0001214659-16-013493.txt : 20160831
0001214659-16-013493.hdr.sgml : 20160831
20160831113925
ACCESSION NUMBER: 0001214659-16-013493
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160829
FILED AS OF DATE: 20160831
DATE AS OF CHANGE: 20160831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUGUST NATHANIEL H.
CENTRAL INDEX KEY: 0001535393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 161862372
MAIL ADDRESS:
STREET 1: 10 EAST 53RD STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
marketforms-36157.xml
PRIMARY DOCUMENT
X0306
4
2016-08-29
0001611988
Fifth Street Asset Management Inc.
FSAM
0001535393
AUGUST NATHANIEL H.
645 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10022
true
false
false
false
Class A Common Stock
2016-08-29
4
S
false
25000
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D
435408
I
The Mangrove Partners Master Fund, Ltd.
Class A Common Stock
2016-08-29
4
S
false
171531
5.1149
D
263877
I
The Mangrove Partners Master Fund, Ltd.
Class A Common Stock
2016-08-29
4
S
false
82269
5.1149
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181608
I
The Mangrove Partners Master Fund, Ltd.
Class A Common Stock
2016-08-29
4
S
false
73059
5.0984
D
108549
I
The Mangrove Partners Master Fund, Ltd.
Class A Common Stock
2016-08-29
4
S
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34028
5.0984
D
74521
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The Mangrove Partners Master Fund, Ltd.
Class A Common Stock
2016-08-30
4
S
false
48873
5.2842
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25648
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The Mangrove Partners Master Fund, Ltd.
Class A Common Stock
2016-08-30
4
S
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The Mangrove Partners Master Fund, Ltd.
Shares held directly by The Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Nathaniel August, as the director of each of Mangrove Partners and Mangrove Capital, the investment manager and general partner of the controlling shareholder of the Master Fund, respectively, may be deemed to beneficially own the shares held directly by the Master Fund. Mr. August disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/s/ Nathaniel H. August
2016-08-31