0001214659-16-013493.txt : 20160831 0001214659-16-013493.hdr.sgml : 20160831 20160831113925 ACCESSION NUMBER: 0001214659-16-013493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160829 FILED AS OF DATE: 20160831 DATE AS OF CHANGE: 20160831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Asset Management Inc. CENTRAL INDEX KEY: 0001611988 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 465610118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 992-4533 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUGUST NATHANIEL H. CENTRAL INDEX KEY: 0001535393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36701 FILM NUMBER: 161862372 MAIL ADDRESS: STREET 1: 10 EAST 53RD STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 marketforms-36157.xml PRIMARY DOCUMENT X0306 4 2016-08-29 0001611988 Fifth Street Asset Management Inc. FSAM 0001535393 AUGUST NATHANIEL H. 645 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10022 true false false false Class A Common Stock 2016-08-29 4 S false 25000 5.15 D 435408 I The Mangrove Partners Master Fund, Ltd. Class A Common Stock 2016-08-29 4 S false 171531 5.1149 D 263877 I The Mangrove Partners Master Fund, Ltd. Class A Common Stock 2016-08-29 4 S false 82269 5.1149 D 181608 I The Mangrove Partners Master Fund, Ltd. Class A Common Stock 2016-08-29 4 S false 73059 5.0984 D 108549 I The Mangrove Partners Master Fund, Ltd. Class A Common Stock 2016-08-29 4 S false 34028 5.0984 D 74521 I The Mangrove Partners Master Fund, Ltd. Class A Common Stock 2016-08-30 4 S false 48873 5.2842 D 25648 I The Mangrove Partners Master Fund, Ltd. Class A Common Stock 2016-08-30 4 S false 5648 5.2842 D 20000 I The Mangrove Partners Master Fund, Ltd. Shares held directly by The Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Nathaniel August, as the director of each of Mangrove Partners and Mangrove Capital, the investment manager and general partner of the controlling shareholder of the Master Fund, respectively, may be deemed to beneficially own the shares held directly by the Master Fund. Mr. August disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Nathaniel H. August 2016-08-31