0001214659-20-002861.txt : 20200324 0001214659-20-002861.hdr.sgml : 20200324 20200324121558 ACCESSION NUMBER: 0001214659-20-002861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200320 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mangrove Partners Master Fund, Ltd. CENTRAL INDEX KEY: 0001569227 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39172 FILM NUMBER: 20737439 BUSINESS ADDRESS: STREET 1: MAPLES CORP. SVCS, PO BOX 309 STREET 2: UGLAND HOUSE, S. CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 2128979537 MAIL ADDRESS: STREET 1: 645 MADISON AVE, 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANGROVE PARTNERS CENTRAL INDEX KEY: 0001535392 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39172 FILM NUMBER: 20737440 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-897-9535 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUGUST NATHANIEL H. CENTRAL INDEX KEY: 0001535393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39172 FILM NUMBER: 20737441 MAIL ADDRESS: STREET 1: 10 EAST 53RD STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stonemor Inc. CENTRAL INDEX KEY: 0001753886 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 HORIZON BOULEVARD CITY: TREVOSE STATE: PA ZIP: 19053 BUSINESS PHONE: (215) 826-2800 MAIL ADDRESS: STREET 1: 3600 HORIZON BOULEVARD CITY: TREVOSE STATE: PA ZIP: 19053 FORMER COMPANY: FORMER CONFORMED NAME: Stonemor GP LLC DATE OF NAME CHANGE: 20180921 4 1 marketforms-48414.xml PRIMARY DOCUMENT X0306 4 2020-03-20 true 0001753886 Stonemor Inc. STON 0001569227 Mangrove Partners Master Fund, Ltd. 645 MADISON AVE, 14 FLOOR NEW YORK NY 10022 false false true false 0001535392 MANGROVE PARTNERS 645 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10022 false false true false 0001535393 AUGUST NATHANIEL H. 645 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10022 false false true false Common Stock, $0.01 par value per share 2020-03-20 4 S false 10400 1.5121 D 10284432 D Common Stock, $0.01 par value per share 2020-03-23 4 S false 77219 1.1984 D 10207213 D Common Stock, $0.01 par value per share 2020-03-23 4 S false 96100 1.2638 D 10111113 D Common Stock, $0.01 par value per share 2020-03-20 4 S false 40405 1.5116 D 10070708 D Cash settled total return swap (obligation to buy) 2020-03-20 4 S true 127174 1.3384 D 2022-07-22 Common Stock 127174 2242703 D These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. /s/ Nathaniel H. August, as Director of Mangrove Partners as Investment Manager 2020-03-24 /s/ Nathaniel H. August, Director 2020-03-24 /s/ Nathaniel H. August 2020-03-24