192 | 18,647 | SH | SOLE | 18,647 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 418 | 34,044 | SH | SOLE | 34,044 | 0 | 0 | ||
BLACKROCK CAP ALLOCATION TR | COM | 09260U109 | 4,264 | 257,515 | SH | SOLE | 257,515 | 0 | 0 | ||
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 496 | 42,777 | SH | SOLE | 42,777 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 92 | 16,015 | SH | SOLE | 16,015 | 0 | 0 | ||
BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 | 1,626 | 81,077 | SH | SOLE | 81,077 | 0 | 0 | ||
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 751 | 65,898 | SH | SOLE | 65,898 | 0 | 0 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 591 | 47,932 | SH | SOLE | 47,932 | 0 | 0 | ||
BLACKROCK MUNICIPAL INCOME | COM | 09253X102 | 333 | 25,370 | SH | SOLE | 25,370 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 475 | 38,743 | SH | SOLE | 38,743 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | 499 | 35,100 | SH | SOLE | 35,100 | 0 | 0 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 161 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 633 | 48,632 | SH | SOLE | 48,632 | 0 | 0 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 553 | 43,803 | SH | SOLE | 43,803 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY | COM | 09254V105 | 355 | 27,741 | SH | SOLE | 27,741 | 0 | 0 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 09260K101 | 434 | 14,786 | SH | SOLE | 14,786 | 0 | 0 | ||
BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 | 315 | 20,600 | SH | SOLE | 20,600 | 0 | 0 | ||
BLUE SAFARI GRP ACQUISITN CO | CLASS A ORD SHS | G1195R106 | 1,671 | 166,118 | SH | SOLE | 166,118 | 0 | 0 | ||
BNY MELLON MUN INCOME INC | COM | 05589T104 | 211 | 27,835 | SH | SOLE | 27,835 | 0 | 0 | ||
BNY MELLON STRATEGIC MUN BD | COM | 09662E109 | 381 | 53,872 | SH | SOLE | 53,872 | 0 | 0 | ||
BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | 294 | 40,874 | SH | SOLE | 40,874 | 0 | 0 | ||
BULL HORN HLDGS CORP | SHS | G1686P106 | 1,923 | 190,602 | SH | SOLE | 190,602 | 0 | 0 | ||
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 204 | 11,684 | SH | SOLE | 11,684 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 2,210 | 54,184 | SH | SOLE | 54,184 | 0 | 0 | ||
CHP MERGER CORP | COM CL A | 12558Y106 | 4,671 | 459,280 | SH | SOLE | 459,280 | 0 | 0 | ||
CLEANTECH ACQUISITION CORP | COM | 18453L107 | 2,773 | 276,472 | SH | SOLE | 276,472 | 0 | 0 | ||
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 2,223 | 78,814 | SH | SOLE | 78,814 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 277 | 8,325 | SH | SOLE | 8,325 | 0 | 0 | ||
COHEN & STEERS LTD DURATION | COM | 19248C105 | 316 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
COHEN & STEERS TAX ADVAN PFD | COM | 19249X108 | 349 | 15,883 | SH | SOLE | 15,883 | 0 | 0 | ||
CUSHING MLP & INFRASTRUCT | COM NEW | 231631300 | 209 | 6,006 | SH | SOLE | 6,006 | 0 | 0 | ||
DATA KNIGHTS ACQUISITION COR | CLASS A COM | 237699103 | 1,934 | 190,089 | SH | SOLE | 190,089 | 0 | 0 | ||
DELAWARE IVY HIGH INCOME OPP | COM | 246107106 | 205 | 16,150 | SH | SOLE | 16,150 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 2,099 | 144,540 | SH | SOLE | 144,540 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 1,304 | 77,856 | SH | SOLE | 77,856 | 0 | 0 | ||
DWS MUN INCOME TR | COM | 233368109 | 189 | 18,116 | SH | SOLE | 18,116 | 0 | 0 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 230 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 790 | 78,689 | SH | SOLE | 78,689 | 0 | 0 | ||
EATON VANCE CALIF MUN INCOM | SH BEN INT | 27826F101 | 329 | 28,672 | SH | SOLE | 28,672 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 237 | 20,613 | SH | SOLE | 20,613 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 777 | 74,157 | SH | SOLE | 74,157 | 0 | 0 | ||
ELLSWORTH GROWTH & INCOME FD | COM | 289074106 | 259 | 24,491 | SH | SOLE | 24,491 | 0 | 0 | ||
ENERGEM CORP | CLASS A ORD SHS | G30449105 | 421 | 42,100 | SH | SOLE | 42,100 | 0 | 0 | ||
FAT PROJECTS ACQUISITION COR | CLASS A ORD SHS | G3400W102 | 503 | 50,915 | SH | SOLE | 50,915 | 0 | 0 | ||
FIRST TR SPECIALTY FIN & FIN | COM BEN INTR | 33733G109 | 80 | 19,041 | SH | SOLE | 19,041 | 0 | 0 | ||
FORTUNE RISE ACQUISITION COR | CL A | 34969G102 | 675 | 67,213 | SH | SOLE | 67,213 | 0 | 0 | ||
FOX CORP | CL B COM | 35137L204 | 493 | 13,579 | SH | SOLE | 13,579 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 947 | 38,434 | SH | SOLE | 38,434 | 0 | 0 | ||
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 345 | 61,782 | SH | SOLE | 61,782 | 0 | 0 | ||
GARDINER HEALTHCARE ACQTS CO | COMMON STOCK | 365506104 | 188 | 19,007 | SH | SOLE | 19,007 | 0 | 0 | ||
GENERAL AMERN INVS CO INC | COM | 368802104 | 586 | 13,790 | SH | SOLE | 13,790 | 0 | 0 | ||
GLOBAL CONSUMER ACQUISITN CO | COM | 37892B108 | 481 | 48,090 | SH | SOLE | 48,090 | 0 | 0 | ||
GOLDEN PATH ACQUISITION CORP | ORDINARY SHARES | G4028H105 | 455 | 45,149 | SH | SOLE | 45,149 | 0 | 0 | ||
GREENCITY ACQUISITION CORP | COM | G4086B107 | 1,375 | 132,059 | SH | SOLE | 132,059 | 0 | 0 | ||
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 1,266 | 127,730 | SH | SOLE | 127,730 | 0 | 0 | ||
HHG CAPITAL CORPORATION | ORDINARY SHARES | G4R23P103 | 156 | 15,670 | SH | SOLE | 15,670 | 0 | 0 | ||
INDUSTRIAL HUMAN CAPITAL INC | COM | 45617P104 | 852 | 84,989 | SH | SOLE | 84,989 | 0 | 0 | ||
INSIGHT SELECT INCOME FD | COM | 45781W109 | 423 | 23,675 | SH | SOLE | 23,675 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INCO | COM | 46132H106 | 658 | 59,369 | SH | SOLE | 59,369 | 0 | 0 | ||
INVESCO HIGH INCOME 2024 TAR | COM | 46136K105 | 125 | 13,830 | SH | SOLE | 13,830 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 463 | 40,455 | SH | SOLE | 40,455 | 0 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 151 | 13,144 | SH | SOLE | 13,144 | 0 | 0 | ||
INVESCO PA VALUE MUN INC TR | COM | 46132K109 | 418 | 35,792 | SH | SOLE | 35,792 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 145 | 12,507 | SH | SOLE | 12,507 | 0 | 0 | ||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 155 | 13,335 | SH | SOLE | 13,335 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 334 | 23,960 | SH | SOLE | 23,960 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 501 | 6,803 | SH | SOLE | 6,803 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 773 | 15,197 | SH | SOLE | 15,197 | 0 | 0 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 873 | 94,661 | SH | SOLE | 94,661 | 0 | 0 | ||
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 1,203 | 140,372 | SH | SOLE | 140,372 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 583 | 40,425 | SH | SOLE | 40,425 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 7,607 | 298,196 | SH | SOLE | 298,196 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | 9,323 | 203,869 | SH | SOLE | 203,869 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM C BRAVES GRP | 531229888 | 1,043 | 37,375 | SH | SOLE | 37,375 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 | 2,204 | 220,635 | SH | SOLE | 220,635 | 0 | 0 | ||
LMF ACQUISITION OPPORTUNIT I | CL A COM | 502015100 | 235 | 23,212 | SH | SOLE | 23,212 | 0 | 0 | ||
MACQUARIE GLOBAL INFRASTRUCT | COM | 55608D101 | 357 | 13,894 | SH | SOLE | 13,894 | 0 | 0 | ||
MALACCA STRAITS ACQUISITION | COM CL A | G5859B117 | 836 | 82,664 | SH | SOLE | 82,664 | 0 | 0 | ||
MALLARD ACQUISITION CORP | COM | 561204108 | 878 | 87,120 | SH | SOLE | 87,120 | 0 | 0 | ||
MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 2,032 | 207,801 | SH | SOLE | 207,801 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 379 | 41,461 | SH | SOLE | 41,461 | 0 | 0 | ||
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 202 | 46,086 | SH | SOLE | 46,086 | 0 | 0 | ||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 422 | 108,965 | SH | SOLE | 108,965 | 0 | 0 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 170 | 19,902 | SH | SOLE | 19,902 | 0 | 0 | ||
MFS MUN INCOME TR | SH BEN INT | 552738106 | 421 | 68,749 | SH | SOLE | 68,749 | 0 | 0 | ||
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 478 | 95,878 | SH | SOLE | 95,878 | 0 | 0 | ||
MORGAN STANLEY INDIA INVT FD | COM | 61745C105 | 1,107 | 44,105 | SH | SOLE | 44,105 | 0 | 0 | ||
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 1,588 | 246,533 | SH | SOLE | 246,533 | 0 | 0 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 177 | 14,459 | SH | SOLE | 14,459 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 641 | 78,994 | SH | SOLE | 78,994 | 0 | 0 | ||
NOVA VISION ACQUISITION CORP | COM | G6759A100 | 1,976 | 197,217 | SH | SOLE | 197,217 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 243 | 18,493 | SH | SOLE | 18,493 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 475 | 35,059 | SH | SOLE | 35,059 | 0 | 0 | ||
NUVEEN CORPORATE INCOME 2023 | COM | 67079F101 | 1,144 | 121,200 | SH | SOLE | 121,200 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 427 | 69,159 | SH | SOLE | 69,159 | 0 | 0 | ||
NUVEEN EMERGING MKTS DEBT 20 | COM | 67077P101 | 90 | 12,904 | SH | SOLE | 12,904 | 0 | 0 | ||
NUVEEN MORTGAGE AND INCOME F | COM | 670735109 | 574 | 31,408 | SH | SOLE | 31,408 | 0 | 0 | ||
NUVEEN N Y SELECT TAX FREE I | SH BEN INT | 67063V104 | 180 | 14,561 | SH | SOLE | 14,561 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 264 | 21,720 | SH | SOLE | 21,720 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 1,234 | 98,170 | SH | SOLE | 98,170 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 408 | 29,419 | SH | SOLE | 29,419 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES | COM | 67072C105 | 861 | 102,517 | SH | SOLE | 102,517 | 0 | 0 | ||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 676 | 78,787 | SH | SOLE | 78,787 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 587 | 43,915 | SH | SOLE | 43,915 | 0 | 0 | ||
NUVEEN REAL ASSET INCOME & G | COM | 67074Y105 | 183 | 11,978 | SH | SOLE | 11,978 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 | 776 | 77,067 | SH | SOLE | 77,067 | 0 | 0 | ||
PERCEPTION CAPITAL CORP II | CLASS A ORD | G7007D102 | 1,187 | 118,837 | SH | SOLE | 118,837 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 179 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | 2,371 | 139,547 | SH | SOLE | 139,547 | 0 | 0 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 291 | 28,913 | SH | SOLE | 28,913 | 0 | 0 | ||
PIONEER HIGH INCOME FUND INC | COM | 72369H106 | 112 | 13,845 | SH | SOLE | 13,845 | 0 | 0 | ||
PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 | 487 | 46,413 | SH | SOLE | 46,413 | 0 | 0 | ||
PUTNAM MANAGED MUN INCOME TR | COM | 746823103 | 375 | 53,005 | SH | SOLE | 53,005 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 139 | 34,894 | SH | SOLE | 34,894 | 0 | 0 | ||
RIVERNORTH FLEXIBLE MUN INCO | COM | 76883H104 | 245 | 13,175 | SH | SOLE | 13,175 | 0 | 0 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 360 | 43,670 | SH | SOLE | 43,670 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 24,749 | 54,799 | SH | SOLE | 54,799 | 0 | 0 | ||
SPDR SER TR | S&P METALS MNG | 78464A755 | 248 | 4,046 | SH | SOLE | 4,046 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 | 1,700 | 35,496 | SH | SOLE | 35,496 | 0 | 0 | ||
TCW STRATEGIC INCOME FD INC | COM | 872340104 | 349 | 67,745 | SH | SOLE | 67,745 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 1,685 | 48,745 | SH | SOLE | 48,745 | 0 | 0 | ||
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 1,227 | 32,322 | SH | SOLE | 32,322 | 0 | 0 | ||
TREPONT ACQUISITION CORP I | SHS CL A | G9095M101 | 168 | 16,681 | SH | SOLE | 16,681 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 637 | 20,642 | SH | SOLE | 20,642 | 0 | 0 | ||
TUSCAN HLDGS CORP II | COM | 90070A103 | 333 | 29,600 | SH | SOLE | 29,600 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,849 | 17,061 | SH | SOLE | 17,061 | 0 | 0 | ||
VENTOUX CCM ACQUISITION CORP | COM | 92280L101 | 325 | 32,191 | SH | SOLE | 32,191 | 0 | 0 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 318 | 27,195 | SH | SOLE | 27,195 | 0 | 0 | ||
ZANITE ACQUISITION CORP | COM CL A | 98907K103 | 658 | 64,092 | SH | SOLE | 64,092 | 0 | 0 |